Báo cáo tài chính quý 1 năm 2014 - Công ty cổ phần Chứng khoán Dầu khí

CONG TY CO PHAN CHUNG KHOAN DAU KHI
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BAO CAO TAI CHINH
QUi7 1 NAM 2014

HA NQI, THANG 4 NAM 2014

I


Mtiu so B01- CTCK
Ban hanh theo T. Tic so 95/2008/7T-BTC
ngay 24 thong 10 Wain 2008 caa Bo Tai chinh

CONIC TYCO PHAN CHUNG KHOAN DAU KHi
1844 ThulYng Kiet - Doan Kim- Ha Nei

BANG CAN DOI Kt TOAN
Tgi ngay 31 thdng 03 ram 2014
Chi tieu
TAI SAN
A. Thi sin ngin Ilan (100=110+120+130+140+150)
I. Tien va cac khoan twang throng tien
1. Tien
2. Cac khoan ttrcmg throng tin
IL Cac khoin din tir tai chinh ngin han
1. D'au to ngan han
2. Deu to ngin hp oh ngutri az that au tir
3. Dtr phong giam gia du to ngan han
III. Cac khoan phai thu ngin han
1. Phai thu cila khach hang
2. TM truck cho nguai ban
3. Phai thu nei be ngan han
4. Phdi thu boat Ong giao dich chimg khoan
5. Cdc khoan phai thu khac
6. Dv phong phai thu ngan han kho doi
IV. Hang ten kho
1. Hang din kho
2. Dir phOng ,iam gid hang ton kho
V. Thi sin ngan han khac
1. Chi phi tra tarot ngan han
2. Thug gia tri gia tang dtroc Ichau trir
3. Thug va cac khoan phai thu Nha nu&
4. Giao dich mua ban lai trai phieu Chinh phi'
5. Tai san ngin han khdc
B. Tai sin dai han (200=210+220+240+250+260+269)
I. Cac khoin phii thu dai han

1. Phai thu dai han dm khach hang
2. Von kink doanh a dam vi truc thuec
3. Phai thu dai han n0i b0
4. Phai thu dai han khac
5. Dirr phongyhdi thu dai hp kh6 dei
IL Ili min co djnh
I. TSCD hall hinh
- Nguyen gia
- Gid tri hao mon lily kg
2. TSCD thue tai chinh
- Nguyen gia
- Gia tri hao mon lay ke
z TSCD vo hinh
- Nguyen gia
- Gia tri hao mon lily ke
4. Chi phi xay dkmi co ban der dang
HI. BAt deng san dau Ur
- Nguyen gia
- Gia tri hao mon lOy ke
IV. Cac khoin dau Ur tai chinh dai han
1. Dau to vao cling ty con
2. pat' to vao ding ty lien kgt, lien doanh
3. Dau to chang khoan dai han
- Chi:mg khodn san sang ban

a

MA
soA
100

110
111
112
120
121
122
129
130
131
132
133
135
138
139
140
141
149
150
151
152
154
157
158
200
210
211
212
213
218
219

220
221
222
223
224
225
226
227
228
229
230
240
241
242
250
251
252
253
254

Thuyet
minh

V.01

V.09

V.10
V.13

V.02

V.13

V.11

V.12

31/03/2014
1,001,650,972,964
364,684,565,014
363,784,565,014
900,000,000
494,463,180,386
540,337,471,670
(45,874,291,284)
134,911,758,091
128,675,623,979
938,475,000
6,439,675,946
(1,142,016,834)
4,064,842,531
4,064,842,531
3,526,626,942
937,466,204
93,917,201
2,495,243,537
31,536,693,030
6,714,065,318
4,536,792,498

17,744,617,830
(13,207,825,332)
2,177,272,820
13,289,653,695
(11,112,380,875)
-

01/01/2014
894,912,030,875
216,127,072,454
215,127,072,454
1,000,000,000
564,658,026,023
596,657,131,094
(31,999,105,071)
104,507,878,413
98,258,869,160
830,146,850
6,560,879,237
(1,142,016,834)
2,786,277,958
2,786,277,958
6,832,776,027
948,973,156
85,580,739
5,798,222,132
32,090,301,132
7,960,326,700
5,004,168,815
17,630,320,830

(12,626,152,015)
2,956,157,885
13,289,653,695
(10,333,495,810)
-


Mau so BOI - CTCK
Ban hanh theo Tru. so 95/2008/TT-BTC
ngay 24 thong 10 nom 2008 clia BO Tai chinh

CONG TYCO PHAN CHUNG KHOAN DAU Mit
18.14 Thtarng Kigt - Holm Kiem - HA NAi

BANG CAN DOI Kt TOAN
Tai ngdy 31 timing 03 'tam 2014

Chi tieu
- Chang khoan nom giQ den ngay dao han
4. Dau tu dai han khac
5. Du phOng giam gid dau tu dai han
V. TM san dal han khac
i I . Chi phi tra tru9c ddi han
2. TM san thue thu nhAp hoan lai
3. Tien n9p qu'y 118 trg thank town
4. Tdi san dai han khdc
VI. Locii the thtrung mai
TONG CONG TAI SAN (270=100+200)
NGUON VON
A. Ng phai tra (300=310+330)

I. Nq ngin han
I . Vay va ng ngan han
2. Phai tra cho ngtrai ban
3. Nguai mua tra tien truac
4. Thu va cdc khoan phai n9p nha ntrdc
5. Phdi tra ngued lao dOng
6. Chi phi phai tra
7. Phai tra not b9
8. Cdc khoan phai tra, phai nOp ngan han khac
9. Phai tra boat citing giao dich chang khoan
10. Phai tra h9 co tirc, g6c va tai trai phiSu
II. Phai tra to chac phdt hanh chung khoan
12. QuF khen thuang, phic Igi
13. Giao dich mua ban Iai trai phiSu Chinh phii
14. Doduil thu chua thuc hien ngan han
15. Du phong phai tra ngin ban
II. No dal han
1. Phai tra dai han ngutri ban
2. Phai tra ddi han not b9
3. Phai tra dai han khac
4. Vay va ng dai han
5. Thus thu nhap hoan lai phai tra
6. Du phOng trg cap mat viec lam
7. Du phong phai tra ddi han
8. Doanh thu chua thuc hien dai han
9. Quji phat triSn khoa h9c va cong nghe
10. Du phOng b6i throng thiet hai cho nha dau tu
11. Vgn nhdn uy that dau tu ddi han
B. Vt)n chit so. hull (400=410+430)
I. Vein chit so. hum

I. Vgn Tau tu cua chili sa hau
2. Thang du von di phan
3. Vgn khac ciia chit sa hau
4. Co phiSu qu'y
5. Chenh tech danh gia Iai tai san
6 . Chenh tech tii aid hoi dodi
Quji dau tu. phat trien
8. Quji" du phong tai chinh
9. Qu9 khdc thuOc von chit' kr hau

Ma
so
255
258
259
260
261
262
263
268
269
270
300
310
311
312
313
314
315
316

317
319
320
321
322
323
327
328
329
330
331
332
333
334
335
336
337
338
339
359
341
400
410
411
412
413
414
415
416
417

