BAO CAO TINH HINH QUAN TRI CTY NIEM YET

Phu"....luc 56 05
,
"
"
...
BAO CAO TINH HINH QUAN TR! CONG TY
(Ban hent: kern thea ThOng tU's6 15512015fTT-BTG ngay 06 thang 10 netn 2015 cue
B{) Tei chinh hU'(YngdEw Gong b6 thOng tin tren th! tnronq chung khaan)

CONG TY CO PHAN
TIRfONG~VADAUW
VINATABA

s6:;fD

CQNG HOAxAHQI cmJNGHiA ~TNAM
DQcI~p - TV do - H~nh phuc

IBC_HDQT

TP.HCM, ngay)1)

thong 0"1-nam 2016

BAo cAo TiNH HiNH QUAN TRI CONG TY NIEM YET
(6 thanq d~u narn 2016)

Kinh gfri.:

- Dy ban

Chung khoan Nha mnrc
- SlY Giao djch Chung khoan

Ten cong ty niem y~t: Cdng ty c6 phAn Thuong mai va DAu tir VI NA TA BA
Dia chi tru sa chinh: 899, duong Ba Thang Hai, phuong 4, quan 11, TP HCM.
Dien thoai:

(08) 3956 0681

Fax: (08) 3956 0682

Email:

V6n di~u l~: 115.000.000.000d6ng (M9t tram muoi lam tY i16ng)
Mil chirng khoan: VTJ
I. Hoat dQng cua Dai hQi dang c6 dong:
Thong tin v~ cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hQi d6ng c6 dong (bao g6m ca. cac
Nghi quyet cua Dai hQid6ng c6 dong diroc thong qua duoi hinh thirc lfryy kien bang van ban)
Stt

S6 Nghi quy~t/Quy~t dinh
S6 031NQ-VNTB

1

Ngay

Noi dung

21104/2016 HQP Dai hQi d6ng c6 dong thuong nien

nam 2016

II. HQi dang quan tr] (Bao cao 6 thang dfiu nam):
1. ThOng tin v~ thanh vien HQi dang quan tr] (HDQT)

Stt

Thanh vien HDQT

Chrrc

V1}

1

o. Nguy~n Tri~t

CTHDQT

2

o. Nguyen Duc Thu~n

Thanh vien

3

o. Thai Hoang Long

Thanh vien

4

O. Nguy~n Van Thinh

Thanh vien

Ngay bit
dAu/khong
con la thanh
vienHDQT
CTHDQTtir
24/04/2013
TV HDQTtir
2008
TV HDQTtir
20104/2012
Khong con la
TV HDQTtir
2110412016

S6 buoi
hQp
HDQT
tham dir

Ty
If
(%)

03

100

03

100

03

100

Ly do
khong
tham dV
hop

Bili nhiem

01

33,3

tir ngay

21104/16


B. Nguyen T Thu

5

Nguyet

6

O. Nguyen

Thanh vien
Sy Khoa

Thanh vien

TVHDQTtu
20b8
TVHDQTtu
21104/2016

03

100

02

66,6

2. Hoat dQng giam sat cua HDQT d6i vOi Ban Giam d6c:
Hoi d6ng quan tri Cong ty da thuc hien viec giam sat d6i voi Ban Giam d6c va cac can b(>
quan ly cua Cong ty thong qua viec theo doi, kiem tra cac bao cao tai chinh, cac bao cao thong ke,
cac bao cao k~ hoach san xuM kinh doanh dinh kY, cac buoi hop giao ban cua Cong ty, nham dam

bao cac hoat d(>ngsan xuat kinh doanh cua Cong ty thuc hien dung theo cac quy dinh cua phap
Iu~tva dung tinh than nghi quyet cua Dai hQid6ng c6 dong.
Trong 6 thang d~u nam 2016, cong tac giam sat cua Hoi d6ng quan tri tap trung vao cac
nhiem vu chinh nhu: Thuc hien t6t Dai hQic6 dong thirong nien nam 2016; tai CO" du Iai cac hoat
dQng kinh doanh chinh, cac khoan d~u tu tai chinh cua Cong ty; t~p trung phat trien cac nganh
nghe lien quan d~n nganh thuoc la, tren tinh th~n thuc hien cac Nghi quyet cua Hoi d6ng quan trio
3. Hoat dQng cua cac ti~u ban thuQc HQi dAng quan tr]: Khfmg co ti~u ban
4. Cac Ngh] quy~t/Quy~t djnh cua HQi dAng quan tr] (Bao cao 6 thang diu nam 2016)
Stt

