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PNJ

coxc
PHU

TV CP VANG

.'1HUAN

IEWELRY

BAC oA QUY PHU NHUAN
IOINT

STOCK

COMPANY

S6: 150/20151BC-CTY

BAo cAo

Ngay 29 thang 01 narn 2016
TiNH HiNH QUA.N TRJ CONG TY NIEM YET
(Nam 2015)

Kinh gfri - Dy ban Chung khoan Nha nurrc
- S6' Giao djch Chung khoan TPHCM
Ten cong ty niern yet
Dia chi tru so chfnh
Dien thoai

Fax
V5n di~u I~

Ml:lchirng khoan

: CONG TY CO pHAN V ANG B~C DA QUY PHU NHUAN
: 170E Phan Dang Luu, Phuong 3, Quan Phu Nhuan, TPHCM

: (08) 3995 1703
: (08) 3995 1702
: 982.745.770.000
: PNJ

d6ng

I. HO';'T DQNG CUA HQI DONG QUA.N TRJ:
1. Cac cUQc hop cua HQi dang quan tri:
STT
Thanh vien HDQT
Chirc v\I

So

Ly do
khong tham dlJ

buBi

hQp
tham

dlf

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vien HDQT

tir ngay

15/04/2015
2. Hoat di}ng giam sat ciia HDQT dBi vo·i TBng Giam dBc:
M9t s5 thanh vien H9i d6ng quan tri tham dir cac CU9Ch9P giao ban cua Ban T6ng Giam d5c dinh kY
tuan, thang, quy, Viec giam sat cua H9i d6ng quan tri d5i voi Ban T6ng Giam d5c duoc thuc hien qua bao
cao heat d9ng hang thang, hang quy, nam.
3. Hoat dQng ciia cac ti~u ban thuQc HQi dang quan tr]:
H9i d6ng quan tri chira I~p cac ti~u ban.

II. cAc NGHI QUVET CUA HOI DONG QUA.N TRI:
STT
So ngh] quyet/Quyet
djnh
Ngay
NQidung
van ban
1.
14/20 15IN Q- HDQT -CTY
Bao cao ket qua san xuat - kinh doanh nam
06/01/2015
2014; Bao cao thuc hien cac muc tieu nam 2014

(KPls); Thong qua Ke hoach hoat dong narn

......................................................................................................................................................................................................
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STT

So ngh] quy~t/Quyet

djnh

NQidung

Ngay

van ban
12/0.2/20.15

Thong qua viec to chirc Dai h(>i dong co dong
thirong nien narn 20.15 cua Cong ty C6 phan
Vang bac da quy Phu Nhuan; Ky k~t hop d6ng
thirong mai voi t6 chirc la ngiroi c6 lien quan
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v6i th~'!.b-yien H9.i d6.ng....9...':1an
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tr.!......i

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d(>n_&
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1810.3/20.15 Thong qua tai lieu, ho sa trinh Dai hQi dong co
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._ 536/20. 15IN Q- HDQT -~TY
14/0.4120.I5 ......~.§.~~.!!gY.§!!!~~99.~g-.
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8.
543/2o.I5/BB-DHDCD-CTY
1510.4/20.15 Bien ban Dai hoi dong co dong thuong nien Ian
19 - nam 20.15
1510.4/20.15 Ng;hi .q~y~tD~ih~id6~g;c6d6~gthuang

nien
544/20. 15INQ-DHDCD-CTY
9.
I~n 19 - nam 20.15
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I5Io.4)20Ts"'-Q~y€t'd!~h~fr~d6Cb6
sungDi~'~j~-t6chfrc
va
heat d(>ng cua Cong ty C6 ph~n Yang bac da
guy Phu Nhuan
f--_ll. .
60.0./20.I 5INQ::,IjDQT -CIY
9_t!!2'?'!'?'Q"'!_?'
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PNJ Dac Non-&
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12.
60.2/20.15INQ-HDQT -CTY
0.4/0.5/20.15 Lira chon thai diem thuc hien quyen tra co tire
nam 20.14 bang tien mat, tra c6 tire bang c6
phieu va tra c6 phieu thuong do thirc hien tang
sa hiIu __ ._
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y.6n......£9.......£h...~~_!tr
ngu6~~~chu
13.
6o.4/2o.I5INQ-HDQT-CTY
0.410.5/20.15 Mua can nha tai thanh pho Tam Ky, tinh Quang
Nam d~ lam tru sa chi nhanh, dia diem kinh

doanh va cac muc dich khac cua PNJ
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c-hi"-~-n
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175/20. 15INQ-HDQT-CTY

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c6 phieu va tra c6 phieu thirong do thirc hien
tang v6n c6 phan tv nguon v6n chu sa hiru; Di~u
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10.6/20.I5 .~§..~~!!gy.__.._.
16.
778/2o.I5INQ-HDQT-CTY
16/0.6/20.15
Bao cao tinh hinh hoat d(>ng san xuat - kinh
doanh uoc 6 thang d~u narn 20.15; Thong qua
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18.
828/2o.I5INQ-HDQT-CTY
2410.6/20.15 Trich loi nhuan sau khi da hoan thanh nghTa VI,I
thue va cac nghTa vu tai chinh khac cua cac cong
ty con
----19.----829120
15IQD-HriQT-~CTY---- '---2-4/o.6i2o.-fs -QuySt-d!n-hc;:;a'-H~id6ng
quan tri ;~trfCh-loi nhuan sau khi da hoan thanh nghTa vu thue
va cac nghTa VI,I tai chinh khac cua cac cong ty
-----·

