Bạn đang xem bản rút gọn của tài liệu. Xem và tải ngay bản đầy đủ của tài liệu tại đây (79.27 MB, 363 trang )
<span class="text_page_counter">Trang 1</span><div class="page_container" data-page="1">
Submitted byNguyen Van Quang
LL.B, LL.M (Hanoi Law University)
A thesis submitted in total fulfilmentof the requirements for the degree of
Doctor of Philosophy
School of Law
Faculty of Law and Management
La Trobe UniversityBundoora, Victoria 3086
April 2007
</div><span class="text_page_counter">Trang 2</span><div class="page_container" data-page="2">]. Introducing Administrative Law Jurisdiction to Vietnam’s People’s Courts:Issues and ProblemS... cence eee eee nee nnn eee EEE Ee EEE EEE EE Ete lIl. Reforming the Current System of Review of Administrative Actions tnVietnam: ‘Comparative Law’ as a Tool of Legal Reform...-- 3HI. Why the Australian Model?...ccccssssccccsssscneeeeeecereessesresesssaeuessssersssssessaseesetes 4TV. THESIS SIFU UIT suersennsan s 250100 snmemamenmmimmmmnemannns 5 8.8 63 8 k8 Cones ed 093143004000999 7Chapter One: Methodological Issues: Comparative Law and Legal Transplantation"4. ÐÐ khHHITPBEIHBUOilunnssanrntniing 0 tunnnntinttgntgtgtDNGRGIDIPROIHS ï 0 9 š ÉY K1 78 HHBGVNGHGIGEHSSEĐI7PS Ya "3. cơ © me91. Comparative Law: a Method for the Study of LaW... cài 10
II. Comparative Law and Lega! Reform: Legal Transplantation... 17A. Legal Transplantation: Possible or ImpossIble?...----+<c<<-c<+ 17B. Legal Transplantation: How to Successfully Transplant Law?... 21
and Constitutional Background...-....--..-..-ccc cn nén khe ke 30Wf<GỔdHGHDH: ii ki ienaki tá g5 tà rà khi hanESGANESES code a Laas ans YÚ R1 E1 Y ET EC E220904908 30I. Australian Administrative Review Sysfem... sen nhe nhe 3]
Colonial Experience and Common Law Tradiftion...- 31
|. RESPORSIble COVEMMITIENE: (ác iis sss nàn ng nga sagaEBTAAI707 5 6 400 36
</div><span class="text_page_counter">Trang 3</span><div class="page_container" data-page="3">2. Rule of LâW... HH TH nà nee ene nh nh ke Hà 383+ LNG: 36PAF4HOH OF POWETS guassnbnnnindiogetotiiootriottnitinDlD kh ta 231 ¥ HƠI 40C. Development of the Australian Administrative Review System: aHistorical P€rSD€CEIV€... Q2 HH ng HH nh kh nh km nh cớ 43
1. Australian Administrative Review System before the 1970s: theNeed for RefOrm...c ceneeeeeeeansneseveeeseuseees 432. ‘New Administrative Law’ and the Australian AdministrativeROVICW SYStOM. PP... ... 47Il. Vietnamese Administrative Review SySfem... nhe. 51]A. Historical Background of the Vietnamese Legal System: the History ofFOreigii LGTMGHGES. TT. 7. 000000000000 00Ô0Ô00Ô0ÔÔÔÔÔ 5]B. Core Constitutional Principles Underpinning the VietnameseAdministrative Review System: Influences of the Socialist Political andL@p al FACOlO DY cesses «525.252 2 25 prườphgitgtogiGgi0it0SIENGNS30030GSSGG0 444358448422 BH 581. Leadership of the Communist Party of Vietnam... 602. Socialist Legality and a Socialist Law-Based State... 623, CONCENTAON OF State POW ES cereccommneesamnwses wane a1 05108 eee66C. System for Review of Administrative Action in Vietnam... 70
1. Supervision of the National Assembly and the Local people’sCOUTCHS is. ng". Q2 610s HE bố BE Cá 0208636014 bLN)2T/HI800/00001910050840870% 702. Inspection by the State Inspectorate Bodies System... 723. Resolving Complaints and Denunciations: Internal Review ofAdministrative ACtion...cccccsecesececeeeeeeesetecceecuseeeeees 734. Administrative Adjudication of Courts: Judicial Review ofAdministrative Action
COnGIUSION. «0.6... ccc ... 79Chaiter Three: Models of Administrative Adjudicative Bodies in Australia andWCE «seas cascraceecacaantie ca canmmmommmmmmmenes TS 53 8 SE 5 5E § E8 58 8 8 88 8 3 8 8 ĐS02802IEG009/00000M009 80
ja920109/19 2000775757. 4... 80I. Australian Administrative Adjudicative Bodies...cc.c 8]
</div><span class="text_page_counter">Trang 4</span><div class="page_container" data-page="4">A. Australian Courts Of Law...cccee cece cece Q n ng HH nu nh ng xa 811. Australian Courts of Law and Administrative Law Jurisdiction
CASES... cece ccc eeccecessesssececcscscesseceeuucecseeeeesceseuenscesssssuaeaaeeseeeceeets 9]B. Australian Merits Administrative Tribunals... 941. Conception of Australian Merits Review Tribunals... 942. Structure of the Australian Administrative Tribunal System...99III. Vietnamese Administrative Adjudicative Bodies...-... 105
A. Searching a Relevant Model of Adjudicative Bodies Exercising
Administrative Law Jurisdiction: Debates on Models of AdministrativeCourts tn ietnam...ceseSiieseesseseseeeenilSiD88.8080.1688-6 6š WR 1071. An Independent Administrative Court System... 1082. Administrative Courts under the Government... 109
4. Model of Administrative Divisions of the People’s Court
B. Vietnamese People’s Courts and Administrative Law Jurisdiction....1131. Supreme People’s Court: the Removal of Original Jurisdiction
3. District People’s Courts: No Administrative Divisions... 115C. Composition of Vietnamese People’s Courts Hearing AdministrativeNNÉ,...82<..10,1068187 85 BASH DEES kãk:kã LAG DORE ETI š 8 9 SIERAOEREEEISGE 1171. Participation of People’s ASS€SSOFS... 117De M NHI RONWG dIIR|ĐiẾSesenssennsptoiorhtrtiteiSIBDNHAINESIREEEESEY N5 8 reer! 119II. Some Comparative Remarks on the Two Sysfem...--.. [22A. The Two Court Structures Compared: Several Distinctive Features .]22
ili
</div><span class="text_page_counter">Trang 5</span><div class="page_container" data-page="5">B. The Existence of Australian Administrative Tribunals: Unravelling the®.: T1... ... ngediab suu’dee Ua dtbva alsa ade saiaeS SERRA TART 124ConCÏUSIOT... cece cece ee eee ee ceueeseeeeecsueeuceseeeeueeeetteenenager 126Ci:pter Four: Judicially Reviewable Administrative Action under the Laws ofAistralia, 2d: VIGtHA nh 00000. 00/00/0000 00000 0Ô ÔÐÔÔÔÔÔÔ 130
HPROIHGHDIsnuasaaninesekaSAE g5 š š cá44400880000.430031:5335538 ba 53 1 9 k KM REE 130I. Judicially Reviewable Administrative Action under the Law of Australia... | 3 ÏA. Broad Scope of Judicially Reviewable Administrative Actions... 131B. Ways to Limit the Scope of Judicial Review of Administrative Actions
Privative CUS€S... «c1 1t ng nh Hư Hiệt 1372. Judicial Limits: the Doctrine of Justiciability... 139C¡. CANWIẰiểTHE cas. nnees 03.115 LLLLenaRaRRERRRERETRRU EERIE bú £ S š § š ROS 141Il. Judicially Reviewable Administrative Action under the Law ofVASHON ca gee og 250412 1 neamennremmmmmecnssmoe 5» 001 92 ĐHAODBIBIBIGDIBDONNNHOUISDRINSHEDUSNGHEEISB)50PES 1+ Mees 142
A. Adoption of an Enumerative Clause...-.. se cà cớ 142B. The Object of Judicial Review of Administrative Action... 1481. ‘Administrative Decisions’ and ‘Administrative Acts’ as theObjects of Judicial Review of Administrative Actions of
Vietnamese COurfS... cớ 1492. Judicial Review of Administrative Decisions of a LegislativeCharacter: the Vietnamese Confext...- 15]Il]. Broadening the Scope of Judicial Review of Administrative Actions under theLiaw Of Vietnam. on... ... 157
