22nd Annual Conference on the Globalisation of Investment Funds pot

UP TO 11¼ CPD
HOURS AVAILABLE*
A conference presented by the IBA Investment Funds Committee and supported by the IBA North
American Regional Forum, the National Investment Company Services Association (NICSA), the
Association of the Luxembourg Fund Industry (ALFI), Bundesverband Investment and Asset Management
(BVI), the Bundesverband Alternative Investments (BAI) and the Irish Funds Industry Association (IFIA)
22nd Annual Conference on the
Globalisation of Investment Funds
15–18 May 2011
Boston Harbor Hotel, Boston, USA
Session topics include:
• Aroundtablediscussionamongindustryleadersonthefutureoftheinvestmentfundsindustry
• Regulationofalternativeinvestmentmanagers
• Globalisationoffundregulation–trendstowardsco-ordinationandthechangingroleofregulators
• LatinAmericanmarkets(Brazil,Chile,Colombia,MexicoandPeru)–investingandmanagingassets
in Latin America
• Custodyandprimebrokerageissues
• UCITSIV
• ExaminingtheETFstrategy
Workshop/Focus Group sessions – topics include:
• Distressedinvesting
• Developmentofdistributorsdutyofcare
• Theincreasingfocusonriskmanagement
• Masterclassworkshoponderivatives
• ImpactofVolckerRulesonprivateequity/hedgefunds
Keynote Speakers include:
• Bob Pozen Senior Lecturer at Harvard Business School and Chairman Emeritus, MFS Investment
Management, Boston
• Andrés Velasco Former Minister of Finance, Chile
Who should attend?
Assetmanagersandfundmanagementexecutives,lawyersincludingin-housecounsel,institutional

investors, accountants and other service providers in the global investment funds industry.
Headline sponsor
*As per the Solicitors
Regulation Authority
of Englandand Wales.
The number ofCPD
points/hours available
may vary for other bar
associations andlaw
societies depending on
their criteria.
Conference kindly supported by
Sunday night welcome reception sponsors
On the cusp of a new order
Evenaftertwoyearsofhighdramasincethecollapseof
Lehman,theworldisstillexperiencingveryuncertaintimesand
yetdespitethetalkoffurthermarketcrashes,acurrencycrisis,
nancialmeltdownandthedemiseofhedgefunds,thereis
a great deal of optimism for the future of investment funds.
However,mostpeopleareagreedthatthefuturewilllook
verydifferenttowhathasgonebefore.Forinstance,there
aremajorregulatorychangescomingdownthetracknotonly
in the regulation of the investment funds industry itself but
nancialservicesgenerally,includingtheregulationofbanks.
Thesechangeswillhavetheirownimpactonourindustry.
Whilemostofusareoptimisticaboutthefutureitisnotat
allclearwheretheindustrygoalpostswillnallybeplaced.
Thereisstillmuchdebate,lobbyingandworktobedone
ifwearetoinuenceaneworderwhichwillbepractical
andworkable.ThisiswhytheGlobalisationofInvestment

FundsConferencewithitslongandillustrioustrackrecord
ismorerelevantthanever.Lastyear’sconferencewasan
unqualiedsuccessandIbelievethemainconcernfor2011
iswhetherthevenuewillbeabletoaccommodatethe
expectedincreaseinnumbers.Iwouldtherefore,encourage
allofyoutobookearly.Weexpectthedebatearoundthe
major regulatory initiatives and the emergence of certain
dominant products to be lively to say the least.
Webelieveitisatconferenceslikeoursthatmarketparticipants
havetheopportunitytomaketheirvoicesheardandto
inuencethedevelopmentoftheindustry.Itisforthisreason
thatweencourageaudienceparticipationandlivelydebate.
Challengingsacredcowsisnobadthingandwiththisinmind
I invite you to join us again if you are an old friend and if you
havenotbeenbeforepleasejoinusandmakenewfriends
andcontactsintheindustrywhileatthesametimeinforming
yourself of the changing nature of the industry.
Yours sincerely,
David Dillon
Conference Co-Chair
Partner, Dillon Eustace, Dublin
Conference Co-Chairs
David Dillon Partner, Dillon Eustace, Dublin
Stephen H Etkind Partner, Minter Ellison Lawyers, Sydney,
New South Wales
Conference Chair Emeritus
Paul I Harris Formerly Partner, Linklaters, London; First Annual
Conference Co-Chair
Organising Committee
Kirstene Baillie Partner, Field Fisher Waterhouse LLP, London;

