Bao cao quan tri ngan hang 6 thang dau nam 2016

NGAN HANG TMCP

CQNG H6A XA H0I CHU NGHIA VIET NAM

NGOAI THlTONG VIET NAM

Doc lap - Tu- do - Hanh phiic

Dja chi try sa chinh: 198 Tran Quang Khai, Ha Noi
Ma so DN: 0100112437

(cap thay doi Ian 11 ngay 07/11/2014)

S6^W/vcb-CL&TKTH

Ha Noi, ngayZCthdng 07 nam 2016

BAO CAO TINH HINH QUAN TRI NGAN HANG
6 THANG DAU NAM 2016

Kinh gui:

-

Uy ban chung khoan Nha nirac

-

Sa Giao dich Chung khoan TP. Ho Chi Minh

Ten cong ty niem yet: Ngan hang Thuang mai Co phan Ngoai thuang Viet Nam

Dja chi try so" chinh: so 198 Tran Quang Khai, Ha Noi
Dien thoai: (84.4)39343137; Fax: (84.4) 39360049/38269067
Email: p tkhdqt.ho(g)vietcombank.com.vn
Von dieu le: 26.650.203.340.000 dong
Ma chu-ng khoan: VCB

I. HOAT DONG CUA DAI HOI DONG CO DONG
Ngay

15/4/2016, Ngan

hang TMCP Ngoai

thuang Viet Nam

(Vietcombank) da to chuc phien hop Dai hoi dong cd dong (DHDCD) thuang
nien Ian thu 9. Tren ca sa cac bao cao, ta trinh va qua qua trinh thao luan,
DHDCD da thong qua cac noi dung chinh sau day:
TT

So Nghj

Ngay

Noi dung

quyet
1

09/TN2016/

NQ-DHDCD

15/4/2016

Thong qua cac noi dung:
- Cac bao cao ciia: HDQT, cua Ban dieu

hanh, Ban kiem soat ve hoat dong nam 2015
va dinh huang hoat dong nam 2016.

1/45


So Nghj

TT

Noi dung

Ngay

quyet

- Bao cao tai chinh 2015 dugc kiem toan va
dugc Ban kiem soat tham dinh;

- Dinh huong va cac chi tieu hoat dong kinh
doanh chinh nam 2016 do HDQT trinh
DHDCD;

- Phuong an phan phoi lgi nhuan nam 2015;
- Muc thu lao cho Hoi dong quan tri va Ban
kiem soat nam 2016;

- Phuang an tang von dieu le bang viec phat
hanh co phieu thuang vai ty le 35% cho co

dong hien huu va phat hanh co phieu rieng le.
II.

HOAT DONG CUA HOI DONG QUAN TRI (HDQT)

1.

Thong tin ve thanh vien HDQT:

Trong 6 thang dau nam 2016, HDQT Ngan hang TMCP Ngoai Thuang

Viet Nam (VCB) da to chuc hop 39 phien (6 phien toan the va 19 phien theo ca
che thuang true va 14 Ian lay y kien bang van ban) de dinh huong, chi dao hoat

dong cua VCB trong tung thai ky, xem xet quyet djnh cac cong viec thuoc tham
quyen xu ly cua HDQT, cung nhu trao doi ve mot so chuyen de cu the khac.
TT

Thanh

vien

Chuc vu

HDQT

Nghiem

Chu tich

Xuan Thanh

HDQT

Pham Quang

TV

Dung

HDQT,

bat So

buoi

Ty

le Ly

do

hop

tham

khong

thanh vien

HDQT

du hop

tham hop

HDQT

tham du

dau

1

2

Ngay

la

•

01/11/2014

39/39

100%

01/11/2014

39/39

100%

02/10/2014

6/6

100%

TGD

3

Nguyen

TV

Danh Luang

HDQT,
PTGD

2/45


TT

Thanh

vien

Chucvu
•

HDQT

Yutaka Abe

bat

So

buoi

Ty

le Ly

do

hop

tham

khong

thanh vien

HDQT

du hop

tham hop

HDQT

tham du

dau

la

•

TV

HDQT,

4

Ngay

30/09/2012

6/6

100%

25/04/2013

39/39

100%

26/12/2014

39/39

100%

25/04/2013

6/6

100%

PTGD

5

Le Thi Hoa

HDQT

Nguyen

TV

Manh Hung

HDQT

Nguyen Thi

TV

Dung

HDQT

6

7

TV

doc lap
Ghi chit:

: Cac ong Nguyen Danh Luang va Yutaka Abe la cac TV HDQTkiem nhiem, chi tinh
ty le tham gia hop doi vai cac phien hop toan the; Ngoai ra, can cu tinh chat tirng vu

viec cu the, thanh vien HDQT Nguyen Danh Luang co the duac mai tham du cac
phien hop thuang true nhung khong thong ke tai bang neu tren;
: Bd Nguyen ThiDung la TV HDQT doc lap, chi tham gia cac phien hop toan the;
2. Hoat dong giam sat cua HDQT doi vol Ban dieu hanh (Tong giam
doc va cac Pho Tong giam doc):
Hoat dong giam sat cua HDQT doi vai Ban dieu hanh dugc thuc hien theo

