Báo cáo tài chính Quý IV năm 2014 (20 1 2015)

TAP DOAN DAU KI If QUOC GIA
NAM
CONG TY
CO PHAN CIIUNG KIIOAN DAU KIIi

CONG I IOA XA 1101 CI I0 NGI fin viu NAM
D'Oc 14p — Ty. do — Ranh phtic

s6:

V/v: Giai

/CKDK-TCKT
trinh bcio cao tai chinh quy IV nano 2014

Kinh

IIa NOin ngay 20 Mang 01 nam 2015

UY BAN CIIUNG KIIOAN NIIA NVOC
UY BAN GIAM SAT TAI CIIINII QUOC GIA
SO GIAO INCH CIIUNG KIIOAN HA NO!
sar GIAO DICH CIIUNG KIIOAN THAN!! I'HO 110 CHI MINH

C8ng ty Co phan Chang khoan Dau khi (PSI) xin

Uy ban Chirng khoan Nha ntrac, Uy

ban Giam sat Tai chinh Quec gia va cac SO. Giao dich led chao tran trong.
Theo quy dinh tai Thong tAr se 52/2012n-1-13TC ngay 05/04/2012 twang dan ve vice tong be
th6ng tin tren TTCK, twang hop 10 nhuan sau thue thu nhap doanh nghiep tai bao cao ket qua hoat

d6ng kinh doanh giira kY bao dm so voi ciing ky bao cao nam tank co bien d6ng tir mu.6.1 phan tram
(10%) tro. len, to ch&c niem yet phai giai trinh r8 nguyen nhan di'm den nhirng Hen d6ng bat thu.Ong nay.
Theo do, Cong ty Co phan Chirng khoan Dau khi xin giai trinh v'e bien d6ng Icet qua kinh doanh cua
QuY IV nam 2014 (kY bao cao) so vai QuY [V nam 2013 nhu. sau:

M5

Chi tieu

QuY 1V/2014

QuY 1V/2013

( - 1)

(- 2)

(-3)

(- 4)

1

.1

.2
.3
.4
.5
.6

.7
1 .8
I .9
2
3
4
5
6

1. Doanh thu

Trona d6:
- Doanh thu hog dang mai giai chirng khoan
- Doanh thu hoar dant!, au to chirng khoan, gop van
- Doanh thu bao lanh phat hanh chirng khoan
- Doanh thu dai lj( phat hanh chirng khoan
- Doanh thu hog clang ttx van
- Doanh thu km 14 chirng khoan,
- Doanh thu hog clang uji lilac dau gia
- Doanh thu cho thud sir dung tai san
- Doanh thu khac
Chi phi
Loi nhui:in !chic
Tong 19•1 nhukin kd than tru•O.c thud
Chi phi thue TM" hie'n hanh
.i'
1,9i nhu:in sau thue l'NDN

That/ d6i %
cricra

e,
QIV/2014 va
()1V/2013
(-5)

27,164,351,952

33,198,893,282

-18%

7,003,580,462
22,766,450
8,013,598,483

3,838,561,596
2,192,561,795

82%
-99%

15,796,032,726
1,602,966,684

-49%
21%

1,942,366,550
10,182,040,007
26,072,700,457

(25,515,500)
1,066,135,995
1,066,135,995

9,768,770,481
32,261,023,047
(354,147,264)
583,722,971
583,722,971

4%
-19%
83%
83%


CONG TY CO PHAN CHONG KHOAN DAU KHI
18 LS! Thuang Kiet - Hoan Kiem - Ha NOi
BAO CAO TINA IHNII TAI SAN NO - TAI SAN CO
Qr4 IV nom 2014
Don

I Thi sin ca (sa dyng von)
1 Tan
- Tien mht t6n quj,
- Tien gii tai NH
- Tien dang chuyen
2 Hoot Ong nghiep vu
a) Cac Ichoin diu tu ching khoan ngfin hp va
dAu tu nem hp khac

- Ching khoan ty doanh
+ Till phieu chinh phi'
+ Trai phieu cong ty dtrac CP boo linh
+ Trai phieu va cac ching khodn khac do
cac TCTD, cac t8 chic TC khac phat hanh
+ Trai phieu va cac ching khoan khac do cac
t6 chic kinh to phat hanh
- DAu tu ngin han dm cong ty thong khoan
+ DAL' to vao cac TCTD va cac to chic tai
chinh trong ntroc khac
+ DAu tu vao cac CO chic kinh to trong nu&
+ Dau tu vao cac t6 chic O. nu& ngoai
b) Cac khohn cluing khoan dAu tu dai han va
gap van lien doanh cua cong ty ching khoan
- Dau to vao cac TCTD va cac t6 chic tai
chinh trong ntrac khac
- DAu tu vao cac t8 chic kinh th trong nu&
- DAu to va cac tochic a nu& ngoai
c) DAu to dai han khac
- Diu to vao cac TCTD va cac ti8 chic tai
chinh trong ntrac khic
- Dau tu vao cac to chic kinh to trong mnac
- Diu tu va cac t6 chic a nuac ngoai
d) Du plying giam gia CK& DT dai hp khac
3 Tai sin co khac
II 'rid sin nu. (nguen vim)
I Vay TCTD,cic TCTC khic trong nu*
2 Vay cac artuvng khfic trong ntrerc
3 Vay milk ngoai
4 Trill phieu phit hanh

5 Thanh town giao dich ching khofin cfia NOT
6 ‘Toil vi cfic quy
- Win gap ban dati—
- Vtni ba" sung
- Viin dieu chinh
- Cac qu'y va lgi nhuan chtra phin phOi
7 'fii sin no. khac

Milk sinh giam
trong kS'
15,893,004,046,186
14,807,845,199,348
1,683,116,023
14,806,162,083,325
36,230,273,416

7,846,131
7,846,131
-

79,773,643,281
79,773,643,281
-

alai kj,
813,844,216,587
251,590,679,368
102,686,219
251,487,993,149
207,313,560,078

209,642,787,486
209,642,787,486
-

-

-

79,773,643,281
-

7,846,131
-

209,642.787,486
-

-

-

-

-

1,066,135,995
9,944,787,781,357

-

-

.
1,011,204,859,127
20,643,437,002,285
10,697,583,084,933
1,066,135,995

-

(43.543,369,865)
1,048,928,573,422
21,244,755,827,395

10,867,815,477,758
10,376,940,349,637

-

(2,329,227,408)
354,939,977,141
813,844,216,587
116,561,806,802
598,983,108,446
598,413,000,000
67,439,970,360_
(66,869,861,914)
98,299,301,339

'way 20 thcing 01 nein? 2015

LAP BLEU

Nguyen Nguyet Minh

Don

s6 du•

Phat sinh tang
trong kk
15,291,685,221,076
14,280,472,515,818
1,681,893,372
d
14,278,790,622,446
7,846,131

0 tAm tinc

KE, 'roAN TR", :.5_
1(c,

nh i Lan P h wan

\1: *

N-

_

um Quang Huy


CONK; TY CO PHAN CHUNG KIIOAN DAU
18 14 Thuimg Kit - !loan Kiem - Ha Ni

KIII

Mitu so B01 - CTCK
Ban hinh theo Tlir so 95/2008/17-BTC
ngay 24 thong 10 ;lam 2008 ctia 130 Tai chinh

BANG CAN DOI Kt TOAN
Tyi itgay 31 lining 12 mini 2014

Chi tieu
TAI SAN
A. TM san ngan han (100=110+120+130+140+150)
I. Tien va cac khoin twang &rang tie'n
1. Tien
2. Cac khoan tuang throng tien
II. Cac khoin au tt• tai chinh ngiin han
1. Dau tu ngin han
2. Dau tu ngan han ctia ngiroi tly thac dau W.
3. Dv phong giant gia dau to ngan han
III. Cac khoan phai thu ngan han
1. Phai thu cf.ta khach hang
2. Tra truac cho nguai ban
3. Phai thu not bO ngan han
4. Phai thu host diing giao dich chirng khoan

5. Cac khoan phai thu khac
6. Du pheng phai thu ngan han khO dai
IV. Hang ton kho
1. Hang ton kho
2. Du- phOng ial-ri gia hang tan kho
V. 'raj san ngan Ilan khac
1. Chi F hi tra truck ngan han ,
2. Thue gia tri gia tang duoc khau trir
3. Thue va cac khoan phai thu Nha nu&
4. Giao dich mua ban Jai trai phieu Chinh phti
5. Tai san ngan han khac
B. TM san dai han (200=210+220+240+250+260+269)
I. Cac khoin phai thu dai han
1. Phai thu dai han cita khach hang
2. Von kinh doanh a don vi trvc thuac
3. Phai thu dai han not ho
4. Phai thu dai han khac
5. Du. phangyhai thu dai han kho dai
II. Tai sin co Binh
I. i'SCD him hinh
- Nguyen gia
- Gia. tri hao man lay Ice.
2. 'BCD thue tai chinh
- Nguyen gia
- Gia tri hao mon lily ke
3. TSCD vo hinh
- Nguyen gia
- Gia tri hao mon lay Ice'
4. Chi phi xay dung co ban da clang
III. Bat (Jong san dau tu.