Co-Chair, IBA Investment Funds Committee
Jack Berk Partner, Loyens & Loeff NV, Amsterdam; Vice-Chair,
IBA Investment Funds Committee
Christopher Christian Partner, Dechert LLP, Boston
Felipe Cousino Partner, Alessandri & Compania Ltda, Santiago;
Co-Chair, IBA Investment Funds Committee
Jacques Elvinger Elvinger Hoss & Prussen, Luxembourg;
Newsletter Editor, IBA Investment Funds Committee
Rory Gallaher Partner, Deacons, Hong Kong SAR; Senior
Vice-Chair, IBA Investment Funds Committee
Rebecca F Silberstein Debevoise & Plimpton LLP, New York;
Membership Officer, IBA Investment Funds Committee
Edgar Wallach Partner, Hengeler Mueller, Frankfurt
Host Committee
Christopher Christian Partner, Dechert LLP, (Co-Chair)
Peter Finnerty Partner, PricewaterhouseCoopers
Stuart E Fross Partner, K&L Gates LLP
W Andrew Fry Executive Vice-President, State Street Bank & Trust
Paul I Harris Conference Chair Emeritus (Co-Chair)
Susan C Livingston Partner, Brown Brothers Harriman & Co (BBH)
George O Martinez Executive Director, Fund Administration,
JP Morgan Investor Services
Kevin Ouellette Senior Counsel, Wells Fargo Asset Management
Helen Robichaud Managing Director and Senior Counsel,
BNY Mellon Investment Servicing (US) Inc
Timothy Silva Partner, Wilmer Hale
Sunday15May
1630–1930 Registration
1800–2130 Welcome reception
Boston Harbor Hotel

Associate conference sponsor
Programme
Monday16May
0730–1630 Registration
0730–0830 Continental breakfast
0830–0840 Opening remarks
David Dillon
0840–0915 Keynote address
Bob Pozen Senior Lecturer at Harvard Business School and Chairman
Emeritus, MFS Investment Management, Boston
0915–1030
Roundtable discussion among industry leaders on the
future of the investment funds industry
Thediscussionincludes:
• Reectionsonhowtherecentcrisishasaffectedparticular
organisations
• Strategiesforrespondingtoregulatorychangeandinvestor
resistance
• Challengesofglobalisationasiteffectsinvestmentanddistribution
• Designingproductstomeetinvestorsneeds
Moderator
Theresa Hamacher President, NICSA, Boston
Speakers
Glenn R Carlson Chief Executive Officer, Brandes Investment Partners,
San Diego
Nadine S Chakar Head of Global Financial Institutions, BNY Mellon
Asset Servicing, New York
Susan Cote Ernst & Young, Americas Asset Management Leader
Financial Services, New York
Stuart Dyer Director, Close Asset Management, Head of Intermediary

Acquisitions, London
Keith Hartstein President and Chief Executive Officer, John Hancock
Financial, Boston
Mike Niedermeyer Head of the Wells Fargo, Asset Management
Group, San Francisco
1030–1100Refreshment break
1100–1230
Regulation of Alternative Investment Managers
TopicswillcovertheAIFMDirectiveandtheFrankDoddActinthe
contextof:
• Scopeofthelegislation.
• Whatarethekeyquestionswhichremainoutstanding?
• Howwillsecondarylegislationandimplementationaffecttheimpact.
ofthedirectiveandtheAct?
• Practicalconsequencesformanagers.
Moderator
Stephen Ross Group General Counsel, Man Group, London
Speakers
Lorna Bowen Partner, Linklaters, New York
Frank Dornseifer Managing Director, Legal and Compliance, German
Alternative Investments Association, Frankfurt
Michael Newell Norton Rose, London
Marc Romano Chief Executive Officer, Schroders New FinanceCapital,
London
Paul Roth Partner, Schulte Roth & Zabel, New York
Jerome Wigny Partner, Elvinger Hoss & Prussen, Luxembourg
1230–1400 Lunch
1400–1515/1515–1630
Discussion groups
Conferenceattendeeswillhavetheopportunitytoparticipateinsmall

informal groups to discuss current issues in the global investment funds
industry.
Thefollowingtopicshavebeenselectedforthediscussiongroups,
thoughthislistmaybeupdatedinearly2011toreectrecent
developmentsinthemarkets:
1400–1515/1515–1630
(1) Distressedinvesting
(2) Developmentofdistributors’dutyofcare
(3) Theincreasingfocusonriskmanagement
(4) Masterclassworkshoponderivatives
(5) ImpactofVolckerRulesonprivateequity/hedgefunds
(6) Trendsinprivateequityfunds
(7) Developmentsinregulationofmoneymarketfunds
(8) UseofUCITSplatformsfordistribution
(9) Meettheregulators
Pleaseindicateyourpreferredgroupsontheregistrationform.
Sessionswillbescheduledonthelevelofinterestineachtopic.
Theorganisersreservetherighttochangeorcancelsessions.
Tuesday night gala dinner sponsors
GA
&
Ganado
& Associates
ADVOCATES
Tuesday17May
0730–1215 Registration
0730–0830 Continental breakfast
0830–0835 Opening remarks
Stephen Etkind
0835–1015

Globalisation of fund regulation – trends towards co-
ordination and the changing role of regulators
• Theneedforincreasedco-ordinationbetweenregulators
• InuenceofIOSCOandESMAandotherInternationalsupervisory
networksandbodies
• Challengesoffundregulationinthecurrentpoliticalandeconomic
environment
• Changingrolesofregulatorsandtheapproachestakenbydifferent
countries
Moderator
Philip Reed General Counsel, Threadneedle Asset Management,
London
Speakers
Patrice Berge Vincent Head, Asset Management Policy Department,
AMF, Paris
Mike Deveney Manager, EU and cross-cutting issues team, Conduct
Business Unit, Policy Division, FSA, London
Jean-Marc Goy Counsel for International Affairs (CSSF), Luxembourg
Martina Kelly Senior Regulator, Policy – Investment Funds, Central
Bank of Ireland, Dublin
David Vaughan Securities and Exchange Commission, Washington DC
(invited)
Uwe Wewel Head of Investment and Hedge Fund Division, German
Ministry of Finance, Berlin
1015–1045 Refreshment break
1045–1215 CONCURRENT SESSIONS
CONCURRENT SESSION A
Hedge fund session – custody and prime brokerage issues
Lookingahead:custodyandprimebrokerageinthepostLehmanand
Madoffworld

