các dạng bài tập tự luận ôn thi môn thị trường chứng khoán

Bµi tËp thÞ tr êng
chøng kho¸n

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D¹ng 1: quyÒn chän
 !"#
$% $&"'()*+ !",-./
#0*1"!$"02 $%1"3+"0*4
$&"5*462 $%#$% * 7
1"3+#$% 89:/;84
<=0 !"#>
$% 
Yªu cÇu 
?@$#2"A*"0#B=00$&"/
2 9:2 $%8C:6$%
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D¹ng 2: quü ®Çu t
D,E1"FG(/DH,0" I*7$%
83J*KH7$3JL
 !"MN*
Tªn cæ phiÕu Sè l îng ThÞ gi¸
OPP  
'Q  <L
R L ;
'S  >
T U L
55V U L
<82 <
WX$,DY=01"F*,DY=0B
&=01"FZ'[!",\]^:$0#"=01"F#
:" &

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Dạng 3: Xác định lãi suất, khối l
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(Tỷ đồng)
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U
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Bµi 3 - tiÕp

i
Yªu cÇu
?@$#W,"dj&"*(\#2j&"=0B
$*8/2 
0Id"&"k/!\dZ(C"#0[
`Id"&"k/!$0Z(C"TF[
?!"#W,"d^$a/#Uhlc(!1"D6,-0$
!/
?@$,\#2 !"B$*"0$2/0
c]$d"&"6`!b k/ 
]!(d"
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D¹ng 4 :Hoµn tr¶ tr¸i phiÕu
>VK@  !":
$#,gUla !"L.
c]/D &\#W`b0"
.
?87,\ !"/D.
?nA `D/D
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D¹ng 5: quyÒn mua cæ phÇn
LVK@G*\ &#e$%VK1"!
$.6*\Ue$%`b 6
!"4G"3
Yªu cÇu
?87 !",0"(.*\*#o"!=0
1"3"0p5!b
qT: !"4`b: !"r`b
$

q8 !"4(.*\#$`
 !"4#>$
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Bµi 5- tiÕp
?87,\#2 !"<$K'5V"06$2
`!b
!a$J"0*sY< !"0`$2*
G<$K'5VG"&""06 !",0"
'G<1"3"0*"\"06 !"
5G;1"3"0*"\"06 !"
VGL1"3"0*"\"06 !"
?!"V^$J"0 !"c(!1"D6,-0$
!/
?!"'^$J"0U !"V$J"0> !"
c(!1"D6,-!/
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D¹ng 6:khíp lÖnh liªn tôc
LÖnh b¸n P ( dvÞ: ®ång ) LÖnh mua
L
L
U<
L
UL
<>
L;
>
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<hh
<h>

<h
<;U
<;L
<;
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U
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L

L
>L
<L
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Bµi 6 - tiÕp
uªu cÇu
?@$fE0=0 !"R'T5!b$G
E0=0 !"R'Tf 60/gK4#
<h$
?AXv*:9:#:k/fE0=0 !"
R'T
?87 7K4K](/"$2/
60/g6`!bK](/$3"
 gH] 7K4#Ll*/,\#:"0$
29:e#:0/g9g/0#l*/,\
#:`$29:e#:0/g9g/0#Llm
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D¹ng 7 : khíp lÖnh liªn tôc
Thêi gian Nhµ ®Çu
t
LÖnh mua LÖnh b¸n

Gi¸
(1000®)
Sè l îng
(cp)
Gi¸
(1000®)
Sè l îng
 ' ;L L
 5 ;h <
> V ;; <
L  ;U L
h P ;; 
Yªu cÇu:
?@$*(\#2 !"$&"'5VP
"0`$2
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D¹ng 8 : Ký quü
U<$&"1"!$f(/Da
K](/'*$J#:"0< !"@*4
>w !"Z`0/%D 7[ICB2/*:$&"
=0c$&"*0K](/>wnW
,"d3*0#Ulx
0R\3$&"(o1"FaK#`0/6"p
`!"*/"\.Z<<[ !"@#<
w !"(o1"FY#a/(/D=0
$&"6#`0/6"p
m
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D¹ng 9: l·i suÊt hoµn vèn tr¸i
phiÕu

?T !"G:#W,"dg0
y0hlaY#a=0 !"#L.
!"0/3\*/"\()a0/3
#W.#&87#W,"d$/a=0 !"`!
b !"$0$2`*4
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D¹ng 10: ®Þnh gi¸ tr¸i phiÕu
?T !"G:#W,"dg0
y0#la !"#.aY
#a#L.0/3\*/"\()a
Yªu cÇu
?87 !"`!b#W,"d6"&"#l
!"0/3#W.#&
?!"` !"$G6#L`a
G6"0 !"$G(Kp
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D¹ng 11: ®Þnh gi¸ cæ phiÕu
T$&"g9$"0 !"OkkV]g9
(!A$2.]d#$ !".
]0#g !".]<#L$
!" !"*/"\.]<g9(!#
<h$!"e,"d#2"A/$2=0$&"
#lc$&"$G,-d A"0 !"
OPP*4\$0#`0/6"p