</div><span class="text_page_counter">Trang 6</span><div class="page_container" data-page="6">I. An Overview of Grounds for Review under the Laws of Australia and
A. Commonly Accepted Principles in the Two Jurisdictions... 163B. No Clear-Cut Determination of Detailed Grounds for Review under theLaws of VI€fnam... cee cent eneeeeesseeeeesseteeegeneees 164
1. Lack of Legal Provisions Listing Detailed Grounds for Review"————.. ene eee ee ede ee eden eee ene sees eae en eee seseneneeeeeaeeneneeeaees 1652. Lack of Related Judicial Interpretations... 1673. Lack of Scholarly Ïnfer€St... neo 169Il. A Close Analysis of Grounds for Judicial Review of Administrative Actionsunder the Laws of Australia and Vietnam...ccc cớ 170A. Australian Law and Grounds for Judicial Review of AdministrativeACEO Pi 01838 ... 170
2. ‘Substantive Requirements’ Grounds for Review... 174
4. ‘Catch-All’ Grounds for ReView...-...c««« 185B. Grounds for Judicial Review of Administrative Action in the
'Wietriainiese: Legal ‘COMER ts csccerasramarersmcernpiencemmiewieeeaesiewowesnsinys + eereeyenene 1861. ‘Substantive Requirements’ Grounds for Review... 1872. ‘Procedural Requirements’ Grounds for Review... 198
Administrative ACtion...cccceceeee eee e..-... 203A. Framework Legal Provisions for Grounds for Review... 203
1. General (Ơbservấfiưn...zezzz0gg800.101850G0801.15 15 4u 2032. What Grounds for Review Vietnam Should Not Adopt: the Caseof “*Unreasonablen€SS”...-‹-ccccnnn esse n HS kê204B. Enhancing the Role of the People’s Supreme Court in Making Judicial0c2z2za1119 72277... 206
</div><span class="text_page_counter">Trang 7</span><div class="page_container" data-page="7">C. Call for the Adoption of a Doctrine of Precedent... 207CONCIUSI Of sa si oz các 0n 065 5 14 644 5 aaau ane en eo mmenemammene yes oo š 4 EGI8G0/S1B0000300000/9938 212
Administrative AC{ÏOP... c0 cnn reece eee HH HH ng HH HT ng in ki ki kh .214
A. Common Principle Underpinning Powers of Courts in Judicial Reviewof Administrative ACtiONn...cccceeeeccee ccc eeeeeseeeceeeeeeeseeenesenaas 215B. Powers of Australian Courts to Issue Final Orders of Review:Overlapping Classes Of REMCGIGS scsiis.cccs iiss ss eoomwemamamaneen ox ca en ens 0E 217
2. Orders Restraining Administrators (Prohibition and Injunction)seix2/43. Orders Requiring Administrators to Perform Duties (MandamusAfid Tis. EqQHÌVMIGTĂBjasveeiaaden tk cone 4 > vewmmemnnnemrone on cv PK PEEEMEO 225
Do DDHITBEBa teas tì ty nà phang phơng HH0 D4005 5 6 Y PSIOEICIESEIDENOIIHSISUIER 229C. Powers of Vietnamese Courts to Issue Final Orders of Review... 2301. Some Historical Background to the Process of Drafting theOrdinance for Procedures Resolving Administrative Cases... 2312. Judicial Interpretations of the Supreme People’s Court of
3. Final Orders of Review Made by Vietnamese Courts... DoDII Interim Orders of Review under the Laws of Australia and Vietnam:Similarities between (he Two SysleiiSicnccmencnenerans sess enewsweemmmmmerces sree es 239III. Exercise of Judicial Discretion to Grant Orders of Review... 243
A. Discretion of Australian Courts to Grant Orders of Review... 243
</div><span class="text_page_counter">Trang 8</span><div class="page_container" data-page="8">B. Vietnamese Courts and Discretionary Powers to Issue Orders ofReview: Should Vietnamese Courts Be Vested with the Discretion toGraft Firial Orders Of REVIEW 2 xx... coi E165 65 15 614v 600786515550460003.EUSG88i0EG530500180338 247
Chipter Seven: Towards a Well-Functioning Administrative Review System inVienam: Proposed Reform... nhe 253
[FPFOMUCHION ...z:tisienenne «55224 ccc E0GGGHENGRRSAAR TA5ENETS ET OE 8S 4 5 8£ €8 b SIGSHDMTHIOH/0Đ207 253I. Current Channels of Resolutions for Administrative Disputes in Vietnam:Revealing the Shortcomings...-- --sc c HH HS HỲ HH He HH như xa 256
A. Resolving Complaints and Denunciations: the Question of Reliability
2. Legal ConSfrainS... ch nh nen 2653. Enforcement of Administrative Judgments... 2714. Dependence of Local Courts on Local Governments: the
5. Administrative Judges: the Question of Expertise... 277II. Enhancing the Effectiveness of Administrative Adjudication of VietnameseCotirts: Several Proposals: « i sua sang gu 2n 01g10 165 6 E5 kg 4 Si 4.8 04 844 k SDSOĐIEEUEEOODE 280A. Restructuring Vietnam’s Court System: the Model of Regional Courts¬ cee eencecnceeeeeeeenncceeeeeeeeeeeneeeeeeeeeseeeee senses seeeeeees yeas eeetsneeaeees 2801. Initial Ideas of the Model...-..-..-..---- 280s8 0c 1777... =.. ... 282B. Expanding the Scope of Judicially Reviewable AdministrativeDecisions: Choosing an Appropriate Way for the Current Vietnamese
C. Amendment of Some Procedural Legal Provisions: a CarefulI® 9)11-1141-)y:1519) gtaaaááảá4đ4ẢắẮ.i.. ... 289
Vil
</div><span class="text_page_counter">Trang 9</span><div class="page_container" data-page="9">Ill. A Model of Administrative Tribunals in Vietnam: Some Australian Ideas..291A. Vietnamese Administrative Tribunals: Some Initial Ideas... 292B. Vietnamese Administrative Tribunals: a Justification for the Proposal
Model of Land Tribunals (co quan tai phan ve dat dai)... 2981. A Promising Proposal... Ăn nen 2982. Potential Challenges...ccccecceee eee e ents eee enee en se 302CORE] W810 iccnasawsnasmmanunsnans 64 << gã0tIgi00ã0SiNHERIGIMM1S8I3I8'25BiS06 5 5 § S 1 § § š X een EGEUSESDTĐER 305€ẽfipral C on£ÏuSÏöiri... 242 — 2 E5 E5 855154 644615.66001000i0800100061680861.30033 3 k§ HIẾN 307I. Understanding the Context: Reforming the Vietnamese Administrative ReviewSystem in the Vietnamese Conditions... «cà Sàn se.307II. Proposed Reforms of the Vietnamese Administrative Review System:Adopting Australian Ideas Given the Vietnamese Conditions... 3091. Model of Vietnamese Administrative Adjudicative Bodies: Courts andMerits Review TribunalS...-- cv va 3102. Gradually Extending the Scope of Judicially Reviewable
Administrative Action: an Appropriate Solution for Vietnam... 3103. Adopting Detailed Rules Relating to the Judicial Review of
Administrative Action: What Could Australian Experience Suggest toVietnamese Law-ÌMak€rFS7... - co co HH HH 9613.5808 050 311III. Constructing a Well-Functioning Administrative Review System in Vietnam:Challenges Ghd PrOsPetts.ccccricsscsanssaessos eevee 10081011 G98031EESESETIESEEXSWSEY 311Bibliœraphy... ch HH Kế nà Kế nà nà te nà RA 315
</div><span class="text_page_counter">Trang 10</span><div class="page_container" data-page="10">] owe a particular debt of gratitude to my supervisors, Associate Professor, Dr.Spencer Zifcak and Associate Professor, Dr. Roger Neil Douglas who spent a great dealof tine, energy and patience in helping me to clarify issues and shape ideas, readingVatious earlier drafts of my thesis, and giving me insightful comments. This thesis wouldReve’ have been completed without their valuable support.