418
419

Thuyet
minh
V.09

V.03
V.05

V.04
V.06
V.07

01/01/2014

31/03/2014
24,822,627,712
15,645,959,284
5,929,888,428
3,246,780,000
1,033,187,665,994
437,616,527,788
437,606,055,046
60,000,000,000
1,242,272,788
137,406,645
757,722,348
2,451,223,028
2,031,634,818

105,832,051,526
249,148,421,389
15,021,487,769
(516,917,077)
1,500,751,812
10,472,742
-

10,472,742
595,571,138,206
595,571,138,206
598,413,000,000
67,439,970,360
6,740,232,026
-

24,129,974,432
16,371,904,465
4,517,289,967
3,240,780,000
927,002,332,007
332,541,218,123
332,530,745,381
40,000,000,000
1,754,587,873
467,456,645
581,782,127
11,145,483,075
4,983,315,555
111,850,423,581

147,970,568,725
13,891,982,200
(497,967,077)
383,112,677
10,472,742
10,472,742
594,461,113,884
594,461,113,884
598,413,000,000
67,439,970,360
6,740,232,026
-


MOtt so BOI - CTCK
Ban hanh theo T. Tu se; 95/2008/TT-BTC
ngay 24 :hang 10 neim 2008 cua BO Tat chinh

CONG TYCO PHAN CHUNG KHOAN DAU KID
18•Ly Thu•ng Kiet - Man Kiem - Ha NOi

BANG CAN DOI KE TOAN
Tgi ngay 31 'hang 03 ntim 2014

Chi tieu
10. Lyi nhuan sau thue chua phan phoi
11. NguOn von dau to xay dung xay dung co ban

12. Quy hO try sap xk doanh nghiep
C. L•i ich do dong thieu so

TONG C9NG NGUON VON (440=300+400)
CAC CHI TIEU NGOAI BANG CAN DOI KE TOAN
1. Tai san thug ngoai
2. Vftt tu• hang hoi nha'n gift'• hp, nhan gia cong
3. Tai san nh(in 4 girt
4. Ny khe dot da xtrlY
5. Ngoai to cic !oat
6. Chting khoin It•u ky
6.1. Cluing khoin giao dich
6.1.1. Chirng khoan giao dich dm thanh vien luu 14
6.1.2. Chung khoan giao dich dm khdch hang trong nuac

MA
so

420
421
422

Thuyet
mink

01/01/2014

31/03/2014

(77,022,064,180)
-

(78,132,088,502)

-

439
440

1,033,187,665,994

927,002,332,007

001
002
003
004
005
006
007

5,448,890,700,000
4,977,231,990,000

5,387,938,970,000
4,967,343,570,000

6.1.3. Chimg khoan giao (itch dm khdch hang nuac ngodi
6.1.4. Chimg khoan giao dich cua to chat khdc

008
009
010
011

148,670,000
4,899,386,920,000
77,696,400,000
-

8,511,460,000
4,881,130,090,000
77,702,020,000
-

6.2. Chirng khoan tam ngirng giao dick

012

317,535,100,000

298,813,900,000

6.2.1. Chang khodn tam ngUng giao dich cua TVLK
6.2.2. Chang khodn tam ngUng giao dich cua KH trong nuac
6.2.3. Chimg khoan tam ngirng giao dich dm KH nuac ngoai
6.2.4. ChUng khodn tam nrng giao dich oh to chirc khdc

013
014
015
016

228,372,100,000

89,163,000,000
-

209,650,900,000
89,163,000,000
-

6.3. Chtirng khoin cam co
6.3.1. Chimg khoan cam co dm thanh vien luu ky

017

78,800,000,000

78,800,000,000

6.3.2. Ching khoan cam co cua khdch hang trong nuac
6.3.3. Chirm.., khoan cam co ctia khdch hang nuac ngodi
6.3.4. Chang khodn cam co cua to chtic khdc

018
019
020
021

78,800,000,000
-

78,800,000,000

6.4. Chtimg khogn tam girt

022

-

-

6.4.1. Chting khodn tam gia cua thanh vien luukSt
6.4.2. Ching khoan tam giii dm khach hang trong nuac
6.4.3. Chirng khodn tam gia cua khach hang nuac ngodi
6.4.4. Chang khodn tam gia cua to chtic khac

023
024
025
026

-

-

6.5. Chang khoin chtp• thanh toin

027

72,263,860,000

12,139,850,000

6.5.1. Chting khoan cha thanh toan ctia. TVLK
6.5.2, Chang khoan cho thanh todn cua KH trong nuac
6.5.3. Chang khodn cho thanh town dm KH nuac ngodi
6.5.4. Chirng khoan cher thanh todn dm t6 charc khac
6.6. Chung khoin phong toa eh& rut
6.6.1. Chung khodn phong toa cher rat cua TVLK
6.6.2. Chang khodn phong toa chi rat dm KH trong nuac
6.6.3. Chang khoan phong toa cher rut dm KH nuac ngodi
6.6.4. Chang khoan phong toa chi rut cua to chtic khdc

028
029
030
031

72,263,860,000
-

12,139,850,000
-

032

-

-

033
034
035

036

-

-

-

-

6.7. Ch'ing khoan ch• giao dich

037

3,059,750,000

30,841,650,000

6.7.1. Ching khoan chi giao (Itch cua thanh vien luu k5/
6.7.2. Cluing khoan cha giao dich cua KH trong nuac
6.7.3. ChUng khoan char giao (Itch cua KH nuac ngoai
6.7.4. Chung khoan chit/ giao dich cua to chuc khac
6.8. Cluing khoan ky quy dim brio khoan vay
6.8.1. Ching khoan 14 quy dam brio khoan vay cua TVLK
6.8.2. CK kj, guy dam brio khoan vay cua KH trong nuac
6.8.3. CK 14 guy dam brio khoan vay cua KH nuac ngoai

038
039
040

041

70,000
3,059,680,000
-

100,000
30,839,270,000
2,280,000
-

042

-

-

043
044
045

-

-

-


Mau so B01 - CTCK

CONG TYCO PHAN CHUNG KHOAN DAU KH1
18.Ly Thuirng Kiet - Man Kiem - Ha N(ii

Ban hanh theo T.Tte so 95/2008/T7'-BTC
ngay 24 thcing 10 nom 2008 clia Bo Tai chinh

BANG CAN DOI KE TOAN
Tai ngdy 31 (hang 03 niim 2014

Ma
4
so

Chi tieu
6.8.4. CK ks, quS' darn boo khoan vay cda to chic khdc
6.9. Ching khoan stra lOi giao dich
• ky cong ty dai cluing chua niem yet
7. Ching khoan Iuu
7.1. Ching khoan giao dich
7.1.1. Ching khoan giao dich cda thanh vien Iuu ky
7.1.2. Ching khodn giao dich dm khach hang trong mrac
7.1.3. Ching khodn giao dich cda khach hang nu& ngoai
7.1.4. Ching khoan giao dich cita 6 chic khac
7.2. Ching khoan tam ngirng giao dich
7.2.1. Ching khodn tam ngirng giao dich cilia TVLK
7.2.2. CK tarn nging giao dich cda KY! trong ntrac
7.2.3. CK tam nging giao dich cda KH twat ngoai
7.2.4. Ching khoan tam neng giao dich dm to chic khdc
7.3. Ching khoan cam co
7.3.1. Ching khoan cam co ctia thanh vien luu ky

