Các giải pháp nâng cao chất lượng thực hiện thẩm quyền hỗ trợ tư pháp của tòa án việt nam đối với trọng tài thương mại

CAC GIAI P H A P N A N G C A O C H A T LirONG THU^C HIEN
THAM QUYEN HO TR0 TU PHAP CUA TOA AN
VIET NAM DOI V 6 l TRONG TAI T H U O N G MAI
NGUYEN THI THU TRANG'*'
Tom tdt: Bai viet nay lim ro mot so'bat cap trong thUc trang phap luat va tbUc tien x4t xd lien
quan den thdm quyin ho trd tU phap cua Toa an doi vdi trgng tai thifdng mai; d^c bift dua ra cac giai
phap hUu hieu v^ c&'p thiet de nang cao cbA't lUdng .vet xd cua Toa an Viet Xam doi vdi loai viec niiy
Tii" khoa: Phap luat trgng tai thUdng mai; trgng tai thuang mai: tham quyen ho trd tu phap doi
vdi trgng tAi th Udng mai; giai phap.
Abstract:

This article discussed limitations

in regulations and practice of judgment

of

Vietnamese courts on judicial assistance to trade referee, m order to propose effective and cs.scntia7
solutions to improve and facilitate the quality ofjudgment of Vietnamese courts.
Keywords: Referee law; trade referee, judicial assistance; solution.
NgAy nhin bAi: 30/3/2020; Ngay sda bai: 20/4/2020; Ngay duyet d&ng bki: 20/5/2020.

Dan nhap
Trpng tai thfldng mai (TTTM) dang dan
trd thanh phfldng thflc giai quyet tranh
cha'p thay the cho Tda an dfldc sii dung
phd bie'n bdi cac ben trong thfldng mai
qudc te. Tuy nhien, de to' tung trpng tai cd
the didn ra mot each thuan ldi va dam bao
kha nang thi hanh cua phan quyet trpng
tai (PQTT) thi cdn cd sfl hd trd cua Tda an

qudc gia. Chinh vi vay, phap luat TTTM
cua cac nfldc tren the gidi cung nhfl phap
luat TTTM Viet Nam deu ghi nhan tham
quyen hd trd tfl phap cua Tda an ddi vdi
TTTM. Theo dd, vdi tfl each la ed quan tfl
phap edng, Tda an cd tham quyen nhan
danh Nha nfldc giup dd, trd giup, hd trd
hoat ddng TTTM thdng qua viec giai quyet
cac tranh chap, yeu cau lien quan den
boat ddng trpng tdi theo cac thu tuc td
tung do phap luat quy dinh va theo hfldng
cd ldi cho boat ddng to' tung trpng tai de
$06-2020

dam bao to' tung trpng tdi didn ra mdt
cdch cdng bdng va hieu qua.
Theo quy dinh tai Dieu 414 Bd luat Td
tung dan sfl ndm 2015 va khoan 2 Dieu 7
ciia Luat TTTM, quy dinh cua phap luat
Viet Nam ve" tham quyen ho trd tfl phap
cua Tda an Viet Nam ddi vdi TTTM khdng
cd nhie"u sfl khac biet so vdi cac quy dinh
cua Ludt Mdu ve TTTM qud'c te' cua Uy
ban Lien Hiep Qudc ve Luat thfldng mai
qud'c te (Luat Mdu UNCITRAL) cung nhfl
Cdng fldc NewYork nam 1958 ve" Cdng
nhan vd cho thi hanh PQTT nfldc ngoai va
deu bao gdm npi dung cd ban sau:
- Tham quyen hd trd tfl phap cua Tda
an ddi vdi TTTM d giai doan trfldc khi bdt

ddu va trong qua trinh td tung trpng tai
bao gdm: (i) Thi hanh thda thuan trpng

•'' NCS, Hoc vien KHXH,
EmaiL

NH&N Lire KHOA HOC XA HOI

Q


C.\C GIAI I'HAP NANG CAO CHAT LUONG THUC HIEN
tai: (ii) Chi dinh bode thay t h e TTV trpng
tai vu viec; (iii) Ap d u n g cac bien p h a p
khdn ca'p t a m thdi (BPKCTT); (iv) T h u
t h a p chflng cfl va trieu t a p ngfldi l a m
chflng. Tda a n cd cac t h a m quyen ndy ddi
vdi ca TTTM trong nfldc va TTTM nfldc
ngoai tai Viet Nam. Tda an Viet Nam se
khdng cd thdm quyen hd trd tfl p h a p ddi
vdi cac vu t r a n h cbd'p lien q u a n den TTTM
cf nfldc ngoai khdng cd dia diem giai quyet
bdng trpng tai ci Viet Nam.
- T h a m quyen ho trd tfl p h a p ciia Tda
an ddi vdi TTTM d giai doan sau to t u n g
trpng tai, lien q u a n den viec thi h a n h
PQTT bao gdm: (i) Cdng n h a n k h a n d n g
thi h d n h dfldng nhien cua PQTT t r o n g
nfldc thdng qua viec chi xem xdt hu>PQTT dd dfla t r e n cac can cfl dfldc p h a p
luat quy dinh; cho phep HDTT siia chfla,