- Nguyen gia
- Gia tri hao Irian lily ke
IV. Cac khoan au tn. tai chinh dai han
1. Mu tu vao cong ty con
2. Dail tu vao cang ty lien ket, lion doanh
3. Dau tu chitin khoan dai han
- Chirng khoan san sang de ban

Ma
so
100
110
111
112
120
121
122
129
130
131
132
133
135
138
139
140
141
149
150
151

152
154
157
158
200
210
211
212
213
218
219
220
221
222
223
224
225
226
227
228
229
230
240
241
242
250
251
252
253
254

Thuyet
minh

V.01

V.09

V. l0
V.13

V.02

V.13

01/01/2014

31/12/2014

785,956,132,502
269,190,679,368
251,590,679,368
17,600,000,000
402,267,102,567
404,596,329,975
(2,329,227,408)
109,250,038,520
81,273,451,419
372,512,500
1,090,000

29,174,987,835
(1,572,003,234)
2,819,516,733
2,819,516,733
2,428,795,314
651,926,654
85,580,739
1,691,287,921
27,888,084,085
-

V.11

V.12

3,600,052,127
2,805,330,967
17,744,617,830
(14,939,286,863)
794,721,160
14,029,653,695
(13,234,932,535)
-

894,912,030,875
216,127,072,454
215,127,072,454
1,000,000,000
564,658,026,023
596,657,131,094

(31,999,105,071)
104,507,878,413
98,258,869,160
830,146,850

6,560,879,237
(1,142,016,834)
2,786,277,958
2,786,277,958
6,832,776,027
948,973,15 r:‘, 7/C
i
f1;„
85,580,7N
C'
-2
5,798,222,13
32,090,301,132
-

-

7,960,326,700
5,004,168,815
17,630,320,83(1
(12,626,152,015)

2,956,157,885
13,289,653,695
(10,333,495,810)

-

-

-


Meru so B01 - CTCK
Ban hanh theo TTu. so 95/2008117-13TC
ngay 24 thank 10 Kim 2008 ctia 13q Tai chink

CONG TY CO PHAN CHUNG KIIOAN DAU KII1
18 14 Tht•erng K*- Doan Kim - IIa NOi

BANG CAN DOI KE TOAN
Tyi ngay 31 thong 12 nein? 2014

Chi tieu
- Chi•ng khoan nam gift ddn ngay dao Ilan
4. Dau to dai han khac
5. Dv phang giant gid dau to dai han
V. TM san dai han khac
1. Chi phi tra truck dai han
2. 'HU san thud thu nh5p ho5n lai
3. Tien ridp quF hg tro thanh toan
4. Tai san dai han khac

Ma
so
255

258
259
260
261
262
263
268

Thuydt
mink

01/01/2014

31/12/2014

V.09

V.03
V.05

24,288,031,958
14,176,804,128
6,264,447,830
3,846,780,000

24,129,974,432
16,371,904,465
4,517,289,967
3,240,780,000

300
310

813,844,216,587
214,861,108,141
214,850,635,399

1. Vay va ng ngan han
2. Phai tra cho nguOi ban
3. Ngtrai mua tra tin truot
4. Thud va cac khoan phai ndp nha nude
5. Phai tra ngtrari lao d'gng
6. Chi phi phai tra
7. Phai tra not bd
8. Cac khoan phai tra, phai ndp ngan han khdc
9. Phai tra boat dOng giao dich chirng khoan
10. Phai tra hd co tire, g6c va lai trai phial
I. Phai tra to chirc phat hanh chting khoan
12. Qt4f khen thuong, plific 191
13. Giao dich mua ban lai trdi phiau Chinh phi
14. Doanh thu chtra thvc hide ngan han
15. Du phOng phai tra ngan han

311
312
313
314
315
316
317

319
320
321
322
323
327
328
329

42,272,788
170,406,645
1,974,164,723
2,772,331,295
1,833,357,592
61,489,990,828
116,561,806,802
30,079,671,803
(74,217,077)
850,000
-

II. Nn. dai han
I. Phai tra dai han nguari ban

330

10,472,742

331
332

333
334
335
336
337
338
339
359
341

10,472,742
-

H. VOn chii so' tau (400=410+430)
I. Win chil so' Urn

400
410

598,983,108,446
598,983,108,446

594,461,113,884
594,461,113,884

I. VOn (tau to cda chi so. him
2. Thang du von co phan
3. Vein khac cua chi.] so hiru
4. CO phidu guy/
5. Chenh ldch danh gia lai tai san

6. Chenh Itch ty gia hoi doai
7. Qu'y dau to phat tridn
8. QuF du phang tai chinh
9. QuF khac thudc von chi sa hal

411
412
413
414
415
416
417
418
419

598,413,000,000
67,439,970,360
6,740,232,026
-

598,413,000,000
67,439,970,360

VI. Ln• 1116 th•ung mai
TONG CONG TAI SAN (270=100+200)
NGUON VON
A. No phai Ira (300=310+330)
1. Nn. ngin han

2. Phai tra dai han not bd

3. Phai tra dai han khac
4. Vay va ng dai halt
5. Thud thu nhap hodn lai phai tra
6. Dv phOng trg cap mat vide lam
7. Dirt phOng phai tra dai han
8. Doanh thu chva thirc hidn dai han
9. Qu'y phat trien khoa hoc va tong nghd
10. Dv phOng boi tht.Hmg thidt hai cho nha dau to
11. Von nhan Cly that dau to dai han

269
270

V.04
V.06
V.07

927,002,332,007
332,541,218,123
332,530,745,381

40,000,000,000
1,754,587,873
467,456,645
581,782,127
11,145,483,075
4,983,315,555

111,850,423,581
147,970,568,725 a 13,891,982,200

NG
(497,967,077)
383,112,677
10,472,742

-

10,472,742

6,740,232,026


Mau co BOI - CTCK
Ban hank theo TM. sa 95/2008/M13TC
ngity 24 thong 10 'tam 2008 ctia 13(i Tai chinh

CONG TY CO PIIAN CHUNG KIIOAN DAU Kill
18 Ly Thuteng Kict - !loan Kim - Ha NOi

BANG CAN DOI KE TOAN
Tai ngay 31 thong 12 nun, 2014

Chi tieu

10. Lcyi nhuan sau time chtra phan phoi
11. Nguon von dau to xay dung xay dung co. ban
12. Qtry" Hi try sap xc doanh nghiOp
C. Lt•i ich c6 thing thieu so
TONG C9NG NGUON VON (440=300+400)
CAC C111 TIEU NGOAI BANG CAN DOI la TOAN

1. Tai son tha ngoai
2. VP to. hang hmi nh5n gift• h6, 'than gia tong
3. Eli On nh(in ky girl
4. N9' khO del d5 xtilY
5. Ngodi tC cac loci
6. Chtimg khoan loll ky
6.1. Chtimg khoan giao dich
6.1.1. Chang khoan giao dich cua thanh viOn Itru ky
6.1.2. Chang khoan giao dich cua khach hang trong nuac
6.1.3. Chang khoan giao dich cua khach hang nuac ngoai
6.1.4. CI- ing khoan giao dich cua t6 chhc khac
6.2. Chti-ng khogn 4m ngirng giao dich
6.2.1. Ch'ing khoan tarn ngirng giao dich cua TVLK
6.2.2. Chhng khoan tam ngirng giao dich dm KU trong nuac
6.2.3. Chang khoan tam ngirng giao dich dm Kit nuac ngodi
6,2.4. Chang khoan tam nOng giao dich cua t6 chirc khac
6.3. Chang khoan cam co
6.3.1. Chirng khoan cam c6 cua thanh vion Itru ky
6.3.2. ChtIng khodn cam c6 cua khach hang trong nuac
6.3.3. Chang khodn cam c6 cua khach hang nuac ngoai
6.3.4. Chang khoan cam co am 1.6 chirc khac
6.4. Chirng khoan tam gill
6.4.1. Chimg khoan tarn gin. cua thanh vian hru ky
6.4.2. Chirng khoan tam gift dm khach hang trong nuac
6.4.3. Ching khoan tarn giir cita khach hang nuac ngoai
6.4.4. Chang khoan tam giii• cua to chirc khdc
6.5. Chiing khoan eh& thanh toan
6.5.1. Chang khoan chi thanh wan cua TVLK
6.5.2. Chirng khoan chi thanh town cua Kll trong nu.hc
6.5.3. Chtimg khoan chi thanh wan cua Kit 'mac ngoai