7.3.2. Ching khoan cam co dm khach hang trong ntrac
7.3.3. Ching khoan cam co dm khach hang nu& ngodi
7.3.4. Ching khodn cam CO cira 6 chic khac
7.4. Ching lihoin tam giu.
7.4.1. Ching khoan tarn giir oh thanh vien Iuu ky
7.4.2. Ching khoan tarn girt dm khach hang trong mac
7.4.3. Ching khoan tam gia cda khach hang nu& ngoai
7.4.4. Ching khoan tarn gii cda to chic khac
7.5. Ching khoan chef thanh toan
7.5.1. Ching khoan cha thanh toan cda thanh vien luu ky
7.5.2. Ching khoan cha thanh toan cria KH trong nuac
7.5.3. Ching khoan cha thanh toan cda KH nu& ngoai
7.5.4. Ching khoan cha thanh toan dm t6 chic khac
7.6. Ching khoin phong too chil rut
7.6.1. Ching khodn phong too cha rat caa TVLK
7.6.2. Ching khoan phong too cha rut cria KH trong ntrac
7.6.3. Ching khoan phong too cha rdt. cda KH nuac ngodi
7.6.4. Ching khodn phong too cha rut cda to chic khac
7.7. Ching khoan sua lOi giao dich
8. Ching khoan chua lull 4 ciia khach hang
9. Ching khoan chua Iuu ky cult cong ty chung khoan
10. Ching khoan nhan uy thac &Au gia

Thuyet
minh

046
047
050
051

052
053
054
055
056
057
058
059
060
061
062
063
064
065
066
067
068
069
070
071
072
073
074
075
076
077
078
079
080
081

082
083
084

01/01/2014

31/03/2014
49,075,720,000
49,050,720,000
890,000
49,049,830,000
25,000,000
25,000,000
-

47,827,490,000
47,802,490,000
890,000
47,801,600,000
25,000,000
25,000,000
-

-

Ngity 18 (bring 04 mini 2014

NGIJ4fl LAP BIEU

KE TOAN TRUONG

Ci
TrAn Thi Minh Hien

Dinh Thi Lan Phtrang

Awn aamy gxy


Mau so B02 - CTCK
Ban hanh then T.Tic 95/2008/7T-BTC
ngety 24 tilting 10 nom 2008 czia BO Teri chinh

CONG TY CO PHAN CHUNG KHOAN DAU KH1
18 14 Thirting KiEt - Floan Kiem - HI Nai

BAO CAO ICET QUA HOAT DQNG KINH DOANH
Quy 1 nom 2014

Chi tie('

MA so

01

1. Doanh thu

Quj, 1/2014

Quy 1/2013

27,251,875,578

25,427,382,594

Lay ke tir dati narn
den cuoi Quj, 1/2014

Lily ke ti• dau nom
den cuoi Quy 1/2013

27,251,875,578

25,427,382,594
-

Trong do:
- Doanh thu hoat d'Ong min gi6i cluing khodn

01.1

4,693,470,224

2,698,578,147

4,693,470,224

2,698,578,147

- Doanh thu hoat ding clau to chirng khodn, g6p von

01.2

6,996.431,220

12,124,785.577

6,996,431,220

12,124,785,577

- Doanh thu bdo larth phat hanh chimg khoan

01.3

-

-

- Doanh thu dai ly phat hanh chang khoan

01.4

-

-

- Doanh thu hot Ong to van

01.5

2,997,535,455

615,000,000

2,997,535,455

615,000,000

- Doanh thu km ky chirtig khoan

01.6

723,481,560

438,125,672

723,481,560

438,125,672

- Doanh thu hoat clOng uS, thac au gia

01.7

- Doanh thu cho thug sir dung tai san

01.8

-

- Doanh thu khac

01.9

11,840,957,119

2. Cac khoan giam tr6 doanh thu

02

9,550,893,198

9,550,893.198

11,840,957,119
-

25,427,382,594

0

3. Doanh thu thuan ve hoat clang kinh doanh (10=01-02)

10

27,251,875,578

25,427,382,594

27,251,875,578

4. Chi phi heat ding kinh doanh

11

21,247,977,083

13,237,384,417

21,247,977,083

13,237,384,417

5. Lei nhuan gap ctia hoat di)ng kinh doanh (20=10-11)

20

6,003,898,495

12,189,998,177

6,003,898,495

12,189,998,177

6. Chi phi quan ly doanh nghiep

25

4,866,4 [0,179

8,931,921,842

4,866.410.179

8,931,921,842

7. Liyi nhuan thuin tir hoat Ong kinh doanh (30=20- 25) 30

1,137,488,316

3,258,076,335

1,137,488,316

3,258,076,335

8. Thu nhap khac

31

-

5.000

-

5,000

9. Chi phi khac

32

27,463,994

10. 1.cri nhuan khic (40=31-32)

40

(27,463,994)

11. "[Ong kyi nhuan ke toan trirtfrc thug (50=30+40)

50

12. Chi phi thug TNDN hien hanh

27.463.994
5,000

5,000

(27,463,994)
1,110,024,322

3,258,081,335

51

-

-

13. Chi phi thug TNDN hoAn lai

52

-

-

14. Lqi nhuan sau thug TNDN (60=50-51-52)

60

1,110,024,322

3,258,081,335

14.1. Loi nhudn sau thug dm c6 dong thieu s6

61

-

-

14.2.Loi nhudn sau time ctia c6 dong ding ty me

62

-

-

15. Lai co bin trEn CO' phieu

70

1,110,024,322

1,110,024,322

3,258,081,335

3,258,081,335

Ngcky 18 airing 04 arm 2014
NGUIll LAP Bla

Tran Thl Minh Hien

TOAN TRLONG

Dinh Thi Lan Phtrang


Mau .4 B03 - CTCK
Ban hanh then TTu. s 95/2008/TT-BTC

ngay 24 Mang 10 nam 2008 cua BO Tai chinh

CONG TY CO PHAN CHUNG KHOAN DAU KHf
• 18 Ly Thuiing Kiet - Hoan Kiem - Ha NAi

BAO CAO Ltru CHUYEN TIEN TE
(Theo phuomg phap gian tiep)
Qui, I nam 2014

Chi tieu
I. Liru chuyen tien tir host dAng kink doanh
1. L•i nhuan trt••c thue
2. Dieu chinh cho cac khoin
- Khdu hao tai san e6 Binh
- (Hoan nhap)/Chi phi du phOng
- (Lai)/Lo chenh tech ty gid lied doai chua thgc hien
- (Lai) tit heat &Ong dau to
- Chi phi Lai vay
3. Lqi nhuAn kinh doanh trt•Oc thay del von lull thing
- (Tang)/giam cac khoan phai thu
- (Tang)/giam hang ton kho
- Tanegiam) cac khoan phai tra (khong ke lai vay phdi tra, thue TNDN phai Op)
- (Tang)/giam chi phi tra truac va tai san ngan han
- Tien lai vay da tra
- Thue thu nhdp doanh nghiep da ngp
- Tien thu khac tir hoat dOng kinh doanh
- Tien chi khdc Ur hoat dgng kinh doanh
Lou chuyen tien than tir hoat dAtif kink doanh
II. Lou chuyen tien tir hoat ding dau tu•
1. Tien chi de mua sim, xay dung TSCD va cac TS dai han khac