bd sung PQTT; ddng ky PQTT vu viec. va
(il) Cong n h a n va cho thi h a n h PQTT nfldc
ngoai trfl cac trfldng hdp dflpc quy dinh va
cho phep cdng n h a n va cho thi h a n h mpt
phdn PQTT nfldc ngoai.
Tu>' nhien, mpt so' quy dinh cua p h a p
ludt Viet Nam cdn chfla thflc sfl phu hdp
vdi p h a p luat quoc te' hodc cdn chfla ro
rang, cu the. ddn den thue tidn xet xfl lien
q u a n den loai viec nay cdn nhie"u h a n che.
Dieu na>- ddi hdi phai cd nhflng giai p h a p
tich cflc vd hiiu hieu de cai thien va t a n g
cfldng chat Ifldng xet xfl lien quan de'n
t h a m quyen hd trd tfl phap cua Tda an
Viet Nam ddi vdi ca TTTM trong nfldc va
nfldc ngoai.
1. C a c giai p h a p h o a n t h i e n p h a p l u a t

Mdu UNCITRAL vd Cdng udc New York
n a m 1958 cung nhfl xu hfldng chung cua
p h a p l u a t qudc te tai cac quoc gia ^° "®^
trpng tai p h a t tridn nhfl Anh. P h a p ,
Singapore... De n a n g cao clidi lflhien t h a m quyen hd trd tfl p h a p ciia Tda
a n ddi vdi TTTM. tac gia cho n i n g can
h o a n t h i e n hdn nfla cac quy dinh cua p h a p
l u a t vd" va'n de nay, trong dd cd cac giai
p h a p cu t h e s a u day.

* Svta doi khai niem ve "trgng

nii^c ngoai"

tai

Khai niem "phan quye't trpng t a i nfldc
ngoai" theo p h a p l u a t Viet N a m cdn chfla
p h u hdp vdi thdng le qud'c te, m a cu t h e la
chfla tfldng thich vdi quy dinh cua Cdng
fldc NewYork khi k h o n g sii d u n g mot tieu
chi duy nha't la "dia diem t r p n g tai" ("seat
of arbitration") de xac dinh quoc tieh ciia
mpt PQTT. Trong k h i dd, theo n g u y e n tdc
chung cua p h a p l u a t trpng t a i qud'c te thi
"dia diem trpng tai" la t h u d t ngfl p h a p ly
ma theo dd, to' t u n g trpng t a i se dfldc dieu
chinh bdi l u a t ciia nfldc ndi cd dia diem
trpng tai'". va Tda a n cua nfldc ndi cd dia
diem trpng t a i se cd t h a m q u y e n t a i p h a n
ddi vdi vu trpng tai dd. Noi each k h a c , day
la tieu chi ve l a n h thd. Do vay, can svla doi
khai niem ve "trpng t a i nfldc ngoai" tai
k h o a n 11 Dieu 3 L u a t TTTM chi dfla t r e n
tieu chi ve l a n h thd, cu t h e nhfl s a u
"Trpng tai nfldc ngoai la trpng t a i cd thii
tuc t d t u n g trpng tai dfldc tien h a n h theo
quy dinh cua p h a p l u a t trpng t a i nfldc
ngoai do cac ben thda t h u a n lua chon de
tie'n h a n h giai quye't t r a n h cha'p", Theo dd

CAC quy dinh hien nay cua phdp luat

\'iet Nam ve thdm quyen hd trd tfl p h a p
cua Tda an ddi vdi TTTM van cdn mpt so
die'm chfla thflc sfl tfldng thich vdi L u a t
Q

'" UNCTAD, Module 5.1. International (V,m„
- ,
. . . .
,
,, .
, ,
' '-"mmercial
Arbitration, tham khao tai http8.//unctad
Docs/edmmisc232add38_en.pdf

NHAN LUC KHOA HOC XA Hfti
S6B-2K0


NGLY-EN THI THU TR\N{5
phan quyet ciia cac td chflc trpng tai qudc
te' nhfl ICC, HKIAC, SIAC... neu cd dia
didm giai quye't tranh chap tai Viet Nam
se dfldc xem la PQTT trong nfldc.
* Bo sung quy dinh phap luat ve
tham quyen ap dung bien phap khan
cap tam thdi cua Toa an de ho trd tii
phap Trgng tai thUdng mai
Hien nay, quy dinh phap luat Viet Nam
lien quan de'n dieu kien de Tda an xem xet

vd cha'p thuan ap dung bien phap khan
cd'p tam thdi (BPKCTT) cdn chfla thflc sfl
rd rdng va phu hdp vdi tinh chat ciia cac
vu viec dfldc giai quye't bdng TTTM. \^
vay de dam bao Tda an ap dung dung cac
BPKCTT, can cd hfldng ddn cu the vd
thd'ng nha't ve cac dieu kien de Tda an ban
hanh BPKCTT theo yeu cau ciia mot ben.
Tac gia cho rdng cd the tham khao cac
dieu kien quy dinh tai Dieu 17A ciia Luat
Mdu UNCITRAL de phfl hdp vdi thdng le
qud'c te, Ddng thdi, can cd hfldng ddn eu
the ve cac bien phap khan cap tam thdi
khac ma Tda an cd the dp dung theo quy
dinh tai Dieu 132 Bp luat to tung dan sfl
(BLTTDS 2015) de tranh tinh trang cac
ben lam dung dieu khoan nay va dfla ra
yeu cdu dp dung eac BPKCTT khdng phfl
hdp. gay anh hfldng xau khdng chi ddi vdi
cac ben tranh chd'p ma de'n ca ben thfl ba
cd quyen va ldi ich lien quan.
Ben canh dd, tac gia eho rdng cd the md
rpng pham vi ap dung ciia Luat BPKCTT
trfldc khi khdi kien'^' ma Uy ban Tfl phap
Qud'c hpi dang xuc tie'n soan thao vd hoan
chinh nay cho ca trfldng hdp eac ben
chudn bi khdi kien ra trpng tai nhflng vi ly
do khach quan nen chfla the thflc hien
dfldc de cd thd bao ve quyen va ldi ich cua
cac ben tham gia trpng tai cung nhfl ho trd