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t_c_o...,n..-__ ,,.- ---,,.-,.--"-:---:-:--:-c--:20..
832/20. 15INQ-HDQT-CTY
2510.6/20.15 Th6ng nh~t Bao cao k~t qua thirc hien phat hanh
c6 phieu d~ tra c6 tire narn 20.14 bang c6 phi~u
va phat hanh c6 phieu d~ tang v6n c6 phan nr
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!!g~~7~-yQ!"!-£b~-~-~sru,----.-.
21.
833/2o.I5IQD-HDQT-CTY
2510.6/20.15 Quyet djnh cua H(>i dong quan tri ve viec tang
v6n di~u l~ (Hinh thirc: phat hanh c6 phieu d~
tra c6 tire nam 20.14 bang c6 phieu va phat hanh
c6 phieu d~ tang v6n c6 phan tir nguon v6n chu
sa hfru voi s6 luong: 22.677.542 c6 phan ph6
_____________
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22.
86112o.I5/BB-HDQT-CTY
0.1/0.7/20.15 Bo sung von luu d(>ng
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STT

S6 ngh] quy~t/Quyet

dinh

NQidung

Ngay
van ban

23.

871120IS/BB-HDQT-CTY

07/07/20lS

Bo sung von hru d9ng

24.

873/20ISINQ-HDQT=-CTY-

07107/20 IS

Mua d~t tai th] xa VTnh Long, thanh pho Yinh
Long, tinh Vinh Long d~ xay dung tru
chi
nhanh, dia diem kinh doanh va Slr dung cho cac
muc dich khac cua PNJ

--------is:-----.924/261sINQ=HuQT=cTy-

sa

17/071201s" "Th~c hj~~~i~cs&ad6iui@~i¥C6ng·tyC6phlin··

---------26~-----loo9Ii-6is"iBB=Hf5QT:cTy------65Jo8/2-6-15-

Yang bac da quy Phu Nhuan do cap nhat v6n
diSu I~ sau khi phat hanh c6 phieu theo Ngh]
quyet Dai h9i d6ng c6 dong thuong nien Iftn 19
- nam 20lS
·-i36-sung-~6n-Tu~~ng--kinh-doar1li--~fing--b~-(fii--

quy

28.

06/08/20 IS .. DiTuChinh

1011l201S/BB-HDQT-CTY

________________________________________________.______y_~yy~!"!!~~

29.

1042/20IS/BB-HDQT-CTY

14/08/20lS

H?D mire tin dung tai ngan hang

30.

I I S7/20 I S/BB-HDQT-CTY

24/08/20 IS

Yay v6n ngan hang

31.

1180120 IS/BB-HDQT

-CT-Y----"25/0S/20IS-

1---_____

1266/20 I SINQ-HDQT-CTY

32.

21109/201S'

_______________________ .._.._
33.
___

__ .

1319/20ISINQ-HDQT-CTY

.

..._ ..

34.

.

011l0120lS
..

1424/20ISINQ-HDQT-CTY

___________
..
_
3S.

16/10120lS

__...

ISOS/20 ISINQ-HDQT -CTY

37.

1673/20ISINQ-HDQT-CTY

.________
_ ___ _. ._.__.._ _._.__.__ _ _.._ _ _ _ _._
}_~_: ..}~g~/?9.1?~Q~_t!PQT.:~IY.

2S111/201S

.

1929/20ISIQD-HDQT-CTY

k~t-qua

'-ho~--d9ng

san x~It--=kinh

doanh thang 7/2_0_I_S_---..
Thay d6i vab6 nhiern K~ toan tnrong cua Cong

......!Y._~t!t!.M.2!!h~!!h.y!~~T.hqi._!E~!!g

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31112/201S

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Thong qua Bao cao tlnh hlnh hoat d9ng 9 thang
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dftu nam 201S; Thong qua Bao cao tlnh hlnh
..Y~!!...ho?!i9ng,_,_:c_"u::.:...a_'c:_P_N'-..:...J_:__:__:_:--:---:--:--c-:--:--:--1
. ,~
Thong qua Bao cao tlnh hinh tlnh hlnh hoat
d9ng san xuat - kinh doanh 9 thang dftu nam
20 IS; Thong qua K~ hoach hoat d9ng san xu§.t 1\
kinh doanh nam 2016; Thong qua viec tam dirng
trien khai phuong an phat hanh c6 phieu cho c6
dong hien hfru d~ tang v6n diSu I~ tl1
982.74S.770.000
d6ng len 1.179.293.S I 0.000
d6ng theo n9i dung tai Ngh] quyet HDQT s6
1319/20ISINQ-HDQT-CTY
ngay 0 III 0/20 IS;
Thong qua phuong an phat hanh Trai phieu

__,_. __ ,____ ..............._ _.

Chuyen nhirong toan b9 co phan cua PNJ tai
CTCP Dia 6c Sai Gon M&C
····B6sung~6~luu·d~n-g-·---------·-·-·-·-·--·--·----------Thue mat b~ng tai thj xa Thu~n An, tinh Blnh

__._._. _ _.._ !?_':!.2".l2g
.._ _.. , . .._.., __.. ._,_._._. .
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1SI 12/20 IS ......Il;l!!.1.~!"!g
39.
1830/20ISINQ-HDQT-CTY
18/12/20 IS
________________. ..
... ._....
_.... .._..._ ..
40.
I 828/201SINQ-HDQT-CTY
31112/201S
________
41.