• Thechangingrolesofcustodiansoverprimebrokers
• Thesecurityofhedgefundassets
• TheroleofprimebrokerageforhedgefundstyleUCITS
• Impactoflegislationonbusinessmodels
Moderator
Rob O’Connor Managing Director, Morgan Stanley, New York
Speakers
James F Doyle Executive Director, UBS Investment Bank, New York
Michael Huber Vice-President and Associate General Counsel,
Goldman Sachs & Co, New York
Nigel Kemp Managing Director, Global Transaction Services, Citicorp,
London
Brian Ruane CEO, Alternative Investment Services, BNY Mellon,
New York
Lodewijk Van Setten Managing Director, Morgan Stanley, Legal &
Compliance, London
CONCURRENT SESSION B
UCITS IV
• StatusofimplementationinEUmembercountries
• Impactinnon-EUmembercountries
• Challenges:ManagingtheKIID
• Opportunities:ManagementCompanypassport,Mergersand
Master-Feeders
Moderator
Michèle Eisenhuth Partner, Arendt & Medernach, Luxembourg
Speakers
Steve R Barr Head of International Legal Group Alliance Bernstein LP,
New York
Paul Elmlinger Senior Associate General Counsel, International
Franklin Templeton Investments, New York

Marietta Lienhard Partner, White & Case, Frankfurt
Han Ming Ho Partner, Clifford Chance, Singapore
Pamela Thompson Partner, Eversheds, London
Programme continued
Lunch and refreshment break sponsor Charles River Boat cruise and tour of Harvard sponsor
Wednesday18May
0730–1115 Registration
0730–0830 Continental breakfast
0830–0850 Latin American Address
Andrés Velasco Former Minister of Finance Chile, Santiago
0850–1000
Latin America markets (Brazil, Chile, Colombia, Mexico and
Peru) – investing and managing assets in Latin America
Moderator
Daniel Rodríguez Partner, Rodríguez Rueda SC, Mexico City
Speakers
Alessia Abello Partner, Posse Herrera & Ruiz, Bogota
Bruno Balduccini Partner Pinheiro Neto Advogados, São Paulo
Jaime de la Barra Founding Partner and President, Compass Group
Chile, Santiago
Juan Luis Hernández G Partner, Hernández & Cia Abogados, Lima
Andrés Velasco Former Minister of Finance Chile, Santiago
1000–1115
Examining developments for Exchange Traded Funds
ExaminingtheETFstrategy
• Surveyingtheglobalpicture.
• TheadvantagesandpitfallsofETFinvestment.
• IsactivemanagementforETFsappropriateornecessary?
• Tradingand/orlistingonStockExchanges.
• InterplaybetweentheUCITSandtheListingAuthorities’requirements

Moderator
Kathleen Moriarty Partner, Katten Muchin Rosenman LLP, New York
Speakers
Deborah Fuhr Managing Director Global Head of ETF Research and
Implementation Strategy, Blackrock, London
Nick Holman Partner, Hogan Lovells, London
Roger Joseph Partner, Bingham McCutchen, Boston
Frank Koudelka Senior Vice-President, ETF Product Specialist, State
Street Bank, Boston
Tara O’Callaghan Principal – Listing, Dillon Eustace, Dublin
1115 Closing remarks
Edgar Wallach Conference Chair Emeritus
CPD accreditation from the Solicitors Regulation Authority of England
and Wales: up to 11¼ hours available
ContinuingProfessionalDevelopment/ContinuingLegalEducation
FordelegatesfromcountrieswhereCPD/CLEismandatory,theInternational
BarAssociationwillbepleasedtoprovideaConferenceCerticateof
Attendancewhich,subjecttotheexactCPD/CLErequirements,maybeused
toobtaintheequivalentaccreditationinyourjurisdiction.
ThisconferencehasbeenaccreditedforCPDbytheSolicitorsRegulatory
AuthorityofEnglandandWales.Delegatesshouldaskstaffattheregistration
deskforinformationonhowtoobtainthehours.
US CLE
AccreditationhasbeenapprovedbytheStateBarofNewYorkandtheState
BarofCalifornia.IBAcerticatesofattendancewillbeavailableforlawyers
fromself-reportingUSstates.
Theorganisersmayatanytime,withorwithoutgivingnotice,intheirabsolute
discretionandwithoutgivinganyreason,cancelorpostponetheconference,
changeitsvenueoranyofthe otherpublishedparticulars,orwithdrawany
invitation to attend. In any case, neither the organisers nor any of their offic-

