PDC Báo cáo tình hình quản trị 6 tháng cuối năm 2016

CQNG HoA xA HQI CHiJ NGHiA VI:¢T NAM
DQc I~p - T1}'do - H~nh phuc

CONG TY CO PHAN
DU LJCH DAu KHi PHUONG DONG

se.

Nghe An, ngay.to thdng Ob nam 2017

05 IBC-HDQT

BAo cAo TINH HINH QUAN TRJ
CONG TY CO pHAN DU LICH DAu KHI PHUONG DONG
(6 thang cu8i Dam 2016)

Kinh giri:

- Uy ban

Chung khoan Nha mroc
- Sa Giao dich Chirng khoan Hi NQi

- Ten cong ty dai chung
- Dia chi tru

sa chinh

Dien thoai: 038.3845527

: Cong ty C6 ph§n Du lich D§u khi Phuong Dong

: 218 Le Dufin, Phuong Tnrong Thi, Tp.Vinh, Nghe An
Fax: 038.3593479

- V6n dieu l~

:··150 ty d6ng

- Mil chirng khoan

: PDC

Email:

I. Hoat dQng ciia HQi dang quan tr]:
1. Cac cuoc hop/Ian lfiy y ki~n cua HDQT:
STT

Thanh vien HDQT

Clnrc vl}

S8 bu6i
Ty I~
hop tham
d1}'/I§ncho
y k.i~n

Ly do

1

Le Thanh Than

Chu tich
·HDQT

3

100%

2

Le Thj Hoang Y~n

TVHDQT

3

100%

3

Nguy~n Th~ Hoang

TVHDQT

3

100%

4

Nguy~n Thj Mai HU'O'ng TVHDQT

1

33.3%

Di cong tac

5

Tr§n Hoai Duc

TVHDQT

1

33.3%

Di cong tac

6

Tr§n Hai Nam

TVHDQT

3

100%

2. Hoat dong giam sat cua HDQT d6i voi Ban Giam d6c:
Tlnrc hien dung quy dinh tai Di€u l~ Cong ty, Quy che quan tri Cong ty, cac Quy
dinh/Quy ch~ quan ly nQibQva phap luat hien hanh.
3. Hoat dQng cua cac Ti~u ban thuoc HQi d6ng quan tri:
Hien HDQT C6ng ty C6 phan Du lich Dfiu khi Phuong Dong chua thanh l~p
cac Ti~u ban thuoc HDQT.
1


II. Cac Nghj quy~t/Quy~t

djnh cua HQi dAng quan tr]:

Trang 06 thang cu6i nam 2016, HDQT ban hanh 06 Nghi quyet, Quyet dinh sau:
STT

S6 Nghj quy~t
/Quy~t djnh

Ngay

NQi dung

1

02/NQ-HDQT

15110/2016

Thay d6i ngiroi n~m gift clnrc vu Chu tich
HDQT (ong Le Thanh Than nam gift clnrc
vu Chu tich HDQT thay ong Nguyen Th~
Hoang)

2

03/QD-HDQT

17110/2016

Mi~n nhiem ong TrAn Dinh Phuc - PGD
phu trach, b6 nhiem ong Thai H6ng Nha Giam d6c Cong ty/ngiroi dai dien phap luat

3

09/QD-HDQT

20110/2016

Mi~n nhiem chirc vu Pho phu trach Phong
TCKT d6i voi ba Le Thi H6ng Gam

4

13/NQ-HDQT

24/10/2016

T6 clnrc DHDCD thuong nien 2016

5

15/QD-HDQT

18/1112016

B6~nhiem chirc vu Truong phong TCKT
d6i voi ba Nguyen Thi Thuy Nga

6

16/QD-HDQT

28112/2016

Lira chon don vi kiem toan cho nam tai
chinh k~t thuc vao ngay 3'1/12/2016

.

III. Thay dAi danh sach v~ Nguot co lien quan cua Cdng ty d~i chung theo quy
djnh tai Khmin 34, Di~u 6 Lu~t Chung khoan:
1. Ngay 05/7/2016, ba Nguy~n Th] Thuy Nga - Thanh vien BKS co don ill nhiem
thanh vien BKS gjri DHDCD k~ tit ngay 01/7/2016, vi vay danh sach Nguoi co lien
quan cua ba Nguy~n Th] Thuy. Nga duoc dua ra khoi Danh sach c6 dong nQi bQ va
ngiroi co lien quan k~ tit thai diem tren;
2. Ngay 05/7/2016, ba Le Khanh Linh - Thanh vien BKS co don tit nhiem thanh vien
BKS giri DHDCD k~ tit ngay 01/7/2016, vi v~y danh sach Ngiroi co lien quan cua ba