My deep gratitude goes to my family: my parents in Vietnam who always look
Co1santly encouraged me with their interest in my study progress.
Deep thanks also go to Robyn Thomas and Gabi Duigu, who have helped me improvemy English expression in the course of writing this thesis.
Vietiam who in various ways help me complete this thesis.
</div><span class="text_page_counter">Trang 11</span><div class="page_container" data-page="11">This thesis is a critical comparative study of the systems of review of administrativeation by courts and tribunals in the Australian and Vietnamese jurisdictiens. Its purposei to determine the feasibility and desirability of applying Australian legal experience in\ietnamese conditions. It examines the law and legal institutions of both countries withrgard to the subject matter of administrative law in order to make comparisons and,nore importantly, to draw on Australian experiences which may be relevant to Vietnam’stgal reform. It focuses on four related themes, namely, the models of adjudicativetodies, the scope of judicially reviewable administrative actions, the grounds for reviewad the powers of courts in the Australian and Vietnamese jurisdictions. Thisomparative analysis establishes the basis for a number of proposals for improvements intie judicial review mechanism and for the adoption of a model of administrative tribunalsii Vietnam. The thesis argues that the key to a sensitive and accurate comparative lawsudy is the ‘law in context’ approach, based on which proposals can be made that arebasible and desirable in the Vietnamese conditions. It then concludes that whileaustralian experience may offer Vietnam some ideas about how to reform itsadministrative law system, if the reform is to be effective it needs to be carried out
TABBLE OF ABBREVIATIONS
The following abbreviations appear in the main text and/or footnotes of this thesis. Mostare :pelled out in full or otherwise explained when they are first mentioned.
Staes and Organisations
AAS: Administrative Appeals TribunalACT: Australian Capital TerritoryAD3: Asian Development Bank
ADT: Administrative Decisions TribunalARC: Administrative Review CouncilART: Administrative Review Tribunal
AusA{D: Australian Government’s Overseas Aid ProgramCPY:Communist Party of Vietnam
CSLJ Council for Selecting Local Judges (Vietnam)DRV Democratic Republic of Vietnam
FC: Fzderal Court of Australia
FMC Federal Magistrates Court
MNRE: Ministry of Natural Resources and Environment (Bo Tai nguyen va Moi truong,Vietram)
MRT Migration Review TribunalNSW. New South Wales
NSWGT: New South Wales Guardianship TribunalNT: Worthern Territory
PAR Public Administration ReformPRC People’s Republic of China.Qld: Jueensland
RRT Refugee Review TribunalSA: ‘outh Australia
SRV Socialist Republic of VietnamSSA*: Social Security Appeals Tribunal
UNIP: United Nations Development ProgrammeUSS: The Union of Soviet Socialist Republics
xi
</div><span class="text_page_counter">Trang 13</span><div class="page_container" data-page="13">VFF: Vietnam Fatherland FrontVic: Victoria
VRB: Veterans Review BoardWA: Western Australia
WTO: World Trade OrganisationUK: United Kingdom
US: United States of AmericaLaws
AAT Act: Administrative Appeals Tribunal Act 1975 (Cth).
ADIR Act: Administrative Decisions (Judicial Review) Act 1975 (Cth).BTA: 3ilateral Trade Agreement.
FOI A:t: Freedom of Information Act 1982 (Cth).JR Aci: Judicial Review Act.
</div><span class="text_page_counter">Trang 14</span><div class="page_container" data-page="14">STATEMENT OF AUTHORSHIP
Excejt where reference is made in the text of the thesis, this thesis contains no material
qualiied for or been awarded another degree or diploma.
No oher person’s work has been used without due acknowledgement in the main text ofthe tlesis.
This thesis has not been submitted for award of any degree or diploma in otherinstitition.
xii
</div><span class="text_page_counter">Trang 15</span><div class="page_container" data-page="15">Sone initial ideas in relation to this thesis were published In:
|. Quang, Nguyen Van (2006). A Model of Administrative Tribunals for Vietnam?In The Development of Law in Asia: Convergence versus Divergence, 2, pp. 526-544. Shanghai: East China University of Politics and Law.
Symposium: ASLI Conference.
2. Nguyen, Quang. 2004. 'The Organisation and Operation of Administrative Courtsin Vietnam.' In: Cribb, Robert (ed). 2004. Asia Examined: Proceedings of the15th Biennial Conference of the ASAA, 2004, Canberra, Australia. Canberra:Asian Studies Association of Australia (ASAA) & Research School of Pacific andAsian Studies (RSPAS), The Australian National University. ISBN 0-9580837-1-1. coombs.anu.edu.au/SpecialProJ/A SA A/biennial-conference/2004/proceedings.html.
3. Nguyen Van Quang, ‘On Grounds for Judicial review of Administrative Action’(2004) 4 Tap chi Luat Hoc (Jurisprudence Review), Hanoi, Vietnam [inVietnamese language].
4 Nguyen Van Quang, Administrative Pre-trial Period and the Issue of EnsuringIndividuals and Organisations to Initiate Actions (2002) 5 Tap chi Luat Hoc(Jurisprudence Review), Hanoi, Vietnam [in Vietnamese language].
5. Nguyen Van Quang, Some Main Points about Solving Administrative Disputes inAustralia [in Vietnamese language] (2001) 3 Tap chi Luat Hoc (JurisprudenceReview), Hanoi, Vietnam [in Vietnamese language].
€. Nguyen Van Quang, ‘Powers of the People’s Courts in Solving AdministrativeCases through First-instance Procedure’ (2001) 6 Tap chi Luat Hoc(Jurisprudence Review), Hanoi, Vietnam [in Vietnamese language].
Scrre initial ideas in relation to this thesis also were presented at:
. Vietnam Studies Summer School, Research School of Asia&Pacific Studies, theAustralian National University, January 31 - February 4, 2005.