sd 6-2020

tdi da td tung trpng tai trong trfldng hdp
cd nhu cau ca'p bach can ap dung
BPKCTT. Ngoai ra. ed the can nhdc ap
dung quy dinh nay doi vdi ca boat ddng
trpng tai cd dia diem trpng tai d nfldc
ngodi nhflng cd tdi san can ap dung
BPKCTT d Viet Nam. Dieu nay hoan toan
phfl hdp vdi quy dinh ciia Dieu 17J cua
Luat Mdu UNCITRAL (ve "BPKCTT dfldc
ban hanh bdi Tda dn") ddi vdi ca TTTM
trong nfldc va nfldc ngodi, ddng thdi cung
phfl hdp vdi thflc tien cua hoat ddng
thfldng mai qudc te cflng nhfl vdi xu hfldng
than thien vdi trpng tai (arbitrationfriendly) tren the'gidi hien nay.
Viet Nam cung cd the tham khao quy
dinh ciia Dieu 17H Ludt Mdu UNCITRAL
ve viec cho phep edng nhan va cho thi hanh
quyet dinh ap dung BPKCTT cua trpng tai
nfldc ngodi tai Viet Nam"'. Theo Die"u 17H
cua Luat mau UNCITRAL, viec cdng nhdn
va cho thi hanh bien phap khan cd'p tam
thdi dd trpng tai nfldc ngoai ban hanh cd
the hi tfl chdi dfla tren cac can cfl quy dinh
d Dieu 36 (l)(a)(i), (h), (iii) hodc (iv) cua
Luat mau. Nhfl vay, hoan toan cd ed che' de
Idem soat ciing nhfl giam sdt cac BPKCTT
do Hpi ddng trpng tai (HDTT) nfldc ngoai
ban hanh, vfla dam bao quyen tai phan cua

qudc gia.vfla cd the ting hd boat dpng trpng

"' Toan van du thao Luat bien phap kha'n c^p tam thdi
tnidc
khi
khdi
kien
c6
the
xem
tai:http//duthaoonlme.quochoi.vn/DuThao/Lists/DT_
DUTHAO_LUAT/View_Detailaspx?ItemID=1330
'" Xhom N>An hang The gidi (WBG) (2015), .Mot so
vSin de chinh sacb hen quan den Trong t^i vk Hoa giai
thanh trong Du thao BLTTDS sda doi. ban ngay
10/04/2015. Tai h#u gib QuSc hpi vk TANDTC do
nh6m chuyen gia cao cap ve Phap luat Trong tki va
Hoa giai, khoi Tai chinh thi trUdng cua Nhom Ngan
hang The gidi (WBG) soan thao, Thang 5/2015

NHAN LUC KHOA HOC XA Hdi

Q


CAC GIAI PHAl^ NANG CAP CHAT LCONt; THVC HIEN..
tai tdi da. C^ nhieu quoc gia theo Luat Mau
L'NCITR-AL da npi luat hda quy dinh nay
va cho phdp quyet dinh a p d u n g BPKCTT
cua trpng tai nfldc ngodi cd the dfldc cong

n h a n vd thi h a n h t r e n lanh thd nfldc minh
nhfl Singapore. Anh va An Dp'^'.
* Can hifdng dan cu the ve trinh tU
thu tuc ap dung cac quy dinh
phap
Iuat ve tham quyen ho trcf td
phap
cua Toa an doi vdi trgng tai
thddng
mai nUdc ngoai co dia diem giai quye't
tranii chap tai Viet Nam
Mac du Khoan 5 Dieu 5 Nghi quye't
01/2014/NQ-HDTP cua Hpi ddng t h d m
p h a n Tda an Nhan dan Tdi cao (Nghi
quyet 01/2014) cho phep Toa a n Viet Nam
cd thdm quyen bd trd tfl p h a p ddi vdi
TTTM nfldc ngodi cd dia diem giai quyet
t r a n h chd'p tai Viet Nam, tuy nhien, chfla
cd hfldng ddn cu the ve" trinh tfl. thii tuc dd
giai quye't cac yeu cau nay. Vi du, lieu
t r i n h tfl thu tuc de Tda an thflc hien t h d m
quyen ho trd tfl p h a p ddi vdi TTTM nfldc
ngoai tai Viet Nam cd gi khdc biet so vdi
TTTM trong nfldc hay khdng, cd yeu cdu,
dieu kien gi khac hay Tda a n can lflu y
nhflng gi khi thflc hien cac t h a m quyen
ndy... deu chfla cd hfldng ddn rd rdng.
Thflc r a ne'u p h a p luat da sfla ddi each
xac dinh trpng tdi trong nfldc hay nfldc
ngoai theo tieu chi duy n h a t la dia didm

