hướng dẫn tuyển chọn và thuê tư vấn do bên vay của ngân hàng thế giới thực hiện - bản dich tiếng việt

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8G1I^iU8?)C!%Ha}
(e) Mt công ty b Ngân hàng tuyên b không 
t cách hp l theo on ph (d) ca on
1.22 ca Hng dn này hoc theo chính sách
Chng Tham nhng ca Nhóm Ngân hàng
Th gii
10
s b coi là không  t cách hp l
 c trao thu mt hp ng do Ngân
hàng tài tr trong sut khong thi gian mà
Ngân hàng s quyt nh

!

Cho mc ích ca on này, các chính sách Chng Tham ca
Nhóm Ngân hàng Th gii có liên quan c nêu trong Hng
dn v Phòng chng và u tranh vi Gian ln và Tham nhng
trong Các D án Tài tr b i Vn vay IBRD Loans và Tín dng
IDA và Vn Vin tr Không hoàn li, và trong Hng dn
Chng Tham nhng cho IFC, MIGA, và Các Giao dch Bo
lãnh ca Ngân hàng Th gii.
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%

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\FQL?FI#S#QOQI#?P:M'
L7%
4V4IW
!%% Chính sách ca Ngân hàng yêu cu Bên Vay
(bao gm c ngi th h ng vn vay Ngân hàng Th
gii), cng nh t vn và t vn ph ca h! trong các
hp ng do Ngân hàng tài tr phi tuân th nh"ng
tiêu chu#n o c cao nht trong quá trình tuyn ch!n
và thc hin nh"ng hp ng ó.
16
. Theo chính sách
này, Ngân hàng:


!
#j'8~ L7?FI(dD>
!<
 Trong phm vi này, bt c hành ng nào ca mt t vn hoc
mt t vn ph nh$m gây nh h ng n quá trình tuyn ch!n
hoc thc hin hp ng  có li th không chính áng là sai
trái.


!!

(a) nh ngh%a nh"ng thut ng" di ây cho mc
ích ca iu khon này:
(i) “hành ng tham nhng”
17
là s chào
mi, cho, nhn hoc hoc g gm, trc
tip hoc trc tip hoc gián tip, bt c
mt th gì có giá tr nh$m làm nh
h ng mt cách sai trái ti hành ng
ca mt bên khác;
(ii) “hành ng gian ln”
18
là bt c vic làm
hay vic b& sót nào, bao gm trình bày
sai s tht, mà mt cách ch ý hoc bt
chp hu qu làm lc hng, hoc mu
toan làm lc hng, mt bên  t c
li ích tài chính hoc li ích khác hoc
 tránh mt ngh%a v;

(iii) “hành ng cu kt thông ng”
19
là mt
s s'p t gi"a hai hoc nhiu h(n hai
bên vi ý  t c mt mc ích
không chính áng, bao gm vic gây nh
h ng mt cách sai trái ti hành ng
ca mt bên khác;
(iv) “hành ng ép buc”
20
là vic làm h hi
hoc gây thit hi, hoc e d!a làm h
hi hoc e d!a gây thit hi, trc tip
hoc gián tip, mt bên nào ó hoc tài
sn ca h!  gây nh h ng mt cách
sai trái ti hành ng bên ó;
(v) “hành ng cn tr ”

là
(aa) c tình phá hoi, làm sai lch, thay
i hoc che y tài liu chng c
ang c iu tra hoc a ra các
li khai gi mo cho các nhân viên

!B

Cho mc ích ca Hng dn này, “mt bên khác” tham chiu
n mt nhân viên công v có nhim v liên quan n quá trình
tuyn ch!n hoc thc hin hp ng. Trong phm vi này, “nhân
viên công v” bao gm nhân viên Ngân hàng Th gii và nhân

viên ca các t chc khác ra quyt nh hoc xem xét các quyt
nh liên quan n vic tuyn ch!n.
18
Cho mc ích ca Hng dn này, “bên” tham chiu n mt
nhân viên công v; thut ng" “li ích” và “ngh%a v” liên quan
n quá trình tuyn ch!n hoc thc hin hp ng; và thut ng"
“vic làm hay vic b& sót” là có ý nh gây nh h ng quá trình
tuyn ch!n hoc thc hin hp ng.
19
Cho mc ích ca Hng dn này, “các bên” tham chiu n
nh"ng ngi tham gia vào quá trình tuyn ch!n (bao gm các
nhân viên công v) toan tính thit lp giá hp ng mc  gi
to không có tính cnh tranh.
20
Cho mc ích ca Hng dn này, “bên” tham chiu n mt
ngi tham gia vào quá trình tuyn ch!n hoc thc hin hp
ng.