», ALC Brown Bag Seminar, Asian Law Centre, The University of Melbourne, 18May 2005.
</div><span class="text_page_counter">Trang 16</span><div class="page_container" data-page="16">Promoting the process of democratizing all aspects of social life, and above all
this ccuntry not only impressive achievements in economic development, but alsoimportint reforms of political and legal institutions.
indepadence of courts, especially of local courts, the limited scope of judiciallyrevievable administrative actions, and the lack of detailed legal rules facilitating theproces of judicial review of administrative action.
' See d Smith, Harry Woolf and Jeffrey Jowell, Judicial Review of Administrative Action (5" ed,1995),
<small>5-6.</small>
</div><span class="text_page_counter">Trang 17</span><div class="page_container" data-page="17">If Vetnam is to become a rule of law state, much work will be required to deal withoverconing those inadequacies. This task has become urgent in the context of integrationand glcbalisation, especially since Vietnam’s WTO accession, which was officiallyrecognized on II January 2007. Within the WTO framework Vietnam has committeditself tc improving its legal system so to be consistent with the WTO requirements, oneof whic) is to raise the effectiveness of the administrative review system. Indeed, for thelast fev years Vietnamese law reformers have made attempts to improve their legalenvironment to respond to the requirements of international integration. This has beenevidenced in some recent developments of the laws and legal institutions relating to thechannes cf reviewing administrative actions. Such developments, notably, are theenactment of a new version of the Law on Complaints and Denunciations (Luat Khieunai, To cao) for raising the effectiveness of the internal review mechanism, the gradualextension of judicially reviewable administrative actions and several proposals forrestrucurirg the court system and adopting a model of administrative tribunals.
There is a political and socio-economic impetus for these recent dynamic reforms ofthe Vietnanese administrative review system. The reform process has been stronglysuppored by the Communist Party of Vietnam as ‘the force leading the State and
admimistrati‘e system is reflected in Nghỉ quyet so 08-NQ/TW cua Bo Chỉnh tri ve mot so nhiem vu trongtam cuca core tac tu phap trong thoi gian toi (Trans: Resolution of the Political Bureau No 08-NQ/TW onSome Judical Principal Tasks for the Forthcoming Period}, and Nghi quyet so 49-NQ/TW ngay 02-6-2005cua Bo Chih tri ve ''Chien luoc cai cach tu pháp den nam 2020’' [Trans: Resolution of the Political<small>Bureau No 9-NQ/TW on ““Strategy for Judicial Reform by the Year 2020 ''].</small>
? In recent y:ars Vietnam has demonstrated impressive achievements in economic development. According
to statisticsfrom the International Monetary Fund (IMF), annual percentage growth in real GDP in<small>Vietnam in2001, 2002, 2003, 2004 and 2005 respectively was 6.9, 7.1, 7.3, 7.8, and 8.4 (see IMF,</small>
<small>Vietnam: Sttical Appendix, Country Report No.06/423</small>
<small><httm://wwv.imf.org/external/pubs/ft/scr/2006/cr06423.pdf > at 15 January 2007).</small>
* See: Asia Development Bank (ADB), Vie: Governance Assessment with Focus on PAR and
Anti-Corruption (2005), 15-28 < at 30January 200.
</div><span class="text_page_counter">Trang 18</span><div class="page_container" data-page="18">improve the legal and institutional frameworks for reviewing administrative actions in
Cbviously it is unrealistic to expect the immediate adoption in Vietnam of a judicialreiew system like that of Western countries, where fundamental values like ‘rule oflav’ ‘separation of powers’, ‘civil society’, ‘good governance’ and ‘accountability’ havebe:n developed over a long period of time. It has to be recognized that in comparisonwih developed countries like Australia, or with a transitional country like China,adn nistrative adjudication is new to Vietnam's court system. Thus it is quiteurderstandable that the Vietnamese legal and institutional frameworks relating to judicialreview of administrative action still need to be improved. Moreover, one can understandwiy the inadequacies of Vietnam’s administrative review system still exist, in the contextof < legal system in transition, shaped by a range of distinctive ideological, socio-pcliical, economic and cultural features.
J. Reforming the Current System of Review of Administrative Actions inVienam: ‘Comparative Law’ as a Tool of Legal Reform
teforming Vietnam’s legal system in general and its administrative review system inPartcular is, as in most transitional countries, a long process which requires muchend:avour in seeking ways that are appropriate for the local conditions. This is a very
apyroach is particularly emphasised in the context of integration and globlisation, asNeken has put it:
Borrowing other people’s law is seen as just a method of the speeding up the process of finding legalsolutions to similar problems - a process being encouraged all the more by pressures towardsconvergence brought about by globalisation.°
” Se Andrew Harding and Esin Orticii, 'Preface' in Andrew Harding and Esin Öricù (eds), Comparative
<small>La in the 21st Century (2002) vii, ix.</small>
° Lavid Nelken, ‘Legal Transplants and beyond: of Disciplines and Metaphors’ in Andrew Harding and
Es) Orici (eds), Comparative Law in the 21st Century (2002) 19, 26-7.
</div><span class="text_page_counter">Trang 19</span><div class="page_container" data-page="19">n fact, during the course of preparation for the establishment of administrative lawjuridiction of the people’s courts, Vietnamese law-makers have inquired into howfordgn models could benefit them by suggesting relevant solutions to Vietnamese
prolems. To improve the laws and legal institutions relating to the system of reviewing
adninistrative actions, studying foreign legal experience remains a promising tool, sinceit Ould point to the way in which Vietnamese law reformers should deal with theinalequacies of the system, consistent with Vietnamese conditions. This is the reasonwhy this thesis seeks to draw on those Australian legal experiences which are meaningfulto he process of reforming the Vietnamese administrative review system. This objective
wil be pursued by conducting a critical comparative study of the laws and legal
ingitutions of Australia and Vietnam relating to the review of administrative actions bycourts and tribunals. The main themes of comparison will be the models ofadninistrative adjudicative bodies, the scope of judicially reviewable administrativeacions, the grounds for review, and the powers of courts in judicial review ofadministrative action. These topics are relevant to this comparative study not onlybecause they are amongst the main elements of an institutional and legal framework forreview of administrative action by courts and tribunals, but also because they point toinacequacies in the system of reviewing administrative actions which Vietnamese lawreformers need to overcome.
(11. Why the Australian Model?
Australian model is worthwhile consulting.
Lav’ in the 1970s (based largely on the recommendations of the Kerr Committee Report)
gereral, and that of the Australian administrative review system in particular. Thereorms of the 1970s have made Australian administrative law distinct from the
<small>oe . . * . 7</small>
adninistrative law of other common law countries, including England.’ It has been
"See Justice Garry Downes AM, ‘The Implementation of the Administrative Courts' Decisions’ (Speech
<small>deivered to the International Association of Supreme Administrative Jurisdictions VIIIlth Madrid Spain228 April 2004)</small>
<Ittp://www.aat.gov.au/SpeechesPapersAndResearch/speeches/downes/implementation.htm> at 30 July206.
</div><span class="text_page_counter">Trang 20</span><div class="page_container" data-page="20">clained that Australian administrative law, which is now mainly shaped by statutes, is
Moreover, changes to the Australian administrative law system might also serve as agood example of reforming laws and legal institutions with the assistance of studyingforeign models. This is because the recommendations of the Kerr Committee Report onhow to reform the Australian administrative law system were also made by takingaccount of the experience of the administrative law systems of the UK, the US, New
have also reflected the effectiveness of borrowing from such overseas experience.