2. Tien thu Ur thanh Iy, nhugng ban TSCD va cac tai san dai han khac
3. Tien chi cho vay, mua cac cong cu ng cua dan vi khac
4. Tien thu hgi cho vay, ban Iai cac cong cg ng cua don vi khdc
5. Tien chi dal., to Op vein vao don vi khdc
6. Tien thu hgi dau to gO von vao dan vi khdc
7. Tien thu lai cho vay, co ttic va Iai nhudn dirge chia
Liru chuyen tien thuan tir hoat dAng dau tu•
III. Lim chuyen tien tir hoat dOng tai chinh
I. Tien thu Ur phat hanh co phieu, nhan von gop ciia chi) sg hau
2. Tien chi tra von Op cho cac chi) sO him, mua lai CP cua DN TA phat hanh
3. Tien vay ngdn han, ddi han nhan dugc
4. Tien chi tra ng ggc vay
5. Tien chi tra ng thue tai chinh
6. Co tire, Iai nhuan da. Ira cho chg sg him
Urn chuyen tien thuin tir hoat dAng tai chinh
Ltru chuyen tien thuAn troll k y (20+30+40)
Tien va twang doongtien daukp
Anh huOng cua thay ddi tiy gia hoi doai guy dgi ngoai to
Tien va ti•ong throng tien call ky (50+60+61)

., Lay ke ter ddu nam
MA Thuyet
den cuoi
minh
so
Quy 1/2014

Lily ke tir &Au nAm
den cuoi
Quy 1/2013

01

1,110,024,322

3,258,081,335

02
03
04
05
06
08
09
10
11
12
13
14
15
16
20

1,360,558,382
13,875,186,213
(1,109,398,243)
338,798.611
15,575,169,285
(30,406,879,678)
(1,278,564,573)

83,732,557,037
60,351,753,690
(389,694,444)

1 888 752 789
(990,551,035)
(13,304,430,200)
(9,148,147,111)
(1,323,946,437)
(3,512,083,175)
90,442,456,039
12,209,944,822
(60,200,000)
88,608,024,138

(18,950,000)
127,565,391,317
(117,297,000)
-

21
22
23
24
25
26
27
30
31
32

33
34
35
36
40
50
60
61
70

31

1,109,398,243
992,101,243
70,000,000,000
(50,000,000,000)
20,000,000,000
148,557,492,560
216,127,072,454
364,684,565,014

13,894,196,750
13,894,196,750
-

102,502,220,888
168,985,538,501
271,487,759,389

Ngay 18 gluing 04 nam 2014

NGUOI LAP DIEU

DOC

Kt TOAN TRUtiNG
CoNG TY N.0
CO PHAN
CH

Iran Thi Minh Hien

Dinh Thi Lan Phoong

AN

g4kopt acmg p74


Mau so B05 - CTCK

CONG TY CO PHAN CHUNG KHOAN DAU KHIf
18 Ly Thireing Kiet - Hoan Kiem - HA Nei

Ban hanh theo T.Tu. so 162/2010/T7'-BTC
ngay 20 thong 10 Want 2010 cua Bo Tai chinh

BAO CAO TINH BINH BIEN BONG VON CHU So lift
Q4 I nam 2014

Chi tieu

SO tang/giam

SO du. dau nam
Nam nay

Nam trek

So de cuoi nam

Ley ke tir dAu nam den cuei quy nam nay
Giam
Tang

Nam trtrific
Giant
Tang

Nam nay

Nam treat

1,110,024,322

-

594,461,113,884

595,571,138,206

1. Von chili se hire

591,785,103,158

594,461,113,884

2,676,010,726

-

1. V6n dAu tu cua chii s6 hau

598,413,000,000

598,413,000,000

-

-

-

-

598,413,000,000

598,413,000,000

67,439,970,360

67,439,970,360

-

-

-

-

67,439,970,360

67,439,970.360

-

-

-

2. ThAng du von co phAn

-

-

-

4. CO phiAtt quy (*)

-

-

-

-

-

-

-

5. Chenh le.ch danh gia Iai tai sari

-

-

-

-

-

-

-

-

6. Chenh tech t', gia h6i doai

-

-

-

-

-

-

-

-

7. Quy d'Au tu phat tri6n

-

-

-

-

-

-

-

-

-

6,740,232,026

6,740,232,026

3. V6n khac cua chi) sor hint

8. Quy du ph6ng tai chinh
9. Quy khac thu6c von ch6 s6 hau
10. Lcri nhuAn sau thu6 chua phan ph6i

6,740,232,026

6,740,232,026

-

.

-

-

-

-

2.676,010,726

-

(80,808,099,228)

(78,132,088,502)

1,110,024,322

-

-

(78,132,088,502)

(77,022,064,180)

Ngay 18 tilting 04 nam 2014

LAP BIEU

Kt TOAN TRUONG

Trin Thi Minh Hien

Dinh Thi Lan Phtrung

q)kott aa/ny 074


CONG TY CO PHAN CHUNG KHOAN DAU KI-11
18 Ly Thtrirng Kqt - HoIn Kiem - Ha Nqi

Mau so B09 - CTCK
Ban hanh theo T.Ttr so 95/2008 /TT -BTC
ngay 24 thing 10 nam 2008 dm Bo Teti chinh

BAN THUYET MINH BAO CAO TAI CHINH
Qid I nam 2014
I- D4c diem boat Ong ciia Cong ty
1-Hinh thirc sa hitu von: C6ng ty co phan
2- Linh vtrc kinh doanh: Chung khoan
3- Tong so cong nhan vien va ngtrai lao Ong: 136 riguai
4- Dac diem hoat dung cua doanh nghiep trong nam tai chinh co anh hu6mg den bdo cao tai chinh: Thi truing chimg
khodn trong nam 2014 co kha quan hon so vii nam 2013 can tai hoat clang kinh doanh cua COng ty co lai
II- KY ke toan, dun vi tien tg su dyng trong ke toil)
1-Nien de ke toan: bit dau tin ngay 01/01, ket thirc ngay 31/12
2- Dan vi tien to sir dung trong ke toan: Deng Viet Nam
111- Chun mtrc va Che dq 14 toan ap dyng
1-Cite de ke toan ap dung: Che d6 ke todn doanh nghiep theo Quyet dinh 15/2006/QD-BTC ngay 20/03/2006, Th6ng to
95/2008/TT-BTC ngay 24/10/2008 huang dan the dO ke toan ap dung dei vii Cong ty chung khoan va ThOng to
162/2010/TT-BTC ngay 20/10/2010 Wang clan sira del, be sung thong to 95/2008/TT-BTC ngay 24/10/2008 ye htrang
can Ice todn ap dung del vai cong ty chung khoin cUa B6 Tai chinh

