bc giao dich co phieu o nguyen loc

----_._------

---------

sAO cAo KET QuA GIAO D!CH co PHIEU/CHLrNG cHi QUY COA NGU'OI NQI SQ COA CONG TY
D~I CHONG, NGU'OI NQI SQ COA QUY D~I CHUNG vA NGU'OI co LIEN QUAN COA NGU'OI NQI SQ
REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL
PERSON OF PUBLIC COMPANY, iNTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS
OF INTERNAL PERSON
-

Kfnh gut

ro.

Oy ban Chung khoan Nha ruro'c
S& Giao dich chung khoan
Cong ty co phan Day cap dien Viet Nam (CADIVI)
The State Securities Commission
The Stock Exchange
Vietnam Electric Cable Corporation

1. Thong tin ve ca nhan/to chuc thuc hien giao dich/ Information on individual/ organization:
- Ho va ten ca nhan/Ten to chuc/ Name of individual/organization:
- Ouoc tich/ Nationality

Nguyen L¢c

Vi?t Nam

- So CMND, HO chieu, The can cuoc (doi voi ca nhan) hoac So Giay chunq nhan dang ky doanh nqhiep,

Giay phep heat dong hoac giay to phap Iy tU'O'ng dU'O'ng (doi voi to chuc), nqay cap, noi cap/ 10
card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization),
date of issue, place of issue:
- Dia chi lien h$/Bia chi tru
- Bien thoai/ Telephone:

so chfnh/ Address:
........ Fax:

Email:

Website:

.

- Chuc Vl,J hien nay t<;licong ty dai chunq, cong ty quan Iy quy (neu co) hoac moi quan he voi cong ty d<;li
chunq, cong ty quan Iy quy/ Current position in the public company, the fund management company (if any)
or relationship with the public company, the fund management company: Uy vien H¢i dong qulm tri, Tong
Giem doc Cong ty cO ph/m Day cap di~n Vi~t Nam
- Chtrc Vl,J tai cong ty dai chung, cong ty qUEm Iy quy t<;lingay dang ky giao djch (neu co)/ Posittion in the
public company, the fund management company at registration date (if any):
va ngay khong con la
ngU'6'i noi bO hoc,'lc ngU'6'i co lien quan cLla ngU'6'i noi bo cLla cong ty d<;li chung, cong ty quan Iy quy:
............. (neu ro Iy do) */ and date on which is no longer internal person or related person of internal
person of the public company, the fund management company:

*: Ml,lc nay chi danh cho tfU'ong hQ'p chua
nguoi noi bO ho?c nguoi c6 lifm quan cva
item is only for cases not yet registration
person or related person of internal person

het thoi h?n dang ky giao dich, doi tUQ'ng dang ky khOng con la
nguoi noi bO cva cong ty df;1ichUng, cong ty qUEm1'1qu91 This
deadline of transaction, the registrant is no longer the internal
of the public company, the fund management company

2. Thong tin ve ngU'6'i noi bo cLla cong ty d<;lichung/quy d<;lichung la ngU'6'i co lien quan cLla ca nhan/to
chuc thl,J'chi$n giao dich (60i vai tfU'ong hQ'p nguai thl!c hi?n giao dich la nguoi c6 lien quan cva nguoi noi
cva cong ty d?i chung/quy d?i chUng)/ Information about internal person of the public company/public
fund is related person of trading individual/organization (in case trader is related person of internal person of
the public company/public fund):
- Ho va ten ngU'6'i noi bo/ Name of internal person:
- Quoc tich/ Nationality:
- So CMND, HO chieu, The can cU'ac/ 10 card/Passport No.
- Bia chi thU'6'ng tru/ Permanent address:
- Bi$n tho<;lilien h$/ Address:
Fax
Email:

bo


-

f

---------------------------------------

- Chuc vu tai cong ty d<;lichunq, conq ty quan Iy quy tai nqay ca nMn/to chuc neu tai rnuc 1 dang ky giao
dichl Posittion in the public company, the fund management company at date on which individual /

organization referred to in paragraph 1to register the transaction:
- Chuc vu hien nay tai cong ty dai chunq, cong ty quan Iy quyl Currently posittion in the public company, the

fund management company:
- M6i quan

h$ gil)a

ca

nh~ln/to chuc

thuc

hien

giao

dich

voi

ngU'CYi noi

bOI Relationship of

individual/organization executing transaction with internal person:

- se

1U'Q'ng,ty 1$ co phieu/chtrnq

chi quy rna ngU'CYinoi bO dang narn gil) (neu co)/ Number, ownership

proportion of shares held by the internal (if any).
3. Ma ch0'ng khoan giao dichl Securities code: CAV
4. Cac ta: khoan giao dich co co phieu/chtrnq

shareslfund certificates mentioned above:

chi quy neu tai muc 31Trading account number with
tai cong ty ch0'ng khoan/ In securities company:

5. se 1U'Q'ng,ty 1$ co phieu/ch0'ng chi quy narn gil) truce khi thuc hien giao dich/ Number, ownership
proportion of shareslfund certificates held before transaction: 87.117 CP, ty /~ 0,3%
6. se 1U'Q'ngco phieu/ch0'ng chi quy dang ky rnua/ban/cho/duoc
cho/t~ng/dU'Q'c t~ng/thtla ke/chuyen
nhU'O'ng/nh$n chuyen nhU'Q'ngl Number of shareslfund certificates registered to purchase/ sale/ give/ be

given/ donate/ be donated /inheritl transfer/ transferred. 40.000 CP, ty

/~ 0,14%

7. se 1U'Q'ngco phieu/ch0'ng chi quy da giao dich (rnua/ban/cho/duoc cho/t~ng/dU'Q'c t~ng/thtla ke/chuyen
nhU'Q'ng/nh$n chuyen nhU'Q'ng/hoan doi) **/ Number of shares/fund certificates traded (purchase/ sale/ give/

be given/ donate/ be donated /inheritl transfer/ transferred/swap) : 30.000 CP, ty
8. s6 1U'Q'ng,ty 1$ co phieu/ch0'ng

/~ 0,10%

chi quy nam gil) sau khi thl,J'c hi$n giao djchl Number, ownership

proportion of shares/fund certificates held after executing transaction. 57.117 CP ty
Con 10.000 CP con /Cjlikh6ng ban dU'g'cdo gia kh6ng phil hg'p v&i nhu

/~ 0,20%

dw

9. PhU'O'ngth0'c giao djchl Mode of transaction: ThOathu?n va kh&p I~nh
10. ThCYigian thl,J'Chi$n giao djchl Transaction period: ttl ngaylfrom 03/10/2016 den ngayl to 02/11/2016