Le Khanh Linh diroc dira ra khoi Danh sach c6 dong noi bQ va ngiroi co lien quan k~
ill thai di~m tren;
3. Ngay 13110/2016 ong Thai HAng Nha duoc b6 nhiern chirc vu Giam d6c Cong
ty/ngiroi dai dien phap lu~t thay cho ong TrAn Dinh Phuc, vi v~y k~ tit ngay
13110/20 16 danh sach Ngtroi co lien quan cua ong TrAn Dinh Phuc duoc thay th~ bang
danh sach Nguoi co lien quan cua ong Thai H6ng Nha (chi ti~t tai phan IV cua Bao
cao nay).
4. Ngay 18111/2016 ba Nguy~n Th] Thuy Nga diroc HQi d6ng quan tri Cong ty C6
phan Du lich DAu khi Phuong Dong b6 nhiern chirc vu Truong phong Tai chinh K~
toan thay th~ ba Le Thi H6ng Gam, vi vay k~ ill ngay 1811112016 danh sach Nguoi co
lien quan cua c6 dong nQi bQ Le Thi H6ng Gfirn duoc thay the bang danh sach Ngiroi
co lien quan cua ba Nguyen Thi Thuy Nga (chi ti~t tai phan IV cua Bao cao nay).
IV. Giao djch cua cA dong nQi bQ va ngU'Oi co lien quan:
1. Danh sach c6 dong noi bQ va ngiroi co lien quan: Tai Phu luc 02 dinh kern.

2


2. Giao dich
STT

e6 phieu:
Quan
h~v6i
A
co
dong
nQi
bQ/cA
dong

NgU'Oi
thuc hi~n
giao djch

sa cA phi~u SO'
hfru diu ky

sa cA phi~u sO'
hfru cuai ky

Sa cA
phi~u

Ty l~

sa cA
phieu

Ty l~

7.428.756

7,706%

1.184.800

7,899%

Lydo

tang, giam
(mua, ban,
chuyen d6i,
thutrng ...)

Ion

1

LeThi
Hoang
Y€n

Le
Thanh
Than

Mua

3. Cac giao dich khac: Khong.
V. Cac v§n d~ cAn hru y khac: Khong.
Tran trong bao cso.',

Nui nh(in:
- Nhu tren;
- Cac Thanh vien HDQT;
- Cac Thanh vien BKS;
- Ban Giam d6e, Truong phong TCKT;
- Liru: VT, f)Sf).

3


PHV LVC 01:
BAN RAN CI-IE
Danh sach thay d8i NguiYi co lien quan
THONG TIN
t~i Cong ty C8 phAn Du ljch DAu khi Phuong Dong
(Kern theo Baa cdo tinh hinh quem tri s6 OS /BC-HDQTngay A; thangbb ndm 201T<"
cua H(Ji d6ng quan tri Cong ty cd phdn Du lich Ddu khi Phuong Dong)

n.i
kho:!n
giao djch
CK
(n~u co)

ThO'i
di~m
khong
con U.
NCLQ

Clnrc VI]. tai
Cong ty (n~u co)

ThiYi di~m
b~t dAu If.
NCLQ

K~ toan trU'cYng
cdng ty

18/1112016

K~ toan truong
cong ty

Nguyen Dire Khang

18/11/2016

Lit B6 cua KS toan
truong

Nguyen Thj Dong

18/11/2016

Lit me cua KS toan
twang

STT

Ten ta clnrc/ca nhfin

1

Nguy~n Th] Thuy Nga

2
3

,

Ly do

4

Nguyen Thj Thuy Linh

18/11/2016

Lit chi cua KS toan
tnrong

5

Nguyen Dire Quang

18/11/2016

Lit em cua KS toan
tnrong

6

Nguyen Dinh Vi~t

18/11/2016

7

Nguyen Quynh Anh

18/11/2016

.

.

Lit chong cua kS
toan tnrong
Lit con cua KS toan
twang

Trang 4

-'-


BANHANCHE
THONG TIN

PHV LVC 02
Danh sach cB dong nQi bQ va NgU'O'ico lien quan
tai Cong ty CB phan Du ljch Dau khi Phuong Bong
(Kern theo Baa cdo tinh hinh quem tri s6 05 /BC-HDQTngay
.lP thang S ndm 20Ft
cua H9i a6ng quem trt Cong ty C6 phdn Du Itch Ddu khi Phuong Dong)

STT

Ten t6 clnrc/ca
nhan

Tai khoan giao djch CK
(n~u co)

Chirc V\I
t~i Cong
ty (n~u
co)

Sa CP sO'
hfru cuai
ky

Ty I~
%CP
sO'
hfru

Ghi clni

.l..

