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Tribal Solid Waste Management,
ENVIRONMENTAL CODES &
ENFORCEMENT
by:
Anan Tanbouz, P.E. & Ben Banipal, P.E.

AGENDA

What is an Integrated Solid Waste Management
Plan (SWMP)

Tribal Solid Waste Authority, Codes, Ordinances
& Regulations

Tribal Solid Waste Enforcement Issues &
Authority

USEPA Solid Waste Contacts

Summary

What is an Integrated SWMP?

SWMP is not an actual SWM Program

Preparing a SWMP is the 1
st
step towards
developing a comprehensive SWM
Program



Remember, all SWM Plans are not alike

SWMP is structured based on the needs of
community

Components of SWMP

EPA suggests Four major components in a typical
SWMP:

Past and Present SWM Practices

Solid Waste Generation

Goals and Objectives

Integrated SWM Approaches

Source Reduction

Recycling

Composting

Collection and Transfer Station

Landfill

Components of SWMP

…Continue
Understanding the Current SWMP:

Evaluate current SWM practices

Assess individual practices and attitudes

Understand the regulatory and institutional climate of
the Tribe

Examine multi-jurisdictional opportunities

Assess current & potential financial resources

Characterize the current waste stream

Assess the future waste stream


Once the Draft Plan is Written?

Having others review the plan.

Sharing the plan with the community to
gather public input.

Seeking experts to conduct more
detailed analyses of certain selected
alternatives


Revising the plan as necessary.
Components of SWMP
…Continue

Tools Available to Develop
SWMP

What Tools are Available to Assist in Plan Development

Guide for Initiating SWM Planning on Indian Country-
BIA, June 1992

Decision-Maker’s Guide to SWM, Vol II- USEPA, August
1995

Publications on SWM in Indian Country- USEPA,
December 1996

Other Tribal SWM Plans are available via EPA/BIA, IHS
…etc

Consortia: AIPC-POEP & ITEC

Technical Assistance from All Federal Agencies: EPA,
BIA & IHS, USDA, RUS,HUD

Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid Waste
Environmental Codes


Tribal Authority to regulate the Tribal environment is
a basic component of Tribal Authority Sovereignty.
William v. Lee, 38 U.S. 217 (1959)

Tribes have the right to make their own laws and be
governed by them. Tribes have sovereign power to
enforce tribal laws, including environmental laws,
over their members. Nancy v. EPA., 645F.2d 701
(9th Cir. 1981), cert. Denied sub nom. Crow Tribe of
Indians v. EPA, 454 U.S. 101 (1981).

Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid Waste
Environmental Codes …continues
Tribal civil authority over non-Indians has
been recognized in a variety of
circumstances. There are cases not
specifically addressing tribal environmental
authority that are important in the
consideration of tribal regulatory over non-
Indians. Montana v. United States, 450, U.S.
544, 565-6 (1981).

EPA has the authority under Sections 2002,
4004, and 4010 of the Resource
Conservation and Recovery Act (RCRA) to
promulgate site-specific rules as outlined in
this draft guidance document. The authority
to such rules has been upheld by a US
District Court in “Yankton Sioux Tribe v.

EPA,” 950 F. Supp. 1471 (D.S.D. 1996)
Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid
Waste Environmental Codes …continues


A US Court of Appeals “Backcountry Against Dumps
v. EPA,” 100 F.3d 147 (D.C. Cir. 1996) suggested it
would recognize EPA’s authority to issue such site-
specific rules under RCRA Subtitle D in Indian
Country
• The court noted that EPA and the Tribe need not wait
for Congress to amend RCRA to obtain flexibility in
complying with the revised MSWLF criteria. Instead,
the court suggested that EPA could issue a site-
specific rule satisfying both the intent of RCRA and
an owner or operator’s need for flexibility.
Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid
Waste Environmental Codes …continues


The Tribe and certain Federal agencies are
required by law to comply with the disposal
of solid wastes on the Reservation under the
Federal Solid Waste Disposal Act (herein “the
SWDA”), as amended by the Resource
Conservation and Recovery Act (herein
“RCRA”), 42 U.S.C.A. §§ 6901-6992; and more
specifically, Subchapter IV, “State or Regional

Solid Waste Plans”, 42 U.S.C.A. §§ 6941-
6949(a), or SWDA §§ 4001-4010.
Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid
Waste Environmental Codes …continues


These Federal laws also include the various solid waste
regulations promulgated thereunder by the U.S. EPA,
including the comprehensive final rules and regulations
contained in 40 CFR Part 258, for the location, design,
operation, closure, post-closure, and financial assurance
requirements for municipal solid waste landfills.