S6 Nghi quy~t!
Quy~t dinh

Ngay

NQi dung

1

S601INQ-VNTB

02/03/2016

PM duyet chct DS c6 dong d~ t6 chirc DHDCD
thuong nien 2016

2

S6 02INQ- VNTB

13/04/2016

NQidung phien hop HDQT ngay 13/04/2016

3

S6 04INQ- VNTB

22/04/2016

B~u chu tich HDQT nhiern ky 2016-2021

4

S6 06INQ- VNTB

28/04/2016

5

S6 07INQ- VNTB

29/06/2016

PM duyet rmrc thu lao va kinh phi hop HDQT
PM duyet thai gian chat danh sach de phan chia
c6 nrc nam 2015

III.

Ban ki~m soat (Bao do 6 thang diu nam)
1. Thong tin ve thanh vien Ban Kiem soat (BKS)

Stt

1

1

1

Thanh vien BKS

Clnrc vl}

Ngay bilt
diu/khong
con la thanh
vien BKS

Ty I~
S6 bu6i
tham
hQpBKS
dl}.'
tham dl}.'
hQp

Ba VUThi Mai Thuy

Truong
BKS

B~t d~u Ia
Truong ban
01107/2015

Ba Nguy~n T Thu Sinh

Thanh vien
BKS

B~t d~u la
thanh vien
nam 2013

01101

100

Ba Nguy~n Thi Dung

Thanh vien
BKS

B~t d~u la
thanh vien
18/06/2015

01/01

100

01101

100

Lydo
khong
tham dl}.'
hQp


"

2. Hoat dQng giam sat ella BKS dbi vo; HDQT, Ban Giam dbe di~u hanh va e6 dong
Ban kiern scat cong ty trong 6 thang dku nam da thirc hien t6t nhiern
minh, cu th€ nhir sau:

Vl,I

kiem soat cua

- Tham du dky du cac phien hop cua H9i d6ng quan tri d€ thea doi va giam sat heat d9ng
cua H9i d6ng quan tri Cong ty;
- Ki€m tra cac Bao cao tai chinh hang thang, hang quy cua phong Tai chinh - K€ to an
truce khi trinh HQi d6ng quan tri;
- Ki€m tra, giam sat viec quan Iy dieu hanh Cong ty thong qua viec giam sat heat dong cua
HDQT va Ban Giam Dbe trong cong tac quan Iy, diSu hanh, viec ehftp hanh luat phap,
eh€ d9 chinh sach cua Nha mroc, viec thuc hien Nghi quyet cua Dai h9i d6ng c6 dong va

diSu I~ Cong ty trong hoat d9ng san xuftt kinh doanh
Hoat dong giam sat cua Ban kiem soat luon tuan thu Phap luat, dam bao tinh chinh xac,
khach quan, cong khai va kip thai.
Trong 6 thang dku nam 2016, Ban kiem scat chua ghi nhan tnrong hop nao vi pharn quy
dinh vS trach nhiern, nghia vu cua nguoi quan Iy Cong ty va ding khong nhan duoc kien nghi
hoac khieu nai nao cua e6 dong vS tinh hinh hoat dong cua Cong ty .

. 'I

3.

S., phbi hop hoat dQng gifra BKS dbi vo; hoat dQng ella HDQT, Ban Giam dbe di~u

hanh va cac can bQ quan

Iy khac

H9i D6ng Quan Tri, Ban Giam dbe diSu hanh cling da he; tro va tao diSu kien d€ Ban
Kiern Soat thuc hien chuc nang cua minh. Ban Ki€m Soat nhan duoc dky du tai lieu, thu moi
tham du cac cuoc hop cua HDQT va da cu ngiroi tham du tftt ca cac cuoc hop cua HDQT. Cac
kien cua BKS giri d€n HDQT, Ban Giam dbe dieu hanh duoc phan h6i dky du va kip thoi.

