Báo cáo tình hình quản trị công ty - Công ty Cổ phần Khoáng sản và Đầu tư VISACO

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TѬ VISACO ou=P. PHÒNG Kӂ TOÁN TӘNG HӦP
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Date: 2016-01-19 15:15+07:00

LÊ THANH
TÙNG

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Do N6ng. ngay 15 {hang (Jlnam2016

S6:01 12016NMIIBC-HDQT

BAO CAO TiNH HiNH QUAN TRJ CONC TV NIEM YET
Naill 2015
- Uy ban Chung khoan Nha nurrc

Kinh gtl'i:

- So' Ciao dich Chung khoan

- Ten cong ty niern yet: Cong ty c6 phan khoang san va Dfru tu Visaco
- Dia chi tru so' chinh:05 Than Canh Phuc. Phuong H6a Cuong B~c, Quan Hai Chau, TP
Da N~ng
- Dien thoai: 05113,674588 Fax: 05113,674588
Email:
- V6n di~LlI~:85,999.990.0(J(J a6ng(TallllllLl'O'i lam t)1 chin tram chin I11Lwichin trieu chin
tram chin muoi nghin dong)

- Ma chung khoan: VMI
I. Hoar dQng ciia Dai hQi d6ng

c6 dong

Thong tin v~ cac cuoc hQP va Nghj quyet/Quyet

dinh cua D0i hQi d6ng c6 dong (bao
g6m ca cac Nghi quyet cua Dai hoi dong c6 dong duoc thong qua duoi hinh thirc I~y y
kien bang van ban)
Stt
01

So Nghi quyetl Quyet djnh

N(Ji dung

Ngay

01/201 5IVMIINQ - DHCf)

24/06/2015

Ngh] quyet f)~i hQidong c6 dong thuong
nien nam 2015

II. HQi d6ng quan tr]:
I. Thong tin

Stt

ve

-

,

thanh vien HQi dong quan tri (HDQT):

Thanh
vien HDQT

01

Ong : T ruong Th~ Sun

02

Ong: U: Van Binh

Ngay b~t Ngay khong S6 bu6i T)' I~
dfiu thanh
con la
hQp
tharn
Chuc vu
vien
thanh vien
HHQT
du