6.5.4. Chang khoan chi thanh wan cua to chirc khac
6.6. Chung khoan phong toa clay rut
6.6.1. Chirng khoan phong toa chi nit cua TVLK

6.6.2. Ching khoan phong toa chi rot dm K11 trong nuac
6.6.3. Chang khoan phong toa chi Kit cua Kul nuac ngoai
6.6.4. Chang khoan phong toa ch6 rut cua t6 chirc khac
6.7. ChO'ng khmin ch6• giao dich
6.7.1. Ching khoan chi giao dich cua thanh vin kru ky
6.7.2. Chang khoan dia. giao dich dm K11 trong nuac
6.7.3. Chung khoan chi giao dich cua KI1 nuac ngoai
6.7.4. Chang khoan chi giao dich cua 16 chirc khac
6.8. Chfrng khoan ky quji darn bao khoan vay
6.8.1. Ching khoan ky quji darn bao khoan vay alit TVI.K
6.8.2. CK ky quy darn bao khoan vay cua KH trong nu&
6,8.3. CK ky (Mi. dam bao khoan vay cua KI1 nuac ngoai

Ma
so
420
421
422
439
440
001
002
003
004
005
006

007
008
009
010
011
012
013
014
015
016
017
018
019
020
021
022
023
024
025
026
027
028
029
030
031
032
033
034
035
036

037
038
039
040
041
042
043
044
045

Thuy61
mink

01/01/2014

31/12/2014
(73,610,093,940)
813,844,216,587
-

(78,132,088,502)

927,002,332,007
-

12,241,614,990,000
10,365,445,110,000
135,170,000
10,287,591,820,000
77,718,120,000

5,387,938,970,000
4,967,343,570,000
8,511,460,000
4,881,130,090,000
77,702,020,000

I,835,841,300,000

298,813,900,000

1,746,678,300,000
89,163,000,000
20,000,000,000
20,000,000,000
19,068,470,000
19,068,470,000
-

1,260,110,000
50,000
1,260,060,000
-

209,650,900,000
89,163,000,000
78,800,000,000
c

78,800,000,000

._:-

-:
-.1.
--L 9,
:--.
12,139,850,00(1
12,139,850,000

-

30,841,65(1,000
100,000
30,839,270,000
2,280,000
-


Mliu se; BOI - CTCK

CONG TY CO PHAN CHONG KHOAN DAU Kilt
18 L Th•ovg Kit - Hoar' Kidm - 11a NOi

Ban hanh theo Tn. so 95/2008/M8TC
ngay 24 !hang 10 nam 2008 czia Bn Tat chinh

BANG CAN DOI Kt: ToAN
Tyi ',gay 31 thong 12 mini 2014

Ma

so

Chi lieu
6.8.4. CK ky quy darn bao khoan vay cua t6 chic khdc
6.9. Chang khoan si•a 18i giao dich
7. Chung khoan lull ky cling ty dai cluing chtra niem yet
7.1. Chang khoan giao dich
7.1.1. Chang khoan giao dich cua thanh vien hie ky
7.1.2. Chung khoan giao dich dm khach hang trong nuOc
7.1.3. Chang khoan giao dich dm khach hang nubs ngodi
7.1.4. Chang khoan giao dich dm to chic khac
7.2. Chang khoan tam ngirng giao dich
7,2.1. Chang khoan tarn ngirng giao dich cua TVLK
7.2.2. CK tarn ngirng giao dich cua KI1 trong ntrac
7.2.3. CK tam ngang giao dich cua KI1 nubs ngoai
7.2.4. Chang khoan tarn neng giao dich dm CO chac khac
7.3. Chang khoan cam co
7.3.1. Chang khoan cam ce cua thanh vier" luu ky
7.3.2. Chang khoan cam co cua khach hang trong nubs
7.3.3. Chang khoan cam co cua khach hang nude ngoai
7.3.4. Chang khoan cam co cua to chac khdc
7.4. Chung khoan tam girt.
7.4.1. Chung khoan tam gia cua thanh vin km ky
7.4.2. Ching khoan tarn gia cua khach hang trong nude
7.4.3. Chang khoan tam gia cua khach hang nu& ngoai
7.4.4. Chang khoan tarn giCr cua to chac khdc
7.5. Chang khoan cher thanh than
7.5.1. Chang khoan chi). thanh toan cua thanh vion km ky
7.5.2. Chang khoan cher thanh toan cua KI I trong nude
7.5.3. Ching khoan chb thanh toan cud KI1 nuot ngoai

7.5.4. Chang khoan cha thanh toan cud, to chic khac
7.6. Chang khoan phong toa chit- rut
7.6.1. Chang khoan phong toa chU rut cua TVLK
7.6.2. Chung khoan phong toa chef rut dm KU trong nuorc
7.6.3. Chang khoan phong toa chef rutdm KI I ntrac ngoai
7.6.4. Chang khoan phone toa chiy rut dm to chic khac
7.7. Chung khoan sfra lei giao dich
8. Chang khoan chtra Itru ky cua khach hang
9. Chang khoin chtra lull ky cult cling ty ch•ng khotin
10. Chang khoan nhan uy that: die gia

Thuyet
in in h

046
047
050
051
052
053
054
055
056
057
058
059
060
061
062
063

064
065
066
067
068
069
070
071
072
073
074
075
076
077
078
079
080
081
082
083
084

01/01/2014

31/12/2014

180,773,780,000
180,748,780,00(1
4,200,000
180,744,580,000

25,000,00(1
25,000,000
-

47,827,490,000
47,802,490,000
890,000
47,801,600,000

KF TOAN T121UONG

-

G1AM 1)OC

N

I
it

Nguyen Nguyet Minh

Dinh •hi Lan Plurang

25,000,000

-

-

Ngrly 20 fining 01 mint 2015

NGLIO1 LAP BItt.1

25,000,000
..

Pharr Quang Huy

)

:
I.
/

-


Mau 802 - CTCK

CONG TV CO PIIAN CHUNG K1EOAN DAL KII1
18 Ly Thu*ng Kitt - Hoin Kim - Ili NAi

Ban hanh they TEr 95/2008/17-B1 C'
;way 24 thcing 10 ncini 2008 cua Bti Tirr chinh

BAO CAO Kt1' QUA BOAT DONG KINII DOANII
Quy IV 'Om 2014

Chi tilt'

I. Doanh thu

lily kt tir dAu nitin
Liiy lit tir dilu nilin
dtn cutii Quy IV/2014 iltn cuiii Quy IV/2013

Quy 1V/2013

N1:1 sil

Quy 1V/2014

01

27,164,351,952

33,198,893,282

97,034,154,119

150,637,051,780

Trong do:

- Doanh thu hogt dAng mot gioi chirng khoan

01.1

7,003.580.462

3,838,561,596

22,671,625,069

10,709,869,726

- Doanh thu hoat (Ring dAu to chirng khoan. grip von

01.2

22.766.45(1

2.192.561,795

12,796,251.204

23,261,435,62(1

- Doanh thu bao lanh phat hanh chirng khoan

01.3

- Doanh thu dgi Iy phat hanh chimg khodn

01.4

- Doanh thu hoat thing to van

(11.5

- Doanh thu Jou ky chirng khodn

800,000,000
-

-

8.013.598483

15,796,032,726

13,895,224,847

28,696.410,908

01.6

1,942.366,550

1.602,966,684

5319,700,285

3,058,517,121

- Doanh thu hoat dAng uy iliac dila gia

01.7

-

- Doanh thu cho thud sir dung tai san

01.8

-

-

-

-

01.9

10,182.040,007

9.768,770,481

41,551,352,714

84,910,818,402

-

Doanh thu khac

-

2. Cdc khoan giam trir doanh thu

02

3. Doanh thu thu In vt [mat dAng kinh doanh (10=01-(12)

10

27,164,351,952

33,198,893,282

97,034,154,119

150,637,051,781)