4.

y

~tVi

Hoat dQng khae ella BKS (N~u co)

, TJ

IV. Bao t~o v~ quin trj eong ty
Cac kh6a dao t~o vS quan tri eong ty rna cae thanh vien HDQT, thanh vien BKS, Giam dbe (T6ng
Giam dbc) diSu hanh, cae can b9 quan Iy khae va Thu ky eong ty da tham gia thea quy dinh vS
quim tri eong ty

v.

Danh saeh v~ ngum co lien quan ella eong ty niem y~t theo quy djnh t~i khoan 34 di~u
6 Lu~t Chung khoan (Bao eao 6 thang dAu nam) va giao djeh ella ngum co lien quan ella
eong ty vo; ehinh Cong ty

1. Danh saeh ngum co lien quan ella eong ty
S
T
T

Ten ta
chu'c/ca
nban

Tai khoan
giao dich
chrrng
khoan
(n~u co)

Chrrc
V\l tli'i

cong ty
(n~u co)

s6 Gi~y
NHS*, ngay
cftp,noicftp
NSH

Dia chi tr\l
sa chin hI
Dia chi lien
h~

Thoidi~m
b~t diu la
ngum co
lien quan

Thiri di~m
khong con
la ngum co
lien quan

Ly do

2. Giao djeh gifra eong ty vo; ngum co lien quan ella eong ty; ho~e gifra eong ty vo; e6
dong 16'n, ngum nQi bQ, ngum co lien quan ella ngum nQi bQ

Stt

Ten ta
chrrc/ca

M6i
quan h~
lien

s6 Gi~y
NHS*,
ngaycftp,

Dia chi
tru sa

IG
.~H

Thm di~m
giao dich

s6 Nghi
quy~t/Quy~t

sa ~u'Q'ng,tY?l~
nam gifr co
phi~u sau khi

Ghi
chu

-


nhan

quan

vo-i
cong ty

not cap
NSH)

chinhl
Dja chi
lien h~

voi cong ty

djnh cua
DHDCD/HDQ
T ... thong
qua(n~u co)

giao djch

3. Giao djch gifra ngrrOi n.,i b., cong ty niem y~t, ngrrOi co lien quan ciia ngtnri n.,i b., vOi
cong ty con, cong ty do cong ty niem y~t nim quy~n ki~m soat

NgU'l)'ith \I'C

hi~n giao
djch

Stt

Quan
h~ vO'i
ngu'iri
nQi bQ

Clnrc V\I
WCTNY

sA
CMNDIH
hQ chi~u,
ngay clip,
noi clip

Thiri
di~m
giao
djch

Ten cdng ty
con, cong ty
doCTNY
.
.
nam quyen

ki~m soat

Dja chi

Sa lU'Q'ng,
ty l~ n~m
gifr ci\
phi~u sau
khi giao
dich

Ghi
cM

4. Giao djch gifra cong ty vOi cac d6i nrong khac
4.1, Giao dich giua cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Ki~rn soat, Giam
d6e (T6ng Giam d6e) diSu hanh da va dang la thanh vien sang l~p hoac thanh vien HDQT, Giam
d6e (T6ng Giam d6e) diSu hanh trong thai gian ba (03) nam tro lai day (tinh tai thai diem l~p bao
cao: Khong co
4.2, Giao dich gitra cong ty voi cong ty rna nguoi co lien quan ella thanh vien HDQT, thanh vien
Ban Ki~rn soat, Giam d6e (Tong Giam d6e) diSu hanh la thanh vien HDQT, Giam d6e (T6ng
Giam d6e) diSu hanh: Khong co
4,3. Cac giao dich khac ella cong ty (neu co) co th~ rnang lai 19iich v~t chat hoac phi vat chat d6i
voi thanh vien HDQT, thanh vien Ban Ki~rn soat, Giam d6e (T6ng Giarn d6e) diSu hanh: Khong

co
VI.