-i3i"ocao

~{?l:l:~b,.!"!ghi~p.!."!.~!!.1.
?9.}?
28/10/20 IS

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tai san the dam bao doi voi ho sa
__~2.!"!g_~i!!h_~t<>.~!"!.b_~~!!g~_~~_~.a..
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T?m ngimg hoat d9ng Chi nhanh PNJ YTnh
J:~.b_ucva~ja di~~_~!!'h doanh tn,rc thu9c _-,--:--",-,1
Trich loi nhuan, quy khen thirong phuc loi cua
_ cac.£~g_1>-'._c..~~_'
-:----:--"---:-:-_-'-:_-l
Quyet djnh cua H9i dong quan trj ve viec trich
loi nhuan, quy khen thtrong phuc lei cua cac
cong ty con


III. THAY DOl DANH SACH VE NGUOI CO LIEN QUAN CUA CONG TY D~I CRUNG THEO
QUY DINH T~I KHOAN 34, DIEU 6 LU~T CHUNG KHOAN:
Ngay 15/04/20 15, Dai hQi d6ng c6 dong thuong nien nam 2015 da chap thuan di~u chinh tang s6
IUQ'ngthanh vien Hoi d6ng quan tri tir 7 len 8 nguoi va bau b6 sung ong Phan Quoc Cong lam thanh
vien H('>id6ng quan tri nhiern ky 3 (2012-20 17). Nhiem ky cua ong Phan Quoc Cong la thai gian con
lai cua nhiern ky 3.
Ngay 28/09/2015, Truong Ban kiern soar Pham Van Tan tir nhiern vi ly do ca nhan va Ban kiern scat
d~ cir ong Tr~n Van Dan lam Truong Ban kiern soat thay th~ cho d~n khi Dai h('>id6ng c6 dong g~n
nhat bh b6 sung thanh vien Ban kiern soat,
Xem file dinh kern.

IV. GIAO DICH CUA CO DONG NOI BO vA NGu'm
1. Danh sach c6 dong nQi bQ va nguot lien quan:
Xem file dinh kern.
iao
STT

co pi leu:
Nguiri

thuc hi~n giao djch

LIEN QUAN:

IC

Quan h~
vo'i c6
dong nQi
bQ/c6 dong
10'n

So co phieu
so' hfru d~u ky
So
Tyl~
"'
Ico phieu

So co phieu
so' hfru cuBi ky
So
Ty I~
"'
Ico phieu

Ly do
tang,

glam

(mua,
ban,

chuytn

tl6;,
thuting

...)

1.

Quy d~u tir Dragon
Capital

Nh6m c6
dong Ian

3.812.194

5,04%

3.924.400

5,19%

Mua va
Ban

r

2.

Nguyen Thi~n Tam

.J.
"

LGM Investments
Ltd

4.

Pham Ngoc Lan

Ngiroi c6
lien quan
cuathanh
vien
HUQT
Co dong
Ian
Ngiroi c6
lien quan
cua BTGU

.(

7.200

0,01%

3.768.188

4,98%

80.626

0,08%

0%

Ban

3.928.188

5,19%

Mua

72.964

0,07%

Ban

0

3. Cac giao djch khac: (cac giao dich cua c6 dong noi b6/ c6 dong IOn va nguoi lien quan voi chinh
Cong ty).
Stt

NgU'()'i thuc hi~n
Quan h~ vO'i cong ty
NQi dung giao djch
giao dich
1.
Cong ty Co phan Dia oc
Ngiroi lien quan cua
Ky HQ'P dong xay dung, cai tao, sira
thanh vien HUQT
Uong A
chira, trang trt n('>ith~t van phong,
nha xirong, nha kho, h~ thong kinh
doanh - thuong mai
2.
Cong ty Co phan Tu van va Ngiroi lien quan cua
Ky HQ'p dong tir van va quan Iy
Quan Iy d1J an Tieu chuan
thanh vien HUQT
giam sat cong trinh

vanz
.J.
"

Cong ty Co phan Trang tri
n('>ith~t Khong gian vang

Nguoi lien quan cua
thanh vien HUQT

Ky HQ'P dong trang tri n('>ithat - do
g6 (cung cap, I~p d~t, bao hanh, sua
chfra quay, tu) cho van phong, h~
th6ng san xuat, kinh doanh


v. cAc VAN DE CAN LUU Y KHAc:

cs

Cong ty
ph~n Yang bac da quy Phu Nhuan da: thay d6i Giiy chirng nhan dang ky kinh doanh s6
0300521758 do Sa K~ hoach va D~u tir Thanh ph6 H6 Chi Minh dp I~n d~u ngay 02/0 I12004 va
dang kY thay d6i I~n 21 ngay 10103/2015; dang ky thay d6i Ifrn 22 ngay 10107/2015.
Ngay 15/07/2015, Cong ty c6 phan Yang bac da quy Phu Nhuan thay d6i s6 lirong c6 phieu co quyen
bieu quyet dang hru hanh (Giiy chirng nhan dang kY chimg khoan thay d6i I~n thir nam s6
120/2008/GCNCP-YSD-5
ngay 13/07/2015 cua Trung tam Luu ky Chung khoan).
Ngay 12111/2015, Cong ty phat hanh thanh cong Trai phieu doanh nghiep.
Nai nhiin:
- Nhir tren
- HDQT, BKS
-BTGD
- Luu
P


