Các điều kiện bảo hiểm hàng hóa xuất nhập khẩu




CÁC ĐIỀU KIỆN BẢO HIỂM HÀNG HÓA
XUẤT NHẬP KHẨU
(ĐIỀU KIỆN ĐẶC BIỆT)
  
! "#$%&
! '()*+,-
.! /
0! %12
3! 4567
8! 426
9! ##:(
! 26
;! "#%(<=
! 4#>
! "#%(&
! %(?@%("
.! "%()
0! '#67

GVHD: NGÔ THỊ HẢI XUÂN
ABCD;E;
TÓM TẮT
A. GIỚI THIỆU
B. CÁC ĐIỀU KIỆN BẢO HIỂM ĐẶC BIỆT
I. BỘ ĐIỀU KHOẢN BẢO HIỂM 1963
(Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế )
II. BỘ ĐIỀU KHOẢN BẢO HIỂM 1982 
1. ĐIỀU KHOẢN BẢO HIỂM ICC (C) – 

(Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế  )
2. ĐIỀU KHOẢN BẢO HIỂM ICC (B) – !
Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế  ")
3. ĐIỀU KHOẢN BẢO HIỂM ICC (A) – #
$%&'()* - WAR EXCLUSION CLAUSE (CL 6)
$%&)+',)- STRIKES EXCLUSION CLAUSE- CL 7
C. ĐIỀU KIỆN BẢO HIỂM RỦI RO CHIẾN TRANH
$./
$012
$3+4'
5$6%789
5$:%&;<
5$=>.;<
D. ĐIỀU KIỆN BẢO HIỂM RỦI RO ĐÌNH CÔNG
$./
$012
$3+4'
5$6%789
5$:%&;<
5$=>.;<
E. ĐIỀU KIỆN BẢO HIỂM RỦI RO SỰ CỐ Y2K (YEAR 2 KILO)
F. BỘ LUẬT ISM
$?@)9
$A>B
$6%78CDE>FG
IV. NỘI DUNG BỘ LUẬT ISMH
! FGHIJCAKAGCD!
! ALCAMBKANCOPQCRQSTPRUVWXOYZ[CD!
.! YBKACAXUVRQ\GH]CA^CK_NKWCDOH!
0! +A`CD-CDZ[XaAbOYBKA!

3! YBKACAXUVRQ\GH]CA^CK_NOAGH]COYZcCD!
8! DGdCefKRQCAgCefK!
9! YXhCiANXKBKijAP^KAKAPKBKAP^OIkCDOYlCOQG!
! 5CDaAmMfKniAoCKpa!
;! BKSBPKBPRQaAgCOLKAR]MfiAWCDaAqArasKBKONXC^CRQKBKMfKnCDGHAXhV!
! TPtZuCDOQGRQOYNCDOAXjOSJ!
! QXeXUG!
! XhVOYNsvwVvxORQIBCADXBK_NWCDOH!
.! AyCDCAzCsiXhVOYNRQiXhVMPBO!
A. GIỚI THIỆU
•DQHCNHRXUK$GpOCAzaiAoGAQCDAPBImCDRNXOY{\GNCOY|CDOYPCDC]CiXCAOj\GnKDXNs
I}KSXUOeQRzCOTXAQCDAPBvGpOCAzaiAoGS~CDIZ[CDSXhC•AQCDiAWCD!GHCAXlCs
RzCOTXAQCDAmNvGpOCAzaiAoGK€CDKmiAWCDLOY_XYP!
•pCI]STPAXhVzCOTXAQCDAPBImCDRNXOY{\GNCOY|CDiAWCDLO!
• !"!
 #
•$%&'()*+),-
•YPCDaA^VRXI]OQXsKA•CDOWXM‚DXƒXOAXUG 
! Các điều kiện bảo hiểm đặc biệtKAPKBKY_XYPKAXjCOYNCA„I…CAKWCD•MfKn
(s
! †keGzOFGTCe‡NCOPQC\GnKOj>
B. CÁC ĐIỀU KIỆN BẢO HIỂM ĐẶC BIỆT
I. BỘ ĐIỀU KHOẢN BẢO HIỂM 1963
(Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế )
II. BỘ ĐIỀU KHOẢN BẢO HIỂM 1982 
1. ĐIỀU KHOẢN BẢO HIỂM ICC (C) – 
Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế  )
2. ĐIỀU KHOẢN BẢO HIỂM ICC (B) – !
Tham Khảo Giáo trình: Vận tải Quốc Tế - Bảo Hiểm V ận t ải Qu ốc T ế  ")
3. ĐIỀU KHOẢN BẢO HIỂM ICC (A) – #

Ngoài các rủi ro ngoại trừ không được bảo hiểm như Điều khoản (C), điều khoản (A)
bảo hiểm tất cả mọi rủi ro bị tổn thất hay bị tổn hại đối với đối tượng bảo hiểm, bao
gồm:
•Tất cả các rủi ro được bảo hiểm ở điều kiện (B) và (C).
•Thời tiết xấu.
•Manh động.
•Cướp biển.
•Các rủi ro đặc biệt (chiến tranh; đính công)
o TSNSkIX]GiAPTCSTPAXhVAQCDAPB+sRQ-I]GKmIX]GiAPTCeP^X
OYˆ- ./0RQIX]GiAPTCeP^XOYˆ12.30#
o APtqKTKBKY_XYPKAXjCOYNCAe‰CY_XYPI…CAKWCDiAWCDIZrKtXŠCDXTXOYPCD
KBKIX]GiAPTCRQsMPCDI‹OAQCAOza\GBCOˆCAX]GCŒVeQIZNeP^XOYˆKAXjC
OYNCARQI…CAKWCDRQPKBKIX]GiAPTCSTPAXhVAQCDAPBRQANXSkIX]GiAPTC
RQK€CDiAWCDC~VCDPQXOza\GBCCQH!
o AWCDKmeP^XOYˆCDZ[XONKmOAhCDA•Y~CDY_XYPKABHsCŽ+IX]GiAPTC!!-SNP
DdVKTY_XYPKAXjCOYNCAsKTY_XYPRNKA^V+KPCONKO-+Ii!!0-K€CDKmOAhCDk
CAzCeQSNPDdVKTOXjav•KRƒXV…CR!R!!!X]GiAPTCeP^XOYˆY_XYPKAXjCOYNCAeP^X
S•STPAXhViATCŒCDCQHsK€CDCAZIX]GiAPTC•!!•!>+iAWCDSTPAXhVS‘O•
DX`-OYPCDIX]GiAPTCAQCDAPBK€!
o Z’CDOfsRXUKOAXjGR‘CDIX]GiAPTCeP^XOYˆKAXjCOYNCAvGpOaABOOˆRXUKSkIX]G
iAPTCKmOAhI‹SNPDdVY_XYPKAXjCOYNCAOYPCDOAGzOCD`“NeeYXMiM“+V|XY_X
YP-!

