công ty cổ phần chứng khoán sài gòn bảng cân đối kế toán hợp nhất báo cáo lưu chuyển tiền tệ kết quả hoạt động kinh doanh báo cáo tài chính hợp nhất 30 tháng 9 năm 2012

CONG TY cO pHAN CHlrNG KHOAN sAl GON
Elia chi: 72 Nguyen Hue - Qu~n 1 • TP. HO Chi Minh
sAo cAo TAl CHiNH HOP NHAT
Tl'i ngay 30 thang 09 nam 2012
Ban Mnh Iheo T.TI.!
s6
9512008
ITT
-BTC
ngay 24 IMng 10 nam 2008 eua B" Tai chinh
Sli'a rJ6itheo Th6ng II.!s6 16212010
ITT
-BTC
ngay 20 IMng 10 nam 2010 eua B" Tai ehinh
SANG CAN D61 K~ ToAN HQ'P NHAT
T<li ngay 30 thang 09 nam 2012
Elan vi tinh : VNEl
TAl SAN
Ma
Thuy~t
s6 eu6i ky
s6 d~u nam
s6
rninh
A.
TAl SAN NGAN H~N (100=110+120+130+140+150)
100
4,904,017,546,487
3,223,900,965,471
I.
Tiiin va cae khoan tU'O'ng du'O'ng tiiin

110
2,482,181,220,523
1,945,764,811,547
1. Ti~n
111 VI.01
872.981,220,523
730,095,592,831
Trong rJ6:
- Titm gui cua nM rJ~uII.!v6 giao dich chung khoan
731,000,518,579
601,838,543,283
2. Cae kho;;n IlYang dlYang li~n
112 1,609,200,000,000
1,215,669,218,716
II,
Cae khoan d~u tU' lai ehinh ngiln h~n
120
1,783,581,681,584
869,367,192,516
1.
El~u IlY ngiln han
121
VI.02
2,010,774,029,839
1,053,037,748,335
2,
El~u tlY ngiln han eua nglYai uy thac d~u IlY
119,452,989,696
3
D\l' phong giam gia d~u tlY ngiln han

129 VI.02
(227,192.348.255)
(303.123,545,515)
III.
Cae khoan phai Ihu ngiln h~n
130
630,213,563,595
397,623,486,933
1. Phai thu eua khaeh hang
131
VI,09
278,981,203,210
291,054,053,897
2. Tra IrlYae eho ngu'ai ban
132
VI.11
75.209,722,970
2,223.755,828
3.
Phai Ihu no; bO ngiln han
133
4.
Phai Ihu hoat dong g;ao dieh ehlfng khoan
135 VI.09
10,646,344,904
677,728
5. Cae khoan phai Ihu kMe
138
VI,09
289,314,289,086

122,281,746.055
6 D\l' phong pha; thu kh6 dol
139 (23,937,996,575)
(17,936,746,575)
IV.
Hang
Ibn
kho
140
V.
Tai san ngiln h~n khae
150 8,041,080,785
11,145,474,475
1.
Chi phi Ira IrlYae ngiln han
151 5,465,766,957
5,334,439,840
2. Thu~ GTGT dlYl{e khau Irlf
152
74,520,643
85,921,890
3. Thu~ va cae khoan phai Ihu nM nlYae
154
3,347,725,304
4.
Giao djeh mua ban fai TP ehinh phu
157
5
T.::.i
~~nn(]~n

h.:m khAr.
1 liA
?
c;nn
701
1
At:;
?
177 ":!.A7
AA1
T",; ngay 30 thang 09 nam 2012
Bang din dbi k~ toan hQ'p nhat (ti~p theo)
TAl SAN
Ma
Thuy~t
sb
cubi ky
sb
dau nam
sO
minh
B.
TAl SAN oAI H~N ( 200=210+220+240+250+260+269)
200
3,305,248,965,117
3,283,612,233,383
I
Cac khoan phai thu dai h",n
210
1.

Phai thu dai h",n cua khach hang
211
2.
vbn kinh doanh
i':t
dcyn vi tnyc thuac
212
3.
Pha; thu dai h",n nai ba
213
4.
Pha; thu dai h",n khac
218
5.
DI,l' ph6ng giam gia chLYng khoan uy
219
thac dau tu dai h",n
II.
Ti,; san
cb
djnh
220
147,321,787,719
165,128,640,442
1.
Tai san cO djnh hG'u hinh
221 VI.06
24,197,022,179
35,668,894,339
Nguyen gia

222
93,735,782,561
97,855,281,879
Gia If;
hao mon lOy kt!
223
(69,538,760,382)
(62,186,387,540)
2.
Tai san co
dinh
thue tai chinh
224
:
Nguyen gia
225
'
.•
Gia Ie;
hao mon lOy kt!
226
~O
3
Tai san cO djnh vo hinh
227
VI.08
122,206,216,300
128,541,196,863
cl
Nguyen gia

228
155,358,964,039
154,196,831,839
rI~
Gia If;
hao mon lOy kt!
229
(33,152,747,739)
(25,655,634,976)
4.
Chi phi dau tu xay dl,l'ng
CCY
ban di':t dang
230
c
918,549,240
918,549,240
•
III.
Bat d{lng san tu
240
VI.07
271,483,000,355
275,387,155,603
.
~
Nguyen gia
241
283,612,736,520
282,497,013,600

~
Gia Ie;
hao mon lOy kt!
242
(12,129,736,165)
(7,109,857,997)
IV.
Cac khoan dau tll tai chinh dai h",n
250
2,806,766,242,817
2,795,408,637,136
1.
Dau tu VaG cong ty con
251
2.
Dau tu VaG cong ty lien k~t, lien doanh
252
1,406,284,895,197
1,084,449,892,080
Gia
Ie;
Ihuan khoan oau
Ill'
vao eong
Iy
/i{)n ket lien doanh
VI.03
1,303,938,158,076
1,062,004,865,058
Lr;ri Iht! TM eua khoan oau

Ill'
vao eong
Iy
lien kel lien doanh
102,346,737,121
22,445,027,022
3.
Dau tu chLYng khoan dai h",n
253
1,050,915,252,094
1,128,856,979,464
ChLYng khoan s~n sang dl. ban
254
1,050,915,252,094
1,128,856,979,464
ChLYng khoan n~m giG' d~n ngay dao h",n
255
4.
Dau tu dai h",n khae
258
VI.02
548,616,990,000
749,788,390,000
5.
DI,l' ph6ng giam gia chLYng khoan va dau tu dai h",n khae
259
VI.02
(199,050,894,474)
(167,686,624,408)
V.

Tai san dai h",n khae
260
79,677,934,22~
47,687,800,202
1.
Chi phi tra trucre dai h",n
261
VI.04
11,344,156,575
20,282,431,210
2.
Tai san thu~ thu nhaP hoan I",i
262
47,111,441,045
8,330,545,610
3.
Ti~n naP Quy hO trQ' thanh toan
263
VI.05
14,982,911,796
12,889,932,650
4.
Tai san dai h",n khae
268
6,239,424,810
6,184,890,732
VI.
LQ'i th~ thllO'ng m",i
269
TONG CQNG TAl SAN ( 270=100+200)

270
8,209,266,511,604
6,507 ,513, 198,854
T~; ngay 30 Ihang 09 nam 2012
Bang can dO;
k~
toan hgp nhat (ti~p theo)
NGUON VON
Ma
Thuy~t
SO cuOi
ky
SO dau nam
sO
minh
A. NQ' PHAI TRA ( 300=310+330)
300
3,096,625,922,706
1,350,341,790,438
I. NQ' ngAn h~n
310
3,066,295,505,95~
1,180,434,253,286
1.
Vay va nQ'ngiln h~n
311 VI.10
177,956,950.062
2.
Phai Ira nglYai ban
312

183,806,178
2,844,837,415
3.
NglYai mua tra li{,n trlYac
313
VI.13
399,147,850,130
73,489,828,832
4.
Thu{, va cac khoan phai nop Nha nlYac
314
VI.14
7,397,388,951
5,642,394,016
5.
Phai Ira nglYai lao dong
315
48,346,322
19,057,374
6.
Chi phi phai tra
316
VI.12
46,170,470,490
6,182,323,553
7.
Phai Ira noi bo
317
8.
Cac khoan phai Ira, phai nop ngiln h~n khac

319
VI.15
1,222,901,817,184
416,679,318,364
9,
Pha; Ira ho~t dong giao djch chlYng khoan
320
686,944,277,947
577,727,624,842
10.
Phai Ira ho cO tlYC,goc va lai Irai phi{,u
321
VI.16
445,555,258,215
6,476,918,423
11.
Phai Ira
10
chlYC phal hanh chlYng khoan
322
605,427,160
605,427,160
12.
QuI'
khen IhlYang phuc lQ'i
323
76,449,127,981
90,064,800,637
13.
Giao djch mua ban I~i Irai phi{,u Chinh phu

327
-
14.
Doanh thu chlYa Ihl,fc hi$n ngiln h~n
328
2,934,785,333
701,722,670
'.
~
15.
DI,l' phong phai Ira ngiln h~n
329
il
II.
NQ' dai h~n
330
30,330,416,753
169,907,537,152
,,~
1.
Phai Ira dai h~n nglYai ban
331
.,I
2.
Phai Ira dai h~n noi bo
332
,1 (
3.
Phai tra dai h~n khac
333

1,181,103,182
577,091,185
4.
Vay va nQ'dai h~n
334
'P.~
5
Von nhan uy thac dilu tlY dai h~n
122,504,095,276
=
6.
Thu{, Ihu nhaP hoan I~i phai Ira
335
26,253,484,875
43,592,871,995
7.
DI,l' phong IrQ' cap milt vi$c lam
336
2,895,828,696
3,233,478,696
8.
DI,l' phong phai Ira dai h~n
337
9.
Doanh thu chlYa Ihl,l'c hi$n dai h~n
338
10.
QuI'
phal tri{,n khoa hoc va cong ngh$
339

11.
DI,l' phong bei IhlYang Ihi$1 h~i cho nha dilu IlY
359
B.
NGUON VON CHll
56'
HO'U
400
VI.17
5,028,847,514,887
5,080,665,298,617
I.
VOn chu sa hCru
410
5,028,847,514,887
5,080,665,298,617
1.
VOn dilu IlY cua chu sa hCru
411
3,526,117,420,000
3,526,117,420,000
2.
Thang dlY von cO philn
412
340,921,476,378
340,921,476,378
3.
Von khac (chenh I$ch phal sinh do cong
413
(829,476,245)

383,614,879
ty lien k{,1 mua ban cO phi{,u quy)
4.
CO phi{,u quy
414
(89,246,186,000)
(88,591,286,000)
5.
Chenh I$ch danh gia lai lai san
415
6.
Chenh I$ch
tY
gia hoi doai
416
7.
QuI'
dilu IlY, phallri{,n
417
8.
QuI'
dl,l' phong lai chinh
418
289,383,181,436
289,383,181,436
9,
QuI'
khac Ihuoc von chu sa hifu
419
10.

LQ'inhuan sau Ihu{, chlYa phan phoi
420
962,501,099,318
1,012,450,891,924
C
lQ'1 iCH CllA cO DONG THIEU sO
430
83,793,074,011
76,506,109,799
TONG CQNG NGUON VON(440=300+400+430)
440
8,209,266,511 ,604
6,507 ,513, 198,854
T~i
ngay
30 thang 09 nam 2012
Bang
c~n
"61 kit toan hQ'p
nh~t
(tiep
thea)
cAc CHIT1eu NGOAIBANG CAN001 KE TOAN
12,891,716,450,000
12,020,499,450,000
11,515.498,730.000
10,468,549.880,000
792.268.100,000
442.902.530.000
9.108.711.660,000

8.440.746.120.000
1.614.518.970,000
1.584.901.230.000
326,214,580,000
427,008,780,000
300.000.000
1.000.000.000
320.369.580.000
420.463.780.000
•9.
5,545.000.000
5,545,000.000
,
:N
901,617,580,000
947,988,450,000
iOJ
IN
901,617.580.000
947.988,450.000
4
~
CHI TIEU
Ma
Thuy~l
.6
minh
1.
Tal san cO d!nh thue ngoal
001

2.
V~lll" ch(rng chi c6 9ia nh~n glCrh~ nh~n glCrh~
002
3.
Tai san nh*"
ky
ClJ'Q'c
003
4.
NQ'kh6 d6i da x(r
Iy
004
5.
Ngo"i
t/1
cae 10<;11
005
6.
ehllng khatm ILFU
ky
006
6.1
ChCmg khoan g;ao d;ch
007
6.1.1
Chting khoan giao dieh cua tMoh
vi~n
IlfU
ky
008

6.1.2
Chling khoan giao dieh cua khach hang trang oU'ac
009
6.1.3
Chung khoan giao dieh cua khach hang m.rac ngoal
010
6.1.4
Chung khoan giao dieh cua
to
chtic khac
011
6.2
ChiFng khoan
t~m
ngvng giao d;ch
012
6.2.1
Chli'ng khoan tam
ngemQ
giao dieh cua thanh
vj~n
lU'u
ky
013
6.2.2
Chling khoan tam ngung giao dieh cua khach hang trang
014
nlf6'c
6.2.3
Chung khoan tam ngling giao dieh cua khach hang mfac