Quy che quan tri noi bp ciia ngan hang. Ben canh do, Tong Giam doc cung dong
thai la TV HDQT do vay luon dam bao sir giam sat ciia HDQT trong hoat dong
dieu hanh. Tai cac phien hop thuang ky cua HDQT, Tong Giam doc co bao cao

ve moi mat hoat dong ciia ngan hang; bao cao viec trien khai thuc hien cac Nghj
quyet cua Dai hoi dong co dong (DHDCD), cac Nghj quyet, Quyet dinh cua
HDQT; bao cao mot so chuyen de theo yeu cau ciia HDQT. Mat khac, viec giam

sat ciia HDQT con dugc the hien thong qua hoat dong ciia bp may giam sat
thuoc Ban kiem soat. HDQT da giao cho Ban kiem soat dinh ky hang thang
kiem tra va bao cao tinh hinh thuc hien cac Nghj quyet, Quyet dinh ciia HDQT.
Trong 6 thang dau nam nay, bam sat dien bien thi truong, quan triet cac
phuong cham va quan diem chi dao dieu hanh da dat ra, HDQT da chi dao toan
3/45


he thong nghiem tuc thuc hien cac chii truong, chinh sach ciia Chinh phii,
NHNN; dam nhiem va hoan thanh tot cac nhiem vu dugc giao, gop phan on djnh
vT mo va thiic day tang truong kinh te xa hoi, the hien vai tro tien phong, vj the

ciia mot NHTM chii dao trong he thong. Viec phan cong nhiem vu dugc HDQT
thuc hien chi tiet tai tung vj tri lanh dao. Cung vai do, VCB da co nhieu doi mai
trong chi dao dieu hanh dac biet la vai cong tac khach hang; cong tac lap, giao

ke hoach, dieu hanh kinh doanh bam sat ke hoach, danh gia ke hoach; kjp thai

ghi nhan va xu ly cac vuong mac phat sinh ciia cac chi nhanh; de cao cong tac
quan tri riii ro. Viec ket noi chat che giua Chi nhanh va TSC, giua VCB vai cac
ca quan chuc nang trong cong tac xii ly thu hoi ng co van de da tiep tuc tao ra

nhung chuyen bien quan trong trong cong tac xii ly, thu hoi ng xau, ng ngoai
bang.

Cong tac kiem tra giam sat ciia VCB co nhieu buoc chuyen bien, bp may
Kiem tra npi bp tai Tru Sa chinh va cac khu vuc da phat huy dugc vai tro va vj

tri dpc lap trong viec kiem tra, giam sat, canh bao nii ro. Cong tac kiem tra, kiem
soat da bao quat cac llnh vuc hoat dong va dugc thuc hien co trgng tarn; chat

lugng cac khuyen nghj, ghi nhan dugc nang cao.
Doi vai viec trien khai cac du an nang cao nang lire quan trj va hoat dong,

HDQT da thuang xuyen giam sat, danh gia va co chi dao quyet liet, thuang
xuyen, kjp thai. Nguon nhan luc cho cong tac quan trj du an dupe chii trong tang
cuong, quy che quan ly du an dugc ra soat hoan thien... do do tien dp va chat
lugng trien khai nhieu du an da dugc kiem soat tot.
3. Hoat dong cua cac Uy ban thuoc HDQT:

Hien tai VCB co 03 Uy ban thuoc HDQT la: Uy ban Quan ly nii ro, Uy
ban Nhan sir va Uy ban Chien luge. Cac Uy ban hoat dong theo Quy che to chuc
va hoat dong ciia tung Uy ban do HDQT ban hanh.
Uy ban Quan ly nii ro tham mini cho HDQT trong viec phe duyet cac

chinh sach va djnh huong phii hop trong tung thai ky lien quan den cac loai nii

ro (nii ro tin dung, nii ro thj truong, nii ro hoat dong...), bao gom ca viec xac
djnh cac ty le, gioi han/han che va miic dp chap nhan nii ro ciia Ngan hang.
Trong nam 6 thang dau nam 2016, Uy ban Quan ly nii ro da to chuc 2 phien hop
djnh ky, phoi hop voi cac phong ban co lien quan de tiep tuc xay dung va hoan
thien cac quy che ciia VCB, tham mini de xuat cho HDQT ve cac chien luge,
j

chinh sach quan ly nii ro, cac bien phap phong ngua nii ro tren nhieu mat hoat
4/45


dong. Uy ban cung dong vai tro tich cue trong viec xiic tien trien khai cac sang
kien nham tung buoc ap dung Basel II theo 16 trinh da dugc phe duyet.

Uy ban nhan sir la uy ban co vai tro tham muu, tu van cho HDQT doi vai
f

»

r

t

J

*

cac van de lien quan den nhan sir, che dp tien luong, thu lao, tien thuang va cac
chinh sach dai ngp khac ciia VCB. Sau khi dupe dong bp cac van ban quy che ve

quan ly can bp, UBNS da tich cue, chii dong trong viec danh gia quan ly can bp
thuoc phan cap tham quyen. Trong thai gian qua, viec bo nhiem, bo nhiem lai
cac chuc vu lanh dao thuoc Tru So chinh va cac don vj kinh doanh deu dupe

thong qua boi UBNS, gop phan nang cao nang lire, chat lugng trong viec quan
ly can bo.

Uy ban Chien luge tham muu cho HDQT trong viec xay dung chien luge

phat triln kinh doanh ciia Ngan hang, bao gom ca danh gia thuc trang, muc tieu
tong thi, tarn nhin dai han, djnh huong chien luge, cac chi tieu kinh doanh cho
tung giai doan, giai phap va 16 trinh thuc hien. Uy ban da tham muu cho HDQT
trong viec dua ra cac djnh huong hoat dong ciia nam; dau moi chuan bj bao cao,
lam viec vai cac don vj lien quan ve viec danh gia thuc hien De an tai co cau
ngan hang, tham gia xay dung phuong an tang von dieu le.
4. Cac Nghj quyet cua HDQT:

Trong 6 thang dau nam 2016, HDQT da ban hanh 159 nghj quyet. Chi tiet
dupe thong ke 6 Phu luc 01 dinh kern.
III.

1.