$%&'()* - WAR EXCLUSION CLAUSE (CL 6)
6.TPAXhVCQHiAWCDKmOYZ[CDAraCQPSTPAXhVKAPCA`CDOŽCOApOsOŽCA^X
AP}KKAXaALDgHYNScX
6.1AXjCOYNCAsCkXKAXjCsKBKAV^CDCŽXeP^CsiAcXCDA•NAP}KvGCDIkOtgCMf
aABOMXCAOˆCA`CDSXjCKnImsAP}KSpOi”AQCAIkCDOAqIJKACQPDgHYNScXAP}KKAnCD
e^XVkOOAjefKOANVKAXjC!
6.2AXjVsSTPDX`siX]VKAjANHK•VDX`RQAzG\GTK_NCA`CDMfRXUKImAP}K

SpOi”VZGOPNCCQPR…OAjVQKm!
6.3…COAG–eWXSPVOˆSpOi”C’XCQPAP}KR€iALKAXjCOYNCASpOi”CQPiABK!
—qCDZ[XSTPAXhViAWCDKm‡IJCAeP^XOYˆY_XYPAQCDATXsKA˜CDA^CCAZIgVRNtP
OAXjGATXIŒCDOYPCDOA[Xi”KAXjCOYNCAsIX]GiAPTCeP^XOYˆCQHiAWCDeQVMBCDO•IX]G
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KAXjCOYNCAIZrKM›tbCDRƒXV‰GSTPAXhVAQCDAPBVƒX!
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7.1gHYNScXCA`CDCDZ[XI…CAKWCDsKWCDCAgCSJKpVvZcCDAP}KCA`CDCDZ[XOANV
DXNDgHYnXeP^CeNPIkCDsaABYnXOYzOOfANHS^PIkCD!
7.2—PAzG\GTI…CAKWCDsKpVvZcCDsYnXeP^CeNPIkCDsaABYnXOYzOOfAP}KS^PIkCD!
7.3gHYNScXSpOi”iœiA_CDSnCQPAP}KtPSpOi”CDZ[XCQPAQCAIkCDR…e‡tPKALCA
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C. ĐIỀU KIỆN BẢO HIỂM RỦI RO CHIẾN TRANH
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AXhVKAXjCOYNCA
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VBHSNH!
o pOi”iAXjGC^XCQPtfNOYlCK’McOŽCOApOK_NRXUKAG–AP}KOANHIŽXAQCAOY…CA
o pOVBOAZA•CDANHKAXaALaABOMXCAOˆRXUKM›tbCDSpOi”VkOeP^XR€iALKAXjC
OYNCAD…KmM›tbCDCŒCDeZrCDCDGHlCO›saAgCA^OCAgCRQEAP}KaATCyCDA^O
CAgCsaAmCDv^AP}KOZ’CDOf!
5$=>.;<H
o XBOYJK_NAQCDAmNIZrKiliANXScXCDZ[XIZrKSTPAXhV
o ZrKKWCDOHSTPAXhVKApaCAzC
ZrKOLCAScX
Giá trị BH = C + F + I
Q)KH
+- XBOX]CAQCDOYlC
+•- AXaALRzCKAGHhC
+- AL+¢£¤XBOYJ-
D. ĐIỀU KIỆN BẢO HIỂM RỦI RO ĐÌNH CÔNG
$./H
_XYPI…CAKWCD+>OYXiwMXPOMNCtXRXeMPVVPOXPCMXMiM- eQCA`CDY_XYPDgHYNtP
CA`CDCDZ[XI…CAKWCDsKWCDCAgCSjvZcCDAP}KtPSpOKyCDZ[XCQPOANVDXNRQPRXUK
vBPOYkCeNPIkCDsS^PIkCDAP}KCŽXeP^C„AP}KtPSpOKyCDZ[XCQPKmAQCAIkCDBK‡!
TPAXhVY_XYP…CAKWCDeQeP^XTPAXhVVQCDZ[XVGNSTPAXhVOYTOAlVaALSTPAXhV
SŽMGCDOAwPOA•NOAGzCIhVcYkCDSTPAXhVKAPKBKOŽCOApODgHYNScXCA`CDY_XYPI…CA