Giao djch c6 phi~u ciia ngrrOi n.,i b.,

va ngrrOi lien quan

ciia ngrrOi n.,i b., 6 thang dAu

nam :

I, Danh sach nguoi n9i b9 va nguoi

Stt

Hn ten

Taikhoan
giao dich
cluing
khoan (n~u
co)

co lien quan ella ngtroi noi b9: (Dinh

Clnrc
V\I tl;li

cong ty
(n~u co)

sAcMNDI
HQ chieu,
ngay c~p,
no'i cap

2. Giao dich ella nguoi noi b9 va ngiroi

Stt

Quan h~ v6"ica
dong nQi bQ

sA cli
phi~u
SlY htru
cuAi ky

Dja chi

Tyl~si'r
hun cli
phieu
cuAi ky

Ghi chu

co lien quan d6i voi e6 phieu ella cong ty niem y~t
se ca phi~u

NgU'm th\l'c hi~n giao
djch

kern danh sdch)

SlY
hfru d~u ky

sA cli
phi~u

Tyl~

se ca phi~u

SlY hiru
cuAi ky

sA cli
phi~u

Ty l~

Ly do tang, giam
(mua, ban,
chuy~n d6i,
thU'IYng...)


1
2
3
4

Nguyen Tri€t

Nguyen Due Thuan
Nguyen Thi Thu Nguyet
Nguyen Sy Khoa

VII. Cac

vAn

d~ cAn hru

67.500
76.300
20.000

0,592
0,669
0,175

67.500
76.300
20.000

0,592
0,669
0,175

44.000

0.386

44.000

0.386

y khac Khong c6.


DANH SACH

xcrror NQI
nli
khoan
giao
djch

Stt

Ho ten

chung
khoan
(n~u
c4lj

1

Nguy~n
Tri~t

BQ

Chirc
t~i
cong ty
(n~u
co)
VI}

CT
HDQT

vAxctror

Hi} chleu,
ngay dp,
not dp

020225117;
03/10/2011;
HCM

2

Dja chi

phi~u
SO' huu
cu6iky

34 Hung Thai 1, P.Tan

Phong, qu~n 7, Tp
HCM

67.500

0,592

Ghi chu

Long Khanh, D6ng Nai

My ruot

022041809

34 Hung Thai 1, P.Tan
Phong, quan 7, Tp HCM

Vg

Nguy~n Thj
Ngoc Tram

024044274

34 Hung Thai 1, P.Tan
Phong, quan 7, Tp HCM

Con ruot

Quan 10, TP HCM

Em ruot

Niroc ngoai

Em ruot

Long Khanh, D6ng Nai

Em ruot

Quan 4, TP HCM

Em ruot

Quan 10, TP HCM

Em ruot

Binh Tan, Tp HCM

Em ruot

Nguy~n
Khoa

Sy

Thanh

vien
HDQT-

022324866;
18/03/2002;

sa

84 DU'iYng 2, CX Da]
Ra da Phu Lam, P.3,
Q6, TpHCM

Nguyen S1
Khoi
Nguyen Thi
Xuan Lan
Nguyen Khoa
Lan Quynh
Nguyen S1
Khoi
Nguyen Thi
Kim Nen
Nguyen Thi
KimAnh
Nguyen Thj
Kim Chi
3

Ty l~
SO' hfru

co
phi~u
cu6i ky

Nguyen Thj
Ngoc Lan

Nguyen Van
Ba
Nguyen Van
Tu
Nguyen Van
Nam
Nguyen Van
Sau
Nguyen
Manh Ti€n
Nguyen Thi
ThuHa

..'

se c&

S6CMNDI

r.e Thj Quang

.:,

co LIEN QUAN CVA xcuor NQI BQ

Nguy~n Du'c
Thuan
Phan Thj Bao
Phugng
Nguyen Thj
Thu Thuy

Thanh
vien
HDQTGD

021912218;
09/12/2008;
HCM
020857115
020857116

565/70 Nguy~n Trai P7
Q5HCM
565/70 Nguyen Trai P7
Q5HCM
565/70 Nguyen Trai P7
Q5HCM

44.000

0,386

0

0

0

0

0

0

Con

0

0

Con

0

0

Chi

0

0

Chi

0

0

Em

76.300

0,669

0

0

My ruot

0

0

Chi ru(>t

Cha ruot
Vg


Nguyen Duc

Thanh

020857118

Nguyen Dire

Tin

020857117

Nguyen Thi

Thu Huang
Nguy~n Ngoc
Nga

022381963
021851068

Nguyen Thuy

024735275

Thuc Uyen
Nguyen Thuy

Tram Anh
4

Thanh

vien
HDQT

0

0

• Anh ruot

0

0

Anh ruot

0

0

Em ruot

0

0

Vg

0

0

0

0

Con ruot
Con ruot
(can nho)