2- Tuyen be ye viec tuan thu Chuan muc ke todn va Che de ke todn: Bio cao tai chinh &roc lap va trinh bay phii hap \raj
cdc Chuin muc va Cite di) ke todn Viet Nam
3- Hinh thirc ke todn ap dung: Nhat ks, chung.
IV- Cac chinh sach ke toan ap dyng
1-Nguyen tic ghi nhan cac khoan tien va cac khoan tucmg throng tien.
- Cie nghiep vu kinh to duct ghi nhan va lap bao cao theo Deng Viet Nam
- Phtrcmg phi!, chuyen del cac dung tien khdc ra deng tien sir dung trong Ice tan: Cdc &Ong tien khdc phat sinh phai
dugc quy dei ra Deng Viet Nam theo ty gia giao dich thuc to cua nghiep vu kinh to phat sinh, hoc theo ty gia giao dich
binh quan tren thi truing ngoai to lien ngan hang do Ngan hang Nha nuac Viet Nam cong be tai thai diem phat sinh
nghiep vu kinh te.
2- Nguyen tic ghi nhan & khiu hao TSCD:
- Nguyen tic ghi nhan TSCD (hail hinh, vo hinh): ghi nhan theo nguyen gia TSCD. Trong Bang Can dei ke toan, TSCD
duct phan anh theo 3 chi tieu: nguyen gid, hao man 1u9 ke va gia tri can lai.
- Nguyen tic ghi nhan TSCD (thue tai chinh): ghi nhan theo gid thap hon ctia gia tri hop IY cua tai sin thue va gid tri
hien tai cua khoan thanh town tien thue tei thieu
- Phuong phdp khau hao TSCD (him hinh, vo hinh, thue tai chinh): theo phtrcrng phdp duang thing.
3- Nguyen tic ghi nhan cac khoan dau to tai chinh:
- Cdc khoan dau to vao cong ty con: Cie khoan dau to dirge phin anh trong bao cao tai chinh rieng cua cong ty theo gia
gee
- Cdc khoan von gap lien doanh: cac khoan gop yen lien doanh dtrac phin anh trong bdo cao tai chinh rieng cita ding ty
theo gid gec
- Cac khoan dau to chimg khoin: &vac ghi nhan theo gid gec
- Cdc khoan dau to ngin han, dai han khdc: dirge ghi nhan theo gid gen
- Phuang phdp lap du phang giam gia d'au to ngin han, dai han: Theo Thong is se 228/2009/TT-BTC ngay 7/12/2009
dm B6 Tai chinh
4- Nguyen tic ghi nhan va yen hoa cac khoan chi phi khdc:
- Chi phi tra trtrac: Chi phi tra truac dirge yen hod va phan be din vao chi phi hoat dOng kinh doanh bao gem chi phi tra
tnrac vat lieu, ding cu do dimg va chi phi khdc.
- Chi phi khdc;
- Phirang phap phan be chi phi tra truOc: theo phucmg phdp &rang thing

- Phtrang phdp va thai gian phan be lcri the thuong mai.
5- Nguyen tic ghi nhan chi phi phii tra.
- Cdc khoan chi phi chtra chi nhung ducrc trac tinh de' ghi nhan vao chi phi hoat dong kinh doanh trong Icy bao gem trich
truac chi phi lai tien vay phai tra trong truang hop vay tra lai sau; chi phi sira chaa Ion cua nhiing TSCD die thii do viec
sira china lon c6 tinh chu Icy.
6- Nguyen tic va phtrcmg phap ghi nhan cac khoan du phong phai tra: Cie khoan du phang phai tra cla ghi nhan thoa
man cac dieu kien quy dinh trong Chun muc ke todn se 18 " Cac khoin du: phang, tai sin va no tiem tang" 4, /


CONG TY CO PHAN CH1.1NG KHOAN DAU KHi
18 14 Thuirng Kiet - Holm Kiem - Hi N(ii

Mau so B09 - CTCK
Ban hanh theo T.Tzr so 95/2008 /7T -BTC
ngay 24 thong 10 nom 2008 ctia BO Tai chinh

BAN THUYET MINH BAO CAO TAI CHiNH
0# I nom 2014
7- Nguyen tic ghi nhan von ch6 so him:
- Nguyen tic ghi nhin von dau tu cua chil so Um, thing du von co phin, von khac cua cha so tau.
+ Vdn dau ttr cua chu sa him: ghi nhin theo so von thuc &Op dm chu so hQu
+ Thing du von co phin: ghi nhan theo so chenh tech lam han ( hoic nh6 han) gia gia thuc td phat hanh va mdnh gia co
phieu o cac cong ty co phan khi phat hanh co phieu lin Au, phat hanh bd' sung hoic tai phat hanh c6 phidu guy.
- Nguyen tic ghi nhin chenh tech tj, gid: Cac khoan chenh ldch tj(' gia hdi doai phan anh tren Bang can ddi ice toan la
chenh ldch tj, gia hdidoai phat sinh hoic danh gia lai cu6i kY cua cac khoan muctien td co gdc ngoai td (lai hoic to tj,
gia) cua. hot Ong dau tu XDCB ( giai doan truck hoat dOng, chua hoan thanh dau tu)
- Nguyen tic ghi nhin chenh lech danh gia lai tai san.
- Nguyen tic ghi nhin lqt nhuan chua phan phdi: lai nhuin sau thud chua phan phi phan dnh tren Bang Can dai ke toan
la so lqi nhuin (lai hoic 16) tir cac hog dOng cua doanh nghiep sau khi trir (-) chi phi thud TNDN cua nom nay va cac
khoan dieu chinh do dp dpng hdi t6 thay ddi chinh sach kd toan va dieu chinh hdi to sai sot trong ydu cua cac nom truck.

8- Nguyen tic va phucmg phap ghi nhan doanh thu:
- Vic ghi nhan doanh thucung cap dich vu tuan th6 day du 04 dieu kidn ghi nhin doanh thu cung cap dich vu quy dinh
tai Chuan muc ke toan so 14 " Doanh thu va thu nhip khac". Phin ding vidc da hoin thanh cua dich vu cung cap duoc
xac dinh theo phircrng phap danh gia phan cong vide da hoan thanh.
9- Nguyen tic va piarcmg phap ghi nhan chi phi thud thu nhap doanh nghidp hien hanh, chi phi thud thu nhap doanh
nghidp hoan lai.
- Chi phi thud TNDN hien hanh ducrc xac dinh tren ca so thu nhap chiu thud va thud suit thud TNDN trong nom hien
hanh. Chi phi thud TNDN hoan lai duce xac dinh dua tren co so so chenh tech tam thai ducrc khiu trir , so chenh le", ch
tam thOi chiu thud va thud suit thud TNDN; killing bu tit chi phi thud TNDN hien hanh voi chi phi thud TNDN hoan lai.
10- Cac nghidp vv du phOng raj ro hdi dodi.
- Cac khoan muc ngoai td có gdc ngoai td cudi kj( &roc danh gia lai theo tS, gia giao dich binh quan lien ngan hang do
Ngan hang Nha nu& Vidt Nam ding bd tai thai didm cudi
11- Nguyen tic danh gia chirng khoan:
- Nguyen tic danh gid cluing khoan thuong mai va chang khoan dau to dai han mua vao cua cong ty chimg khodn va cua
mua cong veri cac
gia g6c bao
nguari uy that dau tu: Cluing khoan thuong mai duoc mua vao theo nguyen
chi phi trtrc tip phat sinh do mua thong khodn tu doanh
- Phuong phdp tinh tri gia von cluing khoan thuong mai: Tri gia von cluing khoan thuong mai thirc hidn theo phucmg
phap tinh gia binh quan gia quyen
V- Titling tin be sung cho cac khoan muc trinh bay trong Bang can