TT

BAN KIEM SOAT

Thong tin ve thanh vien BKS

Thanh

vien BKS

Chuc vu
•

Ngay bat
dau/khong

hop BKS

con la thanh

tham du

So buoi

•

vien BKS
1

Ba Truong
Le Hien

2

Ba La Thj

Hong Minh

Truong

Thang

BKS

6/2008

Thanh

Thang

vien

6/2008

Tyle
tham

dir hop

2/2

100%

2/2

100%

2/2

100%

Lydo
khong
tham du
•

h9P

BKS
3

Ba Do Thj

Mai Huong

Thanh

Thang

vien

6/2008

BKS
5/45

TT

Thanh
vien BKS

Chuc vu

Ngay bat
dau/khong

hop BKS

con la thanh

tham du

So buoi

Tyle
tham

du hop

vien BKS

Ba Vu Thj

Thanh

Thang

Bich Van

vien

4/2011

2/2

Lydo
khong
tham du

hop

100%

BKS

2. Hoat dong giam sat cua BKS doi vol HDQT, Ban Giam doc dieu
hanh va co dong:

BKS da thuc hien giam sat HDQT, BDH trong viec thuc hien cac djnh
huong va muc tieu kinh doanh nam 2016 ciia VCB dugc DHDCD thong qua,

giam sat viec tuan thu quy djnh ciia phap luat, Dieu le Ngan hang trong viec
quan tri, dieu hanh. Nhin chung, trong 6 thang dau nam 2016, HDQT va BDH
da chi dao, dieu hanh hoat dong kinh doanh ciia VCB theo diing muc tieu, cac

chi tieu kinh doanh dat kit qua tot so vai ke hoach de ra; HDQT va BDH da

tuan thu cac quy djnh ciia Luat TCTD va Dieu le Ngan hang trong quan trj, dieu
hanh.

Thuc hien theo quy djnh cua Luat TCTD, BKS da thuc hien theo doi danh
sach co dong sang lap, co dong Ion va ngudi co lien quan ciia TV HDQT, TV
BKS, TGD va cap nhat thong tin djnh ky. Trong 06 thang dau nam 2016, tai
VCB phat sinh mot giao djch npi bp mua co phieu VCB, giao djch dugc thuc
hien diing quy djnh ve cong bo thong tin tren thj truong chung khoan.
3. Su phoi hop hoat dong giua BKS doi vol hoat dong cua HDQT,
Ban Giam doc dieu hanh va cac can bo quan ly khac:

Thuc hien Quy che quan trj npi bp VCB, BKS thuang xuyen tham gia cac

cupc hop thuang xuyen/djnh ky ciia HDQT/thuong true HDQT, cac cupc hop
giao ban hang thang ciia BDH. BKS cung dupe cung cap cac thong tin, tai lieu
ve cong tac quan ly, dieu hanh va hoat dong kinh doanh ciia ngan hang phuc vu
cho viec kiem soat ciia BKS. Cac thanh vien BKS dugc tham gia cac khoa hoc,

hoi thao nghiep vu nhim nang cao kien thuc quan trj, dieu hanh ngan hang.
Thong qua hoat dong kilm soat, BKS da dua ra cac de xuat, kien nghj vai
HDQT, BDH cac bien phap tang cuang kiem soat, giam thieu nii ro, dam bao
tuan thu cac quy dinh cua Phap luat, Dieu le va cac quy djnh npi bp, gop phan

6/45


nang cao chat lugng, hieu qua hoat dong cua Ngan hang va hoan thanh tot nhiem
vu kinh doanh 6 thang dau nam 2016 ciia VCB.
4.

Hoat dong khac cua BKS (neu co):

Trong 06 thang dau nam 2016, BKS da thuc hien cong tac tham djnh
BCTC nam 2015 va 06 thang dau nam 2016, to chuc thuc hien 08 cupc kiem
toan npi bp doi vai cac hoat dong nghiep vu tai cac Chi nhanh, thuc hien giam
sat vai cac mang hoat dong ciia ngan hang, theo doi viec tuan thu cac ty le dam
bao an toan...

Trong 6 thang dau nam 2016, BKS dang trien khai Du an nang cao nang

luc kiem toan npi bp theo yeu cau ciia Hiep uoc von Basel II va Du an kiem
toan cong nghe thong tin, thuc hien dao tao can bp thuoc BKS...
IV. DAO TAO VE QUAN TRI

Cac khoa dao tao ve quan trj cong ty dugc HDQT, Ban dieu hanh bo tri
tham gia trong thai gian phii hop.

7/45


V.
1.

DANH SACH VE NGlTCfl CO LIEN QUAN
Danh sach ve nguoi co lien quan
TAI KHOAN

TT

TEN TO

GIAO DICH

CHlTC/CA

CHUNG

NHAN

KHOAN

SO CMND /

Dja chi Tru So

bat dau la

VU

DKKD

chinh

nguoi co lien

khong con la
nguoi co lien

quan

quan

•

HOI DONG QUAN TRI
NGHIEM XUAN

1

2

Thoi diem

CHlTC

(NEU CO)
I

Thoi diem

THANH

PHAM QUANG
DUNG

Chii tich

HDQT

Uy vien

HDQT,
Tong
r

Giam doc

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

01/11/2014

198 Tran Quang
Khai, Hoan

01/11/2014

Kiem, Ha Npi

UV

HDQT,
3

NGUYEN DANH

LUTJNG

PHO

TONG
GIAM

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

02/10/2014

DOC
NGUYEN MANH
4

HUNG

UYVIEN

HDQT

198 Tran Quang
Khai, Hoan

26/12/2014

8/45

,.

.

.

.._•.,.

- . . . • •,..

.