4. Chi phi hoat dOng kinh doanh

11

15,408,950,072

12.859,950,244

58.236,722,216

94,664.829.991

5.141 nhu ►n Op ctia hogt dAng kinh doanh (20=10-11)

20

11,755,401,880

20,338,943,038

38,797,431,903

55,972,221,786

6. Chi phi quan ly doanh nghitp

25

10,663.750,385

19.401,072,803

33.722,942,667

50,914,366,866

7. Lcri nhuAn thuAn tir hoat dining kinh doanh (30=20- 25) 30

1,091,651,495

937,870,235

5,074,489,236

5,057,854,920

8. Thu nhdp khdc

31

3.000

395.280,022

488,000

395.894.562

9. Chi phi khdc

,,,
32 25,518,500

749,427.286

52,982,674

2,777,738.756

ID. 1,c•i nhui,in khac (40=31-32)

40

(354,147,264)

(52,494,674)

(2,381,844,194)

11. l'Ang (ii nhuAn kt toxin trifek thud (50=30+40)

50

12. Chi phi thus TNDN hidn hanh

51

(3. Chi phi thud. TNDN hoan 40

52

14. Liyi nhuAn sau thud TNDN (60=50-51-52)

60

14.1. Lui nhud'n sau thue cua co dong thieu so

61

14.2.1.ffi nhudn sau thud cua

co doing cong ty Ind

15. 131i co ban trEn cA phitu

(25,515,500)
1,066,135,995

583,722,971

5,021,994,562

2,676,010,726

-

1,066,135,995

583,722,971

5,1121,994,562

2,676,01(1,726

-

.

62
70

NO), 20 Hiring 01 mini 2015
NGL131 LAP BILL

Nguytn Nguslt Minh

K1' 'I'OAN TRUONG

Dinh Thi tan Phtrung

GI AM D6C


Mau so B03 - CTCK
Ban hanh Theo TTtr so 95/2008/7T-13TC
chinh
ngay 24 thong 10 nam 2008 cia 13a

CONG TY CO PHAN CHO•G MOAN DAU Kilt
18 Ly Thu••ng Kiet -'loan Kiem -11k Nei

BAO CA() LOU CIIUYEN 'I'IEN Ti.:
(Theo phuong phap gian tiL)
Qr..0 IV num 2014
Lily ke tir din [tam
den cuei
QuY IV/2014

Lily ke to dilu nArn
den cuoi
Quy 1V/2013

01

5,021,994,562
-

2,676,010,726

02
03
04
05
06

5,214,571,573
(29,239,891,263)
(10,820,253,516)
731,923,612

6,723,028.258
27,903,350,792
(32,166.416,285)
202,730.556

08

(29,091,655,032)

5,338,704,047

09
10

(4,894,637,840)
(33,238,775)
(79,755,017,845)
198,659,882,169
(827,923,612)
(682,250,000)

5,428.877,873
1,460,539,737
(125,302,846.003)
(34,922,635,099)
(106.73(1,556)
(212,280,000)

83,375,159,065
-

(148,316,370,001)
-

,t

uy
MA The

Chi ticu

so

I. lA•u chuyen tien tir heat deng kinh doanh

1. Loi nhuAn trinfrc thug
.
2. Dieu chinh cho cac khoan

- Khdu hao tai sin c6 dinh
- (1-loan nhap)/Chi phi du pheng
- (1,ii)/L6 chinh ISch ty giti hen dodi chilli thug hiSn
- (Lai) tit hog dOng diu to
- Chi phi lai vay
3. Loi nhuen kinh doanh tri•o'c thay dill von hru den g

- (Tang)/giam cac khoan phai thu
- (Ting)/giam hang ton kho
- Tang/(giam) cac khotin phai trd (kheing ka iai vay phai tra, time TNDN phai nOp)
- (Tang)/giam chi phi tra truck vi tai sin ngtin hp
- TiL Iii vay di tra
- Thus thu nhap doanh nghiep di nOp
- TiSri thu khtic tir hoat &Ong kinh doanh
- 'HST) chi khac tir hoar Ong kinh doanh
Lull chuyen tien thuAn tir hoat deng kinh doanh
II. ',Liu chuyen lien tir hoat den g din tu•
I. Tien chi de mua sim, xay clung TSCD va cac TS dai han khac

2. TiSn thu tir thanh ly, nhugng ban TSCD va cac tai sin dai han kink
3. Tian chi cho vay, mua cac ding cu nq cia dan vi khac
4. TiSn thu hen cho vay, ban lai cac cong cu ng dm dan vi khdc
5. TiSn chi dau to Op von vao don vi khac
6. Tian thu hen dL ttr Op von vao dan vi khac
7. TiSM thu lai cho vay, co tit vi lgi nhuan doge chia
Lull chuyen tien thuan tit• ha at deng dAu tu•

III. Ltru chuyen lien tir hoat deng tai chinh
1. liSri thu tit phat hanh co phiSu. nhan vein Op cia chi ser him

minh

11

12
13
14
15
16
20

(854.297,000)
-

(118,500,000)
412,218.182
-

21
22
23
24
25
26
27

10,542,744,849

30

9,688,447,849

155,457,903,954

-

-

120.246,200,700
34,917,985,072

31
32
33
34
35
36

70,000,000,000
(110,000,000,000)
-

89,900,000,000
(49.900,000,000)

Lulu chuyen lien thuan trong ky (20+30+40)
Tien va twang du.ang ,tien dAu Icp

40
50
60

(40,000,000,000)
53,063,606,914
216,127,072,454

(4(1,0(10,000,000)
47,141,533,953
168,985,538,501

Anh hucmg La thay dot ty gia hen doai quy den ngoai to

61

Tie'n va tu•ing dirang lien cuei ky (50+60+61)

70

2. TiSn chi tra vein grip cho cac chit sir him, mua 14 i CI) La DN di phat Minh
3. 'nem vay ngin han, dai hp nhan dugc
4. TiSn chi tra ng goc vay
5. Tien chi tra no thue tai chinh
6. CO Mc, lgi nhudn di tra cho chi sir hiu
1.m.0 chuyL lien thuin tir hoat Ong tai chinh

269,19(1,679,368

31

216,127,072,545

Ngay 20 thong 01 mint 2015
NGUOI LAP BIEU

KF TOAN TRU.ONG

-17

:

-SA. 0

Nguyen Nguyet Minh

Dinh Thi Lan Phu•rng

1
Pham Quang Iluy


Ai& sh B05 - CTCK
Ban hanh Theo T.Tu. so 162/2010,1T-BTC
chinh
ngay 20 thong 10 nom 2010 cua

CONG TY CO PHAN CHUNG KHOAN DAU Kul
18 Ly Tinkling Kigt - Hoin Kim - Ha NOi

BAO CAO TINH HINH BIEN HONG VON CHU SO MTh
Qui', IV nam 2014

Chi tieu

2. 'Mang du von c6 phan
3. Vein khac ctia chti s6 hau
4. Co phieu quy (*)
5. Chenh loch clanh gia1ai tai son
6. Chenh loch t)) gia heii &AI
7. Quy dau to phat trien
8. Quy du phong tai chinh
9. Quy khac thueic vein chit se hau
10. Lai nhuan sau thud chtra phan ph6i

Nam truoc
Tang
Giiim

Nam nay

Nam tru••c

I. Vein chi, so. him
I. Von dau to cua chti sa hau

si; tAng/Fiam ,

So du. dau nam

591,785,103,158

594,461,113,884

2,676,010,726

598,413.000,000

598.413,000,000

-

67,439.970.360

-

-

-

-

-

6,740,232,026
(80.808.099.228)

594,461,113,884

598,983,108,446

-

598,413,000,000

598,413,000,000
67.439.970,360

-

.

67,439,970.360
-

-

-

-

-

-

-

6,740.232.026
(78,132,088,502)

-

-

-

-

-

-

-

-

-

-

5,021,994,562

500.000.000

2.676.010.726

Nam nay

Nam tru•O.c

-

67,439,970.360

-

-

So du• cuoi ky/nam

Lay ke ti• dau nam den cued quy nam nay
Clam
Tang
500,000,000
5,021,994,562

-

-

-

6,740,232,026

6.740,232,026

(78.132.088.502)

(73.610.093.940)

Ngay 20 Hiring 01 nam 2015
NGUtil LAP RIP,U.