)

CONG TV CO PHAN VANG B~C f)A QUY PHU NHU~N

co

DANH SACH HDQT, BKS, NGUOI CONG BO THONG TIN vA NGuiJI
LIEN QUAN
(Ban hanh dinh kern Bao cao tinh hinh quan tr] cong ty nam 2015 - M1}cIII)

sa tai khoan
Stt

Ten ta ch.rc/ca nhan

Chirc v•••tai
dIng ty (n~u
co)

giao djch
chu"ng khoan
(n~u co)

CMND/
GCNDKKD

I. H()[ DONG QUAN TRJ - BAN TONG GIAM DOC:

1

Cao Th] Ngec Dung

Chu tich

HE>QTkiem
TOE>

Cao Ngoc Lien
Tnln Thi Man
Tr~n Phuong Binh
Tr~n Phuong Ngoc Thao
Tr~n Phuong Ngoc Giao
Tr~n Phuong Ngoc Ha
Cao Ngoc Hiep
Cao Th] Thuy
Cao Th] Ngoc Hong
Cao Ngoc Huy
Cao Ngoc Duy
Cao Th] Ngoc Tam
Cao Ngoc Hai

--

Ngaydp

Noidp

Dja chi

Thoi di~m
b~tdAula
nglfo; co
lien quan

ThOi diim
khOng con
la nglfo; co
lien quan

Ly

do


)

ss tai khoan
Stt

Ten tel ch.rc/ca nhan

giao djch
chung khoan
(n~u co)

Chirc VI} tal
ding ty (n~u
co)

CM DI
GC DKKD

Tho; di~m
bat dau la

ngll'o; co
lien quan

. ,

<
gay cap

t:

oi cap

Dia chi

Tho; di~m
khOng con
la ngll'o; co
lien quan

Lji do

Cao Ngoc Vii
CTCP Vang bac da quy Phil
Nhuan

Chu tich
HDQTkiem
TGD
Khong con la
02/06/2015

CTCP Que Huang Liberty

Thanh vien
HDQT

Pho Chli tich
2

Nguy~n Vii Phan

HDQTkiem
PTGD

Nguyen La Hy
Trinh Thi Bach Bich
Pham Thuy Lan Anh
Nguy~n Hoang Minh
Nguyen Hoang Lan
Nguyen Phong
Nguyen Bich Van
Nguy~n Phuong
CTCP Vang bac da quy Phil
Nhuan
CTCP Sai Gon Food

3

Nguy~n Th] Cue

Pho Chli tich
HDQTkiem

-

PTGD
Chli tich
HDOT
Uy vien
HDQT,nguai
cong b6
thong tin,
PTGf)

2


se tai khoan
Stt

Ten ta ehlle/ca nhan

giao djch
chung khoan
(niu co)

Chile v••.•
tl.li
ding ty (niu
co)

CMNDI
GCNDKKD

Ngaydp

Noidp

Dja chi

ThOi di~m
b~t dAu la
nglro; co
lien quan

Tho; diim
khong con
la nglro; co
lien quan

Ly

do

Nguy€n Van Nh&m
D6 Thi Phieu
Trftn Minh
Trftn Trung Hi~u
Trftn Nguyen Quynh Anh
Nguyen Van Tri

Nguyen Th] Kim Lan
Nguyen Thi~n Tfun
Nguyen Thien Minh
Nguyen Thi Kim Lien
Nguyen Th] Phuong Loan

CTCP Vang bac da quy Phu

Nhuan

Oy vien
HDQT, ngiroi

cong b6
thong tin,
PTGD

CTCP Dia 6c Sai Gon M&C

4

Nguy~n Tu§n Quynh

Thanh vien
Ban kiern soat
Oy vien
HDQT

Nguyen Minh Phuc
Nguyen Thi Huyen Cam

Nguyen

i.e Thu

-

Trang

Nguyen Phuc Quynh Chi
-

3


sa tlii khoiin
Stt

Ten t6 ch.rc!d nhan

giao djch
chimg khoan
(n~u co)

Chuc v••.•
tai
ding ty (n~u
co)

CMND!
GCNDKKD

Ngliy cAp

NoicAp

Dja chi

Tho; di~m
Tho; di~m
b~tdAu 1:1 khong con
Iii nguoo;co
nglro; co
lien quan
lien quan

Ly

do

Nguy~n Quynh Trang Anh
Nguy~n Th] Chi Giao
18/04/2015
va

CTCP Nhien li~u Sai Gon

01/0712015
01/07/2015

CTCP Sach Alpha

5

Nguy~n Thi Bich Ha

Khong can la
Thanh vien
HDQT
va
TGD
Pho Chu tich

""''''1' "