giai quye't t r a n h cha'p, thi quy dinh t a i
k h o a n 5 Die"u 5 cua Nghi quyet 01/2014
f^e trd t h a n h "thfla" vi khi dd, trpng t a i
nfldc ngodi co dia diem giai quyet t r a n h
cha'p tai Viet Nam cung se dfldc xem la
trpng tai trong nfldc va Tda an dfldng
nhien se cd cac t h a m quyen hd trd tfl
p h a p trfldc va trong q u a t r i n h to" t u n g
t r p n g tai. Chinh vi vay. tac gia mpt ldn
Q

N H A N L ^ KHOA HOC X A H O I

nfla cho r d n g k h a i niem ve trong tai trong
nfldc vd trpng t a i nfldc ngoai trong Lua
TTTM va BLTTDS cdn phdi ^L"» *^'^'Trong trfldng hdp k h d n g siia ddi thi Tda
a n N h a n ddn Tdi cao ( T A N D i C ) can sdm
c6 v a n b a n hfldng d d n eu t h e ve" t r i n h tfl,
t h u tuc de giai quyet cac yeu cdu hd trd
tfl p h a p ddi vdi TTTM nfldc ngoai t a i Viet
N a m theo q u y dinh tai k h o a n 5 Dieu 5
Nghi quye't 01/2014.
* Can hifdng dan cu the viec
ap
dung va giai thich cac quy dinh
phap
luat ve viec cong nhan va cho
thi
hanh Phan quyei trgng tai nddc
ngoai

Cho de'n nay, tflc la s a u g a n hdn 25
n d m gia n h a p Cong fldc New York, Viet
N a m van chfla cd mpt v a n b a n hfldng ddn
mpt each cu t h e ve viec cdng n h a n va cho
thi h a n h P Q T T nfldc ngoai. Dieu nay da
vd t i n h tao r a sfl t u y nghi va t i n h thieu
thd'ng nha't t r o n g viec giai thich vd a p
d u n g cdc quy dinh p h a p l u a t c u a cac Tda
an Viet N a m lien q u a n den loai viec nay.
Chinh vi vay, cdn sdm cd hfldng ddn
viec dp d u n g va giai thich cac quy dinh cd
lien quan, cu t h e ve" t r i n h tfl nop ddn yeu
cau xin cong n h a n va cho thi h a n h P Q T T
nfldc ngoai, ve c h u a n bi xet ddn yeu cdu,
ve nguyen tdc xet ddn, ve cac c a n cfl de tfl
chdi cdng n h a n va cho t h i h a n h P Q T T
nfldc ngoai quy dinh theo BLTTDS 2015
mpt each chi tiet va rd r d n g hdn, dac bidt
ddi vdi cac cdn cfl m a Tda an cdn gdp
nhieu lung t u n g va cd cdch a p d u n g chfla
thdng nha't nhfl each xac dinh thdng bao
kip thdi va hdp thfle va cdc nguyen tdc cd
ban cua p h a p l u a t Viet N a m . Hien n a y

'*' Gary B. Bom, International Commercial Arbitr f
Kluwer Law International (2009), doan 202ri.-2.T
SOB-Z020


NGUYEN THI THU TRANG

TANDTC dang soan thao Nghi quye't
hfldng ddn mot sd quy dinh cua BLTTDS
ve cdng nhSn va cho thi hanh PQTT nfldc
ngoai'**, trong dd co nhieu quy dinh tien bd
va phu hdp vdi quy dinh cua phap luat
qudc te'. Hy vpng rdng Nghi quye't se sdm
dfldc ban hanh va giup thay ddi nhiing
khd khdn trong qua trinh giai quye't loai
viec nay tai Viet Nam.
2. Cac giai phap nham phat trien
ngudn Iflc trong linh vflc ho trd tfl
phap cua Toa an do! vdfi Trong tai
thflflng mai
Ben canh nhflng bd't cdp cua phap ludt,
thflc tien thflc thi tham quyen hd trd tfl
phap ciia Tda an Viet Nam ddi vdi TTTM
cdn nhieu han che cdn dd each giai thich
vk ap dung cua cac thdm phan - nhflng
ngfldi trflc tie'p x6t xii vu viec chfla thflc sfl
phii hdp, chinh xac. De khdc phuc nhflng
han che dd, can ddi mdi tfl duy cua Tda dn
theo hfldng iing hp TTTM, ddng thdi tap
trung phat trien cac ngudn Iflc, khdng chi
gidi ban d ngudn Iflc con ngfldi ma ca
ngudn Iflc khac nhfl ve kinh te', khoa hpc ky thuat - cdng nghe.
* Doi mdi td duy ve tham quyen ho
trU td phap cua Toa an doi vdi trgng
tai thddng mai
O Viet Nam, mdi quan he gifla Tda dn
va Trpng tai chfla thflc sfl gdn ket. Trong