Kt TOAN TRUQING

-

GIAM DOC

',./Ci.7)1\1 0 TY
/

cCar

CHCfN Kt4
G. AU KHI
Nguyen Nguyet Minh

Dinh Thi Lan Phuong

4/k T1 -"‘V.

Pham Quang Huy


BAN THUM MINH BAO CAO TAI CHINH
Qui, IV tram 2014
09- Tinh hinh dau to tai chinh

(; iam
Tang
•uoi
Dau
Dau nam
Cutii quy
nam
qu(
31,999,105,071
2,329,227,408
31,639,105,071
2,329,227,408
-

Chi tieu

A. Dau t• ngia'n han
I. Chung khoan thu•o•ng mai
- Co phieu

Trai phieu
- Chang chi quS
- Ching khoan khac
II. Chimg khoan dau to
I. Chirng khmin sinn sang de ban
Co phi&
-- 'Irai phieu Chinh phi!

• Trai phieu Cong ty
- Ching chi quS,

- Ching khoan khac
2. Chirng khaki niim giir den ng0 dao han
- Trai phieu Chinh phu
- Trai phieu COng ty
- Chang chi quS.
• Ching khoan khac
III. Dau to gap von
- D5u to vim ding ty con
iito ding ty lien doanh. honk&
- Dau to ■
1V. Dau to tai chinh khac
B. Dau to (Jai han
I. Dau to Op von
- Dau to vac) ding ty con
- W u to vao cong ty lien doanh. lien ket
- Wu to dai han khac

17,695,764
17,695,764
17,695.764
-

Dau nam

•u6i qtr ,

Dau nam

CuOi quo

22,262,877
22,262,877
22.262.877
-

404,596,329,975
209,642,787,486
209.642.787.486
-

-

-

-

TOng gia tri theo giai thi truo.ng

So yea gia thi truirng

Chi tri theo so sach ke toin

SO lircrng

596,657,131,094
302,487,133,616
302.487,133,616-

-

2,329,227,408
-

Diu nam

Cuiii qu(.

31,639.105.071
.
-

402,267,102,567
207,313,560,078

564,658,026,023
270,848,028,545 I

207,313,560,078
-

270.848.028.545
-

-

-

-

.

-

-

-

194,953,542,489

-

-

-

-

-

-

-

360,000,000

294,169,997,478

-

-

-

-

-

-

-

194,953,542,489
-

-

293,809,997,478
-


CONG TV CO PIIAN CHUNG KIIOAN DAU Kill
18 Ly Thu•vng Ki'et - Iloan Kiem - Ila Nei

Mein sa K09 - CTCK
Ban hanh the() TTtrsd 95/2008 /77'-RTC
very 24 ihcing 10 aim 2008 enc., BO Tel chinh

BAN THUYET MINI( BAO CAO TAI CHINH
Qut IV num 2014
1- Dac diem host (Ring cast Cling ty

1- Ilinh thirc sa him von: Cong ty co phlin
2- Linh vine kinh doanh: ChUng khoan
3- T6ng so ding nhan vien va ngtrai lao Ong: 149 nguai
4- LW diem hoat deng cua doanh nghiep trong nam tai chinh c6 anh hirang den bao cao tai chinh: Thi twang chirng
khoan trong nam 2014 co kha quan Ilan so vii nam 2013 dan tai hoat deng kinh doanh cua Cong ty c6 lai
II- KY ke Win, don vi den to sir dung trong kc toan
1- Nien de ka Wan: bat dau tin ngay 01/01,‘ket th6c ngay 31 12
2- Don vi tien to sir dung trong toan: Dorm Viet Nam
ke toan ap dung
III- Chuan mac va Che
Cite
de
ke
toan
ap
dung:
Che
do ke toan doanh righiep thco Quyet dinh 15/2006/QD-I3TC ngay 20/03/2006, Thong to
195/2008r1T-BTC ngay 24/10/2008 htrang din the de ke toan ap dung dei yeti Cong ty chirng khoan va ThOng to
162/2010/TT-BTC ngay 20/10/2010 huaniz dan sua cl6i, be sung thong to 95/2008/1T-BTC ngay 24/10/2008 ve
corn!, ty chtrng khoan cua 136 Tai chinh
clan Ice toan,ap,dung
Tuyen
bo
ve
viec
tuan
thir
Chuan mire ke loan va Cho dO Ice man: BA° cao tai chinh dugc lap va trinh bay phi' hap yen
2cac Chuan muc va Che de ke toan Viet Nam

3- ilinh thirc ke toan Ai) dung: Nhat ky chung.
IV- Cfic chinh sach k'e toan at) dung
1- Nguyen tac ghi nhan cac khoan tien va cac khoan twang duang Lien.
- Cac nghiep vu kinh tc dugc ghi nhan va lap bao cao thco Deng Viet Nall' ,
- Phuang phap chuyen d8i cac &rig tin khac ra clang den sir dung trong ke loan: Cac dong tien khac phat sinh phai
dugc quy d6i ra .Dang Viet Nam thco ty git giao dich thoc tc cua nghiep vu kinh te phat sinh, hoac the() ty git giao dich
binh (lan tren thi truirng ngoai to lion ngan hang do Ngan hang Nha nu& Viet Nam cong 1)6 tai thai diem phat sinh
nghiep vu kinh
2- Nguyen tic ghi nhan & khau hao TSCD:
- Nguyen tic ghi nhan TSCD (him hinh, vo hinh): ghi nhan thco nguyen gia TSCD. "Prong Bang Can del ke, loan, TSCD
dugc phan anh thco 3 chi tieu: nguyen gia, hao men Illy ke va gia tri con 14i.
- Nguyen tic ghi nhan TSCD (thue tai chinh):. ghi nhan thco gia alai) han cua git tri hap ly cua tai san thue
hien tai cua khoan thanh toan tien thue tai thieu
- Phuang phap khau hao TSCD (him hinh, vO hinh. thue tai chinh): thco phuang phap &rang thing.

git tri

3- Nguyen tic ghi nhan cac khoan dau to tin chinh:
- Cac khoan dau tu vao cOng ty con: Cac khoan dau to dugc phan anti trong bao cao tai chinh rieng cua cong ty thco gia
etc
- Cac khoan von g6p lion doanh: cac khoan Op von lien doanh duac phan anh trong bao cao tai chinh Hang eta cOng ty
thco gia goc
- Cac khoan dau to chirng khoan: clugc ghi nhan thco gia gOc
- Cac khoan dau to ngan han, dai han khac: dugc ghi nhan thco gia gOc.
- Phuang phap lap du phong giam gia dau to ngan han, dai han: Theo Thong to so 228/200911T-13TC ngay 7/12/2009
cua Bo Tai chinh
4- Nguyen tac ghi nhan va von h6a cac khoan chi phi khac:
- Chi phi tra trugc: Chi phi tra fru& dugc von hoa va phan be dan vao chi phi hoat Ong kinh doanh hao gem chi phi tra
truac vat lieu, cong cu do thing va chi phi khac.
- Chi phi kik;

- Phuang phap phan b6 chi phi tra truoc: thco phirong phap throng thing
- Phuang phap va thai gian phan bo lgi the thuong
5- Nguyen tac ghi nhan chi phi phai tra.
- Cac khoan chi phi china chi nhung dugc trac tinh de ghi nhan vao chi phi hoat deng kinh doanh trong ky bao nom trich
truot chi phi lai tien vay phai tra trong twang hop vay tra lai sau; chi phi sua china Icrn cua nhang TSCD dac 016 do viec
sira chira Ian co tinh chu kY.
6- Nguyen tac va phuong phap ghi nhan etc khoan du phong phai tra: Cac khoan du phong phai tra da ghi nhan thod
man cac thou kien quy dinh trong Chuan muc ke toan so 18 " Cac khottn du phong, tai san va no tiem tang"


CONG TY CO PIIAN OILING KIIOAN DAU K111
18 LS, Thuirng Kie:t - Doan Kibn - Ila N(ii

Mau so B09 - CTCK
sa 95/2008 /77:
Ban hanh then
'way 24 timing 10 num 2008 cua Bri Tai chinh