KWCD+iAWCDIZrK\GHIJCAOYPCD+-RQ+-
$012H
QCDAmN$RzCKAGHhCS~CDIZ[CDAQCDATXRQKmOAhBatbCDKAPAQCDAmNRzC
KAGHhCS~CDIZ[CDSkEIZ[CDM‘OEIZ[CDMWCDEIZ[CDAQCDiAWCD+eP^XOYˆAQCDAmND›X
SQCDZGIXUC-
$3+4'H
DZ[XVGNSTPAXhVOAwPIX]GiXUC+-„+-KmOAhVGNi VOAwPKBKIX]GiXUCI}K
SXUOCQH!
TPAXhVY_XYPI…CAKWCDIZrKVGNi VVkOraIdCDSTPAXhVAQCDATX!raIdCDSTP
AXhVKALCAKmIX]GiAPTCeP^XOYˆY_XYPI…CAKWCD!
5$6%789H
! 7 
TPAXhVM‚SdXOAZ[CDKAPCA`CDOŽCOApOAQCDAmNInXRƒXAQCDAmNiAWCDCA`CDOYfK
OXjaDgHYNtP
o A`CDCDZ[XI…CAKWCDsKWCDCAgCSjvZcCDAP}KtPSpOKyCDZ[XCQPOANVDXN
RQPRXUKvBPOYkCeNPIkCDsS^PIkCDAP}KCŽXeP^C 
o pOKyCDZ[XCQPKmAQCAIkCDBK‡!
! 86 
o X]GiAPTCTPAXhVKAXjCOYNCA\GHIJCAWCDOHTPAXhVKA•KAJGOYBKACAXUV
RƒXY_XYPI…CAKWCDiAXAQCDAmNOˆiAPIjCiAP+Oˆe•KAQCDY[XiA•XiAPK_N
CDZ[XSBCRQijOOA•Ke•KDXNPAQCDRQPiAPKGnXKqCDcKTCDILKA-!
o A[XDXNCSTPAXhVKmAXUGefKeQ8CDQHsOA[XIXhVCQPijOOA•KOYZƒKOA…OYBKA
CAXUVSTPAXhVM‚ijOOA•KRQPOA[XIXhVIm!
5$:%&;<H
TPAXhVM‚iAWCDSdXOAZ[CDKAPCA`CDOŽCOApOAQCDAmNtP
o AXaALR…KAzVOYŠtPI…CAKWCDsS^PIkCDAP}KCŽXeP^C!
o pOVBOsAZA•CDANHKAXaALIZrK\GHKAPAQCARXvpGKn‡K_NCDZ[XIZrKSTP
AXhV
o {Y•OAWCDOAZ[CDsANPAbOOY|CDeZrCDAP}KDXTVOAhOLKAOAWCDOAZ[CDsAP}K
YBKARuOAWCDOAZ[CDK_NInXOZrCDSTPAXhV!

o pOVBOsAZA•CDANHKAXaALDgHYNtPImCDDmXAP}KKAGoCSJKAPInXOZrCDSTP
AXhVKAZNI•HI_ANHiAWCDOALKAAra
o pOVBOsAZA•CDANHKAXaALaABOMXCAOˆRXUKaAZ’CDOXUCRzCKAGHhCsKPCONXCwY
ANHvwAQCDiAWCDOALKAAraKAPRXUKRzCKAGHhCNCOPQCInXOZrCDIZrKSTP
AXhV!
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OZrCDSTPAXhV
o pOVBOsAZA•CDANHKAXaALOYfKOXjaDgHYNScXKAzVOYŠCDNHKTiAXKAzVOYŠ
vTHYNtPVkOY_XYPIZrKSTPAXhV
o pOVBOsAZA•CDANHKAXaALaABOMXCAOˆO…CAOY^CDiAWCDOYTIZrKCrAP}KOAXjG
OAnCR]OQXKALCAK_NCDZ[XKA_OQGsCDZ[X\GTCe‡sCDZ[XOAGlAP}KCDZ[XiANXOABK
VBHSNH!
o pOi”iAXjGC^XCQPtfNOYlCK’McOŽCOApOK_NRXUKAG–AP}KOANHIŽXAQCAOY…CA
o pOVBOAZA•CDANHKAXaALaABOMXCAOˆRXUKM›tbCDSpOi”VkOeP^XR€iALKAXjC
OYNCAD…KmM›tbCDCŒCDeZrCDCDGHlCO›saAgCA^OCAgCRQEAP}KaATCyCDA^O
CAgCsaAmCDv^AP}KOZ’CDOf!
5$=>.;<H
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o ZrKKWCDOHSTPAXhVKApaCAzC
E. ĐIỀU KIỆN BẢO HIỂM RỦI RO SỰ CỐ Y2K (YEAR 2 KILO)
o >fKn(+(wNYiXeP- MfKni¥OAGzOOYPCDKBKSkCAƒVBHOLCA!ŒVOAZ[CD
IZrKRXjOD|Ce^XS~CDKA`MnKGnX+t ;;;¦E;;-!AXIjCCŒVOA…VBH
OLCAiAWCDaAgCSXUOIZrKeQCŒV;ANH!X]GCQHM‚eQVOANHIŽXt`eXUG
RQDgHTCAAZcCDOƒXKBKtPNCACDAXUaKmM›tbCDVBHOLCAANHKBKaA•CV]CVBH
OLCAKmyCDtbCDCDQHsOABCD!
o _XYP(OAGkKRQPeP^XY_XYPeP^XOYˆRQIZrK\GXIJCAOYPCDPVaGOwY
XeewCCXGVeNGMwCAZMNG 
YPCDV|XOYZ[CDArasSTPAXhVCQHM‚iAWCDSTPAXhVKAPRXUKVpOVBOsAZA^XsKAXaAL
ANHOYBKACAXUVtqeQOYfKOXjaANHDXBCOXjaaABOMXCAOˆANHKmeXlC\GNCOƒXRXUKM›tbCD
VBHRXOLCAsAUOAnCDVBHRXOLCAsKBKaA•CV]VVBHOLCAsKBKKAZ’CDOY…CAANH\GXOY…CA