As a result, in recent years, the developments of the Australian administrative lawsystem ‘have attracted international attention and emulation’ from both developed and
Constiutional Affairs of the UK released a research report by Trevor Buck showing the
to study the Australian administrative law system, especially the Australian
® Robin Creyke and John McMillan, 'The Operation of Judicial Review in Australia’ in Marc Hertogh andSimon Halliday (eds), Judicial Review and Bureaucratic Impact: International and InterdisciplinaryPerspectives (2004) 161, 162.
Paper lelivered to 2" International Conference on Administrative Justice, Quebec, 17-20 June 2001<hữp:/www.aat.gov.au/SpeechesPapersAndResearch/speeches/oconnor/administrative.htm> at 30 July<small>2006.</small>
'© See Commonwealth Administrative Review Committee, Report (1971) (the Kerr Committee Report),<small>Chaptes 6, 7, 8 and 9.</small>
!! Robn (Creyke and John McMillan, above n 5, 162.
'2 SeeTrevor Buck, Administrative Justice and Alternative Dispute Resolution: the Australian Experience<small>(2005)< 2005 _full.pdf> at 31 July 2006.</small>
</div><span class="text_page_counter">Trang 21</span><div class="page_container" data-page="21">adrnistrative review model, in order to consider relevant experiences that may be useful
he above practice has suggested that studying the Australian administrative reviewmigit well provide Vietnamese law reformers with useful lessons to help them to deal
wit] the inadequacies of the Vietnamese administrative review system. This propositionhasbeen recently encouraged by the proposal from the Ministry for Environment andNatiral Resources of Vietnam to establish land tribunals, which functionally resembleAutralian specialist merits tribunals.
t is, however, noted that it has not been an easy task for law reformers to successfullyborow from foreign legal experience, even if the borrowing process is entirelyvolintary. This thesis will examine whether and how far this would be the case if it isproosed that Australian legal experience is adopted in Vietnam. Notably, while theAutralian model might work quite well under Australian political, legal, social,€cœomic and cultural conditions, this does not guarantee that it would work effectivelyin te Vietnamese conditions. Moreover, even if it is assumed that the Australian systemis an example of world’s best practice’, this system also has its own problems andreqiires Australian reformers to continue to put efforts into reforming their system. Thus,thi: thesis will argue that appropriate proposals suggested by the Australian experience to
‘lav in context’ approach is the key to the making of such a study.
It should be noted that the comparative study in this thesis mainly focuses on the
prctices of China are also referred to as an example of the legal development of acoimry in transition which has socio-political, legal and cultural conditions similar tothese of Vietnam. Since China has taken up reform of its legal system somewhat earlierthen Vietnam has, Chinese experience in relation to the adoption of Western legal ideas
reform process.
"3 Ser Justice Garry Downes AM, ‘Australian and Thailand Comparative Administrative Law’, Thailand
-Autalia Mature Administrative Law Program Visit to Australia by Professor Dr Ackaratorn Chularat<small>Presilent of the Supreme Administrative Court and Other Judges and Court Officials, Sydney 5 February20)7</small>
<htr//www.aat.gov.au/SpeechesPapersAndResearch/speeches/downes/pdfComparativeA dministrativeLawFelruav2007.pdf > at 28 February 2007; Chief Justice HR Soerjono, ‘Opening Address at Seminar’ inRebin Creyke, Julian Disney and John MacMillan (eds), Aspects of Administrative Review in Australia andIndoresia, Australia-Indonesia Legal Seminar Series (1996) 3, 3-5.
</div><span class="text_page_counter">Trang 22</span><div class="page_container" data-page="22">I’. Thesis Structure
Nis thesis is a critical comparative analysis in which the main problems that Vietnamis ccifronting in establishing its institutional and legal! schemes for an effective channelof judicial review of administrative action will be identified, and Australian experiencesthat :hould (or should not) be adopted given Vietnamese conditions will be examined. Italsowill consider potential challenges that Vietnam would face in the course of adoptingthe oposed reforms. In pursuing these research tasks the following issues will bediscissed in this thesis:
(hapter One provides a discussion of the theoretical framework of ‘comparative law’and ts utility in practice, in order to justify the assumption that the ‘comparative law’apppach can assist law reformers to draw experiences from foreign legal systems thatmaybe meaningful to reforming their own legal system.
(hapter Two offers an analysis of the historical and constitutional backgrounds of theadmnistrative review systems of Australia and Vietnam, thus establishing the basis forlate: comparative discussions in the following chapters. It focuses mainly on historical,ideoogical, political and legal factors affecting the development and operation of theadmnistrative review systems in both jurisdictions.
“he following four chapters undertake four comparative analyses of particular themes
Thapters Five and Six offer an extensive comparative analysis of the laws ofAufralia and Vietnam regarding grounds for review and the powers of courts in thejudcial review of administrative action, in which problems associated with the law of
Vienam in these aspects are identified.
</div><span class="text_page_counter">Trang 23</span><div class="page_container" data-page="23">Chapter Five argues that while the lack of Vietnamese legal rules detailing groundsfor re‘iew can be simply dealt with by technically borrowing Australian rules, seriousconsiceration should also be given to examining whether there are Australian legal rulesin ths regard which should not be adopted, given Vietnamese conditions. The‘unreisonableness’ rule is discussed in greater detail in this Chapter to support this
Jt is argued in Chapter Six that although several commonly accepted principlesunderying judicial review of administrative action have been adopted in the law ofVietmm, the Vietnamese legal framework for judicial review of administrative action isstill teing developed. The comparative analysis in Chapter Six illustrates this argumentand exemines how far the Australian experience may suggest ideas for improving itslegal framework in this regard to Vietnam’s lawmakers. In particular, it contends that inthe current Vietnamese legal context it would not be practical to introduce to Vietnamesecourt; the discretion which exists in Australia, to decline to make orders of review evenwhen ilegality has been established.
administrative review system which are mainly drawn from this critical comparativestudy. 4 coherent picture of the current system of resolution for administrative disputes
Mo¿ern comparative law was born in 1900 when the first International Congress of
' See Peer De Cruz, Comparative Law in a Changing World (1995), 14. For a discussion about the history
<small>1998, 9- 62.</small>
? Korrai Zweigert and Hein Kotz, above n 1, 33.
legal trnsplants. The possibility of the transplanting of legal rules is discussed by several comparativelawyers See, for example, Otto Kahn-Freund, 'On Uses and Misuses of Comparative Law' (1974) 37Meder: Law Review 1; Alan Watson, ‘Legal Transplants and Legal Reform’ (1976) 92 Law QuarterlyReview79; Eric Stein, 'Uses, Misuses - and Nonuses of Comparative Law' (1977-1978) 72 North WesternLaw Rview 198; and Pierre Legrand, 'The Impossibility of 'Legal Transplants" (1997) 4 Maastricht<small>Journa of European and Comparative Law 111. Watson is one of the major advocates for legal transplants</small>while L:grand is one of the comparative lawyers who argue that legal transplants are impossible.
</div><span class="text_page_counter">Trang 25</span><div class="page_container" data-page="25">practice in order to justify the assumption that the comparative law approach can assistthe reseircher to achieve the research objectives as mentioned earlier.