015
ngoai
6.2.4
ChLing khoan tqm ngli'ng giao dieh cua
t6
chtic khac
016
6.3
Ch(mg kho8n cam
co
017
6.3.1
Chling khoan
c~m
cO
cua tMnh
vi~n
lU'u
ky
016
6.3.2
Chling khoan cam co eua khaeh hang trong nl/6'e
019
6.33
ChLrng khoan cAm co ella khaeh hang nl16'c ngoai
020
6.3.4
Chl1ng khoan cam co ella
to
ehu-e khae

021
6.4
ChU'ng khoan t?lm giCJt
022
6.4.1
Chu-ng khoan
t~m
giCr ella tMnh vi6n hru ky
023
6.4.2
Chting khoan
t~m
giCr ella khaeh hang trong nl16'e
024
6.4.3
Chu-ng khoan t1;lmgiO' ella khaeh hang mr6'e ngoai
025
6.4.4
Chu-ng khoan tq,ffi giO' ella to ehLrc khac
026
6.5
Chu-ng khoan ch6' thanh toan
027
6.5.1
Chling khoan eha thanh toan ella tMnh vi6n 111uky
028
6.52
Chling khoan eha thanh toan ella khaeh hang trong nl16'e
029
6.5.3

Chlrng khoan eha thanh toan ella khaeh hang nl16'e ngoai
030
6.5.4
Chli'ng khoan cha thanh toan giao dich elsa
t6
ehtie khae
031
6.6
ChiFng khoan phong toa ch& rut
032
6.6.1
Chung khoan phong toa eha rut clla
thanh vilm hru ky
033
6.6.2
Chling khoan phong toa eha rut clla khaeh hang trong nl16'e
034
6.6.3
Chting khoan phong toa eha rut ella khaeh hang nl16'e
035
ngoai
6.6.4
Chli'ng khoan phong toa eha rut g;ao dieh ella
to
ehlre khae
036
6.7
ChiFng khoan ch6' giao djch
037
6.7.1

Chting khoan eha giao dieh ella thanh vi6n 111Uky
038
6.72
Chling khoan eha giao dieh ella khach hang trong nlr6'c
039
6.7.3
Chling khoan eha giao dieh ella khaeh hang nlr6'c ngoai
040
6.7.4
Chling khoan eha giao dieh giao dieh eua t6 ehlie khae
041
SO cuOi
ky
134,547,500,000
447.100.000
132.008,300.000
2,192.100.000
13,738,060.000
9,461.250.000
4.276.810,000
so dau
n~m
168,833,120.000
401.000.000
167,869.720.000
562,400.000
8,119,220,000
3.962,860.000
4.156,360.000
T~i ngay 30 thOng09 nam 2012

Cae chi
lieu
ngoordbang can dOi k6
tatm
(ti~p theo)
CHI TIEU
Ma
Thuy~t
sO
minh
6.8
Chvng khoan ki quy dam
baa
khoan
vay
042
6.8.1
ChLi'ng khoan
ky
quy dam bao khoan yay eua
thanh vifm
043
hJ'u
ky
6.8.2
Chung khoan
ky
quy
dam baD khoan yay eua khach hang
044

trong nl'6'c
6.8.3
Chling khoan
ky
quy dam baa khoan
yay
eua khach hang
045
nL16'engoai
6.8.4
Chling khoan
ky
quy dam baa khoan yay glaD dich eua
to
046
chuc khac
6.9
ChCfng khoan sU'a 10; g;ao djch
047
7
ChtJ>ngkhoan lU'u
kyo
cOng ty d~i
chung
chua
niem y~t
050
Trang 0'6:
7.1
Ch(Png khoan

giao
djch
051
7.1.1
Chung khoan giao d!ch eua thanh vien lU'u
ky
052
7.1.2
Chung khoan giao dich eua khach hang trong nlJ'6'c
053
7.1.3
Chling khoan giao dich eua khach hang nU'6'c ngoai
054
7.1.4
ChLrng khoan glaD dich eua
to
chuc
khac
055
7.2
Chli'ng khoan t~m ngimg giao djch
056
7.2.1
Chli'ng khoan tiilm nglmg giao dieh ella thanh vi~n lU'u ky
057
7.2.2
Chling khoan t~m nglrng giao dieh ella khaeh hang trong
058
nU'6'e
7.2.3

Cht.'rng khoan t~m ngCYnggiao dieh ella khaeh hang nU'O'e
059
ngoai
7.2.4
Cht.'rng khoan t~m ngemg giao dieh ella to eht.'re khae
060
7.3
ChUng khoan cam
co
061
7.3.1
Cht.'rng khoan e~m cO ella thanh vien lU'u ky
062
7.3.2
Chling khoan cam cO ella khaeh hang trong nlr6'c
063
7.3.3
Chling khoan cam cO clla khach hang nlr6'c ngoai
064
7.3.4
Chvng khoim e~m cO clla to chlfe khac
065
7.4
Chvng khoan
tflm
giCF
066
7.4.1
Chung khoan t~m giG' clla thanh vien lU'u ky
067

7.4.2
Chung khoan t~m giG' clla khaeh hang trong nU'6'c
068
7.4.3
Chung khoan t~m giG' ella khaeh hang nU'6'e ngoai
069
7.4.4
Chung khoan t~m gili' ella to ehue khae
070
7.5
ChUng khoan eh& thanh toan
071
7.5.1
Chung khoan eh6' thanh toan ella thanh vien lU'u ky
072
7.5.2
Chung khoan eha thanh toan ella khaeh hang trong nU'6'e
073
7.5.3
Chling khoan ch6' thanh toan ella khaeh hang nU'6'e ngoai
074
7.5.4
Chti'ng khoan eh6' thanh toan giao djeh ella t6 eh(rc khae
075
7.6
Ch&ng khoan phong taa eh&
rut
076
7.6.1
Chling khoan phong toa ch6' rut dia thanh vien lU'u ky

077
7.6.2
Chling khoan phong toa eha rut ella khach hang trong nU'O'e
078
7.6.3
Chling khoan phong toa ch6' rut ella khaeh hang nU'6'c
079
ngoai
7.6.4
Chling khoan phong toa eh6' rut giao dieh ella to eh(re khae
080
7.7
Ch\ing khoan sLra IOi giao djeh
081
8
Ch&ng khoan ehU'a lU'u ky eua khaeh hang
082
9
ChUng khoan ehU'a lU'u ky eua e6ng ty ch&ng khoan
083
10
Chli'ng khoan nh~n uy thac dau g;a
084
SO cuOi
ky
403,839,780,000
356,709,330,000
7.214,070.000
322.897,260.000
26.598.000.000

7,995,000,000
1.000.000.000
6.995.000.000
32,657,840,000
32.657,840.000
6,477,610,000
6.477.610.000
s6 dau
n~m
303,065,520,000
302,130,730,000
31,250,000
291.003.630.000
11,095,850,000
405,190,000
405.190.000
309,600,000
309,600.000
220,000,000
220.000.000
NgU'ai L~p Bi~u
~
Nguyen Thj Hai Anh
KA
totm TrU'ang
CONG TY cO pHAN CHO'NG KHOAN sAl GON
flja chi: 72 Nguyen Hu~ - Ou$n 1 - TP. HI>Chi Minh
BAo cAo TAl CHINH HOP NHAT
Cho kY tai chlnh k~1thuc ngay
30

IMng
09
nam
2012
Ban hlJnh theo T.TU'
so
9512008 ITT -BTC
ngay
24
thIJng
10
nam 2008 cua BC Tal chlnh
Sua
doitheo Th6ng tU'so 16212010 ITT -BTC
ngay
20
thang
10
nam 2010 cua BC Tal chlnh
BAa cAo riNH HiNH BIEN £lONG VON CHO sO' HO'U
CHI TIEU •
9
thang nam
2012
Thuy~t
56 d&u nam
nng trong kY Giam trcng kY
56 cu6i kY
minh
1.

Von ~~u lu cua chu
5&
hCru
3,526,117,420,000
3,526,117,420,000
2.
Th$ng du von co ph~n
340,921,476,378
340,921,476,378
3.
Von khac cua chu
5&
hCru
383,614,879
3,138,290,782
4,351,381,906
(829,476,245)
4,
Co phleu quy
(88,591,286,000)
(654,900,000)
(89,246,186,000)
5,
Ch~nh I~ch ~anh gia lai lai san
6,
CMnh I~ch tY gia hoi ~cai
7,
Ouy ~~u lu, pMt trl~n
8,
Ouy d\1 phong tai chlnh

289,383,181,436
289,383,181,436
9,
Ouy kMc IhuOc von chu
5&
hCru
10.
l<;ri nhu$n sau thue chua ph.n pho;
1,012,450,891,924
299,797,643,658
349,747,436,264
962,501,099,318
COng
5,080,665,298,617
302,281,034,440 354,098,818,170
5,028,847,514,887
CHI TJEU
.9
thang nam
2011
Thuy~t 56 dAu nam
nng trcng kY
Giam trong
ky
56 cu6i
ky
minh
1,
Von ~~u lu cua chu
5&

hCru
3,511,117,420,000
3,511,117,420,000
2.
ThtJng du von co ph~n
340,921,476,378
340,921,476,378
3,
Von khac cua chu
5&
hCru
4.
Co phi~u quy
(12,365,677,000)
(76,225,609,000)
(88,591,286,000)
5.
Ch~nh I~ch ~anh gia lai lai san
6,
Ch~nh I~ch tY gia hoi ~oal
7,
Ouy ~~u Ill, pMI tri~n
8,
Ouy d\1 phOng lal chlnh
220,524,469,842
68,858,711,594
289,383,181,436
9,
Ouy khac IhuOc von chu
5&

hCru
10,
L<;rlnhu$n sau Ihu~ chua pMn phoi
1,399,114,338,962
1,929,271,735 485,073,852,158
915,969,758,539
CQng
5,459,312,028,182
(5,437,625,671) 485,073,852,158
4,968,800,550,353
Ngu6>i
qp
Bieu
Cong Ty
co
Philn Chti'ng Khalm Sal Gon
Eliachi:72NguyenHu~,01, TP.HCM
Eli~nthoai:388242897:Fax:38242997
MSTD3D1955155
Ban Mnh theo T,Tli
569512.0 0.8
rrr
.BTC
ngiJy 24
IhiJng 10
nam
2008 elia BO TiJiehlnh
Sua rJ6i theo ThOng
Iii 56
162/2010

rrr
.BTC
ngiJy
20 tMng 10
nam
2010 elia BO TiJi ehlnh
KET QUA
HO~T
DONG KINH DOANH HQ'P NHAT
Quy 3 nam
2.0.12
Dan vi t1nhVNE>
6,42.0.,.0 0 0.,00.0.
ICUOIQUY
Nam Ir"ac
7
73,757,945,93.0.
356,.0.63,1.0.9,144
256,337,4D4,Z57
686,158,459,831
612,~C,513,!!Cl

686,164,3.0.9,831
NAy
Nam naY
6
29,061,.0 0 0. _ _ -
12,364,13.0.,732 17,519,425,951
21,667,574,.0.49 ~294,D55.821.
3,741,82.0.,.0.7.0.

1,157,062,65~
-
' '.c
_3
e
!24,794,86D
362,644,167,623.
5,85.0.,.0 0 0.
87,217,39(),996 _ 76,368,659,716
174,435,1.0.5,3.0.1 183,636,143,2.0.6
-
576,378,771,672
333,73C,C59,9C~
576,378,771,672
LUY KE
',u u
N~m Ir"ac
5
2C,s,946,3.?.5,921
158,891,378,069 378,296,987,.0.98
_1,,2,218,149,759) _(44,566,927,194) .
92,273,147,611 242,648,711,768
QUY3
N~mna
u
4
51,144,619,214
3
MAsO
- -

.0.1 181 134,346,972
2
CHITIEU
1
1 Doanh Ihu
Tranil
cJ6:
__ Doanh thu hO'ill dOng",6lgi6'ichlmg khoan 21,956,345,791. _27,431,523,519
Doanh thu hO'il1dOngdau tll chting khoan,
635472.0.72.0.5
49193947182
_ gQRv6n _ . __ __ _ ' " ,,'
Doanh thu bao tanh phat hanh chting khoan .
._-
__ Doanh thu d'ilily.jlt1;'ll.hllnhchting,l<hoa.n_ __ _ _
24,.0 0 0.,.0 0 0.
Doanh Ihu quan Iydanh muc dau III cua
__ c6ngJLQ.!!~.q~9__ __ _
1,338,632,97.0. 3,79.0.,428,618
__ Doanh thu hO'iltdong IIIvan__ __ __ _ 5,973,586,195,
11
25
,357,746
__ Doanh Ihu Illuk' chting kholln _ _ 1,261,327,744, __
628,96_D,61J
__ Doanh Ihu hO'iltdOng,uy~t~.f.dAugia __ _ '_ ~_ _'_-'-
__ DoanhthuchOthu~tidungl~san ~~31,749,2~6, _.J.P7,169,871 _
.1(),DD~932,172.
__ Doanh thu khac __ _
83,5.0.1,497,821 J23,i98e388.,2,86, 266,914,.0.57,.0.52