Lydo


TAIKHOAN
TEN TO

GIAO DICH

CHUC/CA

CHUNG

NHAN

KHOAN

Thoi diem

Thoi diem

CHlTC

SO CMND /

Dia chi Tru So

bat dau la

V\J

DKKD

chinh

nguoi co lien

khong con la
nguoi co lien

quan

quan

•

•

(NEU CO)
Kiem, Ha Npi
LE THI HOA

UY VIEN

HDQT

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

25/4/2013

UYVIEN

HDQT,
PHO
YUTAKA ABE

TONG
GIAM

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

25/4/2013

DOC

7

NGUYEN THJ
DUNG

II

UY VIEN

HDQT

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

25/4/2013

r

BAN KIEM SOAT

TRUONG LE
HIEN

LA THI HONG

TRTJ6NG
BKS
THANH

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
198 Tran Quang

25/4/2013

25/4/2013

9/45

•-•-

Lydo


TAIKHOAN
TT

TEN TO

GIAO DICH

CHUt/CA

CHUNG

NHAN

KHOAN

SO CMND /

Dja chi Tru So

bat dau la

VU

DKKD

chinh

nguoi co lien

khong con la
nguoi co lien

quan

quan

•

VIEN

BKS

3

HUONG

VU THI BICH
4

VAN

III

1

BKS
THANH

25 Ly Thuang

VIEN

Kiet, Hoan
Kiem, Ha Npi

VIEN

BKS

25/4/2013

25/4/2013

BAN DIEU HANH

PHAM QUANG
DUNG

TONG

giAm

NGUYEN THI

TONG

KIM OANH

GIAM

2

DOC

TRUONG THI
THUYNGA

Da neu tai muc 1.2

DOC

PHO

3

Khai, Hoan
Kiem, Ha Npi

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

THANH

DO THI MAI

Thoi diem

CHlTC

(NEU CO)
MINH

Thoi diem

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

PHO

So 5 Me Linh

TONG

Quan 1 Tp HCM

26/12/2014

1/12/2012

10/45

1

"•

-

Lydo


TAI KHOAN
TT

TEN TO

GIAO DICH

CHLTC/CA

CHUNG

NHAN

KHOAN

CHlTC

Thoi diem

Thoi diem

SO CMND /

Dja chi Tru So

bat dau la

DKKD

chinh

nguoi co lien

khong con la
nguoi co lien

quan

quan

(NEU CO)
GIAM
DOC
PHO
4

DAO MINH

TONG

TUAN

GIAM
DOC
PHO
TONG

5

DAO HAO

GIAM
DOC

PHAM THANH
6
HA

15/6/2012

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

1/8/2015

198 Tran Quang
PHO

Khai, Hoan

TGD

Kiem, Ha Npi

PHO
7

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

PHAM MANH

TONG

THANG

GIAM
DOC

198 Tran Quang
Khai, Hoan
Kiem, Ha Npi

1/8/2015

10/3/2014

>

8

DINH THI THAI

PHO

198 Tran Quang

TONG

Khai, Hoan

01/6/2015

11/45

JMJhH-

iyi^Mi

Lydo


TAIKHOAN
TT

TEN TO

GIAO DICH

CHUC/CA

CHUNG

NHAN

KHOAN

Thoi diem

Thoi diem

CHlTC

SO CMND /

Dja chi Tru So

bat dau la

vy

DKKD

chinh

nguoi co lien

khong con la
nguoi co lien

quan

quan

(NEU CO)
GIAM

Kiem, Ha Npi

DOC
PHO
9

NGUYEN DANH

TONG

WONG

GIAM

Da neu tai muc 1.3

DOC

PHO

TONG
10

YUTAKA ABE

Da neu tai muc 1.6

giAm
DOC

IV

KE TOAN TRUTJNG
PHUNG

1

NGUYEN HAI
YEN

IV

KE

toAn
trltcjng

198 Tran Quang

Khai, Hoan
Kiem, Ha Npi

16/6/2011

CONG TY CO LIEN QUAN

Cong ty TNHH
Mot thanh vien

cho thue tai chinh

Tang 04, toa nha
25T1,N05,

duong Hoang
Dao Thiiy,

25/5/1998

12/45

•

-

'^

'•"

—

~

-*

Lydo


E
•'O

H

eg

o

n

a

a

M

a .5

C£ • -

-^

£

a

'O '<«

)5

y

a
as
a

er

a

eg

S 'J3 •**> "Z "" 'O ^
on

a

a

X!

H

H

ft

u

X*
U

H

K

-

— -c '.a

>>

O" *3 -03
^
«* _

eg

00 2 2

a

C
-O

a. X o

B
a

£
o
o

>

*-

O
o

n

r

a

i

00

a

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£
o

fau >j
u

o
o

©
o

©

C
o

c

M

'>-.

in

Z
o

eg

Z

m

el
£
o

o

3

o

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CO >-*

eg

i

>

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CN

^

o

00 p

oo

op
2

o

—

Z

-cd

ON

oo

^3

la1.
B

H

*- l£

c

U

o

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eg .55

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£* y

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1 2 «
<0

>

u


2. Giao dich giua ngan hang voi nguoi co lien quan cua ngan hang
Khong co

3. Giao dich giua nguoi noi bo ngan hang, nguoi co lien quan cua
nguoi noi bo voi cong ty con, cong ty do ngan hang nam quyen kiem soat
Khong co

4. Giao dich giua ngan hang voi cac doi tuong khac

4.1. Giao dich giua ngan hang voi cong ty ma thanh vien HDQT/BKS/
Tong Giam doc da va dang la thanh vien sang lap hoac thanh vien HDQT/Tong
Giam doc trong thai gian 3 nam tra lai day: Khong co.

4.2. Giao dich giua ngan hang voi cong ty ma nguoi co lien quan cua
thanh vien HDQT, thanh vien Ban Kiem soat, dieu hanh la thanh vien HDQT,
Tong Giam doc: Khong co.

4.3. Cac giao dich khac ciia ngan hang (neu co) co the mang lai lai ich
vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat,
Tong Giam doc: Khong co.

VI. GIAO DICH CO PHIEU CUA NGUTJI N0I BO VA NGI/CH
LIEN QUAN CUA NGUTJI NOI BO

1. Danh sach nguoi noi bo va nguoi co lien quan cua nguoi noi bo
Chi tiet dugc thong ke tai Phu luc 2 dinh kem.
2. Giao djch cua nguoi noi bo va nguoi co lien quan doi voi co phieu

cua ngan hang

TT

Nguoi thuc

Chuc vu

hien giao
dich

So co phieu so

So co phieu so

Lydo

huu dau ky

huu cuoi ky

tang,

So co

•

Ty le %

6ng Nghiem

Chii tich

Xuan Thanh

HDQT

11.500

Ty le %

giam

0,00081

Mua

phieu

phieu
1

So co

0,00043

21.500

14/45

VII. CAC VAN DE CAN LUTJ Y KHAC

Khong co

TM. HQI DONG QUAN TRI
Nat nhan:

-

Nhu dk giii (bao cao);