CUOI

ky
1

Le Thanh Than

2

Hoang Thi Hu~

3

t.e Thi Hoang

Y~n

040C012362 t~i Cdng ty c6 phAn
Chung khoan D~i Duong

003C512987
tai Cong ty c6 ph~n Chung khoan
Sai Gon

.

.

4

t.s Hai

5

t.s Hoang

An

Dan

Chti tjch
HDQT

3.000.000

20

NQi bQ

0

7,899

NCLQ

Thanh

vien

1.155.900

NCLQ

HDQT

0

0

NCLQ

0,

0

NCLQ

.

6

t.e Thi Dung

0

0

NCLQ

7

r.e Thi Loan

0

0

NCLQ

8

r.s Thanh

Song

0

0

NCLQ

Doanh nghiep tir
nhan Xay dung s6 1
tinh Di~n Bien

0

0

NCLQ

10

Cong ty c6 ph~n T~p
doan Muong Thanh

0

0

NCLQ

11

Cong ty co phan San
xu~t - Xu~t nh~p
khAu Bemes

0

0

NCLQ

12

Cong ty c6 ph~n Du
lich Nghe An

0

0

NCLQ

0

0

NCLQ

0

0

NCLQ

·9

13

14

Cong ty co phan
Thuong mai va Du
lich Thanh nien
Quang Ninh
Cong ty CP Dau tir
xay dung va PhM
tri~n du ljch Lang
San

Trang 5

;(

cl,

'.!',
VIi


STT

Ten

tB chuc/ca
nhan

.

Tai khoan giao djch CK
(n~u co)

Chirc vI}
tai Cdng
~
ty (neu
co)

S& CP sO- Ty I~
hfru cu&i %CP
sOky
hfru

Ghi chu

~,

CUOI

ky
15

Cong ty, co phap
Phat trien Dia oc
Cienco5

16

Le Thi Hoang Y~n

17

Le Thanh Than

18

Hoang Thi Hu~

19

£)6 Trung Kien

20

£)6 Minh Tu~

21

LeHaiAn

22

Le Hoang £)an

23

Cong ty c6 phfrn Tap
do an Muong Thanh

003C512987
tai Cong ty cB phAn Chung
khoan Sai Gon
040C012362 tai Cong ty c6 phfrn
Chung khoan Dai Duong

Thanh
vien
HDQT
Thanh
vien
HDQT

040C012361 tai Cong ty c6 phfrn
Chung khoan Dai Duong

0

1.155.900

7,899

3.000.000

20

NCLQ

0

0

NCLQ

2.850.000

.

NCLQ

0

19

N{>ib{>

NCLQ

0

0

NCLQ

0

0

NCLQ

.

0

NCLQ

0

0

NCLQ

0

0

NCLQ

0

0

NCLQ

0

0

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0

::=

24

25

CO!1gty C? phan San
xuat - Xuat nhap
khAu Bemes
Cong ty TNHH Dau
tu Khai Thac H~
tfrng £)0 thi Mi~n
Nam

Thanh
vien
HDQT

26

Nguy~n Thi Mai
HU'O'ng

27

Nguyen Xuan Lap

0

0

NCLQ

28

Nguyen Vi€t LUQ'ng

0

0

NCLQ

29

Nguyen Mai H~
Linh

0

0

NCLQ

30

Nguyen Vi€t Tung
Linh

0

0

NCLQ

31

Nguyen £)uc ThQ

0

0

NCLQ

.O(

-=T.

Trang 6

•


STT

Ten tA chirc/ca
nhan

Tai khoan giao djch CK
(n~u co)

Chirc VI}
tai Cdng
ty (n~u
co)

S6 CP SO' Ty I~
hfru cu6i
%CP
ky
sO'
hii'u

Ghi chii

I..
CUOI

kv

0

0

NCLQ

2.900

0,019

NQi bQ

TrAn Quang LQc

0

0

NCLQ

35

vn Thi Mai

0

0

NCLQ

36

Bui Thi Phuong Lan

0

0

NCLQ

37

TrAn Hoai Lan Chi

0

0

NCLQ

38

TrAn Hoai Dung

b

0

NCLQ

39

TrAn Quang Hoai

0

0

NCLQ

40

TrAn Thi Hoai
Hirong

0

0

NCLQ

41

T6ng C6ng ty C6
phAn DVKT DAu khi
Vi~tNam

0

0

NCLQ

42

TdnHaiNam

°

°

NQi bQ

43

Truong Thi ut

0

0

NCLQ

44

TrAn Ngoc Ha

0

0

NCLQ

45

TrAn Ngoc Bao
Khanh

0

0

NCLQ

46

TrAn Thi Thu Hi8n

0

0

NCLQ

32

Nguyen Dtrc D6ng

33

Trin Hoai

34

Thanh
vien
HDQT

J)tfC

,

.