2 Cac khoan glam Irlr doanh Ihu .0.2 • -
-3- Doanh Ihu thuAn v~ hOal dOn9 kinh doanh - ~- 181134346972' ;.0.8946 375 921
(1.0.=.0.1-02) __ _"'. __ ' : ~_.
4 Chi Rhlhoat<lO!,gklnh doanh_. _1_1 __ 129,989,727.?58. _1~&73,228,31C
__ Trang
cJ6: __ ' _ __ __ _ __
Chi phi Wc li~p hO'iltdOngkinh doanh
kh a 11.1
91,.0.36,395,181
__ chting 0 n _ _ _
ChiRhld\l'pMng ehting khoiln __ .J 1.L 38,953,332,577
5 LQ'inhu~n gOp cua hOal <lOngkinh doanh 2.0.
(2.0.=1.0 11)
6 Chlpl!Lquan I~doanh nghi~p_
-==
25 - 8,291,.0.65,250 _ 1,995,527,74'1' 13,239,256,784 __ 1~,l13,286,C43
7 ~3~1':;~~;5~Ihu n Ilr hO'il1<lOngklnh doa.:: 3.0. _ 42,853,553,964 ~77,619,87C 229,4.0.9,454,984_ 6C~~4,659,8~~
8 Thu nh~p kh~c__ __ 31 2,35,3,301, 99,.0.9.0.,122__ 4,9_~,9,s6,51.6_. __ 3Q.tl,4C4,513
9 ChlRhl khac __ 32 _ 6 __ ~6,7C5 657,594,67.0. __ 605,~45
1.0. LQ'Inhu~n khilc (4.0.=31-32) 4.0. 2,353,295 98,523,417 4,249,391,846 3.0.7,799,.0.68

-
.
11 LQ'inhu~n Ilr cac cOng ty lien k~1 5.0. 16,8.0.9,97.0.,498 569,954,586 89,.0.38,637,.0.61 (58,1.0.8,158,96.0.)
;;- TOnglQ'inhu~n k6 loan Iruoacihu6 - ;- 59665877 757 - 9.0.946 .0.97873 322,S97,483,891 2,844,299,995
(6.0.=3.0 ,4.0 •.5.0.)__ _ _ _ __ ' __ '__ ' . ",
13 C:t11Pt1Llhu~.!NDlII!l;~nhilnh_ _ 61 J,944,l15&4C. _~C8C,845.7~8 __ ?7,?33,1~M67 _7,~6,42C,524
14 Chi phi Ihu~ TNDNho~n lai __ 62 ,.1.1,183,528,889
_ io.956,961,597
_(56,!2(),282,S53) _8,?1.

6
,()56,295
15 l.Q'inhu~n sau thU~TNDN(7.0 =.6.0 61-62) 7.0. .~~.~3 s,233,228 _83,9.0.8,29.0.,528 3.0.1,.0.84,6.0.7,977 (12,888,176,824)
15.1LQ'i nJ:l~~,,-5••.•.!t'.ue~ua.c6 dOng ,thi6u~ __ 1,233,273,.0.23 755,.0.28,926, __ 1,~~,~~.319 ,4,514,123,624
15.2 ~Q'~~hu~nsau Ihub cua c6 dOng :ua COng __ 45,3C4,96C,2C~ ~53,261,6C2 299,797,643,658 (17,4.0.2,3.0 0.,448)
16 Lal
CC1
ban Iren c6 phi6u 8.0.
Ng""; qp Bh,u
K6 Toan rwng
~f1
~
HoAng Thl Minh Thuy
CONG TY
cO
pHAN CHUNG KHOAN sAl GON
Elia chi: 72 Nguyen Hu~ - Qu,;,n 1 - TP. HO Chi Minh
sAo cAo TAl CHINH HO'P NHAT
T",i ngay 30 lhang 09 nam 2012
Ban hanh theo T.Tll's<5
9512008
ITT -B TC
ngay 24 thang
10
nam
2008
cua B(l Tai chinh
Sua
66itheo Tf16ng tll's6
16212010

ITT -BTC
ngay
20
thtmg
10
nam
2010
cua
B(l
Tai chinh
sAo CAD LU'U CHUYEN TIEN T~ HQ'P NHAT
(Thea phU'O'ng phap gian ti€!p)
Quy 3 nam 2012
CHI TIEU
Ma
50
Don vi t1nh:VN£l
LOy Koi T(P£lau Nam £loin CuOi Quy Nay
Nam na Nam Irll'ac
(292,296,723,752)
305,759,500,050
108,686,715,110
(6,725,586,309)
1,665,760,606
(364,215,658,894)
338,311,869,141
168,222,729,221
21
22
23

26
27
28
29
I.
Lll'u chuylin li~n 1(PhO{l1dqng kinh doanh ehwng khoan
1.
Lgi nhuiin trll'ac thue
01
322,697,483,891 2,844,299,995
2.
EJitw ehinh eho cae khoim:
(169,996,002,247)
256,949,926,735
KhflU hao lai san co dinh
02
24,133,875,795
18,191,785,485
Cae khoan I,;,pdl,J'ph6ng
03
(38,565,677,193)
262,271,651,332
Lai,
10
ehenh I~eh Iy gia hoi doal chll'a Ihl,J'chi~n
04
Uli
10
ho",t dQng dotlutll'
05

(157,144,031,904)
(42,091,287,858)
Chi phllai vay
06
1,579,831,055
18,577,777,776
3.
Lgi nhuiin t& hOl,lt
o(lng
kinh doanh trU'ac nhiPng thay 06i
08
152,701,481,644 259,794,226,730
v6n IU'u 09ng
Tang, giam cac khoan phai Ihu 09
(75,899,401,102)
666,219,936,731
Tang, giam IOn kho, ehLl'ng khoan ng~n h",n
10
(1,003,724,287,215) 979,715,409,188
Tang, giam cac khoan phai Ira
11 1,219,757,616,807
364,593,441,317
Tang giam chi phi Ira Irll'O'e
12 8,659,119,487
15,104,576,206
TiE'" lai vay da tra
13 (1,396,833,915)
(80,945,262,956)
Thue Ihu nh,;,p doanh nghi~p da nop
14 (70,502,205,322)

(21,300,576,918)
Tien Ihu khae Ilr ho",1dong kinh doanh
15
200,426,722 7,500,
Tien chi khae Ilr ho",t dong kinh doanh
16
(13,855,633,457) (27,624,11
. f
t
LU'u ehuyen tien thw.n t& hOl,lt 09n9 kinh doanh
20
215,940,283,649 2,155,565,1
2 •
II. Lll'u ehuyen li~n 1(PhO{l1dqng dau Ill'
1. Tien chi de mua s~m tal san co dinh va cac lai san dai h",n kha
TiE'" Ihu, chi ve Ihanh Iy, nhll'O'ng ban tai san co dinh va cac
2. lai san dai han khac
3. Tien chi cho vay, mua cae cong Cu nO'ella dan vi khac
4. Tien Ihu hOicho vay, ban cae cong Cu nO'ella dan vi khac
5. Tien chi dotluIll' gop von vao dan vi khac
6. Tien Ihu hOi dotluIll' gop von vao dan vi khac
7. Tien Ihu lai cho vay, co ILrCva IO'inhu,;,n dll'O'c ehia
LU'u ehuyen tien thuan t& hOl,lt 09n9 oau til'
30
137,259,113,765
(151,468,552,626)
T••i ngily
30
thang
09

nam
2012
Bao cao lU'u chuv6n ti6n te hoop nhoit lli6n theol
CHITIEU
Mii
Niim nay
Nam trU'ac
s6
111.
LU'u chuy6n ti6n tiJoho"t dQng tai chinh
1.
Tien thu phat hanh co phieu, nhiln von g6p cua chu
sa
hCfu
31
-
-
2.
Nhiln g6p von Ill' co d6ng Ihieu so
6,000,000,000
-
3.
Tien chi Ira von g6p cho cac chu
sa
hCfu, mua I••i co phieu
32
(654,900,000)
(85,816,286,000)
cua doanh nghi$p da phal hanh
4.

Tien vay ng<1nh••n, dili h••n dU'O'cnhiln
33
607,208,530,864
60,000,000,000
5.
Tra I••i von uy lhac cho ngU'cYiuy thac dau IU'
34
-
-
6.
Tien chi tra nO'goc vay
35
(429,251,580,802)
(2,060,000,000,000)
7.
Tien chi Ira nO'thue tai chinh
36
-
-
8
Co
IIYC,
100inhuiln da Ira cho chu
sa
hCfu
37
(85,038,500)
(347,356,611,000)
LlFUchuydn tidn thw.n tiPho('t di)ng tili chinh
40

183,217,011,562
(2,433,172,897,000
LU'u chuyen tiAn thuan trong
ky
50
536,416,408,976
(429,076,312,997)
Ti6n va tU'oongdlFoong tiAn dau
ky
60
1,945,764,811,547
2,969,211,607,542
Anh hU'ang cua Ihay doi Iy gia hoi doai quy doi ngo••i t$
61
-
-
Ti6n va tU'oongdU'oongtiiln cubi
ky
70
2,482,181,220,523
2,540,135,294,545
NgU'6'i LaP Biilu
~
Hoang Thj Minh Thuy
CONG TY cO pHAN CHlrNG KHOAN
sAl
GON
Dja chi: 72 Nguyen Hu~ - Qu~n 1 - TP. H6 Chi Minh
BAa cAo TAl CHINH HOP NHAT
c~o ky k~.toan k~t thuc ngay 30 thang 09 nam 2012

Ban thuyM minh bao cao tai chinh h9'P nhat
BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHAT
Ban thuy~t minh nay la.mOt bOph~n khOng the tach rai va phai <1ll'qc<1ockern vai Bao cao tai chlnh quI' 3
nam 2012 (hqp nhat) cua COng ty COphan Chung khoan Sai gOn (goi tat la COng ty).
I. D~C D1t:M HO~T DQNG COA DOANH NGHIJ;:P
COng ty CO phan Chli'ng khoan Sai GOn la cOng ty cO phan <1ll'qc thanh I~p tai Vi~t Nam. COng ty
<1ll'qccap Giay philp ho"t <10ng50 3041/GP-UB do Oy ban nhan dan Thanh phO HO Chi Minh cap
ngay 27 thang 12 nam 1999 va <1ll'qccap giay chli'ng nh~n Dang ky kinh doanh 50 056679, do Sa
K~ hoach va Dau tll' Thanh phO H6 Chi Minh cap <1angky Ian <1auvao ngay 30 thang 12 nam 1999.
COng ty <1ll'qccap giay philp Hoat <10ngKinh doanh 50 03/2000/GPHDKD, do Oy ban chli'ng khoan
Nha nll'ac cap ngay 05 thang 04 nam 2000 va cac giay philp kinh doanh <1i~uchinh ti~p theo.
1, Hinh thwc scYhil'u vOn
2. LTnh v\l'c kinh doanh
COngty cOphan
Dich vv
3. Ngilnh nghA kinh doanh : MOigiai chli'ng khoan, tll' van <1l1utll' chli'ng khoan, Ill'U ky chli'ng
khoan, tv doanh chli'ng khoan, bolo lanh phat hanh chli'ng khoan. quan II' quy, quan II' danh mvc <1l1u
tll' .
4. TOng sO nhan vien : 386
5. COng ty con:
T"i ngay 30/9/2012, COngty cO3 cOng ty con <1ll'qchqp nhat:
_ COng ty TNHH quan II' Quy 551 <1ll'qcthanh I~p theo Giay philp thanh I~p va ho"t <10ng50
19/UBCK-GP ngay 3 thang 8 nam 2007.
+ Nganh ho"t <10ng: Quan II' quy va quan II' danh mvc <1autll' .
+ VOn<1i~uI~ : 30 ty <10ng(sa hO'u 100%)
_ Quy (Iau tll' thanh vien 551 <1ll'qcthanh I~p theo giay philp thanh I~p va hOat <10ng50 1301TB-
UBCK ngay 27 thang 7 nam 2010
+
Mvc Mu va Iinh vvc <1autll' cua Quy: <1autll' vao chung khoan hOllc cac dang tai san <1autll khac,
ke ca bat <10ngsan

+ VOn<1i~uI~: 390 ty <10ng(sa hO'u80%)
+
Thai gian ho"t <10ngcua quy: 31 nam
_COng ty QuOc
ti>
551 (551 International Corp.)
<1l1qc
thanh I~p ngay 27/08/2009 theo 50 <1angky
SRV 090813396 _ 4724807 t,,1 Bang Delaware, My va theo Giay phep <1autll r" nll'ac ngoal 50
249/BKH-DTRNN-DC1 do BO K~ ho"ch va Dau tll cap ngay 31/08/2010
+ Mvc Mu va Iinh vvc <1autll: <1autll vao klnh doanh bat <10ngsan, van phOng tai My
+ VOn <1autll': tOi <1a18,5 tri~u USD. Ty I~ sa hO'ucua COng ty la 80% vOn. va la sa hO'u gian ti~p
thOng qua Quy <1autll thanh vien SS!.
+ Thai gian ho",t <10ng:30 nam
6. COng ty lien k~t:
T"i ngay 30/9/2012 COng ty cO 1 cOng ty lien k~t Wc ti~p va 7 cOng ty lien k~t gian ti~p <1l111cphan
anh theo phll<Yngphap vOn chu sa hO'u:
guy
T~mNhln 55/:
Trong nam 2007, cOng ty <1a(Iau tll' tr\l'c tli>p vao quy <1autll' Tam nhln SSI vai tOng 50 vOn <1autll'
la 485 ty <16ngVi~t Nam, chiem 28,53% tOng gia tri vOn gOpcua quy. Trong quI' 4 nam 2010, cOngty
cOng <1a<1l1utll' them 160 ty <16ngVi~t Nam m~nh gia vao Quy, nhll' v~y chl~m 37,94% tOng gla tn
vOngOpcua quy <1~nthai <1iem30/09/2012. Quy TlIm nhln SSlla quy thanh vien <10ngval tOng gia tri
vOn gOp ban <1aula , .700 ty <16ngVi~t Nam, cO thai h"n ho",t <10ng5 nam va <1ll'qcchap thu~n thanh
Trang 1
Ban thuy6t minh nay la mOt
bO
pMn hqp tMnh va pMi c1we
c1Qc
cling vOi