-

TV HDQT (dS biet);
Nguoi CBTT theo uy quyen (de cong bo);
Liru: Ban CL&TKTH.
/

-

IU TICH

Nghiem Xuan Thanh

15/55


PHU LUC 1: CAC NGHI QUYET HDQT BAN HANH TRONG 6THANG DAU
NAM 2016

STT

So Nghj Quyet

Noi dung

Ngay

1

01/NQ-VCB-HDQT

13/01/2016

2

02/NQ-VCB-HDQT

13/01/2016

3

03/NQ-VCB-HDQT

18/01/2016

4

04/NQ-VCB-HDQT

19/01/2016

5

05/NQ-VCB-HDQT

15/01/2016

6

06/NQ-VCB-HDQT

19/01/2016

7

07/NQ-VCB-HDQT

19/01/2016

8

08A/NQ-VCBHDQT

19/01/2016

9

08/NQ-VCB-HDQT

19/01/2016

Phe duyet cap giai han tin dung
doi voi khach hang thuoc tham
quyen HDQT
Phe duyet chii truong tai tro
ASXH nam 2015 de xay dung
truong tieu hoc Chau Hoa,
huyen Giong Trom, Ben Tre
Phe duyet thay doi dia diem try
so Chi nhanh VCB Dong Nai
Phe duyet mo hinh to chuc Chi
nhanh VCB Thanh Hoa

Phe duyet phan phoi quy KTPL
nhan dip Tet 2016
Phe duyet nhan chuyen nhuong
QSD dat va QSH tai san tren
dat lam PGD Bong San thuoc
Chi nhanh VCB Quy Nhan
Phe duyet thay doi dai dien von
VCBtaiVCBF

Phe duyet chu truong trien khai
dau tu he thong LOS cho VCB
Phe duyet bo nhiem Pho Giam
doc Chi nhanh VCB Nam Ha
Noi

10

09/NQ-VCB-HDQT

20/01/2016

Phe duyet chii truong thue
Cong ty luat tu van dam phan
hop dong du an Nang cao nang
luc kiem tra, kiem toan npi bo
va chuyen doi chuc nang kiem
toan noi bo ciia VCB

Phe duyet dieu dong can bo giu
11

10/NQ-VCB-HDQT

25/01/2016

chuc vu tai Chi nhanh VCB

Quang Ninh, Hai Phong
Phe duyet nhan sir cac chi
12

13

11/NQ-VCB-HDQT
12/NQ-VCB-HDQT

25/01/2016

03/02/2016

nhanh VCB tren dia ban Binh

Duong
Phe duyet xep loai Chi nhanh
VCB nam 2015

16/45


14

13/NQ-VCB-HDQT

28/01/2016

Phe duyet cap giai han tin dung
doi voi khach hang thuoc tham
quyen HDQT
•?

15

14/NQ-VCB-HDQT

03/02/2016

Phe duyet tin dung thuoc tham
quyen HDQT
Phe duyet huong dan chuyen
xep luong theo Bell Curve
Nghj quyet chi dao hoat dong
kinh doanh phien hop thuang
ky thang 02/2016
Phe duyet cap giai han tin dung
doi vai khach hang thuoc tham
•

16

15/NQ-VCB-HDQT

03/02/2016

17

16/NQ-VCB-HDQT

03/02/2016

7

18

17/NQ-VCB-HDQT

03/02/2016

s

-n

•

quyen HDQT
19

18/NQ-VCB-HDQT

16/02/2016

Phe duyet ve viec to chuc Dai
hoi dong co dong thuang nien
2016

20

19/NQ-VCB-HDQT

17/02/2016

Phe duyet dieu chinh thang,
bang luong dong bao hiem xa
hoi cho can bo VCB

21

20/NQ-VCB-HDQT

19/02/2016

Phe duyet ban hanh Quy dinh
ve phuong phap danh gia va
Tham quyen xu ly nii ro hoat
dong tai VCB

22

21/NQ-VCB-HDQT

19/02/2016

23

22/NQ-VCB-HDQT

19/02/2016

Phe duyet viec ra soat He thong
XHTD noi bp ciia VCB
Phe duyet ra soat Chinh sach du
phong nii ro ciia VCB
r

24

23/NQ-VCB-HDQT

19/02/2016

_

Phe duyet cap giai han tin dung
doi vai khach hang thuoc tham
quyen HDQT

25

24/NQ-VCB-HDQT

18/02/2016

26

25/NQ-VCB-HDQT

18/02/2016

27

26/NQ-VCB-HDQT

19/02/2016

28

27/NQ-VCB-HDQT

22/02/2016

Phe duyet ban hanh quy dinh ve
Giai han tin dung doi voi
Khach hang doanh nghiep
Phe duyet bo nhiem lai Giam
doc Chi nhanh VCB Trung Do
Phe duyet nhan su Chi nhanh
VCB Nhan Trach, Dong Nai
Phe duyet chuyen tiep ke hoach
mua van phong/nha dat tu nam
2015 sang nam 2016 va phe
duyet quyet dinh dau tu nhan
chuyen nhupng QSD dat dS xay
dung tru so PGD Cai Lay - Chi
17/45


nhanh VCB Tien Giang
t

29

28/NQ-VCB-HDQT

1—

Phe duyet ban hanh Quy che to

chuc va hoat dpng ciia Hpi
dong tin dung Doanh nghiep

19/02/2016

VCB
"

30

29/NQ-VCB-HDQT

7

1—

Phe duyet ban hanh Quy che to
chuc va hoat dpng ciia Hpi
dong tin dung Dinh che tai

19/02/2016

chinh VCB
31

30/NQ-VCB-HDQT

19/02/2016

32

31/NQ-VCB-HDQT

19/02/2016

33

32/NQ-VCB-HDQT

19/02/2016

33/NQ-VCB-HDQT

22/02/2016

34

Phe duyet giao nhiem vu kiem
soat vien, kiem toan vien
1
'
*
Phe duyet quyet dinh dau tu va
thuc hien du an PMO Basel II