HHQT
tharn du: h<.>p
HDQT
Chu tich
Hf)QT

Uy

vien
H8QT

22/22

100%

22/22

100%

L)' do khong
tharn du hop

6


03

6ng:Tn~.n VTnh Th~ll1b

Oy vien

22122

H8QT

100%
Mi0n nhiern thea
Nghi quyet

Thanh
04

Ong Pharn Van Hili

24/06/2015

vien

12/12

HDQT

s6

100% 01/2015VMIINQ
-D I-! C8 Ngay
24/06/2015
Mi~n nhiern thea
Nghi quyet

Thanh
05

Ong: Phung D~i Hai

24/06/2015

vien

12/12

HDQT

s6

01/2015VMIINQ
100%
- 81-1Cf) Ngay
24/06/2015
86 nhiem thee

06

Thanh

Ong: Nguyen Kim

vien

Tnrong

ugh] quyet

24/06/2015

10/10

HDQT

100% Ol12015VMIINQ
-8HCf)
Ngc1y24/06/20 15

80 nhiern theo
07

Ong'Truong

Th~ Tung

Uy

vien

HDQT

ngh] quyet

10/10

24/06/2015

100% 01/2015VMIINQ
-8HCD
Ngay24/06/2015

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2. Hoat dong giam sat ella H8QT d5i voi Ban Giarn doc:
- Thuong xuyen giarn sat viec t6 chirc thuc hien k~ hoach san xu~t kinh doanh. Yell du Ban
tong giam dAr. hao cao thuong xuyen k~t qua thuc hien thea tung k)1 san xuat. f)~ ra gia: phap
kip thoi nham nang eao hieu qua san Xll§.t kinh doanh.
- Hang thang t6 chirc hop giao ban loan Cong ty voi thanh phan bao g6m: HQi dong quan trio
Ban kiern soar, Ban tong giam d5e, Truong cac phong ban. DE danh gia mire dQ thuc hien
nhiern V~I SXKD. k~t qua thuc hien; D€ ra k€ hoach chi tj~t trong thang toi: Giai quyct cac van
d~ con t6n tui trong qua trinh SXKD ella C6ng ty.
- Thuong xuyen nhac nho don d5c ban tong giarn d5e thuc hien bao cao va cong b5 thong tin
cho dung voi cac guy dinh CDa Phap luat hien hanh
3. Hoat dong ella cac ti€u ban thuoc HDQT: HQi d6ng quan tr] khong thanh lap cac ti~u
ban true thuoc.
~IQ uyet:.. di!nh eua
'. HQI
~. d~
4 C'ac N.gn:
I' quyet
. ong quail tn
Stt So Ngh] quyet/ Quyet djnh
NQi dung
Ngay
01

01/2015/VM1INQ

- HDQT

06/03/2015

02

02/2015/VMIINQ

- H8QT

17/03/2015

VIV Thong qUE! ho sa dang ky chao ban co
phieu ra cong chung va nguyen l5c X;lC dinh gia
chao ball co phieu
V/v: Thong qua plurong an XLI' 1)1co phieu le
rong dot chao ban eho e6 dong hien hiru thea ti
I~ 2:1

03

OJ/2015NMIINQ

- HDQT

04/04/2015

VIv Thong qua ho so phat hanh e5 phieu de
tang von nr nguon vbn chu so hiru
7


V/v Thong qua phuong an phat hanh , tieu chi
lira chQI1 , danh sach eBNV du ki~n mua c6

phieu, phuong an sCI' dung s5 tien thu OLr<;rC
ttl'
OQ1phat hanh va h6 so' dang k~' phat hanh c6
phieu chao b{1I1 CB IV theo chuorig trinh lua
chon nguoi lao oOllg

04

04/20 ISIVMIINQ - HDQT

06/04/2015

OS

OS/20 IS/VMTINQ

- HDQT

16/04/2015

06

06/201S/VMIINQ

- HDQT

21/04/2015

07

07/20 15/VMIINQ - HDQT

29/0S/20 15

Vlv Thong qua viec niern yet bo sunz

08

08/2015/VMIINQ

- HDQT

29/05/2015

V Iv Thong qua viec sua dieu I~

09

09/2015IVMIINQ

- HDQT

30105/2015

iV Iv Thong qua viec niern yet b5 sung

10

10/201SIVMIINQ

- HDQT

30/0512015

V/vThong qua sira dieu Ie

1I

1112015IVMIINQ - HDQT

13/06/2015

V Iv Mien nhiern. bo nhiern thanh vien HOi dong
quan tri

12

12/20 15/VMIINQ - HDQT

20106/2015

V/v Thong qua sua dieu I~

13

13/2015/VMIINQ

- HDQT

04/07/2015

14

1412015/VMlINQ

- HDQT

27/0712015

V Iv thay d6i nhan W chu chat

15

15120 J 5/VMIINQ

- HDQT

27107/2015

V/v Thay d6i nQi dung dang k)' k inh doanh

V Iv Hoan hop Dai hoi (long co oong thuong

nien n8.1112015
V Iv Thong qua viec chat danh sach c5 dong

V Iv gia han thoi gian nop tien mua co phieu

16

16/2015/VMIINQ

- HDQT

27107/2015

V Iv Phan phoi c6
phieu khonut::' ban het tronab dot.
"
chao ban cho co dong hien hiru

17

17120 IS/VMI/NQ

- HDQT

26/0812015

V Iv Thong qua vien Niem yet b6 sung

18

18/20 15/VMIINQ

- HDQT

26/08/2015

V/vThong qua viec sua dieu I~

19

19/?0 1.'i/VM1/NQ

- HDOT

26/08/2015

V Iv Thay doi n9i dung dang k)1 kinh doanh

20

20/20 IS/VMIINQ

- H8QT

19/09/2015

V Iv PhM hanh trai phieu nam 2015

21

21/2015/VMIINQ

- H8QT

10/12/2015

V/v , Phat h<'1I1h c6 phieu rienu~ Ie cho Nha dEW tu
chien IU'9'e

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III. Ban

kiern

soar

I. Thong tin v~ thanh vien Ban Ki~m soar (BKS):

Stt

Thanh
vien BKS

Ngay b~t
Clurc
dilu lit TV
Vl)