Mo
CaDtai chlnh hqp nhAt
CONG TY CO PHAN CHUNG KHOAN sAl GON
£lja chi: 72 Nguy~n Hu~ - Qu~n 1 - TP. Ho Chi Minh
BAa cAo TAl CHINH HO'P NHAT
Che ky k~ tean k~t thuc ngay 30 thang 09 nam 2012
Ban thuyAt minh bae cae tai chinh hQ'p nhat (ti~p thee)
I~p thee Giay pMp thanh I~p va heat dOng 56 19/UBCK-GP de Oy ban ChlJ'ng khean Nha
nU'ac
cap
ngay 3 thang 8 nam 2007.
Cling tv CP XU/It nhap kh.4u Thtiv san
s6n
tre (AST!:
T::,ithO'idi~m ngay 30/09/2012 khean dau tlJ' t,,!c liAp va dilu tlJ' gian tlAp (dilu tU'cua cling Iy cen)
cua COng Iy vae COng ty CP Xuat nh~p khflU Thuy san B~n t,e la 139.826.123.805 dong, chi~m
28.58% 56 IU'Q'ngc6 phi~u dang lu'u hanh cua ABT va khean dtlU tU' nay da tra thanh khean dilu tU'
vae cOng ty Ii~n k~t tlJ' thO'idi~m 30/9/2011. COng ty CP Xuat nh~p khau Thuy san B~n tre la deanh
nghi~p ni~m y~t tr~n Sa Giae djch chlJ'ng khean TP. Ho Chi Minh, v6n di~u I~ hi~n tai cua ABT la
136.072.070.000 dong, nganh ngh~ kinh deanh la: Ch~ bi~n xuat khflu thuy san, nh~p khflu v~t tU'
hang h6a, nuOi trong thuy san, kinh deanh nha hang va dich vu.
Cling tv CP Thtiv San Hung VlJ'O'ng(HVG):
Tai thai di~m ngay 30/09/2012 khean dilu tlJ' t,,!c tiAp va dilu tlJ' gian tiAp (dilu tU'cua cOng ty cen)
cua COng ty vae COng ty CP Thuy San Hung VlJ'O'ngla 390.894.771.116 dong, chi~m 20.01% 56
IU'Q'ngco phi~u dang IU'uMnh cua HVG va khean dilu tU'nay da tra tMnh khean dilu Ill' vae cOng ty
li~n k~t tCrthai di~m 31/12/2011. COng ty CP Thuy San Hung VU'ong la deanh nghi~p ni~m y~t tr~n
Sa Giae djch chlJ'ng khean TP. Ho Chi Minh, v6n di~u I~ hi~n tai cua HVG la 791.976.690.000 dong,
nganh ngh~ kinh deanh la: NuOi trang, ch~ bi~n, xuat khau thuy san, San xuat thlJ'c an (thuy san,
chan nuOi), Kinh deanh khe lanh.
Cling tv CP Xuven ThfJiSinh (PAN):

Ta
i
thai di~m ngay 30/09/2012 khean dilu tlJ' t,,!c tlAp va dilu tlJ' gian tiAp (dtlU Ill' cua cOng ty cen)
cua COng ty vae COng ty CP Xuy~n Thai Blnh la 37.692.602.086 dong, chi~m 20.38% so IU'Q'ngco
phi~u dang IU'uhanh cua PAN va khean dilu tU'nay da Ira thanh khean dilu tU'vae cOng ty Ii~n k~t tCr
thai di~m 31/12/2011. COng ty CP Xuy~n Thai Binh la deanh nghi~p ni~m y~t tr~n Sa Giae djch
cMng khean TP. Ho Chi Minh, von di~u I~ hi~n tai cua PAN la 115.500.000.000 dong, nganh ngh~
kinh deanh la: Mua ban nha a, nh~n quy~n SLrdung dat d~ xay du'ng nha a d~ ban heac che thu~;
Djch Vu v~ sinh nM cLra; Kinh deanh bat dOng san; Che thu~ xe c6 ngU'ai lai d~ v~n tai Mnh khach,
hQ'pdong cha khach di tham quan, du Ijch. Che thu~ xe 0 to; Heat dOng Xli' Iy chat thai ran, 16ng,khi
thai cOng nghi~p (khOng heat dOng tai tru sa); Djch Vu sLra chfra nha; djch Vu ch6ng m6i mQt, di~t
cOn trung; Djch Vu trang t,l nha cLra, pheng canh, vU'an canh, nen bO cOng vi~n, vU'an thu; Dich Vu
quan Iy nM cae lang, can hO; Mua ?an thi~t bj v~ sinh cOng nghi~p; Mua ban quiln ae; £la
i
Iy ky gai
hang h6a; Djch Vu tin hQc: tU'van lap dat philn clJ'ng, philn m~m may t1nh; Djch Vu thU'O'ngmai; TU'
van dilu tU'(trCrtU'van tai chlnh; £lai
15'
pMI hanh sach bae c6 nOidung dU'Q'cphep IU'uhanh.
Cling tv
cIS
ph.4n San xu.4t Kinh deanh Xu.4tnhap khAu Sinh Thanh (G/L/:
T,1ithai di~m ngay 30/09/2012 khean dilu tlJ' t,,!c tiAp va dilu tlJ' ~ian tiAp (dilu tU'cua cOng ty cen)
cua COng ty vae COng ty CP San xuat Kinh deanh Xuat nh~p khau Binh Thanh la 84.652.912.584
dang, chi~m 20.05% 56 IU'Q'ngco phi~u dang IU'u hanh cua GIL, va khean dau tU' nay da tra thanh
khean dau tU' vae cOng ty li~n k~1tCrthai di~m 31/03/2012. COng ty CP San xuat Kinh deanh xuat
nh~p khilu Binh Thanh la deanh nghi~p ni~m y~t Ir~n Sa Giae djch chlJ'ng khean TP. HO Chi Minh,
v6n di~u I~ hi~n tai cua GIL la 139.245.880.000 dang, nganh ngh~ kinh deanh la: Nh~p khflu may
m6c, Ihi~1 bj, nguy~n li~u, v~1tU' Djch Vu thU'O'ngmai va cam do, Xay dl,l'ng, trang trl nOi that, san
lap mat bang, kinh deanh dia 6c, HQ'ptac dau tU'linh Vl,fC nM hang, khach san, du Ijch.

C6nq ty
cd
phan Giang cay trong Trunq
(FO'ng
(NSC):
Ta
i
thai di~m ngay 30/09/2012 kheim dau tlJ' t,,!c tiAp va dilu tlJ' gian tiAp (dilu tU'cua cOng ty cen)
cua COngty vae COng ty CP Giong cay trong Trung U'O'ngla 71.633.634.434 dong, r.hi~m 20.05% so
IU'Q'ngco phi~u dang IU'uMnh cua NSC, va khean dau tU'nay da tra thanh khean dau tU'vae cOngty
li~n k~t tCrthai di~m 31/03/2012. COng ty CP Giong cay trong Trung U'O'ngla deanh nghi~p ni~m y~t
Ir~n Sa Giae dich chlJ'ng khean TP. Ho Chi Minh, v6n di~u I~ hi~n tai cua NSC la 82.561.610,000
dong, nganh ngh~ kinh deanh la: San xuat, kinh deanh, XNK cac leai gi6ng cay trong nOng, lam
nghi~p, San xuat, kinh deanh, XNK cac leai nOng san, v~1Ill' thi~t bi nOng nghi~p, Ch~ bi~n, kinh
deanh nOng san, Kinh deanh djch Vu 10'hanh nOi dia, qu6c t~ va cac djch Vu phuc Vu du Ijch, £lai
15'
ban buOnban Ie hanh h6a va kinh deanh xang dau.
Trang 2
B~n thuy~1minh n~y I~ mot bo pMn hc;rpthllnh v~ pM;
cJU'I;1CcJec
cung vai
Me cae
tai chlnh hc;rpnhAt
•
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,

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CONG TV
cO
PHAN CHlrNG KHOAN
sAl
GON
£lja chi: 72 Nguy~n Hu~ - Qu~n 1 - TP. HOChi Minh
BAa cAo TAl CHINH HOP NHAT
Cho ky ke toan ket thuc ngay 30 thang 09 nilm 2012
Ban Ihuyel minh bao cao tili chlnh hQ'p nhal (Iiep theo)
Cong ty
Co
ph"n Giong cay trong Mi~n
Nam
(SSC/:
T\'i theYidiem ngay 30/09/2012 khoan dau
lIP
Irlfc liitp va dau
lIP
gian liitp (dau tlf cua cOng ty con)
cua COng ty.vao COng ty CP GiOng cay trOng Mien Nam la 94.205.953.911 dOng, chiem 20.07%
50
Ilfc;mgcOphleu d.~ngIlfU hanh cua SSC, va khoan dau tlf nay dil tro Ihanh khoan dau Ilf vao cOng ty
h~n ke! Ilfthal .dlem ~1/03/2012. COng ty CP GiOng cay trOng Mien Nam la doanh nghl~p ni~m yel
tr~n SO'Glao dlCh chlfng khoan TP. HO Chi Minh, vOn dieu I~ hi~n lai cua SSC la 149.923.670.000
d~ng, nganh nghe kinh doanh lao N?hi~n ClfU, san xuat, kinh doanh, XNK giOng cay trOng cae ioa
i
,

San xuilt, klnh doanh, XNK nOng san, v~t tlf nOng nghi~p, Thiet ke, che tao, lilp dilt, XNK cae loa
i
may m6c thiet bi che bien hat gi6ng va nOng san, San xual, gia cOng, sang chai, d6ng g6i thuOc bao
v~ Ihl,J'cv~t.
CTCPch6 bi6n HiJngxuilt khilu Long
An
(LAF):
Tai thai diem ngay 30/09/2012 khoan dau
lIP
Irlfc liitp va dau
lIP
gian liitp (dau tlf cua cOng Iy con)
cua COng ty vao COng ty CP Che biitn Hang xuat khau Long An la 44.497.769.843 d6ng, chiem
20.02%
50
Ilf<;mgcOphieu dang IlfU hanh cua LAF va khoan dau tlf nay tro thanh dau tlf vao cOng ty
li~n ket t(YtheYidiem 30/6/2012 COng ty CP Che bien Hang xuat khau Long An la doanh nghi~p ni~m
yet tr~n
So
Giao dich chlfng khoan TP. HO Chi Minh, vOn dieu I~ hi~n lai cua LAF la
147.280.190.000 d6ng, nganh nghe kinh doanh lao San xual, xual khau hat dieu va cac san pham
che bien t(Yhal dieu.
7, £lil~ diitm hoal dQng cua doanh nghi~p lrong ky co anh hIPcYngditn Baa cao lill chlnh hQ'p
nhAl
Ket qua hOat d{>ngkinh doanh hO'Pnhat sau thue quy 3/2012 cua COng ty lili 45.304,960.205 dOng,
chi bang 54% so vai cung ky quy 3/2011 (quy 3/2011 lili : 83.153.261.602 dOng) do cac nguyen
nhAn sau:
+ KhOiIlfO'ng giao djch giam nen doanh Ihu mOiglal chlfng khoan giam.
+ Xu hlfang cua thi trlfang giam nen chi phi dl,J'ph6ng cao hO'nchi phi dl,J'ph6ng cua quy 3/2011.
So sanh veri quy 2/2012 lien ke IhllO'i nhu~n sau thue quy 3/2012 chi bang 65% 100inhu~n sau thue

quy 2/2012 do tinh hinh Ihj t",ang quy 3/2012 giam so vai quy 2/2012 trong d6 doanh thu mOi giai
chlfng khoan, doanh thu hOat d{>ng dau tlf chlfng khoan va 100inhu~n t(Y cac cOng Iy li~n ket cOng
giam so vai quy 2/2012
II. NAM TAl CHiNH, £lON V! TI~N T~
sO'
Dl)NG TRONG K~ ToAN
1. Nam till chinh
Nilm tai chinh cua COng Iy bat dau t(y ngay 01 thang 01 va ket thuc vao ngay 31 Ihang 12 hang nilm.
Nam tai chlnh ket thuc ngay 31 thang 12 nilm 20121a nilm lai chinh thlf 13 cua COng ty.
2. DO'nvi lilln I~ siP dl)ng Irong kAloan
£lO'nvi tien
Ie
siPdung trong kA toan la £l6ng Vi~t Nam (VN£l).
III. CHuAN Mllc vA CH~
DQ
K~ ToAN Ap Dl)NG
1. ChA dii kAloan ap dl)ng
COngty ap dung Che d{>ke toan doanh nghi~p Vi~t Nam ap dung cho cac cOng ty chlfng khoan ban
hanh theo thOng Ilf 95/2008m-BTC ngay 24 thang 10 nilm 2008, ThOng tlf 162/2010rrT-BTC ngay
20 thang 10 nam 2010 cua B{>Tili chlnh thay the cho QuyAt dinh
50
99/2000/Q£l-BTC ngay 13 thang
6 nam 2000 cua Be;>Tili chinh.
2. Tuyen bOvll vi~c luan Ihu chuan mlfc kit loan va chA dQ kit Im;n
Ban TOng Giam dOc dam bao da tuan thu day du y~u cau cua Che d{>Ke toan Doanh nghi~p Vi~1
Nam ap dung cho cac cOng Iy chlfng khoan va cac Chuan ml,J'Cke toan Vi~t nam ban hanh theo:
~ Quyel dinh
50
149/2001lQ£l-BTC ngay 31 Ihang 12 nilm 2001 ve vi~c ban hanh bOn Chuan
mu'c Ke toan Vi~1Nam (£lO't1);