BAN TIIUYI4:T MINII BAO CAO TAI CHINH
Quf, iv aim 2014
7- Nguyen tic ghi nhan yen chti sa hau:
- Nguyen tac ghi nhan von dau tu cia chi so him. thong dir von co phan, von khac cua chu sa hint.
+ Von dau tu cua chit sa hau: ghi nhan thee s8 von thtrc gop cia chti sa hat
+ Thing du von co phan: ghi nhan thco se chenh Itch Ian han ( hoac nho han) giva gia thud td Oat hanh va menh gia cis
phidu a cac cong ty c6 phan khi phat hanh co phidu In dau, Oat hanh bet sung hoac tai phat hanh cophidu qujr.
- Nguyen tic ghi nhan chenh tech ty gia: Cat: khoan chenh Itch ty gia hOi doai phan anh tree Bang can dOi ke toan la
chenh lech gia hOi, doai Oat sinh hoac dank gia lai cue' ky cia cac khoan muctien c6 goc ngoai tl (lai hoac Io ty
gia) cia hoat Ong dau ur XDCI3 ( giai Joan truac hoat dong, chua !loan thanh dau us)
- Nguyen tac ghi nhan chenh Itch danh gia Iai tai son.
- Nguyen tic ghi nhan loi nhuan chua phan phi Igi nhuan sau thud chua phan phi phan anh vet) Bing Can dei kd toan

la se Igi nhuan (lai hoac 18) tir cac hoat (king cua doanh nghiep sau khi trir (-) chi phi thud TNDN cua nom nay vi cac
khoan diou chinh do dr) dung hei to thay doi chinh sach kd toan vi diet' chinh hal to sai sot trong you cia cac nom trtrac.
8- Nguyen tic va phtrang phap ghi nhan doanh thu:
- Viec ghi nhan doanh thucung cap dich vu titan aid day di 04 dieu kiln ghi nhan doanh thu cung cap dich vu guy dinh
tai Chuan muc kd toan se 14 " Doanh thu vi thu nhap khac". Phan cong vied da hoan thanh cua dich vu cung cap dugc
xac dinh thco phuong phap danh gia phan cOng vile da hoan thanh.
9- Nguyen tic N/A pinning phap ghi nhan chi phi thud thu nhap doanh nghiep hien hanh, chi phi thud thu nhap doanh
nghiep hoan
- Chi phi thud TNDN hien hanh dugc xac dinh tren ca sa thu nhap chiu thud N/A thud suat thud TNDN trong nom hien
hanh. Chi phi thus TNDN hart Iai dtrgc )(tic dinh dua tren ca sa so chenh loch tam thai dugc khau tra , se chdnh Itch
tam thoi chiu thud vi thud suat thud TNDN; khong bu tr& chi phi thud TNDN hien hanh veri chi phi thud "INDN hoan
10- Cac nghiep vg du phOng rbi ro hei doai.
- Cac khoan muc ngoai tc co goc ngoai to cuoi ky dugc danh gia Iai the() ty gia giao dich binh guan lien ngan hang do
Ngan hang Nha nu& Viet Nam cong bo tai thiyi diem cu8i
11- Nguyen tic danh gia chang khoan:
- Nguyen tic danh gia chang khoan thuang mai va chang khoan dau tu dai han mua vac) cia cOng ty chang khoan va cia
ngoai uy that dau tu: Chang khoan thuang mai duoc mua vao thco nguyen tic gia goc hao gOm gia mua cong vai cac
chi phi true tidp phat sinh do mua chang kholin to doanh
Tri gia vein chang khoan thuang mai thud hien then phirang
- Phuang phap tinh tri gia von chang khoan tinning
phap tinh gia binh guan gia guyen
V- Thong tin bii sung cho cac khoan muc trinh bay trong Bing can doi ke loin
1- Tien vi cac khoin tiro- ng dt•o•ig tiS•it
- Tien mat
- Tien gui ngan hang
Trong c16: Tien ky qui; cart nho dein to
- Tien dang chuydn
- Tien gui ve ban chang khoan bao !anh phat hanh
- Tien gui thanh town bit trir giao dich CK
Trong do: Tien pa cua nho dein nr

Cac
khoan twang duang tien
COng
2- Hang din klio
- Nguyen lieu, vat lieu
- Cong cu, dung cu
- Chi phi sin xuat kinh doanh der dang
Ci.ing

31/12/2014
102,686.219
215,016,476,281
140,664,891,576
-

01/01/2014
350,693,447
204,338,646,721
178,618,644,801

36,471,516,868
35,529,019,608
17,600,000,000
269,190,679,368

10.437,732,286
1(1,001,812,002
1,000,000,000
216,127,072,454

31/12/2014
185,794,674
2,633,722,059
2,819,516,733

01/01/2014
119,029,110
2,667,248,848
2,786,277,958


CONG TY CO PHAN CHUNG KIIOAN !AU Kid
18 14 Thu•rng Kiet - Iloan Kiem - Ila Nni

Mau so 1109 - CTCK
Bun hanh then T Tu sti 95/2008 /T• -13TC
ngay 24 thong 10 mina 2008 cua l3ri Tai chinh

BAN THUYFT MINH BAO CAO TAI CHINH
Quji IV rin, 1014
3-

Chi phi tra tru•c dai han

- Chi phi tra truck ye thue hoat thing lIS('1)
- Chi phi thanh lap doanh nghiep
- Chi phi nghien thu có gia tri 1611
- Chi phi cho giai doan tri.6n khai khong dh Lieu chuan ghi nhan
la -ism yo I-firth
- Chi phi tra truck dai han khac

Cling
4- Thue va cac khoin phai Op nha nu•'•c
- Thue gia tri gia tang

- Thue thu nhap doanh nghiep
- Thue thu nhap ca nhan
- Thue tai nguyCn

31/12/2014

14.176,804,128

16.371,904,465

14,176,804,128

16,371,904,465

31/12/2014

05. Tien Op Qq OP tro. thanh town
- Tien nOp ban dau
- Tien nap bo sung
- Tien !al phan WO trong nam

Cling
6- Chi phi phiii tra
- 'Frich truck chi phi tien luong trong thiYi gian nghi phcp
- Chi phi stra chira lern Tscn
- Chi phi trong thCri gian ngirng kinh doanh

- Chi phi phai tra khac
Cting
7- Clic khoan phiii tra, phiii niip iigiiii hall khac
- Tin san (Kra chit giai quyet
- Kinh phi cong doan
- Bdo !tient xa hOi
- Bao hiarn y to
- Bao hiem that nghiep
- Cac khoan phai tra, phai nOp khac
Ciing

8- Gia tri khiii It•o•ng giao dich (hire hien trong 1.i ,
1.Cila cling ty chi•ng kholin
- Co phial
- Trai phieu
- Chung khoan ngan qu57
- Chirng khoan khac (Chung chi guy", dau tu)
2.Ciia nroi dau tu•
- CO phieu
- •rai phieu
- Chong khoan khac
'll'ing On g

01/01/2014

569,277,352

265,118.066

1.404,887,371

291,757,185

-

-

- Thud nha dat N/A tien thue thit
- Cac loaf thud khac
- Cac khoan phi, le phi ya cac khoan phai nOp khac

COng

01/01/2014

-

24,906,876
1,974,164,723

31/12/2014
120,000,000
6,130,021,283
14,426,547
6,264,447,83(1

31/12/2014

581,782,127

01/01/2014
120,000,000
4,382,863,420
14,426,547
4,517,289,967

01/01/2014
-

1.833.357,592
1,833,357,592

31/12/2014

1.983.315,555
4,983,315,555

01/01/2014

1,027,648,963
69,659,773
29,186,629
9,880,169
4,080,229
60,349,535,065

1,027,648,963
122,402,016
97,019,873
23,233,336

10.025,154
110,570,094,239

61,489,990,828

111,850,423,581

Klitii luvng giao dich Gia tri giao dich thus
Iti'll Qt4 IV/2014
dive hien Quy IV/2014
1,680

5(1,781,0(10

1,680

50,781,000

254,557,951
189,625,915
64,906,356
25,680
254,559,631

10,260,287,039,506
2,852.786,205,100
7.407,235,653,406
265,181,000
10,260,337,820,506

'

Mien sit 1109 -CTCK
Ban hanh then 'Ma sa 95/2008177-13TC
'way 24 thank 10 nom 2008 clia 130 Tat chinh