ANHSpOKyAUOAnCDIXUCO›CQPANHAzG\GTK_NRXUK
o ANHIŽXt`eXUGCDQHEOABCDECŒVOYPCDCŒVANHSpOKyMfOANHIŽXt`eXUG
CDQHEOABCDECŒViABKRQEAP}K
o >fOANHIŽXAP}KM›NIŽXSŽMGCDK_NEInXRƒXVBHRXOLCAsAUOAnCDVBHRXOLCAsKBK
aA•CV]VVBHOLCAsKBKKAZ’CDOY…CAANH\GXOY…CAANHAUOAnCDIXUCO›OYlC!
F. BỘ LUẬT ISM
$?@)9H
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R]OY…CAIk\GTCe‡OQGHjGixV!XUKIX]GOYNKBKONXC^CI‹KAPOApHKmYpOCAX]GMNXMmO
OY•VOY|CDOYPCDKWCDOBK\GTCe‡RQRQPCŒV;9s§^XAkXIdCD6I‹OAWCD\GNCDAJ
\GHjO!3;8+3-HlGK•G_HSNCCOPQCAQCDATXvgHtfCDKBKAZƒCDt‰CeXlC\GNCOƒX
KWCDOBK\GTCe‡tZƒXOQGRQOYlCS[IhITVSTPNCOPQCOYPCDKBKAP^OIkCDK_NaAQKAc
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\GNOYPCDCDAJ\GHjO!90+-sRQI‹IZNRQPS‘OSGkKOYPCDKAZ’CD$K_NWCDZƒK
FGnKOjR]COPQCMXCAV^CDKPCCDZ[XOYlCSXhC+WCDZƒK>6>;90-!keGzO>
HlGK•GWCDOH\GTCe‡RQiANXOABKOQGaATXvgHtfCDVkOUOAnCD\GTCe‡NCOPQCIBa
yCDKBKVbKOXlGK_NkeGzO>IhITVSTPKBKAP^OIkCDiANXOABKOQGNCOPQCstGHOY…
VWXOYZ[CDeQVRXUKNCOPQCRQSTPRUVWXOYZ[CDSXhC!UOAnCD\GTCe‡NCOPQCaATXIZrK
ezaOAQCARŒCSTCsIZrKOYXhCiANXOAfKAXUCstGHOY…RQeXlCObKAPQCOAXUC
$6%78CDE>FGH
o QPCDQHE9E;;sSŽMGCDM›NIŽXCŒV;;0InXRƒXWCDZƒK\GnKOjR]NC
OPQCMXCAV^CDKPCCDZ[XOYlCSXhC+>6>-;90S‘OI•GKmAXUGefK!ŽMGCD
M›NIŽXImI‹IZNYNKAZ’CD$VƒXRQP>6>;90!AZ’CD$K_N>6>
;90\GHIJCARXUKS‘OSGkKOGgCOA_keGzO>!>NGImsAZ’CD$>6>
;90I‹IZrKSŽMGCDM›NIŽXS~CDCDAJ\GHjO>!;;+9 !DAJ\GHjOCQHI‹
IZrKOAWCD\GNRQPCDQHEERQKmAXUGefKRQPCDQHE9E!§gH
K€CDKALCAeQCDQHkeGzO>VcYkCDaA^VRXBatbCDS‘OSGkKInXRƒXKBKOQG
KAcAQCDRQKBKDXQCiAPNCSXhCtXIkCD!

o keGzO>IZrKAPQCOAXUCOAWCD\GNRXUKvgHtfCDKBKAZƒCDt‰CR]KWCDOBK
\GTCe‡InXRƒXiANXOABKOQGNCOPQCRQCDŒCCDˆNWCAXŠV!ŒV;;sZƒCDt‰C
CQHIZrK§^XAkXIdCDOAWCD\GNS~CDCDAJ\GHjO!809+8-!NXCŒVMNGsAZƒCD
t‰CCQHIZrKSŽMGCDM›NIŽXRQIZrKOAWCD\GNS~CDCDAJ\GHjO!8+9-!—ZƒX
A…CAOAyKCAZAXUCCNHskeGzO\GTCe‡\GnKOjR]iANXOABKOQGNCOPQCRQCDŒC
CDˆNWCAXŠV+keGzO>-IZrK§^XAkXIdCD6OAWCD\GNRQPCŒV;;.
S~CDCDAJ\GHjO!90+-!ABCDCŒVskeGzO>I‹IZrKSŽMGCDM›N
IŽXScXCDAJ\GHjO>!0+9 !DAJ\GHjOCQHI‹IZrKKApaOAGzCRQPCDQH
EERQKBKSŽMGCDM›NIŽXM‚S‘OI•GKmAXUGefKRQPE9E!
o ŒV;;3sCAzCOAyKIZrKMfK•COAXjOaATXOYXhCiANXBatbCDVkOKBKAOAnCD
CApOkeGzO>RQKBKALCA\GH]CQCAKALCAKmOAhK•COAXjOaATXi‡ijOKBK
OA•NOAGzCR]RXUKKpaKBKDXpHKAyCDCAzCScXKBKALCA\GH]CQCAKALCAiABK
aAqAraRƒXKAZ’CD$K_N>6>RQkeGzO>s§^XAkXIdCD6I‹OAWCD
\GNZƒCDt‰CKAPKBKALCA\GH]CQCAKALCAOYXhCiANXRXUKBatbCDkeGzO
>S~CDCDAJ\GHjO!9+;-!ABCDCŒVs6I‹OAWCD\GNCDAJ
\GHjO!;.+-\GHIJCARXUKOANHOAjZƒCDt‰CCQHS~CDZƒCDt‰CI‹IZrK
M›NIŽX!DAJ\GHjOCQHA_HS•CDAJ\GHjO!9+;-RQPCDQHE9E!
o 9'(:;<=>?@3@ABBA,C*>>-),-
=DBB 4E#

IV. NỘI DUNG BỘ LUẬT ISMH
BỘ LUẬT QUẢN LÝ QUỐC TẾ
VỀ HOẠT ĐỘNG AN TOÀN CỦA TÀU VÀ NGĂN NGỪA Ô NHIỄM
(Bộ luật Quản lý an toàn quốc tế - ISM)
>'ER'O7SPD7DT&,U
kXtGCD
XƒXOAXUG
0! FGHIJCAKAGCD!
3! ALCAMBKANCOPQCRQSTPRUVWXOYZ[CD!
8! YBKACAXUVRQ\GH]CA^CK_NKWCDOH!