20.000

0,175

P7
P7
P7
P7
P7

125 Ba Huyen Thanh
Quan, P.9, Q.3,
TP.HCM

Nguy~n Thu
Thuy

020020984;
1110111995;
HCM

10011 Nguyen
Dinh
Chi~u P da kao Ql
TPHCM

M~ ruot

Le Ngoc Van
Vy

023664096;
20/12/2013;
HCM

125 Ba Huyen Thanh
Quan, P.9, Q.3, TP.HCM

Con ruot

te Ngoc Hai

024088144;
HCM

125 Ba Huyen Thanh
Quan, P.9, Q.3, TP.HCM

Con ruot

Le Ngoc

025731767;
16/07/2013;
HCM

125 Ba Huyen Thanh
Quan, P.9, Q.3, TP.HCM

Anh ruot

022383492;
07/07/2010;
HCM

B15-8 C/c Khanh HQi
1, 360C B~n Van Dan
PI Q4Tp HCM

Thai Hoang
Long

Thanh
vien
HDQT

0

0

Bui Thi Hao

023888997;
2010412001

Xuan,

C19-C20 Ap M6i 1, Tan
Hoc Mon, Tp
HCM

M~ ruot

Tr~n Thi
Xuan Hang

024163901
cllp
2011012003

B15-8 C/c Khanh HOi 1,
360C B€n Van D6n PI
Q4TpHCM

Vg

Thai Hoang
Khoi

B15-8 C/c Khanh HOi 1,
360C B€n Van D6n PI

Q4TpHCM

Con ruot

Thai Hoang
Van Khanh

B15-8 C/c Khanh HOi 1,
360C B€n Van D6n PI
Q4TpHCM

Con ruot

C19-C20 Ap M6i 1, Tan
Xuan, Hoc Mon, Tp
HCM

Em ruot

022383530
cap
08/04/2000

Thai Hoang
Giang

6

P7

020403164;
07/06/2000;
HCM

Nguy~n Thj
Thu Nguy~t

Hi€u

5

565/70 Nguyen Trai
Q5HCM
565/70 Nguyen Trai
Q5HCM
565/70 Nguyen Trai
Q5HCM
565/70 Nguyen Trai
Q5HCM
565/70 Nguy~n Trai
Q5HCM
565/70 Nguyen Trai
Q5HCM

Nguy~n Th~
Tong

Nguyen thi
Thuy Quynh

PhOGD

0202590751;
02/5/2008;
TP.HCM

108/24V Tr§n
Di~u

-

IG'

,H

Quang
PI4-Q3-

Tp.HCM

sf> 1 - 19 Lo B chung cu
Go D~u 2 - Truong Vinh
ky - Quan Tan phil Tp.HCM

PH,
\1 V)

0

0

Chi ruot
0

0


"

7

Nguyen thi
My Huang

16 - duong B6 - PI2-Q
tan Binh - Tp.HCM

0

0

Nguyen
DinhHai

10411 An Binh -P5-Q5Tp.HCM

0

0

Nguyen Huu
D~t

165 Huynh van Banh P12 -QPhu Nhuan Tp.HCM

0

0

Nguyen thi
Minh Hoan

108/24 V Tr~n Quang
Di~u -P14 - Q3 Tp.HCM

0

0

Nguyen Duc
To':m

53 Nguyen Scm - Phu
Thanh - Q Tiin Phu Tp.HCM

0

0

Nguyen Van

Tuyen

108/24 V Tr~n Quang
Di~u -P14 - Q3 Tp.HCM

0

0

36 Trinh Dinh Thao, B
1.08 Cc Toa Nh3 Sen
Xanh, P.Hoa Thl.tnh,
Q.T3n Phu, Tp.HCM

0

0

270854890;0
09/1012000;
CAD6ngNai

DI5, KP5, P.Tiin Hi~p,
Bien Hoa, D6ng Nai

0

0

Trinh Thi

Thuyet

270044917;
31/01/2007;
CA D6ngNai

DI5, KP5, ~.Tan Hi~p,
Bien Hoa, Dong Nai

0

0

Hoang Quang
Hi~n

026021990;
11/0712015;
Tp.HCM

36 Trinh Dinh Thao, B
1.08 Cc Toa Nha Sen
Xanh, P.Hoa Th~nh,
Q.Tiin Phu, Tp.HCM

Vii Thj Mai
Thiiy

Truong
BKS

026021991;
11107/2015;