ers, employees, agents, members or representatives shall be liable for any loss,
liability,damageorexpensesufferedorincurredbyanyperson,norwillthey
returnanymoneypaidtotheminconnectionwiththeconferenceunlessthey
aresatisednotonlythatthemoneyinquestionremainsundertheircontrol
butalsothatthepersonwhopaidithasbeenunfairlyprejudiced(astowhich,
decisionshallbeintheirsoleandunfettereddiscretionand,whenannounced,
final and conclusive).
Theorganisersreservetherighttochangeorcancelthesocialprogramme.
Sunday15May
1800–2130 Welcome reception
Boston Harbor Hotel
Sponsored by
Tuesday17May
1330–1630 Charles River boat cruise and tour of Harvard
Sponsored by
Departs:RowesWharf
ThecruisewilltourBoston’sinnerharborandhistoricalsites,including
theUSSConstitution.‘OldIronsides’(assheiscalled)hasservedtheUS
Navyforover210yearsmakinghertheworld’soldestcommissioned
warshipaoat.ThenintotheCharlesRiver,whichisoneofthemost
recognisable sights in the greater Boston area, offering spectacular
viewsofBostonandCambridge.Wewillcruisepastcountlesssailboats
androwersbeforeourarrivalatHarvard.Refreshmentswillbeserved
onboard.TherewillbeashortcoachtransfertoHarvard.
Harvardwasestablishedin1636andwillcelebrateits375th
anniversaryin2011.It’stheoldestinstitutionofhighereducationin
theUnitedStatesandtherstcorporation(ofciallyThePresident
andFellowsofHarvardCollege)charteredinthecountry.Aguidewill
takeourgrouponawalkingtourofthishistoricaluniversitycampus.
ThecruisewillreturntoBostonHarborgivingyouanotherchanceto

seethemajesticskylineofBostonandthebeautifulcollegetownof
Cambridge.
Price:US$25perperson(includescruise,refreshments,guidedtourof
Harvard).
RowesWharfislocatedattheBostonHarborHotel
Pleasecompletetherelevantsectionoftheregistrationform.Places
willbeallocatedonarst-come,rst-servedbasisandcannotbe
guaranteed.
1900–2200 Reception and gala dinner buffet
State Street
Sixty State Street, 33 Floor, Boston 02109
TheStateRoomisanurbaneventspaceofferingbreath-takingviewsof
theharborandcity.Locatedatthetopof60StateStreet,thischicand
modernvenueoffersagenuinesenseofbeingontopoftheworld.
Transportisnotprovided,theStateRoomiswithinwalkingdistanceof
the Boston Harbor Hotel.
Sponsored by
Golfcourses
ShouldyouwishtoarrangetoplaygolfduringyourtriptoBoston,
thefollowinggolfcoursesaresuggested.Pleasecontacttheclubs
directlyinordertoobtainpricingandavailabilityandtomake
bookings.
Granite Links Golf Club at Quarry Hills
www.granitelinksgolfclub.com
27holes;JohnSanforddesign;rst9opened2003
Tel:+1(617)6891900
Located ten miles from the hotel.
Pinehills Golf Club
www.pinehillsgolf.com
Two18-holecourses–Nicklaus(2002)andReesJones(2001)designs

Tel:+1(508)2093000
Located47milesfromthehotelinPlymouth;althoughthedistance
ismuchfurther,thevenueisahistorictownnearCapeCod,sowell
worththetrip.
George Wright Golf Course
www.cityofboston.gov/golf
1938municipalcourseownedbytheCityofBoston;DonaldRoss
design
Tel:+1(617)3642300
Located nine miles from the hotel.
Sandy Burr Country Club
www.sandyburr.com
1922DonaldRossdesign
Tel:+1(508)3587211
Located20milesfromthehotel.
Social programme
GA
&
Ganado
& Associates
ADVOCATES
Information
Fees
Online registrations received:
 onorbefore after8April
 8April to6May
IBA/NICSA/ALFI/IFIA/
BVI/BAImembers US$1,350 US$1,510
Non-member* US$1,585 US$1,745
Guest US$330 US$330

Hard copy registration forms and fees received:
 onorbefore after8April
 8April
IBA/NICSA/ALFI/IFIA/
BVI/BAImembers US$1,500 US$1,675
Non-member* US$1,760 US$1,935
Guest US$330 US$330
* Bypayingthenon-memberfee,wewelcomeyouasadelegatemember
oftheIBAfortheyearinwhichthisconferenceisheld,whichentitles
youtothefollowingbenets:
(1)PasswordaccesstocertainpartsoftheIBAwebsite.
(2) ReceiptofIBA E-news and access to online versions of IBA Global Insight.
(3)Paythememberrateforanysubsequentconferenceregistrationsforthis
calendar year.
(4)TakeadvantageofIBASpecialOffers.
IfyouwouldliketobecomeafullorgeneralmemberoftheIBA,which
includesmembershipofonecommitteeormore–andinclusioninand
accesstoourmembershipdirectory–weencourageyoutodosonowand
registerforthisconferenceatthememberrate.Fulldetailsofhowtojoin
can be found at www.ibanet.org.
After 6 May registrations must be received by hard copy at the IBA office.
Full payment must be received in order to process your registration.
Date
15–18May2010
Venue
BostonHarborHotelatRowesWharf
70RowesWharf
Boston,MA02110
USA
Tel:+1(617)4397000

Fax:+1(617)3309450
www.bhh.com
Language
AllworkingsessionsandconferencematerialswillbeinEnglish.
How to register
Register online by 6 May at www.int-bar.org/conferences/conf373 and
makepaymentbycreditcard,toavailofthetenpercentonlineregistration
discount or complete the attached registration form and return it to Rebecca
MorganattheIBAtogetherwithyourpayment.Youshouldreceivee-mail
conrmationofyourregistrationwithin
vedays;ifyoudonotthenpleasecontactRebeccaMorganatrebecca.