Ths Chapter is divided into three Parts. Part | examines the definition ofcomparitive law offered by Zweigert and Kotz, which, from the author’s point of view,coincid:s with the purposes of this study. Part II is concerned with the utility of thecompantive law method, and argues that any comparative law study should not besimplya study of laws per se (meaning statutes and judicial decisions) but also of the lawin its cial context. Part HII begins with a debate about comparative law and legalreform. and then argues that it is possible for law-makers to borrow from foreign legalexperiaces so long as those experiences are studied and examined in relation to whetherthey ar arpropriate for application in their own legal system. By referring to the case ofVietnan with regard to the course of constructing and improving its review mechanismsfor Coitroling public power, Part III ends by generally discussing the possibility ofapplying the Australian experience for improving the law and legal institutions ofVietnan.
I, COMPARATIVE LAW: A METHOD FOR THE STUDY OF LAW
claiming thịt there are various ideas about the meaning of the concept of comparative law.
* The debae about what comparative law is has been mentioned in many comparative law works. See, for
Cruz, zbov: n 1, 1-6; Bogdan, above n 4, 18-26; Djalil 1. Kiekbaev, ‘Comparative Law: Method, Science orEducation Discipline?’ (2003) 7.3 Electronic Journal of Comparative Law < 0 July 2006.</small>
® Kiekbaev above n 5.
7 Per Berging, Legal Reform and Private Enterprise: the Vietnamese Experience (1999), 28.
</div><span class="text_page_counter">Trang 26</span><div class="page_container" data-page="26">‘ccmparative law’ involves. Nonetheless, several non-controversial observations can bemede about the term.
At the outset, it is commonly accepted that although the term ‘comparative law’ is
While a comparison can normally be conducted between different rules in a singlelegal system, comparative law, as Zweigert and Kotz argue, must be differentiated fromwha lawyers usually do within their own legal system. That is to say, it involves thestudy of foreign legal systems. However, since comparative law must have comparisonas iS core, a mere study of foreign law is not a comparative study unless it explicitlyconains specific comparative reflections. When arguing for the significance of compared
ben:fits of the comparative method, one cannot leave the act of comparison to the
<small>he author first lays out the essentials of the relevant foreign law, country by country, and then uses thisnaterial as a basis for critical comparison, ending up with conclusions about the proper policy for the</small>
<small>. . . 3</small>
® Cư, above n 1, 6.? Aan Watson, above 5, 1.'° Se Bogdan, above n 4, 21.
u k Zweigert and H Kotz, above n 1, 2.
'2 phn C. Reitz, 'How to Do Comparative Law' (1998) 46 American Journal of Comparative Law 617,
'®1Zweigert and H Kotz, above n I, 6.
</div><span class="text_page_counter">Trang 27</span><div class="page_container" data-page="27">Cn he basis of the above analysis, Zweigert and Kotz define comparative law as “the
‘Th comparative law method, as Zweigert and Kotz assert, has several aims and
In Vietnam, comparative law has become a common interest of many legal scholars,especilly in the climate of the ‘open door’ policy, international integration andglotalsation. The interest of Vietnamese scholars in comparative law has been
'S Ipd,16. Generally, as K Zweigert and H Kotz have pointed out, comparative law can serve as: (1) anacademe discipline; (2) an aid to legislation and legal reform; (3) a tool of construction; (4) a means ofunderstnding legal rules; and (4) a contribution to systematic unification and harmonisation of law.
'5 Ibid 16.
'7 Tim <oopmans, Courts and Political Institutions: a Comparative View (2003), 4.
'8 SeeKiekbaev, above n 5. This author lists various leading comparatists such as Pollock, David,
Gutterige, Patterson, Grossfeld, Kahn-Freund, De Cruz, and Szabo who advocate the approach to<small>compaative law as a method of study of law.</small>
'? See ohn C. Reitz, above n 12, 617.
<small>(19921ssue No 2 Nha nuoc va Phap luat (State and Law) 41; Nguyen Ngoc Thach, ' “Luat so sanh”: motso vane ve khai niem [Trans: “Comparative Law”: Some Conceptual Issues]' (1992) Issue No 3 Nha nuoc</small>
</div><span class="text_page_counter">Trang 28</span><div class="page_container" data-page="28">the 2rcess of drafting laws has been ever more emphasised, and the utility of thecompative law approach is becoming increasingly apparent in research by Vietnamese
I. HOW TO COMPARE LAW: A ‘LAW IN CONTEXT’ APPROACH
The question of how to compare law has produced many epistemological andmethodological debates among comparative law scholars since this issue is essential toamy Comparative law research. Offering ‘nine basic principles of the comparative law
<small>va Pháp luat (State and Law) 51, Nguyen Nhu Phat, 'Ve khai niem, doi tuong va phuong phap luan nghien</small>
21 See Nguyen Nhu Phat, 'He thong phap luat Viet Nam tu goc nhin luat so sanh: May van de ve phuongphnap lun [Trans: The Vietnamese Legal System Approached from the Comparative Law Perspective:Some M:thodological Issues}' (2000) Issue No 2 Nha nuoc va Phap luat (State and Law) 52, 56.
22 In Haioi Law University, the second year students are currently offered comparative law as core subject.
C@mpartive law is also taught in some other law schools in Vietnam such as Ho Chi Minh City LawUmiversty and the Faculty of Law of the Hanoi National University.
3 Untilnow the main work done by Vietnamese legal scholars regarding comparative law has been to
translate related foreign language materials into Vietnamese in order to introduce the subject ofcompartive law to Vietnamese jurist circle. The recent article entitled ‘Tiep nhan phap luat nuoc ngoai -<small>Tlhoi cova thach thuc moi cho nghien cuu lap phap’ [Trans: Receiving Foreign Law - New Chances andClhallerses for Legislative Studies} by Pham Duy Nghia is one amongst very few articles discussing the</small>retceptic of foreign laws in law making activities in general, and in the areas of Vietnamese enterprise law<small>im partialar. See for more details Pham Duy Nghia, 'Tiep nhan phap luat nuoc ngoai-thoi co va thach thucmoi Chcnghien cuu lap phap [Trans: Receiving Foreign Law -New Chances and Challenges for Legislative</small>Sttudies (2002) Issue No 5 Tap chi Nghien cuu Lap phap (Legislative Studies) 50, 50- 7.
</div><span class="text_page_counter">Trang 29</span><div class="page_container" data-page="29">method’which might enable the researcher to achieve good comparative law scholarship,Reitz :cicludes that, for comparative lawyers, the comparative law method appears to be
Reit’s conclusion strongly supports the idea which has been long advocated by manyscholar; tha: comparative lawyers ought to have a broad approach to comparative law by
but also‘hisorical relationships’ and influences of systems or the rules. For him, mere comparison of legalrules dœs nc constitute comparative law (see Alan Watson, above 5, 1-10). There has long been a call forcompantive awyers to go beyond the ‘law as rules’ approach to study law in its political, economic andsocial cnter rather than law per se. See, for example, Lawrence M. Friedman, 'Legal Culture and SocialDeveloymer' (1969) 4 Law and Society Review 29, 33-8, Roger Cotterrell, "The Concept of Legal Cultures’in Davil Nexen (ed), Comparing Legal Cultures (1997) 13, 13-4.
27 Whib emhasising the ‘law in context’ approach in conducting comparative law studies, it should beacknowedgd that comparing rules per se sometimes can point to differences which in turn suggest fruitfulhypothsise about context.
28 Mark VaiHoecke and Mark Warrington, ‘Legal Cultures, Legal Paradigms and Legal Doctrine: Towards
a New Modl for Comparative Law' (1998) 47 International and Comparative Law Quarterly 495, 496.