CONG TY CO PIIAN cmiNG KIIOAN DAU KIII
a
18 LS, Thirong Kiet - Hain Kim - Ili Ni

BAN

MINI! BAO CAO TAI CIIINII
Trri ngay 31 (bring 12 Ham 2014

10- Bing ke chi iiet chting khtnin hi gitim giti tat 31/12/2014

Mil CK

ACB
1.3VS
CI'S
DAC
DC4
Dili
DNY
DXP
1:13S
ICG

1.62
LCS
LIG
[:1'C
MCO
MKV
ONE
PDC
PH,
PMS
PPG
l'PS
PVG
['VI,
PVR
PVX
QNC
SD2
SD5
SD6
SDA
SDD
SDG
SI IN
SIC
SR13
SSM
s'rp
-1111
.rpti

UNI
V15
VC1
VC2
VC3
VC6
VGS
VI II,
VMC
VPC
v-rc
v-rs
ACI.
BUIS
13MC
13VII
CIG
DIG
DPM
FIB
FIDC
GMD
I IAG

Ten chti-ng khotin
Nhom chting khoin sitn IINX va 110SF.
Ngan hang Thuong mil CO phan a Chau
CTCP Chung Khoan Bao Viet
CTCP ChUng Khoan Ngan I ling Cans Throng VN
CTCP Gam xay dung Ming Anh

Cong ty c6 phan DIC so 4
Cong ty co phan Dau to Phat then Xay dung -11Oi An
Cong Ty CO Phan Thep Dana - S,
Cong ty c6 phan Cang Doan Xi
CTCP SGD tai Tp. Ila Nai
CTCP xay dung sang hang
CTCP Lilama 69.2
Cong ty CP Licogi 16.6
Cong ty Co phan Licogi 13
CTCP Dien nhc Vien Thong
CTCP DAu to va xay dung *Ong trinh 1
Cong ty c6 phAn Dirac ThO Y Cai Lay
Cong ty c6phAn truy*n thong so 1
Cong ty CP DL dAu khi phucmg thing
Cang ty CP Bat Ong san Tat chinh Diu khi
Cana ty ca phan Co Khi Xing Diu
CTCP SXTM dich vu l'hU Phong
Cong ty c6 phan Dich vu KS, thuat Dien lirc Dau khi Viet Nam
Cting ty khi hail long mien b5c
CTCP BAt clang sin Dian luc Dau khi V i*t Nam
CTCP dich Yu can cap dau khi Viet Nam
Tang ding ty xay lap dau khi
CTCP Xi mang va Xily dung ()wing Ninh
CTCP Sang Da 2
CTCP Song Da 5
crcp Song Da 6
CTCP Cung img nhan luc Quac te & Tinii Sang Di
CTCP Dau ur va Xay lap Song Da
Cong ty ea phAn SADICO Can Tho
Cong ty c6 phan Dau to Tong hop I fa Nai

CTCP DAL' tu va phat trien sang Da
Cang ty CP Sara
Cong ty ca phAti the tae k*t eau then VN1:CO
CTCP Bao bi sang Di
CTCP XuAt nhap khau .ri i l v* Nam
c-rcp In sach,gian khoa tai Tp Ila Nai
Cong ty ca phan Vien Lien ,
Cong ty co phan Xay dung so IS
CTCP Xay dung sal
CTCP Kay,dung so 2
CTCP Da op lat can cap Vinaconcx
CTCP Vinaconcx 6
CTCP Ong thep viet dim VG PIPI:
CTCP Viglaccra 115 Long
CTCP Coxgiai L5p may va xav dung
Cong ty co phan Dau to va Phat then Nang luting Viet Nam
Cong ty caphan Vien thong v-rc
crcp Gtwn Er Son Viglaccra
Cong ty ca phan Xuat nhap khau Thay san CfruIong A
0:Mg ty carhan Duang Bien I loa
Cong Ty Co Phan Khoang sin Binh Dinh
Tap doin Bin Viet
Ngan hang TMCP Cong throng Viet Nam
Tong CTCP dau to phat trim xii?, dung
CTCP Phan dam va Ilea chat Dau khi
Ngtin hang TMCP Xuat nhap khau Viet Nam
Cong ty CP Ntuxii throng & Phat tri*n Dau lit Tp Ili', Chi Minh
Cong ty ca phan Dal ly Lien I hap Van Chuy6n
Cang ty ca phan Boang Anh Gia Lai

-can cunt
23
56
39
92
2
53
53
45
48
44
50
50
39
96
28
6
89
88
50
60
50
41
62
14
53
67
88
99
48

54
41
49
90
64
12
89
II
50
62
60
52
50
80
70
79
75
98
83
38
40
10
17
9
8
7
5
22
3
7

26
5
4
7

Du coal

.165,400
915,700
639,600
1,192,400
24,600
678,400
608,000
2,376,000
1,256,518
363,100
1,365,000
760,000
383,700
1,200,000
296,800
55,800
936,900
998,710
300,000
894,000
230,000
486.600
684,387

146,700
281,200
350,267
900,600
992,200
1,090,200
1,046,300
345,500
198,500
2.313,000
634,800
240,900
466,900
279,000
1,360,000
2,085,400
553,500
928,600
585.000
4,992,000
2.052,500
1,445,700
1,317,500
1,285,700
4,589,900
969.100
312,000
220,000
475,300
129.800

120,560
511,330
211,410
342,700
39.400
237,300
343,060
106,000
115,770
171,900

Gia thj
trirong
15,400
13,600
8,400
6,100
8,300
9,100
5,300
42,800
8,800
8,200
4,500
4,900
7,100
7,100
4,100
9,100
8,800

3,700
3,200
10,900
3.700
11,500
9,400
3.400
3,600
4,800
8,300
8,000
11,800
15,000
7,700
3,900
20,000
3,900
6,700
3,100
12,500
9,500
16,500
7,200
7,900
1,900
16,000
14,900
16,200
7,800
7,400

30,500
16,000
2,300
5,000
9,000
11,400
11,400
26,600
32,000
13,80(1
13,100
30,800
12,800
20,500
28,900
22,100

Gia trj CK then
giii thl trueng
354,200
761,600
327,600
561,200
16,600
482,300
280,900
1,926,000
422,400
360,800
225,000

245,000
276,900
681,600
114,800
54,600
783,200
325,60(1
160,000
654,000
185,000
471,500
582.800
47,600
190,800
321,600
730,400
792,000
566,400
810.000
315.70(1
191,100
1,800,000
249,600
80,400
275,900
137,500
475,000
1,023.000
432,000
410,80(1

95,000
1,280,000
1,043,000
1,279,80(7
585,000
725,200
2,531,500
608,000
92,000
50,000
153.00(7
102,600
91,200
186,200
160.000
303.600
39.300
215,600
332,800
102,500
115,60(1
154,700

Giant gii

111,200
151,100
312,000
3,631.200
8,00(1

196,100
327,10(1
450,000
R34,118
2.300
1,140,000
515,000
106,80(1
518,400
182,000
1,200
153,700
673.110
110,000
240,000
45900
15,100
101,587
99,100
90,400
28,667
170,200
200,200
523.800
236,300
29,800
7,400
513,000
385,200
160,500

191,000
141,500
885,000
1,062,400
121,500
517,800
490,00(1
3,712,000
1.009,500
165,90(1
732,500
560,500
2.058,400
361,100
220,000
170.000
322,300
27.200
29,36(1
325,130
51,410
39,100
100
21,700
10,260
3,500
17(1
17,200

I0- BAng ke chi tit cht•ng khoan hi glum giA tai 31/12/2014

MA CK
I IAS
I [CM
I [DC
1-11.A
[TA
KDC
[.CM
M BB
MC(i
MCP
PET
PTL
PVD
['XI.
SEC
SI21
SGT
SJS
SMC
TIM I
nil
'1'S4
VID
VII'
V MD
VST