Truong

01 Ong Nguyen Doan Minh Huy
BKS

BKS

Ngay
khong
con la TV
BKS

S6 bu6i
hQp
tham

dl;"

515

T5' I~
tharn
DI;l'

L)' do
khong tham
d....hop

100%

8

c


02

Ba Nguyen Thi Ngoc Linh

TV

BKS

B6 nhiern thea
nghi quyet s6
24/06/2015

2/2

100%

01IVMIINQDHCD ngay
24/06/2015

03

Ong Nguyen Quang Chau

TV

5/5

BKS

100%

Mi~n nhiem
can cir vao
04

Ong Huynh Van Dung

TV

BKS

24/06/2015

3/3

100%

ngh] q uyet
OI/20ISIVMII

NQ-DHCD
ngay
24/06/2015

2. Hoat dong giarn sat cua BKS d6i vci HDQT, Ban Giam d6c dieu hanh va c6 dong:
Ban kiern soat da: thuc hien nhiern vu kiern tra giam sat cac hoar dong cua Cong ty CP
Khoang san va D~u tu Visaco trong narn 2015 thong qua kiern tra cac h5 so, tai Iieu, bien ban,

cong van, tham du cac cuoc hop dinh ky ella HDQT, Ban Tong giam d6e di€u hanh;
Ban ki~111Soar e6 quyen yeu cau HQi dong quan trio Ban Tong Gic1111d6e eung dp moi
h5 so va thong tin can thi~t lien quan d~n cong tac di~u hanh quan If Cong ty:
V~ quan h~ voi c6 dong: Trong nam 2015 khong c6 van ban nao cua e6 dong hoac
nhom c6 dong giri v~ Ban ki~m soar a~ yeu c~u kiem tra cac van d~ lien quan d~n cong tac
quan 11', di~u hanh cua HQi dong quan tri, ban tong giarn d6c va cac heat dong cua cong ty.
Su ph6i hop hoat dong giira BKS d6i voi hoat dong cua H8QT, Ban Giani d6c dieu
hanh va cac can bo quart 11'khac
Ban kiern soat da ph6i hop tot voi cac doan ki~111tra cua cong ty trieu khai cong tac
kiern tra, giam sat tai cac don vi thanh vien ciing nhu tai bo may di~u hanh cong ty. Qua cac
cuoc kiem tra, Ban kiern scat thong bao k~t qua cong tac kiern tra. giam sat voi HQi dong quan
tri va Ban di~u hanh d~ co nhimg bien phap XLI' I)' kip thoi nhirng v5n d~ t6n tai nham nang
eao hieu qua quan 11'.
HQi dong quan tri cong ty aa cung dp kip thoi. dfiy all cac Nghi qUY~L QLly~t dinh cua
HQi dong quan tri cho Ban kiem scat, Ban T6ng giarn d6c da tao dieu kien cho Ban kien: soat
trong viec thu thap cac thong tin, tai lieu lien quan d~n heat dong san xuat kinh doanh cua
T6ng cong ty khi c6 yeu duo
HQi d6ng quan tri cong ty, Ban ki~m soat, Ban di~u hanh va cae can bQ qUEIll Iy clla Cong
ty da c6 m6i quan h~ ph6i hO'P eh?t ehe trong eong tae ai~u hanh, qllill1 I)' ho~1t (1Qng san XlI~t
kinh doanh.
V. flao t~o v~ qUaD trj cong ty:
Cac kh6a GaO t?o v~ quilll tri cong ty ma cae thanh vien HDQT. thanh vien
BKS. Giam d6e (T6ng Giam d6e) di~u hanh. cae can bQ quan 1)1 khae va Thl!' k)1 cong ty aa
tham gia thea quy dinh v~ quan trj cong ty: Khong e6