khi dd, thai dp ciia Tda dn ddi vdi TTTM
cd tac dpng trflc tie'p den ke't qua thflc hien
tham quyen hd trd tfl phap eua Tda an
trong vu viec dd. Vi vay, de nang cao chat
Iflpng thflc thi thdm quye"n hd trp tfl phap
ctia Tda an Viet Nam ddi vdi TTTM thi
trfldc he't cdn thay ddi tfl duy cua Tda an
Viet Nam ndi chung va tfl duy eiia cac
tham phan giai quyet loai viec nay ndi
SO 0-2020

rieng. Tda an can phai nhan thflc rd rang
rdng TTTM va Tda an la cac ddi tac trong
mpt he thd'ng de dam bao cdng ly chfl
khdng phai la ddi thu ciia nhau"*'. Tda an
phai trd thanh ddi tae thi hanh dd hd trd
to tung trpng tdi didn ra hieu qua hdn'''.
Tfl do, Tda an phai dam bao quyen ldi cua
cdc ben va tranh bat ky sfl ton kdm hoac
tri hoan ve mat thdi gian. Viee thay ddi tfl
duy, thai dp ciia cac thdm phan va Tda an
Viet Nam ddi vdi TTTM thi cbi cd the hien
dfldc khi Tda an dflpc trang hi day dii cac
kie'n thflc cdn thiet ve vai trd vd tdm quan
trpng cua TTTM cung nhfl ve" thdm quyen
hd trd tfl phap ciia Tda an ddi vdi TTTM.
* Nang cao nang lUc cua c&c tham
phan trong viec thdc hien
tham
quyen ho trO td phap doi vdi Trgng

tai thdcfng mai
Hien nay. trinh dp cua mot so' thdm
phan Viet Nam cdn han che hoac chfla cd
nhieu kinh nghiem'"'. Nhie"u Tda an cd'p
tinh cdn lung tung khi giai quye't cac yeu
edu lien quan den TTTM nhfl yeu cdu cong
nhan va cho thi hanh phan quyet trpng tai
nfldc ngodi, yeu cdu Tda an chi dinh trpng
tdi vien trpng tai vu viec, yeu cdu Toa an

'•'" Tham khao tolin vfln Da thao Nghi quyet hudng d i n
thi hanh mot so quy dinh cua BLTTDS vl ihu tyc
cong nhan va cho thi hSnh tai Viet Nam phan quylt
cua trong tai niidc ngoai tai Tda an cS'p sd t h i m tai:
vn/wehcenter/portal/htvb/chitiet-vbdt?dDocName=TAND076705
'" John Otieno Abwuor (2012). Eole of Courts m
Arbitration:
A critical analysis
of the
Kenya
Arbitration Act -Vo 4 of 1995, The University of
Nairobi. September 2012.
' ' M Kerr (1985). Arbitration and the Courts- The
UNCITRAL Model Law. 34 Int'l & O m t r . L.Q. 1. tr. 2.
"" Tudng Duy LtKfng (2016), Binh lu&n BLTTDS. Lu$t
trpng tai thuang mai va thUc tien x4t xU. Nxb Tu
phap, tr. 6.
NHAN Lift KHOA HOC XA HOI

Q

CAC GLM PHAP NANG CAO CHAT LL'ONG THt^C HIEN..
hd trd thu thap chflng cfl va trieu tap
ngfldi lam chflng... M vay. can cd giai
phap de nang cao ndng Iflc ciing nhfl kinh
nghiem cua cdc thdm phan trong viec giai
qu\et yeu cdu lien quan de'n hd trd tu
phdp ddi vdi ca TTTM trong nfldc vd nfldc
ngoai. De lam dfldc dieu nay. TANDTC va
Bp Tfl phap can phdi hdp, chu tri cdc ldp
tap hua'n, boi dfldng kien thflc, chuyen
mdn nghiep vu va ngoai ngfl cho Tham
phan. cdn bd phu trach ve linh vflc nay.
Hien nay cac td chflc nhfl Ngan hdng the
gidi (IFC), USAid, AusAid, SIDA,
MUTRAP... da tai trd kha nhieu dfl an de
hd trd cai each tfl phdp d Viet Nam, thdng
qua viec td chflc cac khda hpc cd chuyen
gia qudc te' den giang day. dich cac sach tdi lieu chuyen khao lien quan den van de
nay. Vi vay. TANDTC va Bd Tfl phap can
tan dung nhflng ngudn Iflc nhfl vay dd
nang cao trinh dp cua cac tham phan,
chuyen vien. Tfl dd tao nen mdt doi ngu
thdm phan, chuyen vien chuyen trdch cd
trinh dp vd kinh nghiem de giai quye't cac
vu viec lien quan den hd trd tfl phap ddi
vdi TTTM
Vipc ddo tao ngudn nhan Iflc co chuyen
mdn va trinh dp cung can phai dfldc chu

trpng ngay tfl bac dai hpc va ddi tfldng dao
tao phai md rdng ra ca cac Iuat sfl, kiem
sat vien, chuyen gia tham chi la cac doanh
nghiep trong nfldc. De lam dfldc nhfl vay.
cdn chu trpng hdn nfla chfldng trinh giang
day cua mdn TTTM d cac trfldng dao tao
nganh luat tai N'iet Nam. td chflc cac khda
hpc \e TTTM thfldng xuyen hdn nfla de
nhflng ngfldi cd nhu cdu cd the tham gia.
Cac trfldng cd the mdi cac luat sfl. chuyen
gia \e trpng tai tham gia giang day ciing
dd chia se them kinh nghiem ve thflc tien,
Q