Trang 3
Biln thuy6t mlnh
mly
la ml)t bl) pMn hO'PthSnh va phSl c1we
c10C
cling vol
Ma
caa
181
chlnh hO'Pnhilt
•
l
(
I
I
j
CONG TY cO pHAN CHUNG KHOAN sAl GON
£>[achi: 72 Nguy~n Hu~ - Quiln 1 - TP. HOChi Minh
BAa cAo TAl CH[NH HO'P NHAT
Cho ky k~.IOank~t Ihuc ngay 30 thang 09 nam 2012
Ban thuyAt minh bao cao tai chinh hQ'p nhat (Ii~p theo)
•. Quy~t djnh s6 165/2002/Q£>-BTC ngay 31 Ihang 12 nam 2002 v~ vi~c ban hanh sau Chmln
ml,J'CK~ toan Vi~t Nam (£>c;r12);
•. Quy~t ~inh s6 234/2003/Q£>-BTC ngay 30 thang 12 nam 2003 v~ vi~c ban hanh sau Chufm
ml,J'CKe loan VI~I Nam (£>c;rl3);
•. Quy~1djnh s6 12/2005/Q£>-BTC ngay 15 thang 2 nam 2005 v~ vi~c ban hanh sau Chuan ml,J'C
K~ toan Vi~t Nam
(£>c;rt
4); va
•. Quy~t c:linhs6 100/2005/Q£>-BTC ngay 28 thang 12 nam 2005 v~ vl~c ban hanh b6n Chuan

ml,J'cK~ loan VI~I Nam
(£>c;rt
5).
Bang can d61k~ toan, bao cao k~t qua hoat dOng kinh doanh, bao cao lU'u chuy~n ti~n I~ va Ihuy~1
mlnh bao cao lai chlnh hc;rpnhat dU'c;rcIrinh bay kem theo va vi~c su. dung cac bao cao nay khOng
danh cho cac d61tU'c;rngkhong dU'<)'ccung cap cac lhOng tin v~ cac Ihu luc va nguyen lac va thOng I~
k~ toan lai VI~t Nam va han nCl'akhong dU'c;rcchu d[nh Irinh bay tlnh hinh lal chlnh, k~t qua hOat
dOngkinh doanh va lU'uchuy~n II~n t~ Iheo cac nguyen tac va Ihong I~ k~ loan dU'c;rcchap nhiln rOng
rai & cac nU'ac va lanh th6 khac ngoal VI~t Nam.
3. H!nh thLPCk~ toan ap dl}ng
Cong ty su. dung hinh Ihuc nhill ky chung.
IV. cAc CHiNH SACH K~ ToAN Ap Ol,lNG
1. CO's& hQ'p nhat
Bao cao tal chlnh hc;rpnhat bao gOm bao cao 1031chlnh cua Cong ty c6 philn Chung khoan Sai Gon
(cong Iy me) va cac cong ty con tal ngay 30 thang 09 nam 2012.
Cong Iy con dU'c;rchc;rpnhal toan bOk~ tty ngay Ihanh Iilp, 103ngay Cong ty me thl,J'cSI,J'nam quy~n
ki~m soal cong Iy con, va ti~p luC dU'c;rchc;rpnhat cho d~n ngay Cong ty me Ihl,J'cSI,J'cham dU1
quy~n ki~m soal d6i vai cong ty con.
Cac bao cao tal chlnh cua cong ty me va cac cong ty con su. dung d~ hc;rpnhal c:lU'c;rcIilp cho cung
mOtky k~ loan, va dU'c;rcap dung cac chlnh sach k~ toan mOt cach Ih6ng nhilt.
s6 dU' cac tai khoan Iren Bang can d6i k~ toan giCl'acac dan vi trang cung Cong Iy, cac glao dich
nOibO, cac khoan lai hoilc 16nOi bOchU'a Ihl,J'Chl~n phat sinh tlf cac glao djch nay dU'c;rcloal trlf
hoan loan.
Lc;rlIch c6 dong Ihl~u s6 103philn Ic;rllch trong lai, hoilc 16,va lrang lal san Ihuiln cua cong ty con
khong du'c;rcnam giCl'b&1Cong Iy va dU'c;rcIrinh bay rleng bl~t Iren bao cao k~1qua hoal dOng kinh
doanh hap nhat va dU'c;rctrlnh bay rleng bi~t val philn v6n chu s& hCl'ucua cac c6 dong cua cong ty
me lrang philn v6n chu s& hCl'utren bang can d6i k~ loan hc;rpnhat
2. Ti~n va cac khoan tU'O'ng dll'O'ng t!~n
Ti~n va cac khoan tU'ang dU'ang li~n bao gOm ti~n mill lal quy, ti~n gu.1ngan hang, ti~n gu.1cua
nha dilu tU'v~ giao djch chung khoan, cac khoan dilu IU' ngan han co thai han g6c khong qua ba

lhang, co tinh Ihanh khoan cao, co kha nang chuy~n d6i d~ dang thanh cac 1U'c;rngti~n xac d[nh va
khong co nhi~u rui ra trong chuy~n d61thanh tl~n.
3. Cac khoan pha! thu
Cac khoan phal thu dU'c;rcIrlnh bay tren bao cao la; chlnh hc;rpnhat Iheo gia Iri ghl s6 cac khoan
phai Ihu tlf khach hang va phal thu khac sau khl can Irlf cac khoan dl,J'phong dU'c;rcIilp cho cac
khoan phal thu kho dol.
OI,J'phong
nc;r
phai thu kho dol th~ hi~n philn gia tri cua cac khoan phai Ihu ma Cong ty dl,J'ki~n
khong co kha nang thu hOital ngay k~t thuc ky k~ toan. Tang hoilc giam s6 dU'lai khoan dl,J'phong
c:lU'c;rchach loan vao chi phi quan Iy doanh nghl~p trong kyo
Trang 4
B~n IhuyAI minh mly /a mCI bC pMn hap IMnh va pMi dU<;1Cdoc cling vai bilo CaDlai chlnh hap nh~t
5.
3 nam
6 nam
3 - 5 nam
3 - 5 nam
khOng khau hao
27,5 nam
CONG
TY
c6 pHAN CHUNG KHOAN
sAl
G6N
£lia chi: 72 Nguy~n Hu~ - Qu~n 1 - TP. HOChi Minh
BAo cAo TAl CHINH HQP NHAT
Cho ky k~ loan k~t Ihuc ngay 30 thang 09 nam 2012
Ban Ihuy~1 minh bao cao lill chinh h9'P nhal (Ii~p Iheo)
4. Till san cO dlnh hii'u hinh

Till san cOdinh hCruhlnh dll'O'c Ih~ hi~n Iheo nguy~n gia Irlf di gia tri hao mOn lOy k~.
Ngu~~n gla tal san cO dinh bao gOm gla mua vil nhCrngchi phi cO li~n quan tr\l'c ti~p d€!n vi~c dll'a
till san vao hoal dl)ng nhll' d\l' kiEIn.
Cac chi p~1mua ~am, nang cap va dOimai tai san cO dinh dll'O'c ghl lang nguy~n gia cua tai san va
chi phi bao Irl, sll'a chCra dll'O'c hach loan vao k€!1qua hOat dOng kinh doanh hO'Pnhal khi phal
Sinh.
Khi lai san dllO'Cban hay Ihanh Iy, nguy~n gia va gia Iri hao mOn lOy k~ dllO'C xOa sOva cac khoan
lai 16p~at sinh do Ihanh Iy tai san dllO'C hach toan vao k~t qua hoal dl)ng kinh doanh hO'Pnhal.
Tili san c6 dinh vO hlnh
Tili san cOdinh vO hlnh dll'O'cghi nh~n theo nguy~n gia trlf di gia Iri khau hao lOy k~.
Nguy~n gia lai san cO dinh vO hlnh bao gOm gia mua va nhCrngchi phi cO li~n quan Ir\l'c li€!p d~n
vl~c dlla tai san vao stJ dung nhll d\l' ki~n.
Cac chi phi nang cap va dOl mal lal san cO dinh vO hlnh dllO'C ghi lang nguy~n gia cua lal san va
cac chi phi khac dllO'Chach loan vao k~1qua hOatdl)ng klnh doanh hO'Pnhat khl phal sinh.
Khl tal san cOdinh vO hlnh dllO'C ban hay Ihanh Iy. nguy~n gla va gla Iri khau hao lOy k€!dll'O'c xOa
sO va cac khoan lai 16phal sinh do Ihanh Iy lal san dllO'C hach toan vao k~t qua hoal dl)ng klnh
doanh hO'Pnhat.
6. Khau hao va khau In"
Khau hao va khau Irlf lal san cO dinh hCruhlnh. tal san cO dinh vO hinh vil bal dl)ng san d~u III dll'O'c
trlch Iheo phllang phap khau hao dll'img Ihang trong suOtIhal glan hCrudung
ll'ac
Unh cua cac lal san
nhll sau:
May mOcthi~t bi
Phllang Mn v~n tal
Thi~t bj, dung Cuquan Iy
Ph~n m~m
Quy€!n SlYdung dal vOthai han
Bat dl)ng san d~u Ill'
7. Thue lili sim

Cac khoan li~n thu~ theo hO'PdOng Ihu~ hoat dl)ng dll'O'c hach toan vao k~t qua hoal dl)ng kinh
doanh hO'Pnhat Iheo phllang phap dll'ang Ihang Irong Ihal han cua hO'PdOng Ihu~.
8. Vau Ill' ch(Png khoan va d'l' phOng glam gia ch(Png khoan
ThOng tll' 95/2008/TT-BTC cho phep cac c6ng Iy ch(rnQ khoan th\l'c hl~n hach loan k€! loan cac
khoan d~u III ch(rng khoan Iheo mI)l trong hal nguy~n lac la gia gOCho~c gla Iri hO'PIy. Theo dO,
COngty dal\l'a chQn phllang phap gla gOcd~ ghl nh~n cac khoan d~u III ch(rng khoan.
Chung khoan kinh doanh va ch(rng khoan c1~u
til'
dai han
Cac ch(rng khoan klnh doanh va ch(rng khoan d~u III dal han dll'O'c ghl nMn ban d~u Iheo gia gOc.
Cac khoan cO l(rc bang II~n va Iral t(rc nh~n dll'O'c trong ky dll'O'c ghl nh~n giam gla vOn ch(rng
khoan dOi vai khoan lal dOn Uch IrllaC ngay mua va ghl nh~n tang doanh Ihu d~u Ill' dOl val ph~n
lal k~ l(r ngily mua.
DV phOng giam gia chung khoan
D\l' phOng glam gia ch(Png khoan dll'O'c I~p cho Ilfng loal ch(rng khoan dllO'C mua ban tr~n Ihj
tmang
va cOgla tri thi Irllang thflp han gia Iri ghi sO.
Gla I~ Ihi Irllang cua ch(Png khoan vOn nl~m y~1dll'O'c xac dinh Ir~n ca
sa
Iham khao gia kh&p
I~nh (gla blnh quan dOl val
Sa
giao djch ch(rng khoan Ha NI)I, gla dOng clYa dOl val
Sa
glao dich
ch(rng khoan Thanh phOHOChi Minh) tal ngay 30 thang 09 nam 2012.
Trang 5
Ban Ihuyt" minh Oily la mOl
bO
philn h'lP lhilnh va pM; diKlC

c1QC
cung va; Mo cao la; chlnh hr;1pnhal
•
,
CONG TY CO pHAN CHlrNG KHOAN
sAl
GON
Elja chi: 72 Nguy~n Hu~ • Qu~n 1 • TP. HOChi Minh
BAa cAo TAl CHfNH HOP NHAT
Cho ky k~ loan k~t thuc ngay 30 Ihang 09 nam 2012
Ban thuy~t minh baa colo tal chlnh hl"P nhat (I;~p Iheo)
Gia I~ Ihj tru.ang ella cac chlrng. kho~n von chlla niem y~1dllC;>Cxac djnh tren co
sa
gia giao dich
blnh qui'm Iren Ihi
I~llang
glao d!ch cua cac cOng ty dai chung chlla niem y~1 (UPCom) doi va; cac
COng Iy da dang. ky glao d!ch,lren Ihl truang giao dich clla cac cOng Iy dai chung chlla niem y~l,
ho~c gla trung bmh Iren cO'sa gla glao dlCh dllC;>Ccung cap toi thi~u bai ba cOng ty chlrng khoan
tallhal dl~m 30 thang 09 nam 2012 doi vai cac cOngty chlla dang ky giao dich tren Ihi trllang giao
drch clla cac cOng Iy dai chung.
Cac .~hung khoan khOng cOgia Iham khao tCYcac nguOn Iren se ~llC;>Cdanh gia kha nang va mtic
dOglam gla dl,l'a tren VI~Cxem xet tlnh hlnh tai chlnh va gia Iri so sach clla 10 chtic phat hanh la
i
ngay 30 thang 09 nam 2012.
9.
ElAutll vola cac cOng ty, quy dAu tll trong dO COng ty cO anh hlleYng dang k6 ( COng ty lien k6t)
COngty lien k~lla cac cOng ty moltrong dOnha dau III cOanh hu'ang dang k~ nhllng khOng phal la
cOng ty con hay cOng ty lien doanh clla nha dau til. ThOng thu'ang, COng ty dllC;>Ccoi la cO anh
hll&ng dang k~ n~u