Fees include:
• Attendanceatallworkingsessions
• Conferencematerials,includinganyavailablespeakers’paperssubmitted
totheIBAbefore2May
• AccesstotheaboveconferenceworkingmaterialsfromtheIBAwebsite
(www.ibanet.org) approximately seven days prior to the conference.
SpeakerpresentationsreceivedattheIBApriorto3Maywillbe
distributed in hard copy at the conference
• Welcomereceptionon15May
• LunchonMonday16May
• Continentalbreakfaston16,17and18May
• Discussiongroupson16May
• Teaandcoffeeduringbreaks
• Receptionandgaladinnerbuffeton17May
Please note that registrations are not transferable.
Guest fees include:
• Welcomereceptionon15May
• Receptionandgaladinnerbuffeton17May

Delegateswishingtobringaguesttoanysocialfunctionsmustregisterand
paytheguestfee(US$330).Guestsarenotentitledtoattendtheworking
sessions. No member of the legal profession may be registered as a guest.
List of participants
Inorderforyournametoappearinthelistofparticipants,whichwillbe
distributed at the conference, your registration form must be received by
6 May at the latest.
Registration confirmation
Alldocumentationregardingyourattendanceattheconferencecannow
beobtainedfromtheIBAwebsite.Uponreceiptofyourpaymentforthe
conferenceaconrmatione-mailwillbesentcontaininginstructionson
howtodownloadthedocuments.Registrationconrmationwillnotbe
distributed by post.
Promotional literature
Pleasenotethatnoindividualororganisationmaydisplayordistribute
publicity material or other printed matter during the conference, unless
bypriorarrangementwiththeIBA.Organisationsandcompanieswishing
to discuss promotional opportunities should contact the Sponsorship
departmentattheIBA().
Social programme
Socialeventticketreservationscannotbeguaranteedunlesspaymenthas
been received before 6 May.Placesaresubjecttoavailability.
Media attendance
Membersofthemediamaybepresentthroughoutthisconference.Unless
otherwisenoted,sessionsandpresentationsare‘ontherecord’.
Pleasenote:audienceuseofmobiles,laptops,recordingdevicesandother
electronic devices is prohibited in all conference sessions.
TheIBAassumesnoresponsibilityfornon-refundabletransportation,hotel
accommodation or additional costs incurred by registrants.
Hotel accommodation

A limited number of rooms have been reserved at the Boston Harbor Hotel
forthenightsof14–17May2011inclusive.
Boston Harbor Hotel at Rowes Wharf
70RowesWharf
Boston,MA02110,USA
Tel:+1(617)4397000
Fax:+1(617)3309450
www.bhh.com
Thefollowingratesareperroom,pernightandexcludemeals,(taxes
currently14.45percent)andgratuities:
Cityviewkingsuperiorroomsingle/double US$350
Harbourviewkingsuperiorroomsingle/double US$425
Cityviewkingdeluxeroomsingle/double US$450
Harbourviewkingdeluxeroomsingle/double US$525
Subjecttoavailability,theratesquotedapplyifbookedby13 April via the
ofcialaccommodationagent,JudyLaneConsulting(JLC).Thisisalimited
blockofroomssopleasebookearlyasratesandavailabilitycannotbe
guaranteed.Thereafter,allreservationrequestsshouldbemadedirectwith
thehotel,quoting‘IBAConference’asthereference.
To make a reservation:
Completethe‘Accommodationform’andreturntoJLCassoonaspossible
tobenetfromthespecialIBArate:
JLC
Tel:+44(0)1293888352
Fax:+44(0)8709122511
E-mail:
Payment of registration fees
US dollars:bychequeorbankdraftconvertedatthecurrentrateof
exchangeanddrawnonaUSbankandinfavouroftheInternationalBar
Association.Pleasesendto:10thFloor,1StephenStreet,LondonW1T1AT,