1- Tien va cac khoin twang dwang tan
- Tien mat
- Tien giri ngan hang
Trong do: Tien V quy cu a nha dau to

- Tidn dang chuydn
- Tien girl ve ban chting khoan bao lanh phat hanh
- Tien girl thanh toan bil trir giao dich CK

Trong do: Tien giei caa nha dau to

- Cac khoan tucmg ducmg tier'
ging

2- Hang

kb°

- Nguyen lieu, Vat lieu
- Cong cu, (king cu
- Chi phi san xuat kinh doanh do dang
ging

3149Mitt

01/01/2014

357,186,613
300,509,889,233

350,693,447
204,338,646,721

262,478,898,288

178,618,644,801

210,000,000
62,707,489,168

10,437,732,286

62,586,421,148

10,001,812,002

900,000,000
364,684,565,014

1,000,000,000
216,127,072,454

31/03/2014
119,780,025
3,945,062,506
4,064,842,531

01/01/2014
119,029,110
2,667,248,848
2,786,277,958


CONG TY CO PHAN CHUNG KHOAN DAU Kill
18 14 Thi•irng Ki§4 - 'loan Kiem - Ha Ni

Mau so B09 - CTCK
Ban hanh theo T.Tu. so 95/2008 /TT -BTC
ngay 24 thong 10 nam 2008 ctia BO Tai chinh

BAN THUYET MINH BAO CAO TAI CHINH
Qui I ?lam 2014
3- Chi phi tra try& di httn

31/03/2014

01/01/2014

- Chi phi tra traorc ve thue hoat dOng TSCD
- Chi phi thanh lap doanh nghi4p
- Chi phi nghien dru cif) gia tri Ian
- Chi phi cho giai doan tri6n khai khong du tieu chuAn ghi nhAn
la TSCD vo hinh
- Chi phi tra till& dai hAn khac
COng
4- Thue va clic khoin phai nip nha Fu•&

- Thue gia tri gia tang
- Thu4 thu nhAp doanh nghi4p
- Thue thu nhAp ca nhan
- Thue tai nguyen .
- Thue nha dat va tien thue dAt
- Cac Ioai thue khic
- Cac khoan phi, 14 phi va cac khoan phai Op Ichic
Cling
05. Tien Op QuF hi) tiv thanh than
- lien ncip ban dau

- Tien nOp 66 sung

- Tien iai phan 138 trong nam
Cling
6- Chi phi phai tra

,

- Trich trirac chi phi tien limn trong thai gian nghi phep
- Chi phi sira chira ion TSCD
- Chi phi trong thoi gian ngirng kinh doanh
- Chi phi phai tra khac
Cling
7- Cac khoin phiii tra, phai ni;lp ngin ligin khfic

- Iiii san thaa cho' giai quyet

-

-

15,645,959,284

16,371,904,465

15,645,959,284

16,371,904,465

31/03/2014

01/01/2014

201,627,887
550,397,418
5,697,043
-

265,118,066

757,722,348

581,782,127

31/03/2014
120,000,000

01/01/2014
120,000,000

291,757,185
24,906,876
-

5,795,461,881

4,382,863,420

14,426,547
5,929,888,428

14,426,547

4,517,289,967

31/03/2014
-

01/01/2014
-

2,031,634,818

4,983,315,555

2,031,634,818

4,983,315,555

31/03/2014

1,027,648,963

01/01/2014
1,027,648,963
122,402,016

- Kinh phi cling doan

63,872,760

- Bao hiem xa hOi
- Bao hiem y to

- Bao hiem that nghiep

32,438,173

97,019,873

10,232,712

23,233,336

4,247,094
104,693,611,824

10,025,154
110,570,094,239

105,832,051,526

111,850,423,581

- Cac khoan phai tra, phai Op khac
COng

8- Gia tri khOi lining giao dich thyrc hi0 trong ky

Khi
ii luvng giao dich
thyc WO Quy I/2014

Gia tri giao dich thkrc

hi4n Quy 1/2014

837,060

20,091,934,500

837,060
-

20,091,934,500
_

-

-

177,499,073

3,440,227,081,082

- Trai phieru
- Chang khodn khac

165,499,073
12,000,000
-

2,184,131,994,700
1,256,095,086,382
-

Tting Ong

178,336,133

3,460,319,015,582

1.Ctia cling ty ching khofin
- Co phieu

- Trai phieu
- Ching khoan ngan quy
- Chang khoan khdc (Ching chi quy dAu ar)
2.Ctia nviri du ttr
- CO phial


BAN THUYET MINH BAO cAo TAI CHiNH
Qsd I rules 2014
09- Tinh hinh thin tu tai chinh

Chi tieu

A. DAu hr ngan bin
1. Ch'ing khoin thurcrng mai
- CO phieu

- Trai phieu
- Chimg chi quy
- Ching khoan khac

II. Cluing khoin din ttr
1. Chting khoin sin sang de bin

+ Co phieu

+ Trai phieu Chinh phil
+ Trai phieu Cong ty
+ Chung chi quy
+ Chung khoan khac

Diu nam

Cuoi quy

Diu nam

Cutii quy

TOng gil tri theo gil thi truOng

So vtri gil thi truirng

Gil tri theo so sich ite loin

SO Itrqng

Tang
CuAi Diu
nam
quy

-

Giim
Diu nam

Cuei quy

Dau nam

CuAi quy

45,874,291,284
45,874,291,284

31,999,105,071
31,999,105,071

494,463,180,386
243,526,429,552

564,658,026,023
270,488,028,545

21,426,595
21,426,595

22,262,877
22,262,877

540,337,471,670

289,400,720,836

596,657,131,094
302,487,133,616

21,426,595
-

22,262,877
-

289,400,720,836
-

302,487,133,616
-

-

-

45,874,291,284
-

31,999,105,071
-

243,526,429,552
-

270,488,028,545
-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2. Ch'ing khoin nim giir den ngay dlo bin

-

-

-

-

-

-

-

-

-

-

+ Trai phieu Chinh phi'
+ Trai phieu Citing ty
+ Ching chi quy
+ Ching khoan khac
III. Diu hr gip von
- Diu tu vac, ding ty con
- Dau tu vao ding ty lien doanh, lien ket
IV. Diu to tai chinh khic

-

-

-

-

-

-

-

-

-

-

-

-

250,936,750,834
-

294,169,997,478
-

-

-

-

-

250,936,750,834
-

294,169,997,478
-

-

-

-

-

-

-

-

-

-

-

-

_
-

-

-

-

-

-

-

-

-

B. Dlu lir dal bin
I. Diu tir gip vim
- Wu tu vao cong ty con

- Dau tu vac, cong ty lien doanh, lien ket
- Wu tu dai han khac


CONG TY CO PHAN CHUNG KHOAN DAU
18 L5r Thy?mg Kitt - Hoin Kam - HA N0i

Mau si4 B09 - CTCK

KHf

Ban hanh theo 7'.Ttr so 95/2008/7T-BTC
ngay 14 :hang 10 nam 2008 cua B¢ Tai chinh

BAN THUYET MINH SAO CAO TAI CHINH
Tgi ngdy 31 thcing 03 nam 2014
10- Bing la chi tiet cherng Wolin bj giim gii tfi 31/03/2014