29 Ibid,495
30 Mak Vì Hoecke, 'Deep Level Comparative Law' in Mark Van Hoecke (ed), Epistemology andMethololoy of Comparative Law (2004) 165, 167.
</div><span class="text_page_counter">Trang 30</span><div class="page_container" data-page="30">Therefore, assertions are made but evidence may be often lacking. For example, while
<small>“o what extent do we have to consider the environing [sic] legal rules, procedural rules and court#rtctures, the constitutional context, legal history, legal culture, the social and economic context, etc?Hee the comparative lawyer is lost. The relevance of each of those contexts is seldom explicitlynied, let alone discussed, in domestic research. According to the topic, different contexts may haveliverging relevance. Occasionally some more theoretical legal research, including legal history, legal</small>1odology and the like, may be available, but some overall theoretical framework is lacking.”
Ttis study follows Van Hoecke’s viewpoint in the sense that a comparative law
anaysis is not an exclusive study of law per se. Indeed, comparative law requires
3) Ibid Hoecke concluded that ‘a lot of comparative research has indeed focused on rules’. In foot note 2,Hoeck: cited S Whittaker and H Kozt who argued for the need to compare law in context and stressed that‘due tc a lack of methodology it is easier to make such a general statement than to apply them in concrete<small>research’. See also Penelope Nicholson, Borrowing Court Systems. the Experience of the Democratic</small>Repubic of Vietnam, 1945-1976, unpublished PhD thesis, the University of Melbourne, 2000), 18.Nichoson refers to the paper on the common core of Socialist Constitutions by Christopher Osakwe whoagued for the need to contextually analyse Constitutions but failed to do so. This example, as Nicholsonconclued, represents a common trend where comparative lawyers call for contextual analysis but do not<small>provic it.</small>
3? Thee statistics can be obtained by referring to annual reports issued by the courts. See an example of
some statistics in relation to migration related administrative law cases lodged (filed) in federal courts<small>provied by the High Court, the Federal Court and the Federal Magistrates Court of Australia in Table 3.2of Chipter Three of the thesis.</small>
* Thic 167.
</div><span class="text_page_counter">Trang 31</span><div class="page_container" data-page="31">While it is admitted that a theory of ‘relevant context’ of compared laws is still
laws rlating to the topic of review of administrative action by courts and tribunals. Aswill b: seen, in this Australian- Vietnamese comparative study, the researcher attempts toinvestgate the relevant laws and legal institutions of the two jurisdictions within thehistorcal, socio-political and legal context. That is to say, when comparing the scope ofjudicially reviewable administrative action under the laws of Australia and Vietnam andsuggesting the extent to which the administrative law jurisdiction of Vietnamese courtsshoull be expanded, the issue needs to be analysed within the contexts of each legalsysten. While a very broad scope of judicially reviewable administration is supported byAustralian conditions, in current Vietnamese conditions it is not feasible to expand theadministrative law jurisdictions of Vietnamese courts to the extent that almost alladministrative actions can be subject to judicial review, as is seen in the Australian
Mo:eover, as this comparative law research is concerned with a public law topic, thehistorical, socio-political and legal context is particularly important. This is becausepublic aw embodies several specific characteristics that need to be considered in order to
furtlermore, that public law is determined to greater extent than areas of law by extra-legal factors,which are grounded in historical tradition, in political style and specific ideologies. In consequence, thecon:epts of public law are formulated to greater extent than for example those of private law bynatinal beliefs and values concepts. Its true content can be determined only if political influences,socal pressure, the effectiveness of the constitution and other factors are taken into account.°®
both countries need to be analysed by reference to context. In particular, to suggest any
county and those of Vietnam as a recipient country need to be taken into consideration.
subjed matter in a foreign legal system like the Australian one is a difficult task for aresearcher who is not a ‘native’ lawyer to the legal system in question. A good?5 Seenore details in Chapter Four and Chapter Seven of the thesis.
46 Jurgn Schwarze, European Administrative Law (1992), 86.
</div><span class="text_page_counter">Trang 32</span><div class="page_container" data-page="32">uncestanding of legal rules and institution cannot be achieved without a profoundknowledge of the relevant political, social, historical and legal background. It shouldthe-e ore be noted that while this researcher tries to analyse the Australian law in relationto adninistrative law jurisdiction in its context, it is not realistic to expect him toexamne all factors affecting the context of the law under comparison. In this research,the issue will therefore be mainly analysed within the constitutional, legal, institutionalanc }istorical environments of the both jurisdictions, Australia and Vietnam, in whichreviev of administrative action by courts and tribunals is performed. As we will see ananzlysis of historical and constitutional background based on which the Australian and
Ir short, the ‘law in context’ approach to comparative law requires comparativelawy:rs to analyse not just law but also the connection between law and society. Thisappreach can enable comparative lawyers to engage in productive comparative lawresearch which can effectively serve various aims and functions of comparative law theyintend.
II. COMPARATIVE LAW AND LEGAL REFORM: LEGALTRANSPLANTATION
4. Legal Transplantation: Possible or Impossible?
/s mentioned above, comparative law has various aims and functions. For thepurp›se of this study, it is necessary to focus on the discussion about the significance of
Vatson, in his well known book ‘Legal Transplants: an Approach to ComparativeLaw acknowledges the role of comparative law in legal reform by stating that ‘thesystmatic knowledge of a foreign system can also be of the utmost practical value to*” Fe more details about this analysis, see Chapter Twoof the thesis.
[fcomparative analysis suggests the adoption of a particular solution to a problem arrived at in anotherccuntry one cannot reject the proposal simply because the solution is foreign and ipso facto
Vatson has created a famous phrase ‘legal transplants’ for the use of foreign law inthe course of legal reform, which is briefly defined as ‘the moving of a rule or system of
/pproaching legal transplants from the historical perspective and focusing basically
4 7veigert and Kozt give various examples in which comparative law was used as tool in the course of<small>legalreform in many countries in the world. For more details see Zweigert and Kozt, above n 1, 16-7.</small>"Tb, 17.
“2 Watson above n 5, 21.
* Tlis can be seen through a range of Watson’s works in relation to comparative law. For example, in aquit: recent work, he clearly states that his comparative law research only focuses on private law whileconsitutional law is beyond his experience. See Alan Watson, 'Legal Culture v Legal Tradition’ in Mark<small>VanHoecke (ed), Epistemology and Methodology of Comparative Law (2004) 1, 1.</small>
Aproach to Comparative Law’ (above 5) and a range of his subsequent publications in relation to the<small>topi. See for example, Alan Watson, above 3; Alan Watson, 'Aspects of Reception of Law’ (1996) 44Ameican Journal of Comparative Law 335; Alan Watson, 'From Legal Transplants to Legal Formant(195) 43 American Journal of Comparative Law 469; Alan Watson, ‘Legal Culture v Legal Tradition’ inMax Van Hoecke (ed), Epistemology and Methodology of Comparative Law (2003) |, 1-7.</small>
45 Vatson, above n 5, 21.
</div><span class="text_page_counter">Trang 34</span><div class="page_container" data-page="34">and argues that the legal transplantation is a socially ‘easy’ process. According to him,laws can be imported from ‘a very different legal system, even from one at a much higher
Hewever, Watson’s theory of legal transplants by Watson has been criticised bymany comparative lawyers. Legrand, for example, claims that Watson reduces ‘legal’ to
Another example of such criticism is that of Dupré who argues that the definition of
Dupré, however, acknowledges the value of Watson”s theory as “starting point for
5“ Giee Catherine Dupré, /mporting the Law in Post-Communist Transitions: the Hungarian ConstitutionalCourt nd the Right to Human Dignity (2003), 40-2. Dupré’s work is mainly concerned with the ‘legaltramsplats’, taking place in Central and Eastern Europe in general and in Hungary in particular in theperiiod :f post-communist transitions.