UnitedKingdom.
ORbybanktransfertotheIBAaccountnumber:01286498(SortCode56-
00-03)attheNationalWestminsterBank,StJames’s&PiccadillyBranch,208
Piccadilly,LondonW1A2DG,UnitedKingdom.Please ensure that a copy
of the bank transfer details is attached to your registration form.
Pounds sterling:bychequeorbankdraftdrawnonaUKbankandin
favouroftheInternationalBarAssociation.Pleasesendto:10thFloor,1
StephenStreet,LondonW1T1AT,UnitedKingdom.
ORbybanktransfertotheIBAaccountnumber:13270222(SortCode56-
00-03)attheNationalWestminsterBank,StJames’s&PiccadillyBranch,208
Piccadilly,LondonW1A2DG,UnitedKingdomorSWIFTaddressNWBKGB2L
orIBANGB05NWBK56000313270222.Please ensure that a copy of the
bank transfer details is attached to your registration form.
Euro:bybankdraftconvertedatthecurrentrateofexchangeandinfavour
oftheInternationalBarAssociation.Pleasesendto:10thFloor,
1StephenStreet,LondonW1T1AT,UnitedKingdom.
ORbybanktransfertotheIBABankAccountNumber550/00/06570631
(SortCode56-00-03)attheNationalWestminsterBank,StJames’s&
PiccadillyBranch,208Piccadilly,LondonW1A2DG,UnitedKingdomor
SWIFTaddressNWBKGB2LorIBANGB58NWBK60721106570631. Please
ensure that a copy of the bank transfer details is attached to your
registration form.
Use the current rate of exchange when paying.
Credit card payments: byVisa,MasterCardorAmericanExpress.
No other cards are accepted.
PLEASE ENSURE THAT YOUR NAME AND ‘CON373BOSTON’ APPEAR
ON ANY TRANSFER OR DRAFT.
Allreservationswillbeacknowledged,bye-mail,within48hoursofreceipt.
Onenight’sdepositisrequiredinordertoconrmreservations.Visa,
MasterCard,AmericanExpressandDinersClubareaccepted.

Anysubsequentamendmenttoyourreservationmustbemadeinwriting
toJLC.Ifyoudonotreceivee-mailconrmationofyourreservationor
amendment/cancellation,pleasecontactJLCbytelephone.
Cancellation and no-show policy
Cancellationsmaybemadeupuntil72hourspriortothescheduleddayof
arrival.
Pleasenotethatintheeventofanycancellationsorno-shows,roomswillbe
chargedtotheindividualguest’screditcardgivenatthetimeofbooking.
Bycompletingthe‘Accommodationform’,youenterintoanagreement
withthehotelregardingcreditcardguarantees,cancellation/no-show
termsandconditionsandroomrates.NeithertheIBAnorJLCcanaccept
responsibilityforhotelaccommodationdisputesbetweenadelegateandthe
hotel.
Check-in and check-out
Check-intimeatthehotelis1500onthedayofarrivalandreserveduntil
1300onthedayofdeparture.
Disabled access
Pleasenotifyusifyourequirespecialassistance.
No Deductions or Withholdings
Allfeespayabletousbyyouinaccordancewiththetermscontainedin
this “information” section shall be paid free and clear of all deductions or
withholdingswhatsoever.
Ifanydeductionsorwithholdingsarerequiredbylawtobemadefromany
fees payable to us by you under the terms contained in this “information”
sectionyoushallpaysuchsumaswill,afterthedeductionorwithholding
hasbeenmade,leaveuswiththesameamountaswewouldhavebeen
entitledtoreceiveintheabsenceofanysuchrequirementtomakea
deductionorwithholding.
Ifweobtainthebenetofanytaxcreditorotherreliefbyreferencetoany
suchdeductionsorwithholdings,thenweshallrepaytoyousuchamount

as,aftersuchrepaymenthasbeenmade,willleaveusinnoworseposition
thanwewouldhavebeenhadnosuchdeductionsorwithholdingsbeen
required.
Cancellation of registration
IfcancellationisreceivedinwritingattheIBAofceby15April2011,fees
willberefundedlessa25percentadministrationcharge.Weregretthatno
refunds can be made after this date.
Travel arrangements and visas
Participantsareresponsibleformakingtheirowntravelarrangements.It
isrecommendedthatyoucheckyourvisarequirementswithyourlocal
embassy or consulate. We are unable to dispatch visa invitation letters
to support your visa application prior to receipt of your registration
form and full payment of registration fees.
Please apply for your visa in good time.
Important change to the US Visa Waiver Program (VWP)
Asof12January2009anytouristorbusinesstravellertotheUSwho
waspreviouslyeligibletovisittheUSundertheVWPisnowrequiredto
obtain travel authorisation prior to travel. For more information visit the
USDepartmentofStatewebsite: />without/without_1990.html.
AirlineswillelectronicallyverifywithUSCustomsandBorderProtectionthat
travellershaveappliedfor,andbeengivenauthorisation,totraveltotheUS.
Continued overleaf
Registration form
22nd Annual Conference on the Globalisation of Investment Funds
Boston Harbor Hotel, USA 15–18 May 2011
Pleasereadthe‘Information’sectionbeforecompletingthisformandreturnittogetherwithyourpaymenttoRebecca Morgan at the address overleaf.
Personal details(Pleaseattachyourbusinesscardorwriteinblockcapitals.)
Title ______________Givenname ______________________________________Family name ________________________________________________
Membership number (if applicable) ____________________________________ Dateofbirth ________________________________________________
Firm/company/organisation ______________________________________________________________________________________________________

Address _______________________________________________________________________________________________________________________
___________________________________________________________________________________________________________________________
Tel _______________________________________________________________________ Fax ________________________________________________
E-mail ________________________________________________________________________________________________________________________
Guestname(A guest fee of US$330 applies) ________________________________________________________________________________________
Badge
Nameandcountrytobeshownonbadge,ifnotasabove ____________________________________________________________________________
Special dietary requirements:
Delegate: _____________________________________________________ Registeredguest: ________________________________________________
TO OBTAIN A TEN PER CENT DISCOUNT ON THE FEES BELOW,
PLEASE REGISTER ONLINE AT WWW.INT-BAR.ORG/CONFERENCES/CONF373.
Registrationformandfeesreceived: onorbefore after Amount
  8April 8April payable 