9! +A`CD-CDZ[XaAbOYBKA!
! YBKACAXUVRQ\GH]CA^CK_NOAGH]COYZcCD!
;! DGdCefKRQCAgCefK!
! YXhCiANXKBKijAP^KAKAPKBKAP^OIkCDOYlCOQG!
! 5CDaAmMfKniAoCKpa!
! BKSBPKBPRQaAgCOLKAR]MfiAWCDaAqArasKBKONXC^CRQKBKMfKnCDGHAXhV!
.! TPtZuCDOQGRQOYNCDOAXjOSJ!
0! QXeXUG!
3! XhVOYNsvwVvxORQIBCADXBK_NWCDOH!
8! AyCDCAzCsiXhVOYNRQiXhVMPBO!
GIỚI THIỆU
o bKILKAK_NkeGzOCQHeQIZNYNVkOOXlGKAGoC\GnKOjKAPMf\GTCe‡RQAP^O
IkCDNCOPQCK_NOQGRQKAPMfCDŒCCDˆNWCAXŠV!
o §^XAkXIdCDI‹OAWCD\GNDAJ\GHjO!00.+$-OYPCDImiAGHjCCDAJKBKALCA
aA_BatbCDKBKSXUCaABaK•COAXjOIhSTPRUOAGH]COYZcCDOYPCDRXUKOAfKOAX
OYBKACAXUVKALCAIBCDK_NV…CAInXRƒXRpCI]NCOPQCAQCDATXRQSTPRUVWX
OYZ[CDSXhC!
o §^XAkXIdCDK€CDI‹OAWCD\GNCDAJ\GHjO!8+9-OYPCDImKWCDCAzCOAlVMf
K•COAXjOKmVkOOŽKAyK\GTCe‡OALKAAraIhITVSTPOŽKAyKCQHIBayCDIZrKMf
K•COAXjOK_NRXUK\GTCe‡OYlCOQGIhI^OIZrKRQtGHOY…KBKOXlGKAGoCKNPR]NC
OPQCRQSTPRUVWXOYZ[CD!
o AzCOApHY~CDiAWCDKmANXKWCDOHOQGSXhCAP}KANXKA_OQGDXnCDCANGsRQY~CD
KBKOQGAP^OIkCDtZƒXVkOaA^VRXYkCDeƒCK_NKBKIX]GiXUCiABKCANGsClCk
eGzOCQHIZrKvgHtfCDOYlCKBKCDGHlCO‘KRQKBKVbKOXlGKAGCD!
o keGzOCQHIZrKtXŠCI^OOAwPCA`CDOAGzOCD`iABX\GBOIhCmKmiATCŒCDBa
tbCDYkCDY‹X!GHCAXlCsVyKIkiABKCANGK_NMf\GTCe‡stqcOYlCS[ANHOYlC
SXhCsM‚HlGK•GKBKVyKIkiXjCOAyKRQCAzCOAyKiABKCANGR]KBKIX]GiAPTCI‹
IZrKClGYN!
o >fKNVijOOˆKpae‹CAI^PKNPCApOeQC]COTCDIhOAfKAXUCOnOMf\GTCe‡NCOPQC!
YPCDRpCI]R]NCOPQCRQCDŒCCDˆNWCAXŠVOA…ImeQMfKNVijOsCŒCDefKsOABX

IkRQIkCDK’K_NV¨XOAQCARXlCcOpOKTKBKVyKVQKA•CD\GHjOIJCAijO\GT
KGnXKqCD!
1. QUY ĐỊNH CHUNG
$>')./H
1.1.1“keGzOFGTCe‡COPQCFGnKOj+>Ptw-“KmCDA•NeQkeGzOFGTCe‡
FGnKOjR]P^OIkCDCOPQCK_NQGRQDŒCCDˆN©CAXŠVCAZI‹IZrK§^XAkX
IdCDOAWCD\GNsRQKmOAhIZrKŽKAyKM›NIŽX!
1.1.2“WCDOH“IZrKAXhGeQA_OQGAP}KVkOOŽKAyKAP}KKBCAgCCQPImCAZeQ
DZ[X\GTCe‡sAP}KDZ[XOAGlOQGOY•CsCDZ[XI‹RQINCDITVIZ’CDOYBKACAXUV
OANHV}OA_OQGiANXOABKOQGRQCDZ[XINCDKAJGAPQCOPQCOYBKACAXUVOAwPMfBa
I}OK_NkeGzOCQH!
1.1.3“ALCA\GH]CAQCAKALCA“IZrKAXhGeQALCAaA_K_N\GnKDXNVQOQGVNCD
K[!
$VG'R
1.2.1bKOXlGK_NkeGzOCQHeQCA~VITVSTPNCOPQCOYlCSXhCsCDŒCCDˆN
OAZ’CDRPCDR]CDZ[XsRQOYBCAIZrKKBKOAXUOA^XR]VWXOYZ[CDsI}KSXUOeQVWX
OYZ[CDSXhCsRQR]OQXMTC!
1.2.2bKOXlG\GTCe‡NCOPQCK_NKWCDOHaATXsSNPDdV
o zaYNKBKOBKCDAXUaNCOPQCOYPCDiANXOABKOQGRQO^PYNVkOVWXOYZ[CDeQVRXUK
NCOPQC„vBKezaaAZ’CDBCaA{CDKAnCDV|XY_XYPI‹tfIPBC„
o XjaObKAPQCOAXUCi¥CŒCD\GTCe‡NCOPQCK_NCA`CDCDZ[XOYlCS[K€CDCAZ
tZƒXOQGsSNPDdVKTMfyCDaAmO…CAAGnCDiAoCKpaeXlC\GNCOƒXNCOPQCRQSTP
RUVWXOYZ[CD!
1.2.3UOAnCD\GTCe‡NCOPQCaATXITVSTP
o GgCOAwPKBK\GHaA^VRQKBK\GHIJCAS‘OSGkK„
o ZGOgVOƒXKBKSkeGzOsKBKAZƒCDt‰CRQKBKOXlGKAGoCOALKAAraIZrKiAGHjC
CDAJScXŽKAyKQCDATXFGnKOjsKBKALCA\GH]CAQCAKALCAsKBKOŽKAyKaAgC
KpaRQKBKOŽKAyKKWCDCDAXUaAQCDATX!
$WFG
BKHlGK•GK_NkeGzOCQHKmOAhBatbCDKAPOpOKTKBKOQG!