Thanh
vien
HDQT

Trang 7


STT

Ten tA clnrc/ca
nban

Tai khoan giao djch CK
(n~u co)

Chirc vl}
tai Cong
ty (n~u
co)

S8 CP sO'
hiru cu8i

ky

Ty I~
%CP
sO'
hiru

Ghi chu

I..
CUOI

ky
47

Trfrn £)uc Nghia

0

0

NCLQ

1.470.000

9,8

NCLQ

°

°

Ni)ibi)

0

0

NCLQ

0

0

NCLQ

Tlmg Cong ty CP
48

Bia - Rirou - Nu6'c
giai khat Sai Gon

49

Nguy~n Th~ Hoang

50

£)6 Thi Thu~n

51

Nguyen Th~ Tung

52

Nguyen Thu Quynh

0

0

NCLQ

53

Nguyen Quoc Tri

.

0

0

NCLQ

54

Ngan hang Thirong
mai C6 phfrn Dai
Duong

1.630.600

10,871

NCLQ

55

Le Thj Thu Huong

1.900

0,012

Ni)i bi)

Thanh
vien
HDQT

,

TrU'O'ng
BKS

!VI

;N
56

Le Hong Long

0

0

NCLQ

J Kit:

jNG;
~
~

0

0

NCLQ

Nguyen Nguyen Tai

2.900

0,019

NCLQ

59

Nguyen Hoang Nam

0

0

NCLQ

60

Nguyen Hoang Hai

0

0

NCLQ

61

Le Thi Thu

0

0

NCLQ

57

Nguyen Thi Tuyet

58

Trang 8


.
STT

Ten ta chuc/ca
nhan

Tai khoan giao djch CK
(n~u co)

Chirc Vl}.
tai Cdng
ty (neu
co)

. "

S6 CP sO'
hfru cu6i
ky

Ty I~
%CP
sO'
hfru

Ghi clni

".

CUOI

ky

.

62

Le H6ng Lam

0

0

NCLQ

63

Le H6ngThao

0

0

NCLQ

64

Thai Hang Nhii

0

0

NQi bQ

65

Thai Van Nhuan

0

0

NCLQ

66

TrAn Thi Lan

0

0

NCLQ

67

Phan Thi HiSn

0

0

NCLQ

68

Thai H6ng NgQC

0

0

NCLQ

69

Thai H6ng Vinh

0

0

NCLQ

70

Thai Van Trang

0

0

NCLQ

600

0,004

NQi bQ

71

Giam
d6c

.

Pho
Giam
d6c

Truong Thi Thu
Huyen

72

Truong Van Chuang

0

0

NCLQ

73

Nguyen Thj Oanh

0

0

NCLQ

74

Truong Phan Quoc
Bao

0

0

NCLQ

75

Truong Th] Huang

0

0

NCLQ

76

Truong Van H6ng

0

0

NCLQ

77

Truong Van Chuyen

0

0

NCLQ

Trang 9

{,


STT

Ten tA clnrc/ca
nhan

Tai khoan giao djch CK
(n~u co)

Clnrc vl}
t~i Cfmg
ty (n~u
co)

S6 CP sO'
hfru cu6i

ky

Ty I~
%CP
sO'
hfru

Ghi chu

I..
CUOI

ky
K~ roan
trueng
cong ty

18/11/2
016

NQi bQ

Nguyen Duc Khang

18/11/2
016

NCLQ

80

Nguyen Thi Dong

18/11/2
016

NCLQ

81

Nguyen Thi Thuy
Linh

18/11/2
016

NCLQ

82

Nguyen Dire Quang

18/11/2
016

NCLQ

83

Nguyen Dlnh Vi~t

18/11/2
016

NCLQ

84

Nguyen Quynh Anh

18/11/2
016

NCLQ

85

Dinh Sy Duc

86

78

Nguy~n Th] Thuy
Nga

79

NgU"Oi
CBTT

.0

0

NQi bQ

Dinh Sy Kinh

0

0

NCLQ

87

Phan Thi Hoa

0

0

NCLQ

88

Dinh Sy NghTa

0

0

NCLQ

89

Nguyen Bich Ngoc

0

0

NCLQ

90

Dinh Yen Chi

0

0

NCLQ

91

Dinh Sy Dire Tri

0

0

NCLQ

TAng cQng: 91 ca nban/tA
chirc

Trang 10