sa
hO'utren 20% quy~n be>phi~u
a
dan vi nhan dau til.
Cac khoan dau III vao ding ty lien k~1dllC;>Cghi nh~n Iheo phu'ong phap von chll
sa
hO'u,
Theo phllong phap von chll
sa
hO'u, khoan dau III dllC;>Cghi nhan ban dau tren bang can doi k~
loan hc;>pnhal giO'a nien dOtheo gia goc, sau dOdllC;>Cdi~u chinh theo nhO'ngthay doi clla phan
sa
hO'uclla COng ty trong lai san thufm clla cOngty lien k{,t sau khi mua, Lc;>ithe thllong mai phat sinh
dllC;>Cphan anh Irong gia tri con lai clla khoan dau til va dllC;>Cphan bo lrang khoang thai gian ba
(03) nam. Bao cao k~1qua kinh doanh hc;>pnhal giO'a nien dO phan anh phan
sa
hO'uclla COng ty
Irong k{,1qua hoat dong kinh doanh clla cOngty lien k~t sau khi mua.
Phan
sa
hO'uclla nha dau tlllrong Ic;>inhu~n/(IO) clla cOng Iy lien k~1sau khi mua dllC;>Cphan anh
Iren bao cao k~1 qua kinh doanh hc;>pnhal giO'a nien dO. Thay doi lOy k~ sau khi mua dllC;>Cdieu
chinh vao gia tri con lai clla khoan dau til vao cOngty lien kM Co ttic dllC;>Cnh~n ICYcOngIy lien k~1
dllC;>Ccan IrCYvao khoan dflU til vao cOngIy lien ket.
Cac bao cao lai chlnh clla cOng Iy lien k~1dllC;>CI~p cung ky vai bolo cao clla COng Iy va Slr dung
cac chlnh sach k~ toan nhat quan. Cac dieu chinh hc;>pnhal thich hc;>pda dllC;>Cghi nMn d~ bao
dam cac chlnh sach k~ toan dllC;>Cap dung nhal quan vai COng Iy trong trllang hQ'pcAn thiet.
10.
Cac hl"P dOng mua va ban la
i

NhO'nglai san dllC;>Cban dOng Ihai cam k~1se mua lai vao mOl thai di{,m nhal dinh trong tllong lai
(caC hc;>pd6ng mua lai) khOng dllQ'Cghi giam Iren bao cao tai chinh, Khoan lien nh~n dllC;>Ctheo
cac hc;>pdOng mua lai nay dllC;>Cghi nhan la khoan nc;>phai tra tren bang can doi k~ toan va phAn
chenh I~ch g;O'agia ban va gia cam k~t mua lai Irong tllong lai dllC;>Cghi nh~n la lai san, ho~c chi
phi, cha kel chuy{,n va dllQ'C phan bo vao kel qua hOat dong kinh doanh trang suollhai gian hi~u
Il,I'cclla hc;>pdOng mua lal.
NhO'ngtai san dllC;>Cmua dOng Ihai cam k~1se ban lai vao mOl thai di{,m nhat djnh trong tllO'ng lai
(cac hc;>pdOng ban lai) khOng dllC;>Cghi tang tren bao cao tai chhlh. Khoan lien thanh loan theo cac
hc;>pd6ng ban lai nay dllC;>Cghi nh~n la lai san tren bang can dO;k{, toan va phAn chenh I~ch giO'a
gia mua va gia cam k~1ban lai dllQ'C ghi nMn la doanh thu. hoac khoan phai Ira. cha k~1chuy{,n
va dllC;>Cphan bo vao k{,t qua hOat dong kinh doanh Irong suOI Ihai gian hi~u Il,I'cclla hc;>pd6ng
ban lal.
11. Cac khoan phai tra va chi phi trich trlleYc
Cac khoan phai tra va chi phi trich truac dllC;>Cghi nh~n cho so ti~n phai tra Irong tllong lai lien
quan d~n hang hOa va drch vu da nh~n dllC;>CkhOng phu Ihuoc VilO vi~c COng Iy da nha
n
dllQ'ChOa
dan clla nha cung cap hay chlla.
Trang
6
Ban Ihuy~t m;nh nay fa
mOl bO
philn h<;fp IMnh va pM; dU'<;1Cdoc cling va;
Mo
CaD
la;
chfnh h<;fp nhAI
CONG TV cO pHAN CHLrNG KHOAN sAl GON
£lia chi: 72 Nguy~n Hu$ - Qu~n 1 - TP. HOChi Minh
BAa cAo TAl CHINH HO'P NHAT

Cho ky k~ toan k~t thuc ngay 30 thang 09 nam 2012
Ban thuyAt mlnh bilo cao tal chlnh hQ'p nhat (ti~p theo)
12. TrQ'cap thOi viqc phal tra
Tn;>,cap thOi vi(;c cho nhan vien dl1c;rctrlch trl10C vao cuOi mOi ky bolo colo cho toan bO ngl10i lao
dOng da lam vi(;c tai cOng ty dl1c;rchon 12 thang cho d~n ngay 31 thang 12 nam 2008 vol mlYc
trlch cho mOi nam lam vi(;c t1nh d~n ngay 31 thang 12 n<'lm2008 bang mOt nLra mlYc Il10ng binh
q~n~agiai~n~uNngtlnh~n~~~~m~~~~loo~ng~~~M~o~~,
Lu~t Bao hi~m xa hOiva cac v<'lnban hl10ng dan cO lien quan. Tll' ngay 1 thang 1 n<'lm2009, mlYC
Il10ng blnh quan thang d~ tlnh trc;rcap thOi vi$c se dl1c;rcdi~u chinh vao cuOi mbi ky bao colo theo
mlYc blnh quan cua sau thang g~n nhat t1nhd~n thoi di~m I~p bao cao. Tang hay giam cua khoan
trlch trl10c se dl1c;rcghi nhM vao bao colo k~t qua kinh doanh hc;rpnhat.
13. Cac nghlqp vlJ b~ng ngoal tq
Cac nghi$p VIJphat sinh bang cac don vi tiAn t$ khac voi don vi tiAn t$ k~ toan cua GOng ty (VN£l)
dl1c;rchach toan theo ty gla glao dich cua ngan hang thl10ng mai vao ngay phat sinh nghi$p vu. Tai
ngay k~t thuc ky k~ toan, cac khoan muc tien te c6 gOc ngoai t$ dl1c;rcdanh gia lai theo ty gia blnh
quan lien ngan hang tai thOi di~m nay. Tat ca eac khoan chenh I$ch ty gla thvc t~ phat sinh trong
ky va chenh I(;ch do danh gla lai sOdl1 tien t$ c6 gOc ngoai te cuOi ky dl1c;rchach toan vao k~t qua
hOatdOng kinh doanh hc;rpnhat.
14. CO phiAu ngan quy
Cac cOng Cu vOn chu
sa
hO'u dl1c;rcGOng ty mua lai (cO phi~u ngan quy) dl1c;rcghi nh~n theo
nguyen gia va trll' vao vOn chu
sa
hO'u. GOng ty khOng ghi nhan cac khoan l<'Ii/(IO)khi mua, ban,
pMt hanh hoac huy cac cOng CuvOnchu
sa
hO'ucua mlnh.
15. PMn chia IQ'Inhu~n
Lc;rinhu~n thu~n sau thu~ thu nhap doanh nghiep sau khi da trlch I~p cac quy theo £lieu Ie GOngty

va cac quy djnh cua phap lu~t Viet Nam se phan chia theo Nghi quy~t cua £lai hOicOdOng.
16. Ghl nh~n doanh thu
Doanh thu dl1c;rcghi nh~n khi COng ty c6 kha n<'lngnh~n <l11c;rccac Ic;riIch kinh t~ cO th~ xac djnh
dl1c;rcmOtcach chac chan. Doanh thu <l11c;rcxac dinh theo gia tri hc;rpIy cua cac khoan da thu hoac
se thu dl1c;rcsau khi trll' di cac khoan chi~t khau thl10ng mai, giam gia hang ban va hang ban bj tra
lai. Gac diAu ki(;n ghi nh~n Cuth~ sau day cOng phai dl1c;rcdap lYng khi ghi nh~n doanh thu:
Doanh thu cung dp dich V(/
Khi c6 th~ xac dinh dl1c;rck~t qua hc;rpdOng mOt cach chac chan. doanh thu se dl1c;rcghi nh~n dva
vao mlYc dO hoan thanh cOng viec. Trong trl10ng hc;rpkhOng th~ xac dinh dl1c;rck~t qua hc;rp<lOng
mOt each chac chan, doanh thu se chi dl1c;rcghi nhan
a
mlYc c6 th~ thu hOi dl1c;rccua cac chi phi
da dl1c;rcghi nh~n.
Thu nhap tti' kinh doanh chung khoan
Thu nhap tll' kinh doanh chlYng khoan dl1c;rcxac dinh dva tren mlYc chenh I(;ch gia ban va gia vOn
blnh quan cua chlYng khoan.
TitJn tai
Doanh thu dl1c;rcghi nhan khi tien lai pMt sinh tren co
sa
dOn Uch (c6 t1nh d~n Ic;ritlYCrna tai san
dem lai) trll' khi kha n<'lngthu hOItien lal khOng chac chan.
co
tue
Doanh thu dl1c;rcghi nhan khi quyen dl1c;rcnhan khoan thanh toan cO tlYCbang tien cua GOng ty
dl1c;rcxac lap.
Tidn cho thue
Thu nh~p tll' tien cho thue tai san theo hc;rpdOngthue hoat dOng dl1c;rchach toan "ao k~t qua hoat
dOng kinh doanh hc;rpnhat theo phl10ng phap dl10ng thang trang suOt thOi gian cho thue.
Trang 7
Ban thuyAt m;nh nay la m~t b~ pMn h()'p thilnh va phil;

d/ftlC doc
cflng va; bila cila til; chlnh hOp nhAt
1
,
)
CONG TV cO pHAN CHLYNGKHOAN sAl GON
€lia chi: 72 Nguy~n Hu~ - Qu~n 1 - TP. HOChi Minh
sAo cAo TAl CHINH HOOPNHAT
Cho ky k~ toan k~l thuc ngay 30 lhang 09 nam 2012
San lhuyt.l minh bao cao tai chinh hQ'p nhal (tl~p lheo)
17. Thut. lhu nh~p doanh nghi~p
Thu6 thu nMp hi~n htJnh
Tal san lhu~ lhu nh~p va lhu~ lhu nh~p phal nOp cho nam hi~n hanh va cac nilm lrU'ac dU'<;ycxac
dinh bilng sO li~n dl,l' kl~n pMi nOp cho (ho~c dU'<;yclhu hOI I,,,) cO'quan thu~, dl,l'a tnon cac mu-c
thut. sual va cac lu~l thu~ cO hi~u Il,I'cd~n ngay k~llhuc ky k~ loan.
Thu~ Ihu nh~p hl~n hanh dU'<;ycghl nh~n vao k~t qua hOal dOng kinh doanh ngoal lrLYIrU'erngh<;Yp
lhu~ lhu nhap phat sinh Ii@nquan d~n mOl khoan muc dU'<;ycghi thang vao vOn chu sa hO'u,trong
trU'erngh<;Ypnay, Ihu~ thu nh~p hi~n himh cOng dU'<;ycghl nh~n lrl,l'c ll~p vao vOn chu sa hO'u.
COng ly chi dU'<;ycbu lrLYcac lal san lhu~ thu nhap hl~n hanh va lhu~ lhu nh~p hi~n hanh phal Ira
khl doanh nghi~p cO quy~n h<;Ypphap dU'<;ycbu lrLYgiO'alai san lhu~ lhu nh~p hl~n hanh va; lhu~
lhu nh~p hl~n hanh phal nOp va doanh nghi~p dl,l'dinh lhanh loan lhu~ lhu nh~p hl~n hanh phal Ira
va lal san thu~ lhu nh~p hl~n hanh lr@ncO'sa lhuiln.
Thu6 thu nh~p hal'in
'ai
Thu~ Ihu nhaP hailn lai dU'<;ycxac dinh cha cac khaan ch@nhI~ch lam IMI tal ngay k~llhuc ky k~
laan glO'acO'sa linh lhu~ lhu nhaP cua cac tal san va n<;yphal Ira va gla lri ghl sO cua chung cha
muc dlch laP baa caa lal chlnh h<;Ypnhilt.
Thu~ lhu nhaP hailn lal pMI Ira dU'<;ycghl nhan cha lat ca cac khaan ch@nhI~ch lam lMi chiu thu~,
ngoal trLY:
•. Thu~ Ihu nhap hailn lal phal Ira phal sinh lLYghl nh~n ban dilu cua mOl tal san hay n<;yphal Ira