!

iu tra ct  gây tr ngi vic
iu tra ca Ngân hàng i vi
nh"ng nghi vn v mt hành ng
tham nhng, gian ln, ép buc hay
cu kt thông ng; và/hoc h)m
do, quy ri, hoc e d!a mt
bên nào ó  ng)n cn bên ó tit
l thông tin v nh"ng vn  liên
quan n vic iu tra hoc thông

tin t* vic theo ui thc hin iu
tra ó; hoc
(bb) các hành ng vi dng ý ct 
cn tr vic thc hin các quyn
kim toán và iu tra ca Ngân
hàng quy nh trong on 1.22(e)
di ây.
(b) s bác b& mt  xut trao hp ng nu Ngân
hàng xác nh r$ng t vn c  ngh trao
thu ã, trc tip hoc thông qua mt i lý,
thc hin các hành ng tham nhng, gian ln,
cu kt thông ng, ép buc, hoc cn tr trong
khi cnh tranh giành hp ng ó;
(c) s hy b& phn vn trong khon vay ã phân b
cho mt hp ng nu Ngân hàng xác nh ti
bt c thi im nào r$ng i din ca Bên Vay
hoc ca mt ngi th h ng ca khon vay,
ã dính líu n các hành ng tham nhng, gian
ln, cu kt thông ng hoc ép buc trong quá
trình tuyn ch!n hoc thc hin hp ng ó,
mà Bên Vay không có hành ng kp thi, phù
hp và th&a áng i vi Ngân hàng  x lý
các hành ng nh vy khi chúng xy ra;
(d) s tr*ng pht mt t vn, bao gm c vic tuyên
b không  t cách hp l, hoc vô thi hn
hoc trong mt khong thi gian c tuyên b,
 c trao thu mt hp ng do Ngân hàng
Th gii nu ti bt c thi im nào Ngân
hàng xác nh r$ng t vn ó ã, trc tip hoc
thông qua mt i lý, thc hin thc hin các

hành ng tham nhng, gian ln, cu kt thông
ng, ép buc, hoc cn tr trong khi cnh
tranh, hoc trong khi thc hin mt hp ng
do Ngân hàng tài tr; và
(e) s có quyn yêu cu a vào trong các hp
ng tài tr b i mt khon vay ca Ngân hàng,
mt iu khon yêu cu t vn cho phép Ngân
hàng thanh tra các tài khon, h s( chng t* và
các tài liu khác liên quan n vic np  xut

!,

và thc hin hp ng và có quyn a các
kim toán viên do Ngân hàng ch nh kim
toán các tài khon và h s( tài liu ó.
!%, q (b?PO>E'A'
n?F')P(e8f2)I#?P1 D)
I8mA21F4#:')P8
)?i4 Db28m'8Q(• E)
]CCbNI#?P1[
'1['8\^P81maE'F A
' F A ) P (e 8f 2

%   (•
4#[N?F')A2?nQF A'
?X ?QN74??FI(W#i#
#'8Q1? %
L@ G 4QI 
!%% J8m#2E'Lc:X)Db
A'# c:XF Q Fe

)'4#)?#A
DN8mK)C='(W8
,
8n
4#[?FI)?nA'5^'aI#?P
)DX>F42?bN'?)C
:' ?2 E' Db  ) @ 4 1 !" } ^:a 
#Fe##9F4?X^aE
>iSDN1A'E'

%A'#
[#[K)C='(W8o8)ZU)
2)(f'E'Db%A'#b
N K)C='(W8U)8  ?~
#ADN%



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'8QM)]C'^TL?FI')
2)QbNaI#?PATL(•E7
?1['1[ '8\N)F E'
KF71[?~?FIKA')P(e
8f2)I#?P”%
,
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2c:Xm#)8mDb)L
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JAN#b^-*)1UaA'
D='QU E' +s   ^*UU1)#8U
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% Y n ?FI (b : j '
8 A ' (• ?F' ) L :) 8' (W8 
8mD'(LNF4DbQ

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  L F 4 A 8mf L:))Z8mf
:)1FAF )ZA8ms?Nd

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#c8  n  14 p *UU1)#8U (U(( -UD ')(
6+_ )i " U‡ k)Q k !!<,;" / ^& U:(U5
‡‡‡%DU:(U((%)8} U8'15 D:(::U‰ %)} *UU1)#8U
6'U‡' ='QU 1 8m s ?N d E' *UU1)#8U 6'U‡'
g)D') !""H g .UU &  & '() *+ < /
^& U:(U5‡‡‡%D8'QU%)8a%
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$$(•L:A-UD')*UU1)#8U
(U(( ^-* )1Ua  *UU1)#8U 6'U‡' ='QU
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#@ 1  e  * # ?FI  ) A
9(& :;  5";% A q' \ n 
 ) A 2 : j ' 8 A 8m f :)
)ZC#@Qt[A%L
A2):j'8h17L
2n?n?(b#zI#E'L
F4QL?FI#3C#n

lF4:j'8%@4!Qp
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#P%%F Qc:XD'(W%
[4'Q
%< Aq'XN8c:XD'(
W%Aq'#iS?F AL?~
: j '8 8 n7 o1b ]?m #z
I#1A'%*'(W(•:')P8<L
A 8mDN m 8Z ?X' 1O   QL 
LE'z8m'@48mL
E' 8m  ' ?' # p # QL i
?X ?FIL  ?Eo 1b p ' ?'
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:N@D>Qhn@Ln?Eo1b:j
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8>?@1[#D'(WXE'8mL
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QO)Z1[#%n?PO)A
'o)Z8(1FIL)D'(
W}  A 8m Q   ?~ n O Q
{QL#?{)8mD'(W]A'
QL?FI?A8'i)?AE'L
)D'(WQL?FI4#
[%+L?~:j'8\F:4
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