BAO CAO TRO THANH CO DONG LON

PHU• LUC
SO 06
•
APPE DIX 06

a LON

BAo cAo VE NGA Y TRO THANH co D6

REPORT ON THE DAY BECOME MAJOR SHAREHOLDERS

CO• G HOA xA HOI
CHU GHiA VIET
NAM
•
•
D9c l~p - T\f do - Hanh phuc
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

--------------Ha noi , ngay 05 thang 12 nam 2016
Ha Noi, day 05 month 12 year 2016
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BAO CAO VE GAY TROTH
H CO BO G LO
REPORT ON THE DAY BECOMING MAJOR SHAREHOLDERS
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Kinh giri: - Uy ban Chung khoan Nha mroc
- Sa Giao dich Chung khoan Ha 9i
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- Cong ty co phan Thirong mai va Da11 tu Vinataba

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To:

- The State Securities Commission
- Ha Noi Stock Exchange
- Vinataba Trading & Investment Joint Stock Company

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1. Thong tin ve ca nhan dau tu/ Information on individual investor

- Ho• va ten ca nhan dau tu: NGUYEN THANH KHIEM
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Name of individual investor: NGUYEN THANH KHJEj\lf
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- Quoc tich: Viet Nam
Nationality: Viet Nam
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- So CMND: 172587045, ngay cap 24/07/2012, noi cap Thanh H6a
ID card No: 172587045, date of issue 2410712012, place of issue Thanh Hoa
- Dia chi lien h~: P403 t~ng 4 CIT 18 Happy House Gard n, KDT Viet Hung, Long Bien, Ha N<)i
Address: P403, 4 Floor CIT 18 Happy House Garden, KDT Viet Hung, Long Bien, 1-Ja Noi

- Dien

. thoai:
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Telephone: 0982888668

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giroi c6 lien quan cua ca nhan/to chirc dau hr (dang nam gitr cung loai co phieu)

Related persons (currently holding the same types of shares):

- HQ va ten ca nhan/Ten

to" chirc c6 lien quan:


Full name of related individual/Name of institution:
,

- Quoc tich:
Nationality:

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- So CMND,
, H9 chieu, The can cuoc ,(doi voi ca nhan) hoac So Giay
, chirng., nhan dang ky ,doanh
nghiep,
Giay phep hoat dong hoac giay ta phap ly tirong duong ( doi voi to chirc ), ngay cap noi
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cap:
ID card/Passport No. (in case of individual) or Certificate of business registration No. or relevant
legal documents (in case of organization), date of issue, place of issue:
- Chuc vu hien nay tai cong ty dai chung/ cong ty quan
public company/fund management company (if any):
,

.,

ly

' c6 )/ Current position at the

quy (neu

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- Moi quan h~ voi ca nhan/to clnrc dau tu/ Relationship with the individual/institutional investor:
3. Ten ma chirng khoan so hiru: VTJ
Name & code of share owned: VTJ
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4. Cac tai khoan giao dich co chirng khoan neu tai muc 3: 091C107988
chirng khoan Maritime (MSI)

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Tai Cong ty Co phan

Trading account number with shares mentioned in paragrc1ph 3 above 091CJ07988 In securities
company: Maritime Securities incorporation
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5., So hrong,' ty I~, co phieu narn giu truce khi thuc hien giao dich: 0
so hrong co phieu dang lLTU hanh,

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co phan,

tuong duong voi 0%

Number, ownership proportion of shares held before the transaction: 0 shares, equivalent to 0%
of shares outstanding.
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6. .,So hrong
co phieu da mua tai ngay lam thay doi
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Cf> phieu

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tY I~ so htru va tro thanh co dong 16n: 1.100.000

Number of shares purchase at date on which change of ownership ratio and becoming a major
shareholder: 1.100. 000 shares
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co phan,

7. So hrong, tY I~ co phieu/chimg
chi., quy, nam gifr sau khi thirc hien giao dich: 1.100.000
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tirong dirong voi 9.65% so hrong co phieu dang luu hanh,

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Number, ownership proportion of shares hold after the transaction: 1.100. 000 shares, equivalent
to 9. 65% of shares outstanding.
8.

gay thirc hien giao dich: 01/12/2016

Trading dateon which change of ownership ratio: December OJ, 2016
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9. So hrong,
tY
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, 1e co phieu nguoi c6 lien quan dang narn gitt: 0
hrong co phieu dang hru hanh,

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co phan, tuong duong

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so

voi 0%

Number, onwership proportion of shares currently held by the related person: 0 shares, equivalent
to 0% of shares outstanding.
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10. So hrong, cy I~ co phieu cling nguoi c6 lien quan nam giu sau khi giao dich: 1.100.000
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tuong dirong voi 9.65o/o so hrong co phieu dang hru hanh,

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co phan


Number, ownership proportion of shares held by individual/organization investor together with
related persons after the transaction: 1.100. 000 shares, equivalent to 9. 65% of shares outstanding.

cA

GU'Ol!BU'(}C uv QUYE CO G BO THO G TI
INDIVIDUAL/PERSONS
AUTHORIZED TO DISCLOSE INFORMATION
(Ky, ghi ro ho ten, dong ddu - niu co)
(Signature, full name and seal - in case of organization)