Chapter 3
RESEARCH ETHICS
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All researchers, even students, have a
responsibility to conduct ethical research
Participants in research studies should know
and understand their rights and responsibilities
Ethical considerations are part of the design of
the research project
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ETHICAL QUESTIONS IN PLANNING RESEARCH
Researcher has two broad ethical
responsibilities
1.
Scientific responsibility for following established
guidelines and conducting research that will yield
knowledge worth knowing
2.
The researcher’s relationship to participants as it
affects collection, interpretation, and reporting of
data
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SPECIFICALLY -
How will the consent of participants be gained?
How will confidentiality/anonymity be handled?
Are the participants appropriate for the study?
Are there potential physical or psychological harms
How will the researcher’s role affect the study?
Is the research design valid, credible?
Is researcher capable of conducting the study?
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THE BELMONT REPORT
Three ethical principles
Beneficence
Respect for persons
Justice
Must design research to
uphold these principles to
the fullest degree possible
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BENEFICENCE
The well-being of participants is protected
Participants protected from harm
Researcher must maximize possible benefits
Benefits to participants must outweigh risks
Benefits
Risks
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RESPECT FOR PERSONS
Treat individuals as capable of making
decisions
Refrain
from making choices for participants
Participants
must feel free to volunteer; no coercion
Protecting those not capable of making their
own decisions
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JUSTICE
Issues of fairness
All participants treated equally
Selection of participants
Am
I systematically selecting one group of participants
because they are
Easily
In
available?
a position making it difficult to say no?
In
a position in which they can be manipulated into
participating?
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INSTITUTIONAL REVIEW BOARD
University Institutional Review Board
Also called IRB or Human Subjects Review
Considers soundness and reasonableness of research
proposals
Determines if rights and welfare of research
participants are adequately protected in research
design
Submit proposal before any data are collected
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reproduction or distribution without
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IRB PROPOSALS
•
Research questions or
hypotheses
•
Research methods
•
How benefits are
maximized, risks
minimized
•
Brief review of literature
ã
Description of how
participants are
recruited/selected
ã
Anonymity &
confidentiality
Informed consent
ã
Investigators
background
ã
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reproduction or distribution without
the prior written consent of
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INFORMED CONSENT
Information must be given to participants any
time data are collected from them
Creates obligations and responsibilities for the
researcher
Participant consent must be given voluntarily
Written in a manner participants can
understand – clear and accurate
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Education. All rights reserved. No
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ELEMENTS OF INFORMED CONSENT
Identification of researcher
and organization
•
Any physical or psychological
harms
Purpose of study
•
If deception is used
Features of research
process
•
To whom follow-up questions
can be directed
Expected duration
•
Participation is voluntary
Possible risks and benefits
•
How confidentiality and
anonymity assured
Can discontinue or refuse to
participate without penalty
•
Indication that participant
should have copy of form
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FOR QUANTITATIVE RESEARCH
Traditionally applied to all quantitative projects
Describes the exact procedures
Indicates if participants will be exposed to any
materials that may be threatening or distasteful
May require participant to sign and return a
copy of the form
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FOR QUALITATIVE RESEARCH
IRB will decide if informed consent is needed
based on
Is
interaction occurring naturally in a public setting?
Will
researcher’s interaction with participants in
that setting create negative consequences for any
of the participants?
Always check with your IRB to see if consent is
required
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ETHICAL ISSUES IN CONDUCTING RESEARCH
Intentional deception
Use of confederates
Physical and psychological harm
Upholding anonymity and confidentiality
Videotaping and audiotaping participants
Debriefing participants
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ETHICAL ISSUES IN REPORTING RESEARCH
Ensuring accuracy
Researcher
is always responsible for accuracy
regardless of who helps
Avoiding plagiarism by
Using
direct quotes with proper citations
Using
summaries or paraphrases
Acknowledge
ideas or contributions
Protecting identities of participants
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the prior written consent of
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