lli mOl glaa dich ma glao dich nay khOng cOanh hU'ang d~n II'I nhuan k~ laan ha~c I'll nhu~n
linh Ihu~ thu nh~p (ha~c 10linh lhu~) lal lMI dl~m phal sinh giaa dich;
•. Cac chenh I~ch lam therl chiu lhu~ gan Ii~n vai cac khaan dau 1U'vaa cOng ty can, cOng ty lien
k~1va cac khaan vOn gOp lien daanh khi cO kha nilng kl~m saat lherl gian haan nhaP khaan
chenh I~nh lam tM; va chac chiln khoan chenh I~ch lam lhO'i se khOng dU'<;ychaan nhap trang
tU'O'nglal cOlh~ dl,l'daan.
Tal san thu~ lhu nhaP hailn lal ciln dU'<;ycghl nhan cha lal ca cac chenh I~ch lam tMI dU'<;yckhau
lrli, gla Iri dU'<;yckhau lrlY chuy~n sang cac nilm sau cua cac khaan iO linh thu~ va cac khaan U'U
dili lhu~ chU'a sUodung, khl chac chan lrang tU'O'nglai se cO l<;Yinhuan linh lhu~ d~ sUodung nhO'ng
chenh I~ch lam tMI dU'<;yckhau lrlY, cac khaan 10linh Ihu~ va cac U'Udill lhu~ chU'a sUodung nay.
ngaal lrLY:
•. Tal san lhu~ hailn lal phat sinh tLYghi nhan ban dllu cua mOl lal san haac n<;yphai Ira lli mot
glaa djch ma glaa djch nay khOng cO anh hU'ang d~n II'I nhuan k~ laan hailc l<;Yinhu~n tinh
lhu~ lhu nhaP (haac 10tinh lhu~) lai IMI dl~m phal sinh glaa dich;
•. Tat ca cac chenh I~ch lam lMI dU'<;yckhau trlY phal sinh lli cac khaan dilu lU' vola cac cOng ly
can, cOngly lien k~l va cac khaan vOn gOplien daanh khi chilc chiln la chenh I~nh lam lherl se
dU'<;ychaan nh~p lrang tU'O'nglai cO lh~ dl,l' daan dU'<;ycva cO l<;Yinhu~n chiu lhu~ d~ sUodung
dU'<;yckhaan chenh I~ch l"m lMI dO.
Gla tri ghi sOcua lai san lhu~ lhu nhaP daanh nghl~p hailn 1,,1phai dU'<;ycxem xell,,1 vaa ngay k~l
lhuc ky k~ laan va phal glam gla lri ghl sO cua lai san lhu~ lhu nhaP hailn 1,,1d~n mu-c baa dam
chilc chiln cO du II'I nhu~n linh thu~ cha pMp II'; Ich cua mOl philn hoac laan bOtal san lhu~ thu
nh~p hoiln 1,,1dU'<;ycsUodung. Cac la; san lhu~ lhu nh~p daanh nghl~p haM lal chU'a ghl nh~n
lrU'ercday dU'<;ycxem xel 1,,1vaa ngay k~l lhuc ky k~ laan va dU'<;ycghl nh~n khl chilc chiln cOdu l<;Yi
nhu~n tinh thu~ d~ cOlh~ sUodung cac lal san thu~ thu nhap hailn 1,,1chU'a ghi nhan nay.
Tai san lhu~ lhu nh~p hailn 1,,1va lhu~ lhu nh~p hailn I"i pMI Ira dU'<;ycxac dinh lhea thu~ sual dl,l'
linh se ap dung cha ky lal chlnh ma lal san dU'<;yclhu hOihay nQ'phal Ira dU'<;yclhanh laan, dl,l'alren
cac mu-c lhu~ suat va lu~l lhu~ cO hl~u h,Ycvao ngay k~l lhuc ky k~ taan. Thu~ lou nhap hoan 1,,1
dU'<;ycghl nhan vaa k~l qua ho"l dOng kinh daanh nga,,1lrlilrU'erng h<;Yplhu~ lhu nhap phat sinh
lien quan d~n mOl khaan muc dU'<;ycgh; thang vaa vOn chu s6 hO'u,lrang lrU'erngh<;Ypnay, lhu~ lhu
nhaP haan 1,,1cOng du'<;ycghl nh~n lrl,l'c li~p vaa vOnchu s6 hO'u.

•
•
.,
Bl'Jnthuy~t minh
nl'Jy /a
m~t b~ phan hqp thilnh va phili
dU'<;lC
dOC
cung vai
Mo cl'Jo
fiJi chinh hqp nhAt
Trang 8

CONG TV
cO
pHAN CHlrNG KHOAN
sAl
GON
£lia chi: 72 Nguy~n Hu~ - au~n 1 • TP. HOChi Minh
BAa cAo TAl CHINH HQP NHAT
Cha ky k~ taan k~t lhuc ngay 30 lhang 09 nam 2012
Ban thuyilt mlnh baa
CaD
tal chlnh h9'P nhat (li~p thea)
COngly chi "lfc;rCbu tn» cac lai san lhu~ lhu nh~p haan lai va thu~ lhu nh~p haan lai phai tra khi
cOngty c6 quy~n hc;rpphap "lfc;rCbu lrff giCfatai san lhu~ thu nh~p hi~n hanh vai thu~ thu nh~p
hi~n hanh phai nop va cac lai san lhu~ lhu nh~p hoiln iai va thu~ lhu nh~p haan lai phai tra lien
quan tai thu~ lhu nMp daanh nghi~p "lfc;rCquan Iy b&i cung mot cO'quan thu~ "Oi vai cung mot
"an vj chiu lhu~ va cOngty dl,P"inh thanh taan thu~ lhu nhaPhi~n hanh pha; Ira va tai san lhu~ thu
nh~p hi~n hanh lren cO'5& lhuan.

18. Cae quy
COngly SlYdung Ic;rinhuan sau lhu~ hang nam ,," trlch lap cac quy thea quy "inh tai ThOngllf
11120001TT.BTCdo BOTai chlnh ban hanh ngay 1thang 2 nam 2000 nhlf sau:
auy DU'IrCfbOsung vOn"i~u I~
auy DU'IrCfbat buoc
MI1c
frlch I~pfil'
l'li
nhu~nsau fhu~
5%
5%
MI1c
frlch I~pf6i da
10% v6n "i~u I~
10% vOnc1i~uI~
Cac quy khac ''If'lC trlch I~plhea Nghi quy~l cua £lai hOi"Ong CO"Ong.
Trang 9
r
.'
,
.
,
B~nthuy~tm;nhn~yI~ mOtbi')ph~n hqp tMnh v~pM;
dUVC
t1QccCingvai
Ma
c~o t~i ehlnh hqp nhAt
CONG TV cO pHAN CHUNG KHOAN sAl GON
Dja chi: 72 Nguy~n Hu~. Qu~n 1 • TP. HOChi Minh
BAa cAo TAl CHINH HOP NHAT

Cho ky k~ toan k~tthuc ngay 30 thang 09 nam 2012
Ban thuyAt minh bilo cao tili chinh hgp nhat (ti~p thea)
V. THONG TIN BAa cAo BQ PH~N THEO LiNH Vl)'C KINH DOANH
Moi giCYiva dich vI'
khach hang
Dan vi tinh: VND
Kinh doanh Quan
/'y
Ngan hang d~u tll'va
_____ T~l'_d_o_a_n_h nguon von danh
m(lc
khac
rong c9n9
Qui
3
Nam 2012
1. Doanh thu thu~n ho~t <1e)ng
kinh doanh chLing khoan
2. Cac chi phi trl,J'cti~p
3. Khau hao va cac chi phi phan
bO
Lgi nhu~n
tiP
ho~t dQng kinh
doanh
tlU'ac
thuA
33.412.806.401
9.261.033.409
32.022.081.480

(7.870.308.488)
80.357.177.702
39.119625.642
5.620.015.845
35.617.536.215
73.306.364.955 1.338.632.970
33.606.875.188 424.618.149
3.250.198.786 6.707.484.962
36.449.290.981 (5.793.470.141)
9.529.335.442 197.944.317.470
547.607.620 82.959.760.008
7.718.898.632 55.318679.705
1.262.829.190 59.665.877 .757
1.022.534.782.313 3.938.982.888.313 2.804.341.891.963
117.794235.556 12.936.939.165 3.404.457.675
408.325.603.551 1.435.640.963.575
T~i ngay 30 thang 09 nam 2012
1. Tai san be)ph~n
2. Taj san phan bO
3. Taj san khang phan bO
TOng tii san
1. NQ'phai tra be)ph~n
2. NQ'pMn bO
3. NQ'khang phan bO
TOng c6ng
ng
1.140.329.017.869
778.540.128.636
54.074966.216
832.615.094.852

3.951.919.827.478
402.386.734.429
5.938.869.122
2.807.746.349.638
1.434.078.103.280
1.562.860.295
1.716.297.039
17.703.179.910
19.419.476.949
8.126.873.535
8.126.873.535
3.007.812.423
7.770.583.672.051
21.107.637.585
172.946.449.891
265.736.389.662
24.115.450.008
8.209.266.511.604
8.464.258.268
2.623.469.224.613
9.689.733.831
79.393.302.999
393.763.395.094
18.153.992.099
3.096.625.922.706
Trang 9
Ban Ihuy~1minh nay la mol
bo
phtJn hClPlhilnh va pMi duClCdoc cung vai bilo cao lai chinh hClPnhAt
,\ ••••.•\ •••• - .•• J

\'\.""" _ ./""7.
CONG TV cO pHAN CHLYNGKHOAN sAl GON
Ellachi: 72 Nguy~n Hu~ - Qu~n 1 - TP. HOChi Minh
BAa cAo TAl cHINH HQP NHAT
Cho ky k~ toan k~t thuc ngay
30
thang
09
nam
2012
Ban Ihuyal minh bao cao tai chinh hgp nhal (Ii~p theo)
VI. cAc CHI TIEU cHiNH TREN sAo cAo TAl cHiNH
1. TiGnva 11l'0'ngdll'O'ng liGn (dO'nvi linh: VNEl)
SOcuOi ky
so dau nam
Ti~n mal
425.355.549
152.163.551
Ti~n glii ngan hang
872.555.864.974
729.943.429.280
Trang
rJ6 :
• Tien gUi cua nhtJ rJfJutil' ve giao djch chUng khoan
731000.518.579
601.838.543.283
Cae kho,m tu'O'ngdu'cmgli~n
1.609200.000.000
1.215.669.218.716
CQng

2.482.181.220.523
1.945.764.811.547
2. Tinh hinh dau Ill' lai chinh (dO'nvi linh: VNEl)
Gia Iri Iheo sO k6
so vo'i gia thj Irll'60ng
TOng gia Iri Iheo
Chi lieu
toan
gia Ihi IrU'60ng
lana
Giam
I. Chfrng khaan IhU'O'ng
755.695.029.839
(227.192.348.255)
528.502.681.583
m~i
COphi~u Niem y~t
622.617.029.839
(186060.773.255)
436.556.256.583
COphi~u Chua Niem y~t
93.173.000.000
(41.131.575.000)
52.041.425.000
Trai phi~u
39.905.000.000
-
39.905.000.000
II. Dau ILPngan h~n khac
1.255.079.000.000

.
1.255.079.000.000
. Ti~n glii co ky han tren
3
990.050.000.000
.
990.050.000.000
lhang
• ElautLPvao cOphi~u
Ngan hang TMCP Xang
265.029.000.000
.
265.029.000.000
dau Pelrolimex
III. Chfrng khoan dau tU'
1.050.915.252.094
(121.343.594.474)
929.571.657.621
-Chung khoan san sang
1.050.915.252.094
(121.343.594.474)
929 571.657.621
d~ ban
CO
phieu Ni{un yet
253.359.617.601
(68.393.701.443)
184.965.916.158
co
phieu ChU'8 Niem yet

102.631.534.397
(21.300.460.154)
81.331.074.243
TrtJi phieu
694.924.100.095
(31.649.432.877)
663.274.667.218
-Chung khoan nam giO'
.
-
-
dan ngay dao han
IV. Dau ILPgop vOn
1.406.284.895.197
-
1.406.284.895.197
- VOngop lien doanh, lien
1.406.284.895.197
-
1.406.284895.197
k~t
V. ElauILPlai chinh khilc
548.616.990.000
(77.707.300.000)
470.909.690.000
- DfJu til' dai h(Jn khtJc
548.616.990.000
(77.707.300.000)
470.909.690000
,

;
Ban thuyet minh nay la m6t b6 pMn hr;rpthilnh va phili dU'llCrJoccling va;
Mo
CaDfai chinh hr;rpnhAI
Trang
10
CONG TY
cO
pHAN CHlrNG KHOAN
sAl
GON
Dia chi: 72 Nguyen Hu$ - Qu~n 1 - TP. Hb Chi Minh
sAo cAo TAl CHINH HOP NHAT
Cho ky ke toan ket thuc ngay 30 thang 09 nam 2012
San thuyet minh bao cao tai chinh hl"P nhat (tiep theo)
Chi tiet dLPphong giam gia chimg khoan ngan han cuOi kY
co
phieu
Gia theo sO ke toan
Giam gia so
TOngtheo
vcYithi trLPang
gia thi trwcYng
VHL
14.859.898.103
(6.832.840.004)
8.027.058.099
VFMVF4
124.687.062.241
(62.091.562.241) 62.595500000

ELC
95.466.493.240
(19.114.573.240)
76.351.920.000
HAi
23.988.842.183
(1.175.097.735)
22.813.744.448
NSP
4.182.730.000
(1.882.228.500) 2.300501.500
TMT
65.813.021.526 (54.544.988.241)
11.268.033.285
SVC
48.923.875.770
(31.121.898.171)
17.801.977.599
COphieu khilc
143.957.465.874
(9.297.585.123) 134.659.880.751
CQng niem yet
521.879.388.937 (186.060.773.255)
335.818.615.682
COng ty CP Phan Ian nung chay Van Dien
53.000.000.000
(34.810.000.000)
18.190.000.000
COphieu khilc
9.918.000.000 (6.321.575.000)