9

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VI. Danh sach v~ ngU'{'ri co lien quan cua cong ty niern y~t theo q uy djnh tai
khoan 34 Di~u 6 Luat Cluing khoan va giao dich ciia ngm'ri co lien quan ella cong ty
vot chinh Cong ty
1. Thay o6i danh sach nguoi co lien quan

S
S
T

01

Ten t6 chirc/
ca nhan

Clurc
VlJ

M6i
quan
h~ vo'i
CB
chu
ch6t

Pho
TOB

ngay 24/06/2015

86

Truong Tran Phlk
Nguyen

Con
rUQt
Chi
ruot
Anh
ruot
Anh

Truong Thi HTruong Th~ Anh
TruonuI::' Th~ Son

ruot

Ong Nguy~n Kim
02
Truong

TV
HDQT

Nguoi co lien quan cua
oner
Truons ~ Th~ Tuncb
b
Nguoi co lien quan cua
on eu Truon t:' Th~ TLII1b0
Nguoi co lien q~lan CLIa
eng Truong The Tung
Nguoi co lien quan CLIa
annb TruonuI:> Th0 TlInO
b
Ngurri co lien quan cua
onub Tru'O'110
Th0 Tunc0
D
86 nhiern thea nghi
quyet OIIVMIINQDHCD thuong nien nam

24/06/2015
24/06/2015

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24/0G/20 15
24/06/2015
24/0612015

24/06/20 IS

86

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Chi

Xuan

gai

tich

24/06/2015

24/06/2015

24/06/2015

Anh

N guycn Ki 111 Cuong

24/06/2015

trai

Pharn Van Hai

24/06/2015
24/06/2015

Pharn Bao Tinh

SA

85

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OnoC Nuuven
Kim
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24/06/2015

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GTC Vi~t Nam

PH

Nguo! co lien q uan cua
Ong NgLly~n Kim
TrLl'lmg
Nguoi co lien quan cua
Ong Nguy~n Kim
Truong
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Chll

van, thuong mai va
Dich vu tong hop

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ngay 24/06/2015

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quye: OIIVMI/NQ8HCD thuong nien nam

24/06/2015

kiem

Truong Th~ Bi~u

cb phan

Tho'i di~m
khdng con
ngu'cJ'ico
lien quan

TV

HBQT

Dna!:> Truonz !:> Th~
Tung

C6ng ty

Thcri di~m
bilt dfiu
nguo'i co
lien quan

Nguoi c6 lien quan cua
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,0 1/20 15/VMIINQHDQT ngay 24/06/2015
Mi0n nhiern can CLI' vao
Ngh] quyet DHCD s6
01/20 15/VM IINQ10


24/0612015
Truong

Thi Hili Y~n

M~

24/06/2015

Em

Pham Huy Hoang

trai
24/06/2015

Eill

Pham Thi Minh
Nzoc
o·

04

Ong Huynh Van

TV

24/06/2015

BKS

Dung

Mi0n nhiern can CLl'vao

Ngh] quye: DHCD 56
01/2015/VMIINQHDQT ngay 24/06/2015

Truorieo Thi . A.nh
Tuyet

Vq

Nguoi co lien quan cua
eng Huynh Van DOng

Huynh Dang Khoa

Can
rUQt

NgLl'l)"ic6 lien quan cua
ong Huynh Van DOng

Huynh Sau

ella

Nguoi co lien quan cua
ong Huynh Van DOng

Pharn Thi Phung

M~

Nguoi co lien quan cua
ong Huynh Van DOng

Huynh

05

gai

HDQT ngay 24/06/2015
Mi~n nhiem can cu VaG
Nghi quye: Dl-lCD s6
01/2015/VMII
IQ_
HDQT ngay 24/0612015
Mi~n nhiern din CLI' VaG
Nghj quyet Dl-lCD s6
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QHDQT ng<\)' 24/06/2015
M i0n nh i91ll can cir vao
Nghi quyet DHCD s6
01/201S/VMIINQH8QT ngay 24/06/2015

Anh
ruot

Van Xuan

Nguy~nThi Nzoc
b.