khuyen khich sinh vien, hpc vidn tham gia
diln an TTTM nhfl W C. \"is. AAlA. - Hien
nay cflng cd kha nhieu khda hpc ttao t;>o
ngdn ban ve ki nang va kie'n thflc can
thie't cho cac trpng tai vien. ludt sfl va
chuyen gia v^ trpng tai cua cac to chflc
trpng tai qudc te hang dau nhfl cae khoa
hpc cua Vien trpng tai London (CIArb),
Hpc vien trpng tai Paris (Arbitration
Academy), Phong thfldng mai qud'c te
(ICC)... Cac trung tam trpng tai, Phdng
thfldng mai va edng nghiep Viet Nam hay
Lien doan luat sfl hoan toan cd the chu
dpng lien lac vdi cac trung tam nay de to
chflc cac khda hpc ngdn ban do tai Viet
Nam hoac cii ngfldi tham gia mpt sd khda

hpc nay.
* Tang cddng dau td nguon Idc ve
cd sd vat chai va cong nghe cho cac
Toa an Viet Nam
Trong thdi dai cong nghe 4.0 nhfl
hien nay, cdn tan dung khoa hpe ky
thuat de xay dflng mot ed sd dfl lieu
dien td bao gdm cac tai lieu tham khao,
sach bao, dn Ie trong va ngoai nfldc lien
quan den loai viec nay de ba't cfl ai cflng
cd the truy cap va tim hieu. Day la each
thflc ma kha nhieu qud'c gia va td chflc
da thflc hien va dat dfldc hieu qua dang
ke tren thflc te Tuy nhien, do cac trang
thdng tin dien tfl dd hdu bet bdng tie'ng
nudc ngoai nen cdn chfla phd bien d Viet
Nam va cac Tda an, tham phan Viet
Nam rd't khd tiep can. Vi vay can ddu tfl
va phat trien phat trien hdn nfla nhflng
cd sd dfl lieu dien tfl nay, vi du nhfl
trang thdng tin ehinh thflc ciia Trung
tam trong tai qudc te' Viet Nam - VIAC
hay cdng thdng tin dien tfl cua TANDTC
tai dia chi vn

NHAN LOC KHOA HOC XA Hftl
S(i 0-2020


NGLYEN THI THU TR.\NG

. Neu cd
the ket hdp hodc xay dflng mot cd sd dfl
li^u dien td rieng ddi vdi cac phan quyet
trong tai, cae quyet dinh cua Tda an lien
quan de'n boat ddng trpng tai trong nfldc
va ngoai nfldc thi day se Id ngudn tham
khao quy gia ddi vdi nganh Tda an ndi
rieng vd ngfldi dan ndi chung.
3. Cac giai phap ve cd che phoi hflp,
hpip tac de thflc thi t h a m quyen ho trc^
tfl phap cua Toa an Viet Nam doi vdi
Trong tai thflrfng mai
* Dam bao ccf che' phoi hdP hieu
qua gida Bg Td phap va Toa an trong
viic thvfc thi tham quyen ho trO td
phap doi vdi trgng tai thda/ngmai
Theo quy dinh ciia BLTTDS hien hanh,
Tda an cd tham quyen giai quye't cac yeu
can lien quan de'n TTTM trong nfldc va
nfldc ngodi edn Bp Tfl phap chiu trach
nhiem thflc hien quan ly nha nfldc ve trpng
tai. Do dd, Bp Tfl phap va TANDTC cdn cd
cd che phdi hdp hieu qua va chat che hdn
nOa trong viec giai quye't cac yeu cdu hd trd
tu phap ddi vdi TTTM. Vi du, lien quan den
\iec chi dinh trpng tai vien trpng tai vu viec.
Bp Tfl phap cd the cung cd'p them thdng tin
ve trinh dp, chuyen mon ciia cdc trpng tai
vien de Tda an ed the dd ddng hdn trong
viec tim va chi dinh trpng tai vien thich hdp.

Hay lien quan de'n viec hd trd thi hanh
PQTT nfldc ngoai tai Viet Nam, Tda an va
Bd Tfl phap can cd eac hfldng dan thd'ng
nha't ve cd quan nao se tie'p nhan hd sd >eu
cdu cong nhan va cho thi hanh PQTT cua
nhiing quoc gia nao, cac yen cdu ve hinh
thflc, sd Ifldng va loai tai heu ma ben yeu
cdu can phai nop... dd tranh phat sinh them
nhflng yeu cau, dieu kien khac khdng phfl
hdp vdi phap luat cflng nhfl quy dinh cua
Sdi 6-2020

cac die"u fldc qudc te ma Viet Nam da tham
gia. Ben canh dd, edn thfldng xuyen td chflc
eac hpi thao Hen nganh, tap hua'n gifla Bd
Tfl phap, Tda an, Cd quan thi hanh an dan
sfl, cac trung tam trpng tai ve thflc tien ap
dung phap luat ve thdm quyen hd trd tfl
phap cua Tda an ddi vdi TTTM de rut kinh
nghiem va tim ra giai phap ddi vdi nhiing
khd khdn, vfldng mdc ma cac Tda an thfldng
gap phai khi giai quye't loai viec nay
* Xay ddng cd che giam sat hihi
bieu ddi vdi viec giai quyet cac yeu
cau lien quan de'n ho trd tif phap
trgng tai thifcfng mai tai cac Toa an
dia ph dcfng
Thflc te cho tha'y nhieu Tda an cd'p dia
phfldng gap khd khan, lung tflng khi giai
quyet cac \-u viec lien quan den hd trd tfl