3.596.425.000
CQng chLPa niem yet
62.918.000.000
(41.131.575.000)
21.786.425.000
TOng cQng
584.797.388.937
(227.192.348.255)
357.605.040.682
Chi tiet dLPphong giam gia chu>ng khoan dai han cuO! ky:
CO phieu
Gia theo sO ke toan
Giam gia so
TOngtheo
vcYithi trLPang
gia thi trLPang
DCC
11.324.672.774
(7.539.207.774)
3.785.465.000
PDN
38.486.340.864
(12.614.702.064)
25.871.638.800
HAG
58.569.520.630
(24.607.886.235)
33.961.634.395
COphieu khac
116.617.813.370

(23.631.905.370)
92.985.908.000
CQng niemyM
224.998.347.638
(68.393.701.443)
156.604.646.195
DCV
15.200.000.000
(13.348.000.000)
1.852.000.000
Cac cO phieu khilc
84.181.534.400
(7.952.460.154)
76.229.074.246
CQng chLPa niem yet
99.381.534.400 (21.300.460.154)
78.081.074.246
Trai phieu Vinashin
63.298.865.753
(31.649.432.877)
31.649.432.876
Trai phieu
63.298.865.753
(31.649.432.877)
31.649.432.876
TOng cQng
387.678.747.791 (121.343.594.474)
266.335.153.317
~
"

Ban thuyAt minh nay fa
mol
bo
phl)n hO'P lhilnh va phili
rJuvc
rJQccung va!
Mo
cao
la!
chlnh hO'P nhSt
446.614.500.000
9.295.200.000
455.909.700.000
Trang 11
523.617.000.000 (77.002.500.000)
10.000.000.000 (704.800.000)
533.617.000.000 (77.707.300.000)
CQng
Chi tiet dLPphong giam gia chu>ng khoan dilu tLPdai han khac :
Cong ty CP Cao su Hoang Anh Gia
Lai
COng ty Xi mang Vissai Mien Trung
CONG TY cO pHAN CHO'NG KHOAN sAl G6N
Dia chi: 72 Nguy~n Hu~ - Qu~n 1 - TP. HOChi Minh
BAo cAo TAl CHINH HOP NHAT
Chn ky k~ tnan k~1thuc ngay
30
Ihang
09
nam

2012
Ban thuyAI minh ban can lai chinh hQ'p nhal (ti~p then)
3. Dau 1lJ'van cong Iy lien kAI
% billu
%
sa sOu
Gia g6c.clla
56 cu6i ky
56 dau nam
quytlt cua
cua
GOng
khoa n da u 1lJ'
GOng ty
ty van
(VND)
(VND)
(VND)
van cuOi kY
cuOiky
I%J
Quy t<~mnhln SSI
595.496.200.557
482.382.949.787
483846.448.559
37,94%
37,94%
COng
Z
CP XNK Thuy

139.826.123.805
130.820.399.631
134.906.247.108
28,58%
27.24%
San B n Tre
COng
ty
CP
Hung
390.894.771.116
441.828.373.214
410.758.104.260
20,01%
20,00%
Vllang
COng ty
CP
Xuyon
37.692.602.086
67.280.841.737
54.939.092.153
20,38%
20,00%
Thai Blnh
COng ty c6 phAn San
xuat Kinh doanh Xuat
84.652.912.584
80.980.507.731
20.05%

20,02%
nhan khau Blnh Thanh
Cong
ty
c6
phAn
Gi6ng cay trOng Trung
71.633.634.434
73.072.738.264
20,05%
20,03%
llano
COng
ty
c6 phAn
GiOng cay IrOng Mi~n
94.205.953.911
91.387.420.555
20,07%
20,02%
Nam
CTCP Ch{, bi{,n Hang
44.497.769.843
38.531.664.277
20,02%
20,00%
xuat khau Long An
CQng
1.458.899.968.336
1.406.284.895.197

1.084.449.892.080
4. Chi phi Ira IrlJ'ac dai h~n (dO'n vi tlnh: VND)
s6 cu6i ky
56 dau nam
Chi phi tll van tra trLY&c
8.779.624.478
14.423.668.784
Chi phi cai t~o van pMng va cOng Cudung Cu
2.564.532.097
5.858.762.426
TOng CQng
11.344.156.575
20.282.431.210
5. Ti"n nQp Quy hO IrQ' Ihanh loan (dO'n vi linh: VND)
Ti~n nQpban dAu va b6 sung hang nam
12.513.859.767
Ti~n lai pMn b6 hang nam
2.469.052.029
T6ng CQng
14.982.911.796
Ban thuy&t minh
Oily /a
010/bO pMn h'lP thilnh va phil; (JlJ'<lC(JQCcflng voi
Mn
CaDta; chlnh h'lP nMt
Trang 12
CONG TY cO pHAN CHUNG KHOAN sAl GON
Ella chi: 72 Nguy~n Hu~ - Ou~n 1 - TP. HOChi Minh
BAo cAo TAl CHINH HOP NHAT
Che ky k~ lean k~t thuc ngay

30
thang
09
nam
2012
Ban Ihuylll mlnh bao cao lal chlnh hQ'p nhAI (11~pthee)
6. Till san cO "jnh hfru hlnh «lO'n vi tlnh: VND)
Khoan mVe
Nha cIFa. v;;t
May mOc thi(,t
PhlPO'ng ti~n Thi(,t bj van
T6ngc9ng
kien
true
bj
v;;n tai
ph6ng
Nguyen gla:
Ngay
31
lhang
2.609.391.520
76.460.915.559
16.875.816.403
1.909.158.397
97.855.281.879
12
nam
2011
Tang Ireng ky

-
707.690.700
.
87.120.000
794.810.700
Mua trang
ky
-
707.690.700
-
87.120000
794.810.700
Giam Ireng nam
.
(1.174.801.018)
(3.707.609.000)
(31.900.000)
(4.914.310.018)
Ban thanh
Iy
-
(1.174.801.018)
(3.707.609.000)
(31.900.000)
(4.914.310.018)
Phan lea; la;
-
-
-
-

-
Ngay
30
lhang
2.609.391.520
75.993.805.241
13.168.207.403
1.964.378.397
93.735.782.56109
nam
2012
Gla Irl hao
mOn:
Ngay
31
Ihang
1.304.380.617
47.932.951.186
11.432.710.893
1.516.344.844
62.186.387.540
12
nam
2011
Tang Ireng ky
336.951.864
9.617.870.428
1.453.709.699
208.352.874
11.616.884865

KhAu hao
336.951.864
9.617.870.428
1.453.709.699
208.352.874
11.616.884865
Glam Irong ky
-
(894.588.101)
(3.338.023.922)
(31.900.000)
(4.264.512.023)
Ban Ihanh Iy
-
(894.588.101)
(3.338.023.922)
(31.900.000)
(4.264.512.023)
Phan Ie,,; la;
-
-
-
-
.
Ngay
30
lhang
1.641.332.481
56.656.233.513
9.548.396.670

1.692.797.718
69.538.760.382
09
nam
2012
Gia Iri cOn I~I:
Ngay
31
Ihang
1.305.010903
28.527.964.373
5.443.105.510
392.813.553
35.668.894.339
12
nam
2011
Ngay
30
lhang
968.059.039
19.337.571.728
3.619.810.733
271.580.679
24.197.022.179
09
nam
2012
7. BAI "Qng san "au Ill': ("O'n vi tlnh: VND)
Elay la gla Irf cac lea nha ma COng Iy OuOcI~ 551 (la mua lal My

veri
muc dlch cho Ihue
50 cuOI ky
SO "au nam
Nguyen Gia
283.612.736.520
282.497.013.600
KhAu hao
12.129.736.165
7.109.857.997
Gla Irj cOnlal
271.483.000355
275.387.155.603
1
?
~
"
(
Ban Ihuy~1minh ni'y la mOl
bO
phan hqp lhilnh va phili <1uvc
<1ec
cung va;
Mo
CaD
lal chlnh hqp nhAt
Trang 13
CaNG TY
cO
pHAN CHlrNG KHOAN

sAl
GON
£Jiachi: 72 Nguy~n Hu~
0
Qu$n 1
0
TP. HOChi Minh
BAo cAo TAl CHINH HO'P NHAT
Cho ky k~ toan k~t thuc ngay 30 thang 09 nam 2012
Ban thuyAt mlnh bao cao tal chlnh hQ'p nhat (ti~p theo)
8. Tal san cO dinh vo hinh (dem vi tinh: VND)
Khoan mllc
ph/mmdm
Quydn
SIP
dllng
Ta; san
vo
T6ngcijng
oAt h;nh khfJc
Nguyen gla:
Ngay 31 thang 12 nam
42.868.697.151
109.671.558.000
1.656.576.688
154.196.831.839
2011
Tang trong ky
1.162.132.200
0

0
1.162.132.200
Mua rna;
1.162.132.200
0
0
1.162.132.200
PMn 10ai la;
0
0
0
0
Giam trang ky
0
0
0
0
Ban Ihanh IS'
0
.
0
0
Ngay 30 thang 09 nam
44.030.829.351
109.671.558.000
1.656.576.688
155.358.964.039
2012
Hao mon lay kA:
Ngay 31 !hang 12 nam

24.101.559.972
0
1.554.075.004
25.655.634.976
2011
Tang trang ky
7.466.122.091
0
30990.672
7.497.112.763
KhAu hao
7.466.122.091
30.990.672
7.497.112.763
PMn 10ai lai
-
-
0
0
Giam trong ky
0
0
0
0
Ngay 30 thang 09 nam
31.567.682.063
-
1.585065.676
33.152.747.739
2012

Gia trj con 'al:
Ngay 31 thang 12 nam
18.767.137.179
109.671.558.000
102.501.684
128.541.196.863
2011
Ngay 30 thang 09 nam
12.463.147.288
109.671.558.000
71.511.012
122.206.216.300
2012
Ban Ihuy61 minh
mly
18mCI bl) philn h'lP lhilnh
va
phili
c1U{fC
c1<;c
cLing
va;
bilo
CaD 'ai
ch/nh h'lP nhAt
Trang 14
CONG TY
cO
pHAN CHUNG KHOAN sAl GON
f)ia chi: 72 Nguy~n Hu(>- Qu~n 1 - TP. HOChi Minh

BAa cAo TAl CHINH HOP NHAT
Cha ky k~
taan
k~t thec ngay 30 thang 09 nam 2012
Ban Ihuy41 mlnh baa caa l3i chlnh hQ'p nhal (ll~p thea)
9. Cac khaan phai lhu (dan vi tinh: VNf))
Chi lieu so cuOI ky
so dau nam
1. Phai lhu khach hang
278.981.203.210 291.054.053.897
- Phai thu KH v{, nghieP Vu hO'Ptac <1autll 63.876.488.353
157.185.719.632
- PMI lhu KH v{, nghi(>pVu glaa dich ky quy 196.106 764.954 103.770.474.680
- Phai lhu cac khaan lrng Ir1l6c ll{,n ban chlrng
13.315.194.131 26.751.833.547
khaan cha ngllai <1aullf
- Phal thu phi tlf van
3.007.812.423
2.323.014.127
- Phal thu phi quan Iy danh muc <1autll, quan Iy
1.716.297.039
625.397.883
quy
- Phal thu khac
958.646.310
397.614.028
2. Ph,;i lhu ha~l dQng giaa dich CK
10.646.344.904
677.728
- Phal thu so 9iaa dich

10.646344.904
-
- Phai thu khach hang v{, giaa djch chlrn9 khaan
-
677.728
3. Phai lhu khac
289.314.289.086
122.281.746.055
- PM; thu thea cam k~t mua va ban lal chlrng
24.005.000.000
54.005.000.000
khaan
- Phal thu to chlrc phat hanh
56.519585.952
51.594.391.003
- Lai ti{,n g"l ngan hang
41.691891.963
6.586.311.679
- PMi thu khach hang v{, phi dich Vu hO'P<10ng
655899.283
4.755.760.362
HTf)TCK
- Phal thu hc,yp<10ngmOi gl61tral phi~u
163.400000.000
-
- Phal thu BHXH
-
75.982.084
- Phai thu khac
3.041.911.888

5.264.300.927
10. Vay va nQ' ngan h~n
Chi lieu
SO cuOi ky
SO dau nam
Vay Ihau chi ngan hang
(0)
177.956.950.062
-
TOng cQng
177.956.950.062
-
(0)
f)ay
103
khaan vay thau chi tal Ngan hang f)au tll va phat tri~n Viet nam ("BIDV") cllfO'C<1am
baa bal gla lri cua hal (02) HO'P<10ngtl{,n g"l tri gia 100 Iy tal BIDV v61 ky han la ba thang,
lai suat
103
11%/nam. TY Ie lal suat Ihl,J'cap dung cha cac khaan vay thau chi ngan hang
103
12%.
11. lrng Iru-6'c cha ngu-6'i ban (dan vi IInh: VNf)
Chi lieu
SO cuOi ky
SO dau nam
- Lrng trlf6c cha ngllai ban
75209.722.970
2.223.755828
Trang 15

Ban thuy~t minh mly la met be pMn hClPtMnh va phili duvc
c!Qc
cling vai Ma cao tai chlnh hClPnhAt