Linh

24/06/2015

TV
BKS

Nguyen

I:)ll'C Hi~n

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24/06/2015

Nguyen

Th! A.

M~

24/06/2015

Nguyen

Hi~n Nhan

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Mai

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ruot

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ruot

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24/06/2015

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6ng Huynh Van DOng
86 nhiern theo nghi
quyet OIIVMIINQDHCf) thuong nien narn
ngay 24/06/2015
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Linh
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27/0712015

NgLl'bico lien q uan ella
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27/07/2015

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27/07/2015

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27/07/2015

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quyet 14IVM I/NQH8QT ngay 27/07/2015

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27/07/2015

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27/07/2015

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Nguoi co lien quan cua
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27/07/2015

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27/07/2015

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27/0712015

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27/07/2015

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27/07/2015

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24/06/2015

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24/06/2015

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24/06/2015

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cua Ong Phung Dai Hai
Ngut-mg c6 lien quan

cua Onub Phunu1::>. Dai Hai
Nguong co lien quan
cua Ong Phung Dai Hai
Nguong co lien (juan
cua Ong Phung Dai Hai
Nguong co lien quan
CLIH

Ong Phung Dai Hai

Nguoi
10

i.s Thanh

H6 nhiern thea nghi
quyet 14IVM IfNQHDQT ngay 27/07/2015

GUQ"c

Tung

LIY,
quyen

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Nguyen Thi Thanh
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1

5
6

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Nguoi co lien quan cua
Ong r.e Thanh Tung
NgLr()·ico lien quan cua
Ong U~Thanh Tung
Nguoi co lien quan cua
Ong Le Thanh TLlJ1g
Nguoi co lien quan cua
Ong Le Thanh Tung
Nguoi co lien CjLIClJ1
cua
On~ L€:Thanh TLlI1g
Ngurri co lien quan cua
Ong Le Thanh Tung

2. Giao dich gitra Cong ty voi nguoi c6 lien quan cua Cong ty; hoac giira Cong ty voi c6
dong 16n. nguoi noi bQ . nguoi c6 lien quan cua nguoi nQi bo: Khong co
3. Giao dich giira nguoi noi bQ Cong ty niern y~l. nguoi c6 lien quan

CLHl

nguc: nQi bQ voi

Cong ty con, Cong ty do cong ty niern y~t nam quyen ki~1l1 soar: Khong co
13

4. Giao dich giira Cong ty voi cac d6i tuong khac : Kh6ng c6
4.1·Giao dich giira cong ty voi C6ng ty thanh vien HDQT, thanh vien Ban Ki~111 Soat, Giam
doc ( T6ng giam doc) dieu hanh eta va dang 18thanh vien sang I~p hoac ihanh vien HDQT,
Giani d6c( T6ng giarn doc) di~u hanh trong thoi gian ba (03) nam tro lai day ( tinh tai thoi
ai~m lap bao cao): Khong c6
4.2 Giao dich giua C6ng ty voi C6ng ty rna nguo'i co lien quan cua thanh vien HDQT, thanh
vien Ban Ki~J11 soat , Giam a6c (T6ng giarn doc) di~u hanh la thanh vien HDQT. Giam a6c
(T6ng giam doc) c1i~uhanh: Khong e6
4.3 Cac giao dich khac cua C6ng ty( n~u co) e6 th~ rnang lai IQ'i ich V~l ehJr hoac phi v~it ch~t
d6i voi thanh vien HDQT, thanh vien Ban ki~m soar, GiEllll a6c: Kh6ng co
VI. Giao djch
1. Danh sach

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c6 phieu cua ngurri ni)i bi) va ngu'iri co liencua
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3. G}ao dich ella ngu()"i nQi bQ va nguot co lien quan dBi vtri c5 phi~u ciia cong ty niern
yet :
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Cac v§n d~ din hru y khac

17