Uy vien
HDOT

Nguyen Man

t.e Thi
6

Bich Kha

Ho An T (Andy Ho)

Uy vien
HOOT

H6Tiem

Le L~ Dung
Nguyen Thanh Thi Hong
Ho Alex Due Minh
Van phong dai dien cua
VinaCapital Investment
Management Ltd tai TPHCM
CTCP Quan
Vinawealth

Iy Quy

CTCP T~p doan Hoa Phat

12/08/2015

Khong can la
Thanh vien
HDQT

4

r

"


)

sb tai

Stt

Ten t6 chfrc/ca nhan

khoan
giao djch
chfrng khoan
(niu co)

Clnrc V'.I t:.ti
dIng ty (niu
co)

CMNDI

GCNDKKD

Ngily clip

Noi clip

Dia chi

Tho; diim
b~td;iulil
nglfo; co
lien quan

Tho; diim
khOng con

Iii nglfo; co
lien quan

Ly do

VOF Investment Limited
Vietnam Investment Limited
Asia Value Investment
Limited
7

Pham

vu Thanh

Giang

Uy vien
HDQT

~

Pharn Dong My
VO Thi My Trang
VO Nguyen Dang Tri€u

'!

...;;

VO Pham Dang Trinh
Vo Pham Hanh Nhi
Pham Vfl Hoang San
Cong ty TNHH Tu Vftn
Mekong Capital
Vietnam Azalea Fund Ltd.
DHDCD

8

Phan QuAe Cong

Uy vien
HDQT

15/04/2015

thuong nien
2015 b~u b6
sung

Phan Ngoc Thanh

15/04/2015

Cha ruot

Nguy@n Thi H~p

15/04/2015

My ruct

Nguyen Thi Tuy~t Strong

15/04/2015

VI!

Phan Cong Chinh

15/04/2015

Em ru(lt

Phan Thi Chilu Ha

15/04/2015

Em rU(lt

Phan H6ng Vi~t

15/04/2015

Em ruot

5

sA tai
Stt

nn

t6 chu-c/ca nhan

khoan
giao djch

chirng khoan

(n~u co)

Clurc

VI}

cong ty (n~u
co)

C6ng ty International
Consumer Products (ICP),
Vietnam

9

CTCP Sai Gon Food

Chu tich

HDQT

LeHii'u H~nh

PTGD

t.e Van

tai

CMNDI

GCNDKKD

Ngaydp

Noidp

Diachi

Tho; di~m
b~t dAu la
ngU"o;co
lien quan

Tho; di~m
khOng con
la ngU"o;co
lien quan

15104/2015

01/05/2015

Ly

do

Kh6ng con la
Thanh vien
HDQT

15104/2015

Sen

Ng6 Thi Quyen
D6ng Thi Thu Thuy
Le Htru Anh Duy
Le Thuy Phuong Uyen

te Van Hi~p

t.e Thi Ngoc

Hao

te Thi Ngoc Hi~n

i.e Htru Hu§.n

i.e Thi

H6ng

Le Ngoc Huang
Le Ngoc Hoi

te HCtuHuy
CTCP Vang bac da guy Phu
Nhuan

C6ng ty TNHH Mi)t thanh
vien Giam dinh PNJ

PTGD
Chu tich
Cong ty

6


Stt

10

Ten ta eh.re/d nhan

S6 tai khoan
giao djch

chung khoan
(niu co)

Chirc v~ t~i
cong ty (niu
co)

Cong ty TNHH MTV Thai
trang CAO

Chu tich
Cong ty kiem
Giam d6c

Pham Thj My H~nh

PTGD

CMNDI
GCNDKKD

Ngay cAp

No; cAp

Dja chi

Tho; di~m
•
>

bat dau la
nglro; co
lien quan

Tho; di~m
khong con
la nglro; co
lien quan

Lydo

Pham Ngoc Lan
ToThj Thao
Pham Th] Minh Phuc
CTCP Vang bac da quy Phu
Nhuan

\

.

PTGD

II. BAN KlEM SOAT:
1

Pham Van Tan

28/09/2015

Pharn Van Dlin

28/09/2015

Nguyen Thj Nam

28/09/2015

Nguyen Thj Kim Cuc

28/09/2015

Pharn Thai Binh

28/09/2015

Pharn Thai San

28/09/2015

Pham Thanh

28/09/2015

Pham Thj Tam

28/09/2015

Pham Th] Hang

28/0912015

Pham Th] Mire

28/09/2015

Pharn An

28/09/2015

Pharn Th] Phuong

28/09/2015

Pham Th] Dung

.-

Tir nhiern vi
,

28/09/2015

7


sa tai kholin
Stt

Ten ta chfrc/ca nhan

Cong ty TNHH Xay dung va
PhM trien do thi Thai An
2

Trin Van Dan

giao dich
chfrng kholin
(nSu co)

Chfrc vI} tai
ding ty (nSu
co)

