Báo cáo kết quả giao dịch trở thành cổ đông lớn

(Ban hanh kern theo Thong tu sS 52/2012/TT-BTC ngay 05 thdng 04 nam 2012 ciia Bo Tai chinh
huang dan vi viec Cong bd thong tin tren thi truang chung khodn)
(Promulgated together with Circular 52/2012/TT-BTC dated 05 April 2012 of Ministry of Finance
providing guideline on information disclosure on securities market)
Ten to chu-c
Investor name
HALLE Y SICAV ASIAN PROSPERITY
So :

CQNG HOA XA HQI CHU NGHIA VIET NAM

HALLE Y

Doc lap - Tu* do - Hanh phiic
SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

/

, ngay 14 thdng 5 nam 2014
,

CONG T Y C O ^ f t e L I / C K H A k HOA
BAO CAO VE S d

Htru C U A

, 14 5 2 0 1 4

C O D O N G LOOV

REPORT ON MAJOR SHAREHOLDERS
Chuyen

hnu ho

sor s o ^ ^ ^ ^ ^ ^ n g ^ ^ ^ . .

To:

ban Chirng khoan Nha nu-ac
State Securities Commission
- S o Giao dich Chung khoan
Stock Exchange
- C o n g ty dai chung: KHANHHOA POWER JOINT
STOCK COMPANY
Public company: KHANHHOA POWER JOINT STOCK
COMPANY

1. Thong tin to chirc dau tu*:
1. Information of Investor
- Ten t6 chuc: HALLEY SICAV - HALLEY ASIAN PROSPERITY
Name of institutional investor: HALLEY SICAV - HALLEY ASIAN
PROSPERITY
- Qu6c tich:
Nationality: lxxy^^\^^(3^^
.
- S6GPDKDN:
^
Incorporation certificate number: ^ O ^
QO

^
- Nganh nghe kinh doanh chinh:
Key business line:
- Dia chi tru sa chinh:
Head office address:
Phone No: +3522619391 Fax: +35227125484 Email:management@aamUu

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Phone No:

Fax:

Email:

2. Nguoi CO lien quan (dang nam giir cung loai c6 phieu/ chrnig chi quy):
2. Affiliated person (owning the same shres/fund certificate):
- Ho va ten ca nhan/to chuc c6 lien quan:
Name of affiliated per son/organization:
- S6 CMND/Ho chilu
ngay c4p
nai cip
/S6 chiing nhan
dang ky kinh doanh:
ID number or Passport number
Issued date
Issued place (or
Incorporation certificate number in case of institutional investor):
- Chiic vu hi en nay tai cong ty dai chung/ cong ty quan ly quy (neu c6):

Current position in the public company/fund administration company (if any):
- Mdi quan he vai ca nhan/t6 chuc 6kn tu:
Relationship with individual/institutional investor:
3. Ten c6 phieu/chihig chi quy/ma chmig khoan sa hCm:
3. Information of owned securities:
- Ten Chung khoan so huu: KHANH HOA POWER JOINT STOCK
COMPANY
Name of owned securities:
KHANH HOA POWER JOINT STOCK
COMPANY
- Ma chung khoan so huu: KHP
Securities code: KHP
4. So tai khoan giao dich c6 c6 phieu neu tai muc 3: HSBFCA6051 Tai cong ty
chung khoan:
Trading account number: HSBFCA6051 at Securities company:
5. So luong, ty le c6 phieu/chung chi quy nam giCr truo'c khi thyc hien giao dich:
1,884,000 c6 phieu, chiem 4.70 % s6 c6 philu dang luu hanh.
Number of shares/fund certificate percentage of ownership before conducting
transaction: 1,884,000 shares, 4.70 % of outstanding shares.
6. So lu-ong CO phieu/chung chi quy da mua/ban: 126,000
Number of shares/ fund certificate sold /purchased: 126,000

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7. So luong, ty le c6 phieu/chang chi quy nam giir sau Idii thyc hien giao dich:
2,010,000 c6 phieu, 5.02 % so CO philu dang lim hanh.
Number of shares/fund certificate, percentage of ownership after conducting
transaction: 2,010,000 shares, equal 5.02 % of outstanding shares.
8. Ngay giao dich lam thay doi ty le so hihi va tro- thanh c6 dong Ion: 13/05/2014.

Transaction date that makes the change in ownership percentage and becomes the
major shareholder: 13/05/2014.
9. So lirong, ty le c6 phieu/chmig chi quy nguoi c6 lien quan dang nam giu:
Number of shares/fund certificate, percentage of ownership currently held by
affiliated person (s):
10. So luong, ty le c6 phieu/chmig chi quy ciing ngucri c6 lien quan nSm giu sau
khi giao dich:
Number of shares/fund certificate, percentage of ownership (of the investor and
the affiliated person) after conducting transaction:
Ca nhan/td chuc bao cao
(Ky, ghi ro ho ten, dong din)
Report maker
{(Sign, seal and state the full name)

iofiane BENZARTt
s'ortfoHo Manager

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