Mi CK

ACB
BCC
CTS
DAC
DC4
DIH
DNY
DXP
EBS
L62
LCS
LIG
LTC
MCO
MIC
NGC
NSN
ONE
PDC

PFL
PMS
POT
PPG
PSG
PVA
PVE
PVL
PVR
QNC
S96
SD5
SD6
SDG
SDP
SHN
SIC
SRB
SSM
STP
TKC
TNG
TPH
UNI
VI5
VC1
VC2
VC3
VC6
VCS

VGS
VHH
VHL
VMC
VPC
VTC
VTS
VTV
ACL
BHS
BMC
BVH

Ten chirng khoin
Nharn cluing khoin sin HNX vA HOSE
Ngan hang Thircrng mai Co phan a Chau
CTCP Xi mang Bim San
CTCP Chang Khoan Ngan Hang Cong Thucrng VN
CTCP Gam xary dung [Yong Anh
Cong ty c6 phan DIC s6 4
Cong ty c6 ?IL Dau to Ph& trian Xay dung - Hai An
Cong Ty Co Phan Thep Dana - Y
A
A
Cong ty co phan Cang Doan XA
CTCP SGD tai Tp. HA Neii
CTCP Lilama 69.2
Cong ty CP Licogi 16.6
Ong ty Co phan Licogi 13
CTCP Dien nhe Vien Thong

CTCP DL to vi xay dung cong trinh 1
CTCP K9 nghe Khoang san Quay Nam
CTCP Che bien they sin Xuat khau NO Quyen
Cong ty CP xay dungx565
Cling ty c6 phan truyen thong 56 1
COng ty CP DL dim khi phuang dong
Cong ty CP BAt dOng sin Tai chinh Dau khi
Cong ty co phAn Ca KM Xiang pat'
CTCP Thiet bi Bau dien
CTCP SXTM dich vu Phu Phong,
Cong ty Co phan Dau to vi Xay lap Dau khi Sai Gen (PVC-SG)
CT xay dull (IL khi nghe an
CTCP Ttr van dau to va Thiet ke DAu khi
CTCP Bat clang sin Dien lac Dau khi Viet Nam
CTCP dich vu cao cAp dau khi Viet Nam
CTCP Xi mLg va Xay dung Quang Ninh
CTCP Song DA 9.06
CTCP Song Da 5
CTCP Song Da 6
Cong ty co phan SADICO CAn Thu
CTCP TM&VT Song DA
Cong ty c6 phAn Diu to Tang hop Ha Nal
CTCP DAu to vi phat trian song Di
Cong ty CP Sara
Cong ty co phAn the tao ket cAu they VNECO
CTCP Bao bi song DA
Cong ry )(ay dtmg vi Kinh doanh dia ac Tan KY
CTCP Dau to va Thucrng mai TNG
CTCP In sach lgiao khoa tai Tp. HA Nai
Cong ty c6 phan ViL Lien

Cong ty c6 OIL Xay dung so 15
CTCP Xay clang s6 1
CTCP Xay,dung s6 2
CTCP DA Op lat cao cAp Vinaconex
CTCP Vinaconex 6
CTCP Di op lit cao cAp Vinaconex
CTCP Ong the? viet dire VG PIPE
Cong ty CP Dau to va Xay dung VIWASEEN - Hue
CTCP Viglacera Ha Long
CTCP Calgioi I* may vi xay clang
Cong ty co phAn DAu to ye. Phat trien Nang lacing Viet Nam
Cong ty c6 phial Vien thong VTC
CTCP G6m Tir San Viglacera
CTCP Vat to Van tai xi mang
Cong ty c6 phan XuAt nhap khau They sin Cau Long A
Clang ty co phAn Duang Bien Hea
Cong Ty CO Phan Khoang san Binh Dinh
Tap doan Bao Vitt

Ton cu6i

23
85
39
92
2
53
53
45
48

50
50
39
96
28
76
20
64
89
88
50
60
96
50
180
90
27
14
53
88
20
44
54
90
96
64
12
89
11
50

16
10
60
52
50
80
70
79
75
34
98
37
83
38
40
10
17
53
9
8
7
I

Mr cues

465 400
1 175 000
639 600
4 192 400
24 600

678 400
608 000
2 376 000
1 256 518
1 365 000
760 000
383 700
1 200 000
296 800
3 522 600
366 000
544 000
936 900
998 710
300 000
894 000
1 027 700
230 000
762 000
1 845 631
298 400
146 700
281 200
900 600
665 900
1 090 200
1 046 300
2 313 000
1 017 800
634 800

240 900
466 900
279 000
1 360 000
191 800
181 500
553 500
928 600
585 000
4 992 000
2 052 500
1 445 700
1 317 500
661 500
1 285 700
296 000
4 589 900
969 100
312 000
220 000
475 300
1 038 800
129 800
120 560
511 330
57 410

Gil thj
trtkrng
17,000

8,500
12,100
7,100
9,800
11,700
7,800
48,300
9,600
6,900
7,000
7,900
12,200
5,300
10,200
13,500
3,000
8,200
5,200
5,300
11,000
9,200
3,800
4,200
5,200
9,600
5,500
5,000
7,200
4,100
16,500

14,400
22,000
8,100
6,700
8,500
4,800
12,500
10,000
7,000
14,400
7,300
9,400
3,900
18,700
15,300
13,800
8,900
19,200
8,700
3,700
29,000
22,300
4,200
5,400
13,000
15,900
10,500
12,400
40,800
45,100

GM trj CK theo
gii thj trulYng
391,000
722,500
471,900
653,200
19,600
620,100
413,400
2,173,500
460,800
345,000
350,000
308,100
1,171,200
148,400
775,200
270,000
192,000
729,800
457,600
265,000
660,000
883,200
190,000
756,000
468,000
259,200
77,000

265,000
633,600
82,000
726,000
777,600
1,980,000
777,600
428,800
102,000
427,200
137,500
500,000
112,000
144,000
438,000
488,800
195,000
1,496,000
1,071,000
1,090,200
667,500
652,800
852,600
136,900
2,407,000
847,400
168,000
54,000
221,000
842,700

94,500
99,200
285,600
45,100

Giim gii

74,400
452,500
167,700
3,539,200
5,000
58,300
194,600
202,500
795,718
1,020,000
410,000
75,600
28,800
148,400
2,747,400
96,000
352,000
207,100
541,110
35,000
234,000
144,500
40,000

6,000
1,377,631
39,200
69,700
16,200
267,000
583,900
364,200
268,700
333,000
240,200
206,000
138,900
39,700
141,500
860,000
79,800
37,500
115,500
439,800
390,000
3,496,000
981,500
355,500
650,000
8,700
433,100
159,100
2,182,900
121,700