CM DI
GCNDKKD

<

<

oi cap

gay cap

Dia chi

Tho; di~m
b~tdAula

ngU'o; co
lien quan

Chu tich
Cong ty
Truong Ban
kiern soat

Tho; di~m
khfing con
la ngU'o;co
lien quan

Ly

do

28/0912015

Tr§.n Siem
Nguyen Thi Hi~n

vs Thi

Trang

Tran Quang Dan
Tr~n Ngoc Dan
Tr~n Thi Hqi
Tr§.n Thi Hai

3

Nguy~n NgQc Hu~

/

TVitn Ban
kiem soat

Nguyen Van Chau
Huynh Thi DUng
VO Doan Hoai Vinh
Vo Nguyen Duy An
Nguy€n Quoc Twin
Nguyen Thi Anh Tuy~t
Nguy€n Thi Thanh Thuy
--Nguy€n Thi Thu HU01lg
Nguyen Thi Thu Hong
Nguyen Thi Huynh Mai

-

-

~

-

-

8


')

S6 tai khoan
Ten tA chfrc/ca nhan

Stt

giao djch
chung kholin
(n~u co)

III, KE ToAN

1

Cfurc v •••tl,li
cong ty (n~u
co)

ThO; diAm

CMNDI
GCNDKKD

Ngaydp

Noi cAp

Dja chi

b~td~ula

ThO; di~m
khong con

ngU'o; co

la ngU'o; co

lien quan

lien quan

Ly do

TRUONG:

l>~ng Thi Uti

K~ toan

tnronz

Dang Ngoc Chi

-

Dinh Th] Hoa
Tnln Quang Minh
Tr§.n Hoang Tu Linh

~

Tr§.n Quang M§n

w

Dang Th] Hu~
D~ng Thi Cuc
Dang Ngoc Thao
CTCP Yang bac da quy Phu
Nhuan

K~ toan

tnrona

Nai nhan:
-UBCKNN
- saDCK TPHCM
- Luu Thir ky
- Liru Van thir
P

9

,

'(

.
CONG TY CO PHAN VANG B~C DA QUY PHU NHU~N

DANH SACH HDQT, BKS, NGUCn CONG BO THONG TIN vA NGUm co LIEN QUAN
(Ban hanh dinh kern Bao cao tinh hinh quan tr] cdng ty nam 2015 - Muc IV)

Stt

sa tai khoan
giao djch
chifng khoan
(n€u co)

Ten ta chifc/ca nhan

Chtrc v••.•
tai
cong ty (n~u
co)

CM DI
GCNDKKD

Noidp

Ngay dp

sa ca phi€u
sO' hiru tinh
d~n ngay

Mailien
h~ vo;
thanh vien
chii chat

Dia chi

Ghi chu

31112/2015

I. H<)I DONG QUAN TRJ - BAN TONG GIA.M DOC:
Chu tich
I

Cao Th] Ngoc Dung

HDQTkiem
TGD

9,966,714

Cao Ngoc Lien

Cha ru<)t

Tnln Thj Mon

My ru<)t

Tnln Phu011g Binh

Ch6ng

Tr§n Phu011g Ngoc Thao

Con ru<)t

2,370,700

Tr§n PhU011gNgoc Giao

Con ruot

3,625,436

Tr§n PhU011gNgoc Ha

Con ru<)t

Cao Ngoc Hiep

Anh ru<)t

Cao Thj Thuy

Em ru<)t

Cao Th] Ngoc Hong

0
269,503
0

0
32,817
0

Em ru<)t

416,204

Em ru<)t
Em ru<)t

22,399

-

Cao Ngoc Huy

--

-

Cao Ngoc Duy
-

Cao Th] Ngoc Tam
-

Cao Ngoc Hai

-

f----

-

-

-~-

-

--------

-

-

-

--

--

Em ruot

--

-

-

-

--

-

--

1,133,741

--

31,196

- ----

Em ru<)t

--

62,396
-

-


Stt

Ten tt, ch.rc/ca nhan

sA tai khoan
giao djch
chirng khoan
(niu co)

Chuc VI} tl].i
dIng ty (niu
co)

Cao Ngoc Vii

CMNDI
GCNDKKD

Ngaydp

Noidp

Dja chi

MAi lien
h~ vOi
thanh vien
chu chAt

se ct, phiiu
sO' hfru tinh
31112/2015

Em rU9t

CTCP Vang bac da guy Phu
Nhuan

Chu tich
HDQTkiem
TGD

0
709

CTCP Que Huang Liberty
2

896,996

Nguyen La Hy

Cha ru9t

0

Trinh Thi B'.leh Bfeh

My ru9t

0

Pham Thuy Lan Anh

Vq

Nguyen Hoang Minh

Con rU9t

0

Nguyen Hoang Lan

Con ruot

0

Nguy~n Phong

Em ruot

0

Nguy~n Bfeh Van

Em rU9t

0

Nguyen Phuong

Em rU9t

0

CTCP Vang bac
Nhuan

aa guy

CTCP Sai Gon Food

3

0

Ph6 Chu tich
HDQTkiem
PTGD

Nguy~n Vii Phan

Ghi chu

din ngay

Nguy~n Th] Cue

Nguy@n Van Nhilm

Phu

Pho Chu tich
HDQTkiem
PTGD

2,048,401

709

Chu tich

0

HDQT
Uy vien
HDQT, nguoi
cong b6
thong tin,
PTGD

942,496

Cha rU9t

2


Stt

Ten t&chli'clcli nhan

sA tai khoiin
giao djch
chung khoiin
(n~u co)