58 bid 42,
°° JIbid 43. Dupré refers to Gianmaria Ajani, ‘By Chance and Prestige: Legal Transplants in Russia and
<small>Easster Europe’ (1995) 43 American Journal of Comparative Law 93, 93.</small>
</div><span class="text_page_counter">Trang 36</span><div class="page_container" data-page="36">receptio, influences, transplants or imitation, which refer to the influences of foreign
Dup#`s viewpoint of accepting ‘legal transplants’ as a generic term reflects the factthat lawnakers usually learn from foreign legal systems in the course of reforming theirown legil system. ‘Legal transplants’, therefore, are viable rather than impossible, asLegrand argues. Researching on the legal development in South East Asia, AndrewHardingis right in his observation that:
<small>As Aan Watson indicates, the ‘idea’ of a law can be transplanted successfully from one society to</small>
anotler: South East Asia has been doing precisely this for hundreds of years.'
The a»ove comment is particularly true when examining the case of Vietnambecause as Gillespie points out, ‘Vietnam’s contemporary legal system is constructedfrom lesa transplants historically derived from China, France, the former Soviet Block,
Shairg Dupré’s viewpoint on legal transplants, this study assumes that it is possiblefor law nakers to seek foreign legal experiences that can be applied in their homecountry via the form of legal transplantation, especially when dealing with the same legalproblens To conduct a comparative research focusing on laws and legal institutions of
B. Leal Transplantation: How to Successfully Transplant Law?
creatior ad development of a new law on the basis of elements extracted from chosen foreign legal orders<small>and subseuently incorporated into the new body of law’ (ibid, 53).</small>
St Andey Harding, ‘Global Doctrine and Local Knowledge: Law in South East Asta’ (2002) (51)
<small>Internaiaal and Comparative Law Quarterly 35, 45.</small>
52 John Cllespie, ‘Globalisation and Legal Transplantation: Lessons from the Past’ (2001) 6 Deakin Law
Review 26, 286.
</div><span class="text_page_counter">Trang 37</span><div class="page_container" data-page="37">exanple, put two very important general questions which, according to them, must be
Acknowledging the significance of comparative law, Kahn-Freund also emphasises
communist world and non-communist world’, the various democracies and the ‘rolewhich is played by organised interests in the making and in the maintenance of legal
5 Zvyeigert and Kozt, above n I, 17.
5 Oto Kahn-Freund, 'On Uses and Misuses of Comparative Law' in Otto Kahn-Freund (ed), Selected
<small>Writiigs (1978) 294, 294.</small>
5 Ibd, 295. Kahn-Freund points to three objects to use foreign law in the process of lawmaking: (a) toprepire ‘the international unification of the law’; (b) to give ‘adequate legal effect to a social change sharedby tte foreign country’; and (c) to promote ‘at home a social change which foreign law is designed either<small>to exoress or to produce’.</small>
® Ibd, 318-9,5? Ibd, 299-300.5 ibd, 300.
</div><span class="text_page_counter">Trang 38</span><div class="page_container" data-page="38">Recently, the legal transplantation theory of Kahn-Freund has been revisited inseveral country-focused studies about legal transplantation, amongst which are studies of
more likely to survive’’” than others. In other words, the degrees of transferability are
70 yhid, 319,?! Tbid, 319,
? John Gillespie has conducted a number of works relating to the topic amongst which is his recent bookentitled ‘Transplanting Commercial Law Reform: Developing a ' Rule of Law' in Vietnam’ (see JohnStanley Gillespie, Transplanting Commercial Law Reform: Developing a ' Rule of Law' in Vietnam(2006)). Theoretical and practical issues in relation to legal transplantation also have attracted Vietnameselegal scholars, especially in recent years when learning from foreign legal experiences in the course of lawmaking has become very common for Vietnamese legislators. See, for example, Pham Duy Nghia, above n23, 50-7. In this article, Nghia points out that Vietnam has a thousand year history of receiving foreign law,and outlines various ways through which Vietnam currently imports foreign legal ideologies. FollowingKahn-Freund’s theory about legal transplantation in examining the case study of Luat doanh nghiep(Enterprise Law), Nghia analyses the three challenges facing the borrowing of foreign law in making thisLaw. Nghia urges a deliberation in receiving foreign law on the basis of carefully considering Vietnam's<small>specific conditions.</small>
Tp Nicholson, above n 31, 25.TM See John Gillespie, above n 72, 21.?5 Whid 22,
</div><span class="text_page_counter">Trang 39</span><div class="page_container" data-page="39">variols. This has been evidenced by the fact that while legal transplantation has beentaker place in many countries, the degree of success has varied from case to case.Gillespie synthesises Kahn-Freund’s legal transplantation theory and later legal-socidogical writings, in which he presented the three ‘working postulates’ identifying
() Political-legal ideology: the success of legal transplants depends upon whethertransplanted laws comport with the dominant political-legal ideology of host
<small>. 7</small>
(2) Power-distribution: legal borrowing is influenced by the power structure ofcountries of law importation which indicates ‘the ways legislators, bureaucrats
(3) Pressure groups: the success of legal transplants depends upon support from host
As noted, for Watson, legal transplants are ‘easy’ and do not seem to be affected by
Watscn regarding legal transplants, as explained by Watson, is due to the very different
and Watson focused on different phenomena, they reached different conclusions and
75 Tbic, 26-28.
7® Ibid, 28.
8 See Alan Watson, above 3, 79-84.
<small>Wesbrn University Law Review 198, 203.</small>
</div><span class="text_page_counter">Trang 40</span><div class="page_container" data-page="40">they oyerate in their own political, socio-economic and legal cultural context and of thefeasibility of receiving such law and legal institutions in the host country would be adangenus idea. Therefore, any attempt to adopt Australian legal experiences in thecontex of Vietnam needs to be carefully examined. In practice, the modern lega! historyof Vienam has seen cases where borrowing foreign law and legal institutions has provedto be insuccessful. For example, a range of provision concerning citizens’ basic rightsand duies in the Constitution 1980 of the Socialist Republic of Vietnam was copied fromthe Castitution 1977 of the former Soviet Union. Borrowing these provisions from theforme: Soviet Union without analysis as to whether they could be feasibly applied in thesocio-economic context of Vietnam led to these legal provisions becoming only ‘laws on
Al:o. following Kahn-Freund’s viewpoints, this study assumes that there are the‘degrees of transferability’ in legal transplantation. This means that not all Australianexperizrces drawn from this study can be equally successfully applied in the legalcontext of Vietnam. Thus suggestions for the improvement of the Vietnameseadminisrative law system in this study will be based on Australian experiences that aremore likely to be received in Vietnam than the other.
In tle context of this study, the question arises whether specifically public law is
comparitive law, public law has traditionally been regarded as an area of law determinedby featres that make it less comparable. For example, Schwarze, as mentioned above,
extra-legal factors, which are grounded in historical tradition, in political style andspecific ideologies”.* Public law in comparison with private law, as Koopmans argues,
83 See Snwarze, above n 36.
8 Tim opmans, Courts and Political Institutions: a Comparative View (2003), 7.
</div>