phap ddi vdi TTTM. do do, cdn cd cd che de
tang cfldng quan Iy va giam sat viec xet xU
tai cac Tda an cap dia phfldng. Die"u nay cd
the thflc hien thdng qua viec yeu cau Tda
an cd'p sd tham cd bao cao npi bp hdng
nam ve" ket qua giai quyet cac vu viec lien
quan de'n hd trd tfl phdp ddi v6i TTTM ca
trong nfldc va nfldc ngoai cho TANDTC.
Tfl dd se giup cho viec gidm sat, quan ly
nay cua TANDTC didn ra mot each lien
tuc va thfldng xuyen va cd the dd dang
ndm bat dfldc nhflng khd khdn va bd't cap
trong boat dpng xet xfl tai cac Tda an dia
phfldng. Nhfl vay TANDTC cung se cd the
kip thdi dfla ra nhflng chi dao, hfldng ddn
phfl hdp va dung ddn.
* Tang cddng hdp tac gida Bg TU
phap, Toa an Viet Nam vdi cac ccf quan
dai dien cua Viet Nam dnddc ngoai
Trong qua trinh giai quye't cac yeu cdu
hd trd tfl phap ddi vdi TTTM, ddc biet la
TTTM nfldc ngoai nhfl yeu cdu cong nhan
NHAN LUC KHOA HOC XA Hdi

Q


CAC GLM PHAP NANc; CAO CHAT LUONG THl^C HIEN..
va cho thi h a n h PQTT nfldc ngoai thi Toa
an se cd t h e phai ap d u n g p h a p Iuat nfldc

ngo&i khi giai quyet cac vu viec nay. Trong
trfldng hdp dd, theo quy dinh tai Dieu 481
BLTTDS 2015, Tda a n ed thd yeu cau Bp
Tfl phap. Bd .Ngnai giao, cd q u a n dai dien
cua Viet Nam d nfldc ngodi hoac thdng q u a
Bp Xgoai giao de nghi cd quan dai dien
ngoai giao eiia nfldc ngoai tai Viet Nam
cung cap p h a p luat nfldc ngoai. Tuy nhien,
hien nay vdn chfla co hfldng dan cu the ve
each thfle eung cd'p ciing nhfl cd che phdi
hdp gifla cac cd quan nay trong trfldng hdp
dfldc Tda an yeu cdu. Trong khi dd, day la
mdt vd'n de p h a p ly phflc tap vi npi d u n g
phap luat nfldc ngoai khdng chi ddn t h u d n
ndm d quy dinh phap luat ma cdn ca thflc
tien an Ie ap dung (ddc biet d cac nfldc
theo he thdng thdng luat - common law).
Do vay. TANDTC cung cac bp. ngdnh cd
lien quan can sdm ban h a n h thdng tfl h e n
tich hfldng ddn ve" die"u khoan ndy de
t r a n h tinh t r a n g mat nhieu thdi gian dd
cung cap phap luat nfldc ngoai hoac cung
cap ndi dung khdng chinh xac eho Tda an
khi can thiet.
• Tiing
Viol Nam
quyen ho
vdi trgng

cddng hcfp tac quoc te gida

v&i cdc nUdc khac ve tham
trcf tU phap cua Tda an doi
tai thdcfng
mai

Lien quan den van de bdp tac qudc te.
\ i e t Nam ndm trong khu \-\ic Chau A Thai Binh Dfldng vdi qudc gia xay dflng
luat trpng tai cua minh tren Luat Mdu
UNCITRAL. ddng thdi day eung la khu
vUc cd n h u cdu sii d u n g dich vu trpng tdi
ngay cang tang'^' do he qua cua viec tAng
cfldng ddu tfl va cac boat ddng thfldng
mai. Khdng chi vay, Viet Nam cung rat
gdn gui vdi hai q u o ; gia cd nen trpng tai
Q

NHAN LVC KHOA HOC XA Hdi

phat tridn va dfldc xem Id "than thien vdi
trpng tai" la Singapore va Hdni: Kong.
Chinh vi vay. viec giao lflu hoc hdi k i n h
nghiem cua cac qudc gia nay trong viec
thflc thi t h d m quyen hd trd tfl p h a p ddi v6i
TTTM ca t r o n g nfldc va nfldc ngoai la dieu
cdn thie't.
Ke't l u a n
Rd r a n g k h d n g thd d a n h gid tha'p tdm
q u a n trpng eua t h d m quyen hd trd tfl p h a p
eiia Tda a n doi vdi sfl p h a t trien va ldn
m a n h ciia TTTM trong nfldc cung nhfl