144,000
166,000
254,300
196,100
35,300
21,360
225,730
12,310


10- BAng ke chi flit chirng kholn hi giam gil thi 31/03/2014

MA CK

CNT
DCL
DTT
HAS
HLA
MCG
PNJ
SAM
SEC
SFI
SGT
SJS
SMC
TDH
VIP
VMD

VST

Ten chirng kholn

COng ty CP Vary dung va kinh doanh at tir
Cong ty ciSphan Dirge pham Ciru Long
Cong Ty C6 Phan 1q Nghe Do Thanh
Cong ty co phan Xay IL Buu di4n Ha MI
CTCP HQu Lien a chau
Cong ty CP Co dien va xay dtmg Viet Nam
Cong ty CP yang Bac Da g4 Phil Nhuan
C6ng ty c8 phan Cdp va Vat lieu Vin Thong
COng ty CP Mia clueing Nhiet Dien Gia Lai
COng Ty CO Phan Dai 14 Van Tai SAFI
CTCP Cong nghe Vien thong Sai G6n
CTCP DAL, Or Phat trien DO thi va KCN Song Da
Cong ty co phan Dau to Thuang mai SMC
C6ng ty c8zphan Phat trien Nha Thu DUc
Cong ty Co Phan Van tai xani; dL V IPCO
Cong ty c6 phan Y Diroc pham Vimedimex
CTCP van tai va thue tau bin Viet Nam
CQNG

Dir cu6i

T4n cur

56 000
182 400
87 900

16 410
33 100
45 500
139 200
103 960
102 600
245 800
90 300
137 500
33 550
64 200
204 000
237 600
64 900

10
6
12
I
2
5
4
8
6
6
7
5
2
3
6

9
5

Gil thi
truirng

4,400
30,000
6,900
6,700
5,600
8,300
30,800
11,600
12,100
36,500
4,100
27,000
12,900
18,900
15,700
16,400
3,700

Gil tri CK then
gil thi truirng

44,000
180,000
82,800

6,700
11,200
41,500
123,200
92,800
72,600
219,000
28,700
135,000
25,800
56,700
94,200
147,600
18,500

Giant gii

12,000
2,400
5,100
9,710
21,900
4,000
16,000
11,160
30,000
26,800
61,600
2,500
7,750

7,500
109,800
90,000
46,400
27,492,479

Nhom Chikng kholn shn Upcom
PSB

VSP
VTA

CTCP Dau to Dau khi Sao Mai Ben Dinh
COng ty CO phAn Van tai bien va bat deing sin Viet Hai
Cong ty CO phan V italy
CQNG
Nh6m cluing kholn cliu to khlc
CQNG
/ TONGCCING' -: .

60 700
553 495
462 000

12
70
60

4,900
3,400

4,400

58,800
238,000
264,000

1,900
315,495
198,000
515,395

''

45,846,283,410
45,874,291,284


Mau so B09 - CTCK
Ban hanh theo T. Tu so 95/2008/TT-BTC
ngay 24 thong 10 nam 2008 ctia BO Tai chinh

CONG TY CO PHAN CHUNG KHOAN DAU KHf
18 LY ThtnYng Kigt - Hoan Kiem - Hi N6i

BAN THUYET MINH BAO CAO TAI CHINH
Qui', l ndm 2014
11- Tinh hinh tang giant Tai san co dinh hum hinh
Chi Witt

Phtrang tin van tai,

truyen
din

Thiet hi, dyng cy
quan ly

Tong cOng

NGUYEN GIA
2,896,863,700

14,733,457,130

17,630,320,830

-

114,297,000

114,297,000

-

-

2,896,863,700

14,847,754,130

17,744,617,830

1,662,487,340

10,963,664,675

12,626,152,015

89,991,240
-

491,682,077

581,673,317

-

-

1,752,478,580

11,455,346,752

13,207,825,332

- Tai ngay dau nam

1,234,376,360

3,769,792,455

5,004,168,815

- Tai ngiy cu6i quy

1,144,385,120

3,392,407,378

4,536,792,498

Si) dir Mitt nam

- Mua trong kjt
- Dau tu XDCB hoan thanh
- Chuyen sang bat dOng san dau to
- Thanh 1j', nhugng ban
- Phan loai lai
Si) du• call quy
GIA TRI HAO MON LUY KE
Si) dir
► din nam
- 'Chau hao trong IcS,

- Chuytn sang bat dOng san dau tu
- Thanh 1 ,, nhuong ban
- Phan loai lai
Si) dtr cuOi quy
GIA TRI CON L31

12- Tinh hinh tang giam Tai san c6 dinh vo hinh

TOng cOng

PhAn mem may filth

TSCD v8 hinh Idtac

12,989,653,695
-

300,000,000

13,289,653,695

-

-

-

-

-

-

-

-

SO dir cwii quy

GIA TRI HAO MON LUY KE

12,989,653,695
-

300,000,000
-

13,289,653,695
-

SO dtr dttu nam
- KEIL hao trong ky

10,125,431,294

208,064,516

10,333,495,810

763,885,065
-

15,000,000
-

778,885,065
-

-

-

Si) dur cuOi quy
GIA TRI CON LAI

10,889,316,359
-

223,064,516

11,112,380,875

- Tai ngay dAtt nam

2,864,222,401

91,935,484

2,956,157,885

- Tai ngiy cu6i quy

2,100,337,336

76,935,484

2,177,272,820

Chi flan

NGUYEN GIA

Si) du. din nam
- Mua trong ky
- Tao ra tir not bO doanh nghi0
- Tang do hop nhit kinh doanh
- Thanh ly, nturcmg ban
- Phan loai lai

- Thanh ly, nhugng ban
- Phan loai lai


Milot sift 809 - CTCK

CONG TV CO PHAN CHUNG KHOAN DAU KHI

Ban hanh theo T. 71.r so 95/2008/T7'-BTC

18 Ly Thvirng Kiit - !ban Kiem - Hi Ntii

ngay 24 thong 10 nam 2008 cart BO Tat chink

BAN THUYET MINH BAO CAO TAI CH1NH
Qui, I nam 2014
13- Cic khoin phii thu

Chi lieu

Qua han Kho del

Tong so

1. Phii thu cast khich hang

98,258,869,160

2. Tra try& cho ngtriri bin

830,146,850

3. Phai thu boat dYng giao dich chirng khoan

SO phat sinh Itly ke tic dist nim den cuei quy

Si diu nim

-

..

-

Teng se

Guam

Ting

SO cuti QuY

491,146,907,081

460,730,152,262

128,675,623,979

390,810,506

282,482,356

938,475,000

10,000

10,000

10,000

10,000

Qui

Khe

han

doi

So dy. !Thong di lip

-

- Phai thu cua Set (Trung tam) GDCK
- Phai thu khach hang sie giao dich Chung khoan
- Phai thut6 civic phat hanh(bao linh phat hanh) CK

-

-

-

- Phai thu Trung tam luu ky Chung khoan

- Phai thu thanh vien khac
i
4. Thue GTGT dtryc khan Inc
5. Thue va cic khoan phai thu nha ntrac

-

-

-

200,514,671

200,514,671

-

85,580,739

532,047,851

523,711,389

93,917,201

-

1,731,281,945,176

1,731,281,945,176

-

119,469,215,215

119,590,418,506

6. Phii thu not by
7. Phii thu khic

-

6,560,879,237

-

6,439,675,946

14- Vay va Ncr ngan hail

Khoan ray tai Ngin hing
Ngan hang TMCP Bao Viet

SO dal, flint
40,000,000,000

Si phit sinh litv ke tir din nim den cuei qui
ring
70,000,000,000

Giam
50,000,000,000

SO cuei Quy

Muc dich

60,000,000,000 BO sung von luu dung