Phe duyet chii truong thoai von
dau tu ciia VCB

Phe duyet ke hoach XDCB
2016 ciia VCB

*

35

34/NQ-VCB-HDQT

22/02/2016

36

35/NQ-VCB-HDQT

22/02/2016

1

Phe duyet dieu chinh tien dp
xay dung try so VCB tai Ba Ria
- Vung Tau
' i
%"^
1
*
"~Z
'
Phe duyet chuyen tiep ke hoach
mua van phong/nha dat tu nam
2015 sang nam 2016 va phe
duyet quyet dinh dau tu nhan

chuyen nhupng QSD dat de xay
dung try so try so Chi nhanh
VCB Ha Nam
37

36/NQ-VCB-HDQT

22/02/2016

Phe duyet phuong an xay dung
tru so Chi nhanh VCB Phii Tho
7

Phe duyet chii truong ban dau
gia cong khai tai san ciia VCB
Phe duyet nhan su phu trach

38

37/NQ-VCB-HDQT

22/02/2016

39

38/NQ-VCB-HDQT

22/02/2016

dieu

25/02/2016

Long Khanh
Mot so nhiem vu trong tam
trong hoat dpng kinh doanh va

hanh

Chi

nhanh

VCB

7

40

40/NQ-VCB-HDQT

quan tri: dieu hanh

—

41

41/NQ-VCB-HDQT

25/02/2016

42

42/NQ-VCB-HDQT

25/02/2016

^

Phe duyet gia han hop dong
thuc hien du an thay the he
thdng CB
Phe duyet phuong an phong
chong khung bo ciia VCB
18/45


r

*

Phe duyet dieu chinh thai gian
43

43/NQ-VCB-HDQT

trien khai Goi thau so 01 ciia

25/02/2016

Du an Quan ly nii ro gian Ian
ciia VCB

44

44/NQ-VCB-HDQT

Phe duyet chii truong mua try

25/02/2016

so Chi nhanh VCB Nam Dinh
*

45

45/NQ-VCB-HDQT

19/02/2016

46

46/NQ-VCB-HDQT

25/02/2016

7

Phe duyet dau tu he thong dao
tao true tuyen E learning

Phe duyet chii truong dieu
dpng, bo nhiem va bo nhiem lai
mot so nhan su trong he thong
VCB

Phe duyet bo nhiem lai Giam
47

47/NQ-VCB-HDQT

doc

08/03/2016

Chi

nhanh

VCB

Ninh

Thuan
48

48/NQ-VCB-HDQT

09/03/2016

49

49/NQ-VCB-HDQT

09/03/2016

50

50/NQ-VCB-HDQT

09/03/2015

51

51/NQ-VCB-HDQT

17/03/2016

52

52/NQ-VCB-HDQT

18/03/2016

Phe duyet ban hanh Quy che
phong chong nia tien ciia VCB
Phe duyet nhan su Giam doc

Chi nhanh VCB Ha'Tinh
Phe duyet bo nhiem lai can bp
TSC

Phe duyet ban hanh npi quy lao
dpng
ciia VCB
'.
,
Phe duyet chii truong bo nhiem
Giam doc Chi nhanh VCB Kon
Turn

Phe duyet ke hoach lua chpn
53

53/NQ-VCB-HDQT

nha thau doi voi goi thau PMO

21/03/2016

Basel II
7

54

55

55/NQ-VCB-HDQT

56/NQ-VCB-HDQT

~

~f

21/03/2016

Phe duyet cap
doi vai khach
quyen HDQT
7
Phe duyet cap
doi vai khach

21/03/2016

quyen HDQT
Phe duyet cap giai han tin dung
doi voi khach hang thuoc tham

21/03/2016

giai han tin dung
hang thuoc tham
-

gioi han tin dung
hang thuoc tham

7

56

57/NQ-VCB-HDQT

quyen HDQT
57

58/NQ-VCB-HDQT

22/03/2016
i

58

59/NQ-VCB-HDQT

22/03/2016

Phe duyet chii truong thanh lap
bp phan QLRR CNTT true
thuoc Phong QLRRHD
Phe duyet y kien bieu quyet dai
dien von VCB tai Quy bao lanh
_7

_,

r

19/45

tin dung nhan dan TP HCM
59

60/NQ-VCB-HDQT

22/03/2016

60

61/NQ-VCB-HDQT

22/03/2016

61

62/NQ-VCB-HDQT

29/03/2016

62

62A/NQ-VCBHDQT

29/03/2016

63

63/NQ-VCB-HDQT

30/03/2016

Phe duyet chuong trinh Ban le
nam 2016 ciia VCB

Phe duyet chuong trinh phat
trien khach hang
'
7
1—
Phe duyet cap tin dung doi voi
khach hang thuoc tham quyen
HDQT
Phe duyet tarn phan phoi Quy

KTPL '
Phe duyet giao nhiem vu PGD
dieu hanh VCB Phu Tho

Phe duyet danh gia tinh hinh
64

64/NQ-VCB-HDQT

30/03/2016

thuc hien Ke hoach 2015 ciia

cac Phong/Ban/Trung tarn tai

TSC
*

65

64A/NQ-VCBHDQT

30/03/2016

66

65/NQ-VCB-HDQT

30/03/2016

Phe duyet tin dung thuoc tham
quyen HDQT
Nghj quyet chi dao kinh doanh
phien hop thuang ky thang
4/2016

67

66/NQ-VCB-HDQT

30/03/2016

68

68/NQ-VCB-HDQT

13/04/2016

69

69/NQ-VCB-HDQT

14/04/2016

70

70/NQ-VCB-HDQT

14/04/2016

71

71/NQ-VCB-HDQT

14/04/2014

72

73/NQ-VCB-HDQT

14/04/2016

Phe duyet tai lieu hop DHDCD
thuang nien nam 2016
Phe duyet chii truong bo nhiem

tai TSC

j—

Phe duyet ban hanh Quy che
quan ly cong ty con ciia VCB
Phe duyet tiep tuc cii dai dien
von VCB tai PVD

Phe duyet chii truong dieu dpng
nhan su TT CNTT ciia VCB

Phe duyet cap gioi han tin dung
doi voi khach hang thuoc tham
quyen HDQT
Phe duyet chii truong bo nhiem,
n