IBA/NICSA/ALFI/IFIA/BVI/BAImember US$1,500 US$1,675 US$
Non-member* US$1,760 US$1,935 US$
Guest US$330 US$330 US$
* JOIN THE IBA (WWW.IBANET.ORG)
TODAY TO REGISTER FOR THIS CONFERENCE AT THE MEMBER RATE.
Social programme Note: only delegates and registered guests can apply.
Boat cruise and tour – Tuesday 17 May  Price Amount
payable
Pleasereserveme_________xtickets  US$25 US$
TOTAL AMOUNT PAYABLE US$
Full payment must be received in order to process your registration.
Please note that registrations are not transferable.
Discussion groups
Monday 16 May 1400 – 1515 and 1515 – 1630
Spaceatthediscussiongroupsislimitedandregistrationwillbeprocessedonarst-come,rst-servedbasis.Theorganisersreservetherightto
change or cancel sessions based on the level of interest in each topic.

Pleaseusethesessionnumbertoindicateyourrst,secondandthirdchoice.
(1)Distressedinvesting.
(2)Developmentofdistributors’dutyofcare.
(3)Theincreasingfocusonriskmanagement.
(4)Masterclassworkshoponderivatives.
(5)ImpactofVolckerRulesonprivateequity/hedgefunds.
(6)Trendsinprivateequityfunds.
(7)Developmentsinregulationofmoneymarketfunds.
(8)UseofUCITSplatformsfordistribution.
(9)Meettheregulators.
1st _______________________________________ 2nd _______________________________________3rd ______________________________________
Wewilltrytoaccommodateyourpreferences.
IBAlistingsareprovidedtorelevantthirdpartiesformarketingpurposes.TheIBAwilltreatyourpersonalinformationwiththeutmostrespectandin
accordancewithUKdataprivacylaws.
Ifyouareagreeabletopassingonyourdetails,pleasetickthisbox
If you do notwishtoreceiveIBAinformationandmaterials,pleasetickthisbox
Yourdetailswillhoweverbeincludedinthelistofparticipants,circulatedattheconferenceanddisplayedwithinthedelegatesearchoftheIBAwebsite.
Tuesday 17 May
Pleaseticktheboxnexttotheconcurrentsessionyouplantoattend:
Concurrent session A:Hedgefundsession–custodyandprimebrokerageissues
Concurrent session B:UCITSIV
Payment details
Iencloseacheque/bankdraftmadepayabletotheIBAforthetotalamountpayable.
IhavetransferredtotheIBAbankaccountthetotalamountpayableandhaveattachedacopyofthebanktransferdetails.
Pleasechargethetotalamountduetomy Visa MasterCard AmericanExpress.Other cards are not accepted.
Card number _________________________________________________________________________Expirydate _______________________________
Name of cardholder _____________________________________________________________________________________________________________
Signature ____________________________________________________________________________Date _____________________________________
Where did you find out about this conference?
IBA conference

 Otherconference
 Directmail
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 E-mail
 Editorial
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 Other
Pleaseprovidefurtherdetails,quotingcode(ifapplicable) _____________________________________________________________________________
______________________________________________________________________________________________________________________________
______________________________________________________________________________________________________________________________
Pleasesendthecompletedformto:
Rebecca Morgan
International Bar Association
10thFloor,1StephenStreet
LondonW1T1AT
UnitedKingdom
Tel:+44(0)2076916868
Fax:+44(0)2076916545or+44(0)2076916544
E-mail:
For office use only
Payment __________________________________ Banked ____________________________________Processed ________________________________
22nd Annual Conference on the Globalisation of Investment Funds
Boston Harbor Hotel, USA 15–18 May 2011
Pleaserefertothe‘Hotelaccommodation’sectionbeforecompletingthisform.
Returnto:JLC,Tel:+44(0)1293888352Fax:+44(0)8709122511Email:Subjecttoavailability,
JLCcanacceptreservationsupuntil13 April.Thereafter,pleasecontactthehoteldirect,quoting‘IBAConference’asthereference.
Personal details (please print clearly in BLOCK CAPITALS)
Title _________________________________________________________________________________________________________________________
First name __________________________________________________Family name ________________________________________________________