$ >'ER'O'4'T)07N3B0XP#D3QX:#Q
¨XWCDOHaATXOYXhCiANXsOAfKAXUCRQtGHOY…VkOAUOAnCD\GTCe‡NCOPQC
+F-OYPCDImSNPDdVKBKHlGK•GKAyKCŒCDMNG
o VkOKALCAMBKANCOPQCRQSTPRUVWXOYZ[CD„
o KBKAZƒCDt‰CRQKBKOA_ObKIhITVSTPiANXOABKNCOPQCK_NKBKOQGRQSTPRU
VWXOYZ[CDaAqAraRƒXeGzOeU\GnKOjRQ\GnKDXNVQOQGVNCDK[KmeXlC\GNC„
o vBKIJCAKBKVyKaAgCKpa\GH]CA^CRQAUOAnCDOAWCDOXCeXlCe^KDX`NsRQOYPCDs
CA`CDCDZ[XOYlCS[RQOYlCOQG„
o KBKOA_ObKSBPKBPKBKONXC^CRQKBKRpCI]iAWCDaAqAraRƒXKBKIX]GiAPTCK_N
keGzOCQH„
o KBKOA_ObKM¡CMQCDyCDaAmRƒXKBKO…CAOY^CDiAoCKpa„RQ
o KBKOA_ObKInXRƒXIBCADXBCkXSkRQvwVvxOK_Ne‹CAI^P!
2. CHÍNH SÁCH AN TOÀN VÀ BẢO VỆ MÔI TRƯỜNG
$>')./H
2.1WCDOHaATXvgHtfCDVkOKALCAMBKANCOPQCRQSTPRUVWXOYZ[CDOYPCDImClGYNKBK
VbKOXlGsCAZI‹IZrKKA•YNOYPCDbK!sM‚I^OIZrKCAZOAjCQP!
2.2WCDOHaATXITVSTPY~CDKALCAMBKACQHIZrKOAfKAXUCRQtGHOY…cOpOKTKBKKpaK_N
K’\GNCsKTcOYlCOQGK€CDCAZOYlCS[!
3. TRÁCH NHIỆM VÀ QUYỀN HẠN CỦA CÔNG TY
3.1jGVkOOAfKOAhKAJGOYBKACAXUVR]AP^OIkCDK_NOQGVQiAWCDaATXeQKA_OQGsOA…
KA_OQGaATXSBPOlCI•HI_RQKAXOXjOR]OAfKOAhImKAPALCA\GH]CAQCAKALCA!
3.2WCDOHaATXvBKIJCARQezaAdM’R]OYBKACAXUVs\GH]CA^CRQVnX\GNCAUK_NOpOKT
CA`CDCDZ[XeQVKWCDOBK\GTCe‡sOAfKAXUCRQiXhVOYNKWCDRXUKKmeXlC\GNCRQTCA
AZcCDOƒXNCOPQCRQCDŒCCDˆNWCAXŠV!
3.3WCDOHKmOYBKACAXUVITVSTPY~CDKmI_CDGdCefKRQMfA¨OYrOYlCS[IhITVSTP
KAPCDZ[XaAbOYBKAAP}KCA`CDCDZ[XaAbOYBKAOXjCAQCAKBKKAyKCŒCDK_NV…CA!
4. (Những) NGƯỜI PHỤ TRÁCH
4.1§hITVSTPiANXOABKNCOPQCKAPV¨XKPCOQGRQOAXjOezaVnXeXlCAUDX`NWCDOHRQ
V¨XOQGsV¨XWCDOHaATXK›YNVkOAP}KCAX]GCDZ[XaAbOYBKAcOYlCS[KmOAhOXjaKzC
OYfKOXjaRƒXCDZ[Xe‹CAI^PKNPCApO!

4.2YBKACAXUVRQ\GH]CA^CK_NVkOAP}KCA`CDCDZ[XaAbOYBKAaATXSNPDdVKTRXUK
DXBVMBONCOPQCRQCDŒCCDˆNWCAXŠVOYPCDAP^OIkCDK_NV¨XOQGRQITVSTPY~CDIBa
yCDI•HI_CDGdCefKRQMfA¨OYrOYlCS[sCjGIZrKHlGK•G!
5. TRÁCH NHIỆM VÀ QUYỀN HẠN CỦA THUYỀN TRƯỞNG
5.1 WCDOHK•CvBKIJCARQezaOAQCARŒCSTCVkOKBKAY™YQCDOYBKACAXUVK_NOAGH]C
OYZcCDInXRƒX
o OAfKAXUCKALCAMBKANCOPQCRQSTPRUVWXOYZ[CDK_NWCDOH„
o OA•KIoHOAGH]CRXlCOAfKOAXKALCAMBKACQH„
o IZNYNKBKVUCAeUCARQKBKKA•t‰COALKAAraVkOKBKAY™YQCDRQI’CDXTC„
o iXhVOYNvwVKBKHlGK•GI‹IZrKI}OYNKmIZrKDXBVMBOiAWCD„
o vwVvxOFRQOAWCDSBPOAXjGMmOK_N>>RƒXSNC\GTCe‡OYlCS[!
5.2WCDOHaATXITVSTPY~CDFINCDBatbCDOYlCOQGaATXKmIX]GiAPTCY™YQCD
ClGSzOIZrKOAoV\GH]CK_NOAGH]COYZcCD!WCDOHaATXvBKIJCAOYPCDFY~CD
OAGH]COYZcCDKm\GH]CRZrO\GH]CA^CRQOYBKACAXUVIhIZNYNKBK\GHjOIJCAInXRƒXNC
OPQCRQCDŒCCDˆNWCAXŠVRQIhHlGK•GMfOYrDX•aK_NWCDOHiAXvxOOApHK•COAXjO!