The Tribe intends by the adoption of the Solid Waste
Code, to comply with the SWDA, and the Part 258 Criteria.
Once the Tribe’s Solid Waste Management Plan is
adopted by the Tribal Council, the Director of the Tribe’s
Solid Waste Agency may coordinate with the EPA for its
concurrence of the Tribe’s solid waste program.
Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid
Waste Environmental Codes …continues


The Tribe has the same flexibility as
States in complying with the Part 258
Criteria under the Site-specific Flexibility
Rulemaking Process. The code prohibits
the disposal of any solid waste except in

MSWLFs which comply with the Part 258
Criteria. Disposal of solid wastes at
“open dumps” is prohibited under the
Solid Waste Code.
Tribal Authority and Inherent Sovereign
Power to Manage and Regulate Solid
Waste Environmental Codes …continues

Enforcement of Tribal Codes
and Regulations

Tribal Authority to Enforce - 25 U.S.C. 1302

What is being enforced?

Who is doing the enforcement?

How is the enforcement to be
accomplished?

Enforcement Processes

Compliance Orders/ Administrative
Orders

Tribal Court - Civil Actions

Tribal Court - Criminal Actions

Tribal Codes and Regulations

Table of Contents

Finding & Purpose of Solid Waste Codes

Definitions

Designation of Authority

Proper Handling, Collection, & Disposal of
SW and/or Hazardous Waste

Permit requirements for SWM activities

Public involvement & Enforcement

Tribal Codes and Regulations
… continue

Finding & Purpose of Solid Waste Codes

Purpose of Solid Waste Management Code

The Tribe’s Inherent Sovereign Power & Civil
Jurisdiction.

The Tribe’s MSW, Solid Waste & Hazardous
Waste Policies

The Tribe’s Authority & Commitment to Manage
Tribal Resources


Tribal Codes and Regulations
… continue

Designation of Authority

Creation of a Tribal Environment Division

Duties of the Environment Division with respect to
MSW and SW

Duty of the Environment Division to Investigate
Under This Code

Tribal Codes and Regulations
… continue

Proper Handling, Collection, & Disposal of
SW and/or Hazardous Wastes:

Integrated Solid Waste

Open Dumping

Burning of Solid Wastes

Household Hazardous Waste

Special Wastes


Tribal Codes and Regulations
… continue

Permit requirements for SWM activities:

Define General Permit requirements

Permits for the Construction and/or Operation of a
Management Facility

Transfer Station

Operational requirements for Transfer Stations

Tribal Codes and Regulations
… continue

Public Involvement & Enforcement:

Public Participation & Hearings

Actions on Public Complaints

Enforcement Actions

Community Members

Permitted Haulers and/or Management
Facilities


Penalties/Fines

Enforcement of Tribal Codes
and Regulations
25 U.S.C. 1302
Due process is critical throughout the
enforcement process. The Indian Civil
Right Act provides that: “No Indian Tribe
in exercising powers of self-government
shall (8) deny to any person within its
jurisdiction the equal protection of its
laws or deprive any person of liberty or
property without due process of law.”

Enforcement Mechanism
Items to Consider
What is being enforced?

Violation of the Ordnance or Code

Violation of a regulation or rule

Person or entity is creating an imminent
and substantial endangerment to the
public health and environment

False or misleading information in an
application, report, permit or other
document filed, maintained or used for
ensuring compliance


Enforcement Mechanism
Items to Consider …continues
Who is being done by the enforcement?

Solid Waste Department or Staff?

Tribal Administration - includes Tribal Officials,
the Governor’s Staff?

Tribal Law Enforcement departments - includes

Conservation Officers

Wildlife Officers

Range Patrols

Police Department within the Tribes

Enforcement Mechanism
Items to Consider
How to accomplish Enforcement?

Compliance orders

Clean up and cease and desist orders

Temporary restraining order, preliminary and
permanent injunction or other relief necessary

to protect the public health or the
environment

Civil action in Tribal Court

Criminal action in Tribal Court

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