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Efficient Fault-Tolerant
Certificate Revocation
Rebecca Wright AT&T Labs
Patrick Lincoln SRI International
Jonathan Millen SRI International


Public Key Certificate Revocation


Reasons for revocation:
Key compromise or loss
Change of employment or status



Revocation certificate or notice - single
ID of invalid certificate
Signed by owner or introducer
Available in PGP for web of trust



Certificate revocation list (CRL) - multiple
List of serial numbers of revoked certificates
Signed by CA that authorized the certificates



Either one must be distributed to relying parties



Certificate Forwarding - Web of
Trust
Owner

User

User

Certificate

Server

User

User

User

User

User


Depender Graph Model








Graph: nodes and directed edges
One depender graph for each certificate
Graph nodes are certificate holders
Graph edges are communication links on which
certificates are forwarded
Owner of certificate is the graph root
Graph is acyclic
node

edge


Parents and Dependers
A

B

A is a parent of B

B is a depender on A


Forwarding Revocation Notices
Revocation Notice

Owner

?


Server

?

User

?

?

First problem: remember to whom the certificate was sent


Non-Redundant Depender Graph
Owner

User

User

Revocation Notice

Server

User

- Just like forwarding graph
- But what if a node fails?


User

User

User

User


Temporary Failure
Owner

User

User

Revocation Notice

Server

User

- Some users are not notified
- Solution: redundant paths

User

User

User



k-Redundant Depender Graph (k-RDG)
k parents per body node
Example, k = 2
User

User

Owner

ROOT NODE

Server

User

User

User

User

User

Theorem: k -1 node failures cannot
disconnect any body node
Flooding protocol: send revocations to all dependers



Depender Graph Construction



Construct k-RDG by adding nodes one at a time,
starting with root and its dependers
Assume each new node can support k dependers
More is possible but not required





New node added in relation to existing node
Nodes have neighbor addresses only
k parents must be found... how?


Finding Parents



Definition: a node is “available” if its maximum
number of dependers has not been allocated
Theorem: any k available nodes can be used as the
parents of a new node
(A poor choice cannot prevent future nodes from being added)




Theorem: there are k available nodes below any set
of k nodes


Proof: Existence of k Available
Nodes





Given start set of k nodes
If each has an available slot, we are done
Else one node has k dependers - use them as new
start set recursively
Procedure must terminate in finite acyclic graph

• This is the basis of a protocol for parent search
• Start set: parents of attachment node
• Better: use highest available nodes
to minimize average path length for forwarding


Finding k Parents

1. Identify attachment node
2. Start with its parents
3. Find available nodes below them



Example: “Triangular” Graph

For k = 3


Reconfiguration After Permanent
Failure




After permanent failures
Neighbor (parent, depender) information in each
node is duplicated in one parent (or child?)
Role of failed node is taken over by one of:
last node added
next node added
a depender (recursive call to replace depender)



But how is a failure detected?
Unnecessary replacement is OK, restore node as new


Other Issues


Protocol design issues
Minimization of path length

Updating revived nodes
Reconfiguration around failed nodes




Structure sharing over multiple certificates
Multiple root (revocation) authority
(in case of lost key, failure of owner, or higher authority)




Realistic use of servers
Edge failures
Underlying network failures may disable many edges



Other applications
Certificate updates, re-keying, reliable multicast



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