6. NGUỒN LỰC VÀ NHÂN LỰC
6.1WCDOHaATXITVSTPY~CDOAGH]COYZcCDeQCDZ[X
o I_CŒCDefKKAGHlCVWCIhIX]GAQCA„
o AXhGOApGIBPFK_NWCDOH„
o IZrKOYNPCA`CDA¨OYrK•COAXjOIhCAXUVRbK_NAGH]COYZcCDKmOAhIZrKOAfK
AXUCVkOKBKANCOPQC!
6.2WCDOHaATXITVSTPY~CDV¨XKPCOQGIZrKIX]GAQCAScXOAGH]CSkKmI_CŒCDefKs
DXpHKAyCDCAzCRQMyKiA•waAqAraRƒXKBKHlGK•GK_N\GnKDXNRQ\GnKOj!
6.3WCDOHaATXOAXjOezaKBKOA_ObKIhITVSTPY~CDCA`CDCDZ[XVƒXRQCA`CDCDZ[X
CAzCKWCDOBKVƒXeXlC\GNCOƒXNCOPQCRQCDŒCCDˆNWCAXŠVaATXIZrKeQV\GwCRƒX
CAXUVRbK_NV…CA!A`CDAZƒCDt‰COAXjOHjGIZrKIZNYNOYZƒKiAXAQCAATXaATXIZrK
vBKIJCAsRXjOOAQCARŒCSTCRQSNCAQCA!
6.4WCDOHaATXITVSTPY~CDOpOKTCA`CDCDZ[XOYPCDFK_NWCDOHaATXKmMf

AXhGSXjOI•HI_KBK\GHaA^VsKBK\GHIJCAsKBKeGzOeURQKBKAZƒCDt‰CKmeXlC\GNC!
6.5WCDOHaATXOAXjOezaRQtGHOY…KBKOA_ObKInXRƒXRXUKIJCAYNiAmNIQPO^POAwPHlG
K•GIhA¨OYrFK_NWCDOHRQITVSTPY~CDiAmNIQPO^PCQHIZrKBatbCDKAP
OpOKTCA`CDCDZ[XKmeXlC\GNC!
6.6WCDOHaATXOAXjOezaKBKOA_ObKCA[ImKBKOAGH]CRXlCK_NOQGCAzCIZrKOAWCDOXC
OALKAAraOYPCDFK_NWCDOHS~CDCDWCCD`eQVRXUKAP}KCDWCCD`VQV|X
OAGH]CRXlCKmOAhAXhGIZrK!
6.7WCDOHaATXITVSTPY~CDOpOKTKBKOAGH]CRXlCK_NOQGKmiATCŒCDDXNPOXjaVkOKBKA
KmAXUG\GTOYPCDiAXOAfKOAXCAXUVRbK_NV…CAeXlC\GNCOƒXFK_NWCDOH!
7. TRIỂN KHAI CÁC KẾ HOẠCH CHO CÁC HOẠT ĐỘNG TRÊN TÀU
WCDOHK•COAXjOezaKBKOA_ObKKAPRXUKKAGoCSJK_NKBKijAP^KARQKBKAZƒCDt‰CKAP
KBKAP^OIkCDOAwCKAnOOYlCOQGeXlC\GNCOƒXNCOPQCK_NOQGRQCDŒCCDˆNWCAXŠV!A`CD
CAXUVRbiABKCANGKmeXlC\GNCIjCRpCI]OYlCK•CIZrKvBKIJCARQDXNPKAPCDZ[XKm
CŒCDefK!
8. ỨNG PHÓ CÁC SỰ CỐ KHẨN CẤP
8.1 WCDOHaATXOAXjOezaKBKOA_ObKIhvBKIJCAsVWOTRQyCDaAmRƒXKBKO…CAOY^CDMfKn
iAoCKpaOX]VOQCDOYlCOQG!
8.2WCDOHaATXOAXjOezaKBKKAZ’CDOY…CAAGpCeGHUCRQOAfKOzaKBKOANPOBKyCDaAmMf
KniAoCKpa!
8.3 FK_NWCDOHaATXIZNYNKBKSXUCaABaITVSTPY~CDMfOŽKAyKK_NWCDOH
KmOAhIBayCDIZrKcSpOi”OA[XIXhVCQPInXRƒXKBKCDGHAXhVsKBKONXC^CRQKBKO…CA
OY^CDMfKniAoCKpaeXlC\GNCIjCKBKOQGK_NWCDOH!
9. BÁO CÁO VÀ PHÂN TÍCH VỀ SỰ KHÔNG PHÙ HỢP, CÁC TAI NẠN VÀ CÁC
SỰ CỐ NGUY HIỂM
9.1FK_NWCDOHaATXSNPDdVKBKOA_ObKITVSTPY~CDKBKMfiAWCDaAqAras
KBKONXC^CRQKBKO…CAOY^CDCDGHAXhVIZrKSBPKBPR]WCDOHsIZrKIX]GOYNRQIZrK
aAgCOLKARƒXVbKILKACA~VAPQCOAXUCKWCDOBKNCOPQCRQCDŒCCDˆNWCAXŠV!
9.2WCDOHaATXOAXjOezaKBKOA_ObKKAPRXUKOAfKAXUCKBKAP^OIkCDiA‘KaAbK!