CM DI
GCNDKKD

Noidp

Ngaydp

MAi lien
h~ vo;
thanh vien
chu chAt

Dja chi

sA c&phi~u
sit hfru tinh

d~n ngay

Ghi chii

31112/2015

D6 Thi Phieu

M~ rUQt

Tran Minh

Ch6ng

177,151

Tr~n Trung HiSu

Can rUQt

468,000

Tr~n Nguyen Quynh Anh

Can rUQt

468,000

Nguyen Van Tri

Anh rUQt

0

Nguy~n Th] Kim Lan

Chi

ruct

6,236

Nguyen Thien Tam

Em ruQt

0

Nguyen Thien Minh

Em rUQt

0

Nguy~n Th] Kim Lien

Em rUQt

6,234

Nguysn Th] Phuong Loan

Em rUQt

I

Uy vien
HDQT, nguoi

CTCP Vang bac da quy Phu

709

cong b6

Nhuan

4

Chuc V\I t~i
ciing ty (n~u
co)

thong tin,
PTGD

CTCP Dja 6e Sai Gon M&C

Thanh vien
Ban kiern soat

Nguy~n Tulln Quynh

Uy vien
HDOT

0
68,246

Nguyen Minh Phuc
Nguy~n Th] Huyen Cam

-

1---

Nguyen Le Thu Trang
Nguyen Phuc Quynh Chi

-

Nguy~n Quynh Trang Anh

~

-

-

0

0

f-

----

-

-

Cha ruQt
--M~ rUQt

--

Vc;
-Can rUQt
-Can ruQt

-

0
-

0
0
-

-

3


)

Ten tAcho-c/ca nhan

Stt

sa tai khoan
giao djch
cho-ng khoan
(n~u c6)

Cfnrc v\I t;ti
cong ty (n~u
c6)

CMNDI
GCNDKKD

Ngaydp

Nol dp

Djachi

Nguyen Th] Chi Giao

5

6

l

Sa cAphi~u
SO' hfru tinh
d~n ngay

Ghi chu

31112/2015

Em rUQt

0

CTCP Nhien li~u Sai Gon

0

CTCP Sach Alpha

0

Uy vien
HDOT

Nguy~n Thi Bich Ha

75,968

Nguy~n Mon

Cha rUQt

0

t.e Thi

M~ rUQt

0

Bfeh Kha
Oy vien
HDOT

Ho An T (Andy Ho)

0

H6Tiem

Cha rUQt

0

Le L~ Dung

M~ rUQt

0

Nguyen Thanh Thi Hong

Vq

0

Ho Alex Due Minh

Con rUQt

0

Van phong d!,lidien cua
VinaCapital Investment
Management Ltd tai TPHCM

Truong
Van
-.

.

--

CTCP T~p doan Hoa Phat
-

VOF Investment Limited
Vietnam Investment Limited

va

-

-

-- -- -

- -

Asia Value Investment
Limited
Pham

0

phong dai

CTCP Quan Iy Quy
Vinawealth

7

Mai lien
h~ vo;
thanh vien

chu chat

Thanh Giang
-

-

-

---

-Oy vien
HDOT

-

-- ---

-- -

- _.

-- -- -- ---~

dien
Chu tich
HDQT
Thanh

---

-

0
0

~"'--

Giam d6e

3,837,600

Giarn d6e

3,731,503

Giam d6e

3,494,383

---

0
--

-

-

-

4


sa tai khoan
Stt

Ten t6 chfrc/ca nhan

giao djch
chfrng khoan
(nSu co)

Clnrc vI} tl.li
cong ty (nSu
co)

CMNDI
CCNDKKD

Ngay Clip

Noi Clip

Dia chi

Mailien

sa c6 phiSu

h~ vo;

sO' hii"u tinh

thanh vien

dSn ngay

chu chat

31112/2015

Pham Dong My

Cha ruot

0

v« Thj

M~ ru<)t

0

Vo Nguyen Dang Tri~u

Ch6ng

0

Vo Pham Dang Trinh

Con ru<)t

0

Vo Pham Hanh Nhi

Con ru<)t

My Trang

Pharn Vf Hoang San

Em ru<)t

Cong ty TNHH TII Vfrn
Mekong Capital

Truong
[phong

Vietnam Azalea Fund Ltd.
8

Phan Quae Cong

0
0
6,456,821

Uy vien
HDQT

0

Phan Ngoc Thanh

0

Nguyen Thj Hl;lP

0

Nguyen Th] Tuyet Strong

0

Phan Cong Chinh

0

Phan Thj Chau Ha

0

Phan H6ng Vi~t

0

Cong ty International
Consumer Products (lCP),
Vietnam

0

CTCP Sai Gon Food
9

Chi chu

t.s HUll H~nh
t.e Van Sen

Chti tich
HDOT

0

PTGD

1,021,800
Cha ru<)t

0

5


Stt

Ten tA chirc/ca nhan

Chtrc v••.•
tl.li
cong ty (niu
co)