qud'c te. Mdi q u a n h e gifla Tda a n va trpng
tai cflng ddn dfldc cai t h i e n t h e o hfldng ho
trd va u n g hp ldn n h a u . Do vay, p h a p ludt
va thflc tidn xet xii cac nfldc ve t h d m
quyen tfl p h a p ciia Tda a n doi vdi TTTM
cung dfldc t h a y doi d a n de hd trd tdi da
boat dpng trpng tdi, ca t r p n g tai t r o n g
nfldc va trpng t a i qud'c te'.
Vi le dd, de n a n g cao chd't Ifldng thflc
thi thdm quyen ho trd tfl p h a p eiia Tda a n
Viet N a m ddi vdi TTTM t r o n g nfldc va
nfldc ngoai, Viet N a m cdn cd nhflng dinh
hfldng va chinh sach d u n g ddn de hoan
thien p h a p luat, p h a t t r i e n ngudn Iflc ca
ve" con ngfldi va cd sd v a t cha't, k h o a hpe
ky t h u a t , ddng thdi xay dflng cac cd che
giam sat, hdp tac va phdi hdp gifla cac ed
q u a n trong nfldc va nfldc ngoai de d a m

'•" Sundaresh M.-non Bo trudng Bo Tu phap
Singapore, Blii phat bieu ve tinh hinh phat tri^n trong
tki trong khu vUc tai Hdi thao ICCA nSm 2010,
itration-1cca.0rg/med1a/O/
13398435632250/ags_opening_8peech_icca coneress 2
012.pdf
s
_
Rimsky^Vuen, Bo trudng Bg Tu phap Hong Kong
Phat bieu ve chinh sach phat tntin dich vy tro
th'

khu vi^c Chau A tai TuAn i l Trong tai Hong Kong na '
2013
tai:
http://www,do, gov hk/c-ng/puWw
pdfy201.3/8i20131021eLpdf
s-Puniic/

Sti 6-2020


NGL-^-E.V THI THU TR.\XG
bao .-^u phat trien ben viing cua nen trong
tii tai Viet Nam, dap 6ng nhu cau giai
quyet tranh chS'p thUdng mai trong thdi
ky hpi nhap.
TAI LIEU THAM KHAO
1. Bg lukt To tung dan s\l Viet Nam
nim 2015.
2. Cong U6c New York nam 1958 ve
Cong nhan va cho thi hanh phan quyet
cua trong tai niidc ngoai.
3. Gary
B.
Born,
International
Commercial Arbitration, Kluwer Law
International (2009).
4. John Otieno Abwuor (2012), Role of
Courts in Arbitration: A critical analysis
of the Kenya Arbitration Act No. 4 of

1995, The University of Nairobi,
September 2012.
5. Luat Miu ve Trong tai thUdng mai
quoc te ciia Uy ban Lien Hiep Quoc ve
Lufit thudng mai quoc t§' nam 1985 dUdc
siia doi va thong qua nam 2006.
6. Lu$t Trpng tai thuang mai Viet Nam
nim 2010.
7. TuSng Duy Luang (2016), Binh luan
BLTTDS, Luat trgng tai thuang mai va
thuc tiin xet xu", Nxb. Tu phap.
8. M. Kerr (1985), Arbitration and the
Courts: The UNCITRAL Model Law. 34
Int'l & Comtr. L.Q.I.
a Nghi quyet 01/2014/NQ-HDTP ngay
20/03/2014 cua Hoi dong tham phan Toa
an nhan dan toi cao hUdng din thi hanh
mgt so quy dinh cua Luat trgng tai
thuang mai.
10. Nhom Ngan hang The gidi (WBG)
(2015), Mgt sovSh de chinh sach lien quan
St 0-2020

de'n Trgng tii va Hda giai thinh trong Du
thao BLTTDS sua doi ban ngay
10/04/2015, Tai lieu giii Quoc hoi va
TANDTC do nhom chuyen gia cao cap ve
Phap Iuat Trong tai va Hoa giai. khoi Tai
chinh thi trudng ciia Nhom Ngan hang
The gidi (WBG) soan thiio, Thang 5/2015.

11.
Rimsky Yuen (2013), Bo trudng
Bo Tu phap Hong Kong, Phat bieu ve
chinh sach phat trien dich vu trgng tin
khu vi/c Chau A tai Tuan Ii Trgng tai
Hong
Kong
nim
2013
tai:
eng/pubhc/pdf72013/
sj20131021el.pdf
12.
Sundaresh Menon (2010), Bo
trudng Bo Tu phap Singapore, Bai phat
bieu ve tinh hinh phat trien trgng tai
trong khu vUc tai Hgi thao ICCA nim
2010, />ning_speech_icca_congress_2012.pdf
13.
Toan vkn du thao Luat bien
phap khan cap tam thdi trUdc khi khdi
kien
co
the
xem
tai:http;//duthaoonIine.quochoi.vn/DuThao
/Lists/DT_DUTHAO_LUAT/View_DetaiI.a
spx?ItemID=1330
14.
Toan van Du thao Nghi quyet

hudng dan thi hanh mpt so quy dinh cua
BLTTDS ve thu tuc cong nhan v& cho thi
hanh tai Viet Nam phan quyet cua trpng
tai nUdc ngoai tai Toa an ca'p sd tham
tai: />rtal/htvb/chi-tietvbdt?dDocName=TAND076705
15.
UNCTAD,
Module
5.1.
International Commercial Arbitration,
tham khao tai https;//unctad.Grg/eny
Docs/edmmisc232add38_en.pdf
NHAN LUC KHOA HOC XA HOI

Q