10. BẢO DƯỠNG TÀU VÀ TRANG THIẾT BỊ
10.1WCDOHK•COAXjOezaKBK\GHOY…CAIhITVSTPY~CDKPCOQGIZrKSTPtZuCDOGgCOA_
KBKIX]GiAPTCK_NKBK\GHaA^VsKBK\GHIJCAKmeXlC\GNCRQSpOKyHlGK•GCQPKmOAh
IZrKWCDOHSŽMGCD!
10.2§hIBayCDKBKHlGK•GCQHWCDOHK•CITVSTPY~CD
o OXjCAQCAiXhVOYNOAwPKBKiAPTCDOA[XDXNCOALKAAra„
o aATXSBPKBPSpOKyMfiAWCDaAqAraCQPi VOAwPKBKCDGHlCCAgCK_NCmsCjG
IZrKSXjO„
o BatbCDKBKAP^OIkCDiA‘KaAbKOALKAAra„RQ
o eZGDX`KBKSXlCSTCK_NAP^OIkCDCQH!
10.3WCDOHaATXOAXjOezaKBKOA_ObKOYPCDFK_NWCDOHIhvBKIJCAOAXjOSJRQ
KBKAUOAnCDi¥OAGzOVQA•CDAmKSpOCD[K_NKA•CDKmOAhDgHClCKBKO…CAOY^CDCDGH
AXhV!FK_NWCDOHK•CIZNYNKBKSXUCaABaKbOAhCA~VCgCDKNPIkOXCKzCK_N
KBKOAXjOSJAP}KKBKAUOAnCD!BKaAZ’CDaABaOYlCaATXSNPDdVMfOA›IJCAi”K_NKBK
OYNCDOAXjOSJtfaA{CDsAP}KKBKOYNCDOAXjOSJK_NKBKAUOAnCDi¥OAGzOiAWCDIZrKM›
tbCDOAZ[CDvGHlC!
10.4>fiXhVOYNClGOYPCDbK!K€CDCAZKBKSXUCaABaIZNYNcbK!.aATXAQX
A{NRƒXeJKAOY…CASTPtZuCDAP^OIkCDK_NOQG!
11. TÀI LIỆU
11.1WCDOHaATXOAXjOezaRQtGHOY…KBKOA_ObKIhiXhVMPBOOpOKTKBKOQXeXUGRQMneXUG
eXlC\GNCOƒXFK_NWCDOH!
11.2WCDOHaATXITVSTPY~CD
KBKOQXeXUGKmDXBOYJaATXKmM¡CcOpOKTKBKIJNIXhVKmeXlC\GNC„
MfOANHIŽXOQXeXUGaATXIZrKvwVvxORQIZrKCDZ[XKmOAoV\GH]COAWCD\GN„
A_HS•CDNHKBKOQXeXUGe¨XOA[X!
11.3QXeXUGIZrKtqCDIhVWOTRQOAfKAXUCFK_NWCDOHClCIZrKIZNYNtZƒX
t^CD“>ŽONHFGTCe‡COPQC“!QXeXUGClCeZGDX`cV‰GVQWCDOHKAPY~CDKmAXUG\GT
CApO!¨XOQGK•CKpODX`OYlCOQGOpOKTKBKOQXeXUGKmeXlC\GNCOƒXOQGIm!
12. THẨM TRA, XEM XÉT VÀ ĐÁNH GIÁ CỦA CÔNG TY
12.1WCDOHaATXOXjCAQCAIBCADXBNCOPQCCkXSkIhOAoVOYNe^XvwVKBKAP^OIkCDNC

OPQCRQCDŒCCDˆNWCAXŠVKmaAqAraRƒXFK_NWCDOHiAWCD!
12.2WCDOHaATXIJCAi”IBCADXBAXUG\GTRQiAXK•COA…vwVvxOe^XFK_NWCD
OHKmaAqAraRƒXKBKOA_ObKI‹IZrKWCDOHezaYNiAWCD!
12.3>fIBCADXBRQKBKAP^OIkCDiA‘KaAbKK•COAXjOaATXIZrKOXjCAQCAaAqAraRƒXOA_
ObKI‹IZrKDAXOAQCARŒCSTC!
12.4DZ[XOXjCAQCAIBCADXBaATXIkKezaRƒXaA^VRXIZrKIBCADXBOYˆiAXIX]GIm
iAWCDOAhOAfKAXUCIZrKScXO•VKuRQSTCKApOK_NWCDOH!
12.5 BKijO\GTK_NIBCADXBRQvwVvxOaATXOAGA•OIZrKMf\GNCOgVOpOKTCA`CDCDZ[X
INCDKAJGOYBKACAXUVOYPCDCA`CDe•CARfKKmeXlC\GNC!
12.6DZ[X\GTCe‡KAJGOYBKACAXUVCA`CDe•CARfKKmeXlC\GNCaATXOXjCAQCACA`CDAP^O
IkCDiA‘KaAbKiJaOA[XKBKMNXMmOI‹IZrKaABOAXUC!
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13. CHỨNG NHẬN, THẨM TRA VÀ KIỂM SOÁT
13.1QGaATXIZrKIX]GAQCAScXVkOWCDOHI‹IZrKKpaDXpHKAyCDCAzCaAqAraeXlC
\GNCOƒXKPCOQGIm!
13.2|XWCDOHOA•NV‹CKBKHlGK•GK_NkeGzO>M‚IZrKALCA\GH]CAQCAKALCAs
AP}KVkOOŽKAyKIZrKALCA\GH]CAQCAKALCAKWCDCAzCAP}KALCAaA_K_NCZƒKCAgC
tNCAALCA\GH]CAQCAKALCAVQWCDOHI‹KA|CIhKA•I^PKWCDRXUKOAZ’CDV^XK_N
WCDOHKpaKAPVkODXpHKAyCDCAzCaAqAra!XpHKAyCDCAzCCQHaATXIZrKKApaCAzC
CAZeQS~CDKAyCDY~CDWCDOHKmiATCŒCDaAqAraRƒXKBKHlGK•GK_NkeGzOCQH!
13.3kOSTCMNPDXpHKAyCDCAzCImaATXIZrKKpODX`OYlCOQGIhiAXIZrKHlGK•Gs
OAGH]COYZcCDOY…CASBPCmKAPALCA\GH]CAQCAKALCAAP}KOŽKAyKIZrKALCA\GH]C
AQCAKALCAKWCDCAzCIhiXhVOYN!
13.4kODXpHKAyCDCAzCsD|XeQXpHKAyCDCAzCFGTCe‡COPQCsaATXIZrKALCA
\GH]CAQCAKALCAAP}KOŽKAyKIZrKALCA\GH]CAQCAKALCAKWCDCAzCKpaKAPOQG!AX
KpaXpHKAyCDCAzCCQHALCA\GH]CAQCAKALCAaATXOAoVOYNvwVWCDOHImRQAP^O
IkCD\GTCe‡OYlCOQGK_NCmKmOA•NV‹CRƒXFK_NWCDOHCAZI‹IZrKaAlKAGoC
iAWCD!
13.5ALCA\GH]CAQCAKALCAAP}KOŽKAyKIZrKALCA\GH]CAQCAKALCAKWCDCAzCaATX

iXhVOYNIJCAi”RXUKOAfKAXUCKBKKAyKCŒCDK_NFK_NOQGKmI•CDCAZI‹IZrK
aAlKAGoCiAWCD!
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