73

75/NQ-VCB-HDQT

22/04/2016

~

bo nhiem lai mot so nhan su cac

Chi nhanh trong he thong VCB
Phe duyet ke hoach mua sam

TSCD (khong bao g6m TBTH)
74

76/NQ-VCB-HDQT

14/04/2016

thue mua van phong, thue kho
luu tru chung tu, thue dat va
nhan chuyen nhupng QSD dat
20/45


nam 2016 ciia VCB
r

75

77/NQ-VCB-HDQT

14/04/2016

Phe duyet ke hoach ngan sach
Quang cao khuyen mai nam
2016 ciia VCB
7

76

78/NQ-VCB-HDQT

14/04/2016

Phe duyet ke hoach ASXH nam
2016 ciia VCB va chii truong,
ke hoach mot so chuong trinh
ASXH nam 2016
^

77

79/NQ-VCB-HDQT

14/04/2016

78

80/NQ- VCB-HDQT

14/04/2016

79

83/NQ-VCB-HDQT

14/04/2016

Phe duyet chii truong dau tu
xay dung cong trinh try so VCB

Dong Thap
Phe duyet chii truong dau tu
xay dung cong trinh try so VCB
Lang Son
Phe duyet chii truong dau tu
xay dung cong trinh try so VCB
Bac Lieu
7

80

84/NQ- VCB-HDQT

14/04/:£016

81

85/NQ- VCB-HDQT

14/04/:>016

82

88/NQ-VCB-HDQT

22/04/2016

Phe duyet cap gioi han tin dung
doi voi khach hang thuoc tham
quyen HDQT

_ X „*.
f
.
_
Phe duyet cap giai han tin dung
doi voi khach hang thuoc tham
quyen HDQT
Phe duyet tuyen dung va bo
nhiem Pho giam doc TT CNTT
VCB

83

89/NQ-VCB-HDQT

26/04/2016

Phe duyet ngan sach cac
chuong trinh canh tranh lai suat
nam 2016

84

90/NQ-VCB-HDQT

26/04/2016

85

91/NQ-VCB-HDQT

07/05/2015

86

93/NQ-VCB-HDQT

26/04/2016

87

94/NQ-VCB-HDQT

26/04/2016

88

95/NQ-VCB-HDQT

26/04/2016

Phe duyet chu truong phat hanh
trai phieu nam 2016 ciia VCB
Phe duyet chii truong va du
toan chi phi lua chpn tu van Du
an hoan thien khung QLRRTT
theo yeu cau Basel II f
^
Phe duyet bao cao tien dp trien
khai chuong trinh Basel II

thang 3 nam 2016
Phe duyet thue tu van 6 sang
kien Du an CTOM

Phe duyet cap tin dung doi voi
khach hang thuoc tham quyen
21/45


HDQT

89

96/NQ-VCB-HDQT

26/04/2016

90

97/NQ-VCB-HDQT

26/04/2016

91

99/NQ-VCB-HDQT

26/04/2016

Phe duyet cap tin dung doi voi

khach hang thuoc tham quyen
HDQT
Phe duyet chii truong tai tro
ASXH nam 2016 de xay dung
truong hoc tren dia ban tinh
Lang Son
Phe duyet cap tin dung doi voi
khach hang thuoc tham quyen
HDQT
Nghj quyet chi dao hoat dpng
kinh doanh phien thuang ky
thang 05/2016
Phe duyet chii truong, bo nhiem
lai, mien nhiem doi voi mot so
nhan su trong he thong VCB
Phe duyet chii truong nhan su
f

92

100/NQ-VCB-HDQT

06/05/2016

93

101/NQ-VCB-HDQT

09/05/2016

94

102/NQ-VCB-HDQT

09/05/2016

95

102A/NQ-VCB-HDQT

09/05/2016

96

103/NQ-VCB-HDQT

09/05/2016

97

104/NQ-VCB-HDQT

09/05/2016

98

105/NQ-VCB-HDQT

09/05/2016

-

VFC

Phe duyet thay doi dai dien von
VCB tai VFC

Phe duyet thanh lap Hpi dong
sang kien VCB va ban hanh
Quy che to chuc hoat dpng ciia
Hpi dong sang kien VCB
Phe duyet thanh lap Ban
HDHCN ngan hang ciia VCB
Phe duyet bao cao nghien cuu
kha thi va Ke hoach lua chpn
nha thau Du an dau tu xay dung

cong trinh try so Chi nhanh
VCB Kon Turn
99

100

106/NQ-VCB-HDQT

107/NQ-VCB-HDQT

09/05/2016

Phe duyet dieu chinh ke hoach

dau thau du an xay dung kho

13/05/2016

ciia VCB tai Hung Yen
Phe duyet ket qua xep hang Chi
nhanh, Cong ty true thuoc nam
2016