CMNDI
CCNDKKD

Ngaydp

Noidp

Dia chi

MAilien
h~ vo;
thanh vien
chu chAt

sA cA phiiu
sO' hfru tinh

Chi chu

din ngay
31112/2015

3,744

Ng6 Thi Quyen

Me: ruot

D6ng Thi Thu Thuy

Vq

0

Le Hiru Anh Ouy

Con ruot

0

Le Thily Phuong Uyen

Con rUQt

0

r.e Van Hi~p
r.e Thi Ngoc Hao
i.e Thi NgQc Hi~n

Anh ruot

0

Em rUQt

0

Em ruot

0

Le Htru Hulin

Em ruQt

0

LeThi H6ng

Em ruQt

0

Le Ngoc Huang

Em ruot

0

LeNgQc HQi

Em ruot

1,250

re Htru

Em ruot

0

Huy

CTCP Yang bac da quy Phil
Nhuan
C6ng ty TNHH MQt thanh
vien Giam dinh PNJ
Cong ty TNHH MTV Thai
trang CAO
10

sA tai khoan
giao djch
clumg khoan
(niu co)

Pham Thj

My

H~nh

PTGD

709

Chil tich
Conz tv
Chu tich
Cong ty kiern
Giam d6c

0
0
541,288

PTGD

Pham Ngoc Lan

Cha ruot

72,946

T6Thi Thao

Me: rUQt

0

Pharn Th] Minh Phuc

Em rUQt

0

CTCP Yang bac da quy Phu
Nhuiin

PTGD

~

---

709
-

6


'}

Stt

Ten tt, chfrc/ca nhan

S6taikhoan
giao djch
chfrng khoan
(niu co)

Chuc VI} tai
cdng ty (niu
co)

')

CMNDI
GCNDKKD

Ngaydp

Noidp

Dja chi

M6ilien
h~ vOi
thanh vien
chii ch6t

S6 ct, phiiu
sO'hiru tinh
din ngay

Ghi chu

31112/2015

II. BAN KIEM SOAT:

1

Pham Van Tan
Pham Van D~n

Cha ruot

0

Nguyen Thj Nam

M<;:ruQt

0

Nguyen Thi Kim Cuc

Vq

0

Pharn Thai Binh

Con ruQt

0

Pham Thai San

Con ruot

0

Pham Thanh

Anh ruQt

0

Pham Th] Tam

Chi rUQt

0

Pham Th] Hong

Chi ruQt

0

Pham Thj Mire

Chi ruct

0

Pham An

Em ruot

0

Pham Th] Phuong

Em ruQt

0

Pham Th] Dung

Em rUQt

0

Cong ty TNHH Xay dung va
Phat tri~n do thi Thai An
2

13

Tr~n Van Dan

Chti tich
Cong ty
Truong Ban
kiem soat

0
93,782

Tr~n Siem

Cha rUQt

0

Nguy~n Thi Hi~n

M<;:ruct

0

Yo Thi Trang

Yq

Tr~n Quang Diin

Con rUQt

20,215
0

7


Ten t&chuc/ca nhan

Stt

3

S6 tai khoan
giao djch
ch.rng khoan
(n~u co)

Chuc VI} t~i
ding ty (n~u
co)

CMNDI

GCNDKKD

Ngaydp

Noidp

Diachi

M6ilien
h~ VO;
thanh vien
chu ch6t

S6 c&phi~u
SO' hfru tinh
d~n ngay

Ghi chu

31112/2015

Tr~n Ngoc Dan

Can ru<)t

0

Tr~n Thi Hqi

Chi ru<)t

0

Tr~n Thi Hiti

Chi ru<)t

0

Nguy~n Ngoc Hu~

TV~~Ban
ki€m soat

21,060

Nguyen Van Chau

Cha ruot

0

Huynh Thj Dung

My ru<)t

0

VO Dolin Haiti Vinh

Ch6ng

0

Vo Nguy~n Duy An

Can ru<)t

0

Nguyen Quoc Tu~n

Anh ruot

0

Nguyen Thi Anh Tuy~t

Chi ru<)t

0

Nguyen Thi Thanh Thuy

Chi ru<)t

0

Nguyen Thi Thu Huang

Chi ru<)t

0

Nguyen Thi Thu H6ng

Chi ruot

0

Nguyen Th] Huynh Mai

Em ru<)t

0

III. KE TOAN TRUONG:
1

D~ngThi Uti

K€ toan
truang

K~ toan
tnrona

489,777

Dang Ngoc Chi

Cha ruot

0

Dinh Thi Hoa

My ru<)t

0

Tr~n Quang Minh

Ch6ng

Tr~

Hoang

ro Linh

Can ru<)t

40,495
0

8


)

Stt

Ten tA chu-c/ca nhan

S6 tai khoan
giao djch
chu-ng khoan
(n~u co)

Chuc VI} tai
cong ty (n~u
co)

CMNDI
GCNDKKD

Ngaydp

Noidp

M6ilien
h~ vo;
thanh vien
chu chat

Dia chi

S6 cA phi~u
sO'hfru tinh
d~n ngay
31/12/2015

Ghi chu

Trfin Quang Mfrn

Con ru<)t

0

f)~ng Thi Hu~

Chi ru<)t

0

f)~ng Thi Cuc

Chi ru<)t

32,505

Dang Ngoc Thao

Em ru<)t

40,954

CTCP Vang bac da quy Phu
Nhuan

Nai nhan:
-UBCKNN
- SGOCK TPHCM
- Liru Thir ky
- Luu Van thir

K~ toan
tnronz

709

narn

20~~ /

'AN To//,
./

VIAA/H

P

9