Tp.HCM
Vii Dire Tuy

Vii Dire
Thanh

8

NguysnTh]
Thu Binh
Cong ty CP
Chung khoan
Nh~t Vi~t

Nguyen Van
Th~ng
Doan Thi
Tinh
Nguyen Thi
Kim Cue
Nguyen Tuan
Diing

Thanh
vien
BKS

Giam
d6c

271512641;
01108/2001;
CAD6ngNai
025219397;
04/03/2010;

CAHCM
99/GCNTVL
K;
1211112008
025419849;
06/04/2011 ;
CA. HCM
025419850;
06/0412011;
CA.HCM
023897236;
30105/2010;
CA.HCM
025079949;
08/0412009;

D15, KP5, rTiin Hi~p,
Bien Hoa, Dong Nai

Chi ruot
Em ruot

Em ruot

Em ruot

Em ruot

Em ruot

Cha

Mv

Chong

0

0

0

0

0

0

348.200

3,054

Cong ty
lien quan

0

0

Cha ruot

0

0

Mv ruot

0

0

Chi ruot

0

0

Em ruot

Anh rU9t

82/2/38 Dinh BQ Linb,

P26, Qu~n Binh Thl.tnh,
Tp.HCM
L~u 3, S6 Toa nha
Central Park, 117-119
Nguyen Du, P. B~n
Thanh, Q.l, TP.HCM
82/2/38 Dinh B9 Unh,
P26, Quan Binh Thanh,
Tp.HCM
82/2/38 Dinh B9 Linh,
P26, Quan Binh Thanh,
Tp.HCM
82/2/38 Dinh B9 Unh,
P26, Quan Binh Thanh,
Tp.HCM
82/2/38 Dinh B9 Linh,
P26, Quan Binh Th~nh,


'.

·.
CA.HCM

9

Thi'lDh
vien

BKS

Nguy~nTh]

Dung

Nguyen Van
Chi~n

142361607;
28/07/2009;
CAHai
Duong

Can BLI4, Chung cu
Beehome, 16 Nguy~n
f)u'c Thuan, P13, Qu,n
Tan Binh

142498926;
26110/2006;
CAHai
Duong

576 duong Trfrn Hung
Dao,
phuOng
Ngoc
Chau, TP Hai Duong,
tinh Hai Duong

141279778;
19/04/2000;
CAHai
Duong

Nguyen Thi
Thuy

Nguyen Hoai
Nhan

Nguyen Thi
Quyen

Tp.HCM

576 duong Trfrn Hung
phuOng
Ngoc
D~o,
Chau, TP Hai Duong,
tinh Hai Duong

261112048;
12/08/2009;
CABinh
Thu~n

Can BLl4, Chung cu

Beehome, 16 Nguyen
Due Thu~n, P13, Quan
Tan Binh

142743274
27/7/2000;
CAHai
Duong

t6 dan ph6 D6ng Tir 1,
Phuong Phil Li€n, Quan
Kien An, TP. Hai Phong

0

Cha
0

0

Trurmg
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TC-KT

Phan Kim
Lang
Tr§n Thi Kim
Loan
Cao Phuoc
Khanh Hoa

011C05
6726

0

Chong
0

0

Em ruot
0

576 duong Trfrn Hung
Dao,
phirong
Ngoc
Chau, TP Hai Duong,
tinh Hai Duong

0

0

023711127;
31103/2015;
Tp.HCM

16 I' Hung Phu, F9,

Q8,HCM

0

0

020883695;
23111/2009,
Tp.HCM

16 I' Hung Phu, P9, Q8,
HCM

0

0

351485461;
07/08/2010;
An Giang

16 I' Hung Phu, P9, Q8,
HCM

0

0

023818532;
31112/2014;

Tp.HCM

16 I' Hung Phu, P9, Q8,
HCM

0

0

Nguyen Thi
NgQc Uyen

Cao Phmrc
Thai Hila

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My

0

10

0

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