101

108/NQ-VCB-HDQT

12/05/2016

102

109/NQ-VCB-HDQT

13/05/2016

Phe duyet ke hoach lao dpng
nam 2016 ciia VCB

Phe duyet khoan cap gioi han
tin dung doi voi khach hang
22/45


thuoc tham quyen HDQT

103

110/NQ-VCB-HDQT

13/05/2016

Phe duyet mo hinh to chuc ciia
VCBL

Phe duyet y kien bieu quyet ciia
104

111/NQ-VCB-HDQT

16/05/2016

dai dien von VCB tai VCBT ve

ke hoach kinh doanh 2016 ciia
VCBT

105

112/NQ-VCB-HDQT

16/05/2016

Phe duyet y kien bieu quyet ciia
dai dien von VCB tai VBB vk

ke hoach kinh doanh 2016 ciia
VBB

Phe duyet y kien bieu quyet ciia
106

113/NQ-VCB-HDQT

16/05/2016

dai dien von VCB tai VCBM va
ke hoach kinh doanh 2016 ciia
VCBM

107

114/NQ-VCB-HDQT

16/05/2016

108

115/NQ-VCB-HDQT

16/05/2016

Phe duyet ke hoach kinh doanh
2016 ciia VFC

Phe duyet ke hoach kinh doanh

2016 ciia VCBS

Phe duyet y kien bieu quyet ciia
109

116/NQ-VCB-HDQT

16/05/2016

daj dien von VCB tai VCBF ve
ke hoach kinh doanh 2016 ciia
VCBF

110

111

117/NQ-VCB-HDQT
118/NQ-VCB-HDQT

16/05/2016

16/05/2016

Phe duyet ke hoach kinh doanh
2016 ciia VCBL

Phe duyet cap tin dung doi vai
khach hang thuoc tham quyen
HDQT

112

119/NQ-VCB-HDQT

10/05/2016

Phe duyet cap tin dung doi voi
khach hang thuoc tham quyen
HDQT

113

120/NQ-VCB-HDQT

16/05/2016

114

121/NQ-VCB-HDQT

16/05/2016

115

122/NQ-VCB-HDQT

16/05/2016

Phe duyet dieu chinh khoan cap

tin dung doi voi khach hang
thuoc tham quyen HDQT
Phe duyet ban hanh Quy che to
chuc hoat dpng ciia ALCO
Phe duyet ban hanh Quy dinh
ve phuong phap djnh gia chiing
khoan no va danh muc ngoai

h6i tren kinh doanh thay the
quyet djnh 412

23/45


'

116

123/NQ-VCB-HDQT

16/05/2016

117

126/NQ-VCB-HDQT

19/05/2016

1

i

Phe duyet dieu chinh khoan cap
tin dung doi voi khach hang
thuoc tham quyen HDQT
Phe duyet ban hanh Quy che
quan ly viec di nuac ngoai ciia
can bo VCB

118

127/NQ-VCB-HDQT

19/05/2016

119

128/NQ-VCB-HDQT

19/05/2016

Phe duyet ban hanh Quy che
cong bo thong tin ciia VCB
Phe duyet Quy dinh ve chi tra
phu cap cong viec cho Nguoi
dai dien theo uy quyen kiem
nhiem va Nguoi kiem nhiem
khac ciia VCB tai doanh nghiep
khac

Phe duyet chii truong mua san
120

129/NQ-VCB-HDQT

19/05/2016

121

130/NQ-VCB-HDQT

19/05/2016

pham bao hiem Bao An Gia ciia
VCLI cho nguoi lao dpng VCB
Phe duyet sua doi npi dung phi
giao djch uy quyen cho VCBF
dau tu

122

131/NQ-VCB-HDQT

19/05/2016

123

132/NQ-VCB-HDQT

19/05/2016

Phe duyet gia han thuc hien hop
dong du an thay the CB
Phe duyet y kien bieu quyet ciia
dai dien von VCB tai Dai hpi

dong co dong nam 2016 ciia
VNA

124

133/NQ-VCB-HDQT

19/05/2016

Phe duyet thanh lap phong
Khach hang doanh nghiep FDI
true thuoc Chi nhanh VCB TP
HCM

125

134/NQ-VCB-HDQT

19/05/2016

Phe duyet cap tin dung cho
khach hang thuoc tham quyen
HDQT

126

135/NQ-VCB-HDQT

19/05/2016

Phe duyet cap tin dung cho
khach hang thuoc tham quyen
HDQT

127

136/NQ-VCB-HDQT

24/05/2016

Phe duyet ban hanh Quy dinh
ve Tham quyen phe duyet tin
dung doi voi Khach hang the
nhan va to chuc ciia VCB

128

137/NQ-VCB-HDQT

19/05/2016

Phe duyet cap gioi han tin dung
doi voi khach hang thuoc tham
quyen HDQT

24/45


129

138/NQ-VCB-HDQT

25/05/2016

130

139/NQ-VCB.HDQT

25/05/2016

131

140/NQ-VCB-HDQT

25/05/2016

132

141/NQ-VCB-HDQT

25/05/2016

133

142/NQ-VCB-HDQT

25/05/2016

134

143/NQ-VCB-HDQT

25/05/2016

Phe duyet cap gioi han tin dung
doi vai khach hang thuoc tham
quyen HDQT
Phe duyet cap gioi han tin dung
doi voi khach hang thuoc tham
quyen HDQT
Phe duyet cap gioi han tin dung
doi voi khach hang thuoc tham
quyen HDQT
Phe duyet phuong an phat hanh
trai phieu nam 2016 ciia VCB
Phe duyet phuong an kien true
cong trinh try so VCB Thu Due
Phe duyet sua doi, bo sung quy
djnh ve bao cao doi voi cac
khoan cap tin dung thuoc tham

quyen HDQT
135

136

144/NQ-VCB-HDQT

145/NQ-VCB-HDQT

25/05/2016

25/05/2016

Phe duyet quyet toan du an thue
tru so Chi nhanh VCB Ha Noi

Phe duyet quyet toan du an thue
try so Chi nhanh VCB Thanh
Hoa

137

146/NQ-VCB-HDQT

25/05/2016

Phe duyet quyet toan du an thue
try so Chi nhanh VCB Ha Tay

Phe duyet dieu chinh tien dp
hoan thanh du an va thuc hien
138

147A/NQ-VCB-HDQT

26/05/2016

phan con lai ciia goi thau xay
lap so 12, thuoc du an xay dung
tru so VCB Binh Thuan

Phe duyet chii truong bo nhiem,
bo nhiem lai doi voi can bp cac
139

147/NQ-VCB-HDQT

25/05/2016

Chi nhanh VCB TP HCM, Da

Nang, Quang Nam, Tra Vinh,

Quang Binh, Gia Lai
140

141

148/NQ-VCB-HDQT
149/NQ-VCB-HDQT

26/05/2016

06/06/2016

Phe duyet bo nhiem lai Giam
doc Chi nhanh SGD

Nghj quyet chi dao hoat dpng
kinh doanh phien thuang ky

thang 06/2016
142

150/NQ-VCB-HDQT

06/06/2016

Phe duyet y kien nguoi dai dien
von VCB tai VCBT ve gia han
nhiem ky ciia Tong giam doc
VCBT

25/45