['VA
S96
VIII 1
VSI'
VIA

Ten cluing khotin
Cons ty co phan Xay lap 13ou diAn I la NO)
COng ty CO phan chang khoan ['P 110 Chi Minh
COng ty co pilau ['hat triAn nha E3A Ria -- Viing Tau
CTCP 110u Lien a chau
COng ty co phan Khu Cong nghiAp Tan Too
Cong ty c6 phan Kinh DO
2
2.
Cong ty co phan Khai thac va ChA biAn Khoang sanl,:to Cai
Ngan hang Thucmg mai CI' Quan den
COng ty CP Co d iAn va xay dgng V iAt Nam
COng Ty Co Phan In va Bao bi MS; Chau
TAng Cling ty c6 ,Iia'n Dich vu Tiing hop DAL! khi
CIO' dAu to ha tang va do thi dau khi
Cong ty Co Phan Khoan va Dich vu khoan dau khi
COng ty Co phan Dau to Khu cong nghiep Dau khi - ldico Long S
Cling ty CP Mia duOng NhiAt DiAn Gia Lai
Con Ty
. Co Phan Dai Ly Van Tai SAI'l
CTCP COng nghA Vin thong Sai Gim
c- rcp DAh to Phat trice DO thi va KCN Song DA
Cong ty co phan Di:AU to ThuTing ma) SMC
Cong ty c6 phAn ['hat triAn Nha Tho Mc

COng ty co phan Tap down thAp TiAn 1.6n
Cons ty co phan 'rimy San s6 4
COng Ty CO Phan Giay Vin Ming
COng ty Co Phan Van tai xang dau \tn.:0
COng ty co phan Y Doge pham Vimedimcx
CTCP van tai va thuA tau biAn V iAt Nam
CQNG
Nhorn Chirng kltoAn sin Upcom
>
Cong ty Co phan 'king cOng ty Xav lap Diu khi NgliA An
Cong ty CO phAn Song Da 9.06
Cong ty CO phan Dal, to va Xay thing Viwasecn - I WA
Cong ty CO phan Van tai biAn va bat dOng san ViAt Iliii
Cong ty Co phAn Vitaly
CQNG
NhOm cluing khotin &In to kliAc
LONG
TaNG CQNG

T0n cuiii

Dir cuiti

GiA thj
tru.a•ng

Giii tri CK then
Oa thi trtrolig

Gihm gis

1
I
5
2
8
5
7
24
5
7
5
58
9
1
8
6
7
5
2
3
6
13
5
6
9
5

16,410
32,240

83,510
33,100
71,910
255,000
41,300
323,740
45,500
111.300
103,830
265,720
652,500
4,660
122,600
245,800
90,300
137.500
33.550
64,200
57,500
162.900
31,000
204,000
237,600
64,900

5,900
31,200
14,700
1,800
8,000

49,900
5,200
13,100
6,400
14.900
20,700
3,100
64,500
4,000
12,600
26,400
5,900
25,100
1)1,700
19,400
8,900
10,800
4,100
13,000
19,400
2.500

5,900
31,200
73,500
3,600
64,000
249.500
36,400
314,400

32,000
104,300
103,500
179,800
580,500
4,000
100,800
158,400
41,30(1
125,500
21,400
58,200
53.400
140,400
20,500
78,000
174,60(1
12,500

10,510
1,040
10,010
29,500
7,910
5,500
4,900
9,340
13.500
7,000
330

85,920
72,000
660
21,800
87,400
49,000
12,000
12,15(1
6,000
4,100
22,500
1(1,500
126,000
63,000
52,400
26,274,082

90
20
37
70
60

1,845,631
665,900
296,000
553,495
462,000

2,300

2,500
3,100
1,800
6,200

207,000
50,000
114,700
126,000
372,000

1,638.631

615,900
181,300
427,495
90,000
2,953,326
2,300,000,0110
2,329,227,408


--.

Mitt sn B09 - CTCK
Ban hanh theo T7ir sa 95/2008/T7-B7C

CONG TY CO I'llAN CIIUNG KIIOAN DAU Kill
18 14 Thu•rng Kict - Doan Kiem - Ila Nbi

ngay 24 thong 10 nam 2008 czio BO Tai chink

BAN THUYET MINH BAO CAO TAI CHIN!!
Qtd IV num 1014
11- Tinh hinh tang giam Tai san et) dinh hint hinh

Chi tieu

Plu•ong tien van tai,
truyen (Ian

Thiel. IA, dung Cu
quail 1Y

Ton gOn g
T

NGUYEN GIA
SO du• dau nam

2,896,863,700

14,733,457,130

17,630,320,83(1

- Mua trong kSi

-

114,297,000

114,297,000

- Dau tu. XDC13 hoan thanh

-

-

-

- Chuy6n sang bat dOng san dau tit

-

- Thanh Iji, nhuong ban
-

-

2,896,863,700

14,847,754,13(1

17,744,617,830

1,662,487,34(1

10,963,664,675

12,626,152,015

359,964,950

1,953,169,898

2,313,134,848

- Phan loai lai
SO du- cutii quy

CIA TRI 11A0 MON LUY KE
Sii du. dau nam
- Khau hao trong kji
- Chuy'C'n sang bat d'Ong san dau to
-

- Thanh 15/, nhuong ban
-

- Phan loai lai

2,022,452,290

12,916,834,573

14,939,286,863

- Tai ngay dau nam

1,234,376,360

3,769,792,455

5,004,168,815

- Ti ngay cut.ii guy

874,411,410

1,930,919,557

2,805,33(1,967

Phan mem may tinh

TSCD yo hinh khac

12,989,653,695

3(10,000,000

13,289,653,695

740,000,000

740,000,000

-

-

12,989,653,695

1,040,000,000

14,029,653,695

10,125,431,294

208,064,516

10,333,495,810

2,797,673,284

103,763,441

2,901,436,725

12,923,104,578

311,827,957

13,234,932,535

GIA TR! CON 141

-

- Tai ngay dal, nam

2,864,222,401

91,935,484

2,956,157,885

- Tai ngay cutii guy

66,549,117

728,172,043

794,721,160

SO du• cutli qu)"/
CIA TRI CON 141

12- Tinh hinh tang giam Tai san co dinh vo hinh

Chi tieu

TOng cong

NGUYEN CIA
St) du. &Au nam
- Mua trong kji
- Tao ra tir nOi b() doanh nghi0

- Tang do hop nhat kinh doanh

-

- Thanh 15/, nhuong ban

- Phan loai lai
Sti du cutii quy
GIA TRI ICAO MON LOY KE
SO du. elan nam
- Khali hao trong kj,
- Thanh Iji, nhuong ban
- Phan loai lai
Sii du• cutii quy


Mitt so` B09 - CTCK
Ban hanh then T.Ttt so 9542008/77-B7r

CONG TV CO PHAN CH17•NG KIIOAN DALT KHI
a
18 LY Thiretng Kqt - Holm Kiem -11i Ni

ngay 24 thong 10 nun? 2008 clic: Bo Tar chinh
BAN THUYET MINH BAO CAO TAI CHINII
Qui IV ntim 2014

13- Cic khoin phai thu

Chi lieu

S6 cuiii Quy

E phat sinh lay ke tir din nom den cuai qu7;
Si

SO dau nom

Kilo
Qua han Kho doi

Tong so

Tang

dai

1. Phai thu ciia khach hang

98,258,869,160

1,909,773,613,399

1,926,759,031,140

81,273,451,419

2. Trii tru-OT dm ngu-iri han

830,146,850

3,214,731,472

3,672,365,822

372,512,500

1,385,000

295,000

1,090,000

1.385,000

295,000

1,090,000

547,042,003

547,042,003

9,204,612,422

9,204,612,422

1,856,144,456,816

1,856,144,456,816

542,472,932,762

519,858,824,164

to

(Ian lam (len cii6i qui.

70,000,000,000

110,000,000,000

-

3. Phil thu hoot Tang giao dich chting khoin

S6 dn. phang di Ii3p

Qua han

Tong
ng sei

Giam

1 572 003 234

2,226,938,794

- Phai thu ciia Sit (Trung tam) GDCK
- Phai thu khach hang ve giao dich chime khoan
-

- Phai thu to chirc phat hanh(bao lanh Oat hanh) CK

-

- PI* thu Trung tam luu ky chimg khoan

- Phai thu thanh vien khac

4. Thug GTGT dune khan trir
5. Thug V A cac khoin phii thu nha ntrerc

85,580,739

6. Phil thu nil ha
-

6,560,879,237

7. Phii thu khac

85,580,739

29,174,987,835

-

-

-

14- Vas sit No. ngiin han

Khoan

say

.A

tai Ngan hang

Ngan hang TMCP Him Viet

7.

So dau

nam

St) phat sinh IIIV ke
'rang

40,000,000.000

Thy dich

So can Qua'

Giant
-

130 sung von Itru Ong