IBA membership number (if applicable) ____________________________________________________________________________________________
Firm/company/organisation ______________________________________________________________________________________________________
Address _______________________________________________________________________________________________________________________
___________________________________________________________________________________________________________________________
___________________________________________________________________________________________________________________________
E-mail ________________________________________________________________________________________________________________________
(Pleaseprintclearlyasyourreservationwillbeconrmedbye-mail.Ifyoudonotreceiveconrmationofyourreservation,pleasecontactJLCbytelephone.)
Telephone ____________________________________________________________ Fax ____________________________________________________
Accommodation requirements
Dateofarrival ______________________ Dateofdeparture ___________________________
Cityviewkingsuperiorroomsingle/double US$350
Harbourviewkingsuperiorroomsingle/double US$425
Cityviewkingdeluxeroomsingle/double US$450
Harbourviewkingdeluxeroomsingle/double US$525
Single Double
Anyspecialrequirements ________________________________________________________________________________________________________
(Wewilldoourbesttoaccommodatetheserequestsbutcannotmakeanyguarantees.)
Accommodation guarantee
Onenight’sdepositisrequiredinordertoconrmreservations.Visa,MasterCard,AmericanExpressandDinersClubareaccepted.
Typeofcard __________________________________________________________________ Expirydate ______________________________________
Name on card _________________________________________________________________ Card number ____________________________________
Signature ____________________________________________________________________ Date ___________________________________________
Bycompletingthe‘Accommodationform’,youenterintoanagreementwiththehotelregardingcreditcardguarantees,cancellation/no-show
termsandconditionsandroomrates.NeithertheIBAorJLCcanacceptresponsibilityforhotelaccommodationdisputesbetweenadelegateand
the hotel.
For official use only
Dateformrecd _________________________________________________ Dateregistration _______________________________________________
Confirmation number ___________________________________________ Comments ___________________________________________________
Accommodation form
Advert space

International Bar Association
the global voice of the legal profession
The InternationalBar Association(IBA), establishedin 1947,is theworld’sleading organisation ofinternational legal practitioners,
barassociationsandlawsocieties.TheIBAinuencesthedevelopmentofinternationallawreformandshapesthefutureofthelegal
professionthroughouttheworld.Ithasamembershipmorethan40,000individuallawyersandalmost200barassociationsandlaw
societiesspanningallcontinents.Ithasconsiderableexpertiseinprovidingassistancetothegloballegalcommunityaswellasbeinga
sourceofdistinguishedlegalcommentatorsforinternationalnewsoutlets.
Groupedintotwodivisions–theLegal Practice Division and the Public and Professional Interest Division–theIBAcoversall
practiceareasandprofessionalinterests,providingmemberswithaccesstoleadingexpertsandup-to-dateinformation.Throughthe
variouscommitteesofthedivisions,theIBAenablesaninterchangeofinformationandviewsamongitsmembersastolaws,practices
andprofessionalresponsibilitiesrelatingtothepracticeofbusinesslawaroundtheglobe.Additionally,theIBA’shigh-qualitypublications
and world-class conferences provide unrivalled professional development andnetwork-building opportunities forinternationallegal
practitioners and professional associates.
Investment Funds Committee overview
TheInvestmentFundsCommitteeprovidesaconvenientforumforitsmemberstoconsidercurrentdevelopmentsintheglobalinvestment
fundsindustry,includingbothregulatoryandproductdevelopment.Italsoproducesanannualnewsletterforitsmembers.Inadditionto
itsprogrammesattheannualIBAconferences,theCommitteepresentsanannualconferenceonGlobalisationofMutualFundsnormally
heldinBermudainApril/May–nowinits16thsuccessfulyear.Co-sponsoredbytheNationalInvestmentCompanyServiceAssociation
(NICSA),theeventattractsdelegatesfromapproximately30countries.
TheCommitteealsohasanestablishedPrivateInvestmentFundsSubcommittee.TheSubcommitteefocusesonspecialisedcollective
investmentvehiclessuchasventurecapital,realestate,hedge,leveragebuy-outandcommodityfunds.Inadditiontoitsprogramme
attheannualIBAconferences,thesubcommitteeannuallypresentsthePrivateInvestmentFundsConferencenormallyheldinLondon
eachwinter.Thisconferenceisco-sponsoredbythePrivateFundsCommitteeoftheAmericanBarAssociationandisnowinitssixth
successful year.
Additionally,theInvestmentFundsCommitteeworkswiththefollowingCommitteestoformtheFinancialServicesSection:BankingLaw,
CapitalMarketsForum,andInsuranceSecuritiesLaw.
North American Regional Forum overview
TheNorthAmericanForumcoversCanada,Mexico,PuertoRico,theUnitedStates,andEnglishregional-speakingareasoftheCaribbean.
LaunchedattheIBA2006AnnualConferenceinChicago,theNAFisthefocusforallactivitiesintheregion,andorganisessessionsanda
luncheoneventateachIBAAnnualConferenceforeducationandnetworking.Futureplansincludeorganisingconferencesinpartnership

withotherIBAcommitteesandfora,aswellasotherbarassociationsandlegalorganisationsintheregion.TheForumiscloselyafliated
withtheLatinAmericanRegionalForumastheregionsaregeographicallyproximateandsharemanyissues.
TheaimsoftheNorthAmericanRegionalForumareto:
• spreadknowledgeaboutlegalpracticewithinNorthAmerica;and
• expandtheinternationalperspectiveoflawyerspracticingintheregion.
Asanopportunitytoparticipateinanetworkbetweenlawyerspracticingintheregionandlawyersoutsidetheregionwithaninterest
therein, the North American Regional Forum provides an unrivalled focus of contact.
Contactinformation:
International Bar Association
10thFloor,1StephenStreet,LondonW1T1AT,UnitedKingdom
Tel:+44(0)2076916868 Fax:+44(0)2076916544
www.ibanet.org