Báo cáo tài chính Quý I năm 2015 (20 4 2015)

Mehl so BOI - CTCK

CONG TY CO PHAN CHUNG KHOAN DAL Kill
18 Ly Thtrtmg Kiet - Hoan Kiem - Ha Nei

Ban hanh theo TTu. so 95/2008/TT-BTC
ngay 24 thong 10 nam 2008 caa BO Tat chinh

9. 94?
BANG CAN DOI ICE TOAN
Tai ngiry 31 timing 03 nam 2015

Chi tieu
TAI SAN
A. Tai sin ngin han (100=110+120+130+140+150)
I. Tien va cac khoin twang throng tien

1. Tien
2. Cac khoan tucmg ducmg tien
II. Cic khoin diu ttr tai chinh ngin han

I. Dau to ngan han
2. Dau ttr ngin han cila ngtroi q that dam ttr
3. Du phong glarn gia dau to ngan han
III. Cie khoin OM thu ngin han
1. Phai thu cda khach hang
2. Tra truck cho ngtaii ban
3. Phai thu nOi b6 ngan han
4. Phai thu hoat dOng giao dich chimg khoan
5. Cac khoan phai thu khdc
6. Du phang phai thu ngin han kho dal

IV. Hang am kho
I. Hang ton kho

2. Du phOng Siam gia hang ton kho
V. Tai sin ngan han khac
1. Chi Fhi tra truck ngri han
2. Thue gia tri gia tang dirge khau trir
3. Thug va cac khoan phai thu Nha nuac
4. Giao dich mua ban lai trai phieu Chinh phi)
5. Tai son ngan han khac
B. Tai sin dal han (200=210+220+240+250+260+269)
I. Cac khoan OM thu dai han
I. Phai thu dal han ctia khach hang
2. V6n kinh doanh a don vi truc thu0c

3. Phai thu dai han nOi b0
4. Phai thu dai han khac
5. Du pherigyhai thu dai han khO dOi
H. Tai sin co dinh
1. TSCD hiru hinh

- Nguyen gid
- Gia tri hao mon lily ke
2. TSCD thue tai chinh
- Nguyen gia
- Gia tri hao mon lay k6
3. TSCD vo hinh
- Nguyen gia
- Gia tri hao mon My ke
4. Chi phi xay dun ca ban da dang

III. Bit Ong sin dau fir
- Nguyen gia
- Gid tri hao mon lay ke
IV. Cic khoin diu tu. tai chinh dai han
1. Diu to vao citing ty con ,
2. Dau to vao tong ty lien ket, lien doanh
3. DAL.' to chirng khoan dai hp
- Chang khoan son sang de ban

MA
A
so
100
110
111
112
120
121
122
129
130
131
132
133
135
138
139
140
141
149

150
151
152
154
157
158

Thuyet
minh

V.01

V.09

V.10
V.13

V.02

V.I3

200
210
211
212
213
218
219
220
221

222
223
224
225
226
227
228
229
230
240
241
242
250
251
252
253
254

V.11

V.12

31/03/2015

944,329,048,246
467,832,808,402
384,732,808,402
83,100,000,000
270,163,808,717
272,494,916,375

(2,331,107,658)
199,501,284,807
195,015,457,864
596,400,000
710,000
9,155,761,779
(5,267,044,836)
3,651,801,117
3,651,801,117
3,179,345,203
688,273,764
219,380,193
2,271,691,246
27,851,517,125
2,937,445,396
2,254,935,570
17,744,617,830
(15,489,682,260)
682,509,826
14,029,653,695
(13,347,143,869)
-

01/01/2015

785,956,242,502
268,890,679,368
251,590,679,368
17,300,000,000
402,267,102,567

404,596,329,975
(2,329,227,408)
109,250,148,520
81,273,451,419
372,512,500
1,090,000
29,175,097,835
(1,572,003,234)
2,819,516,733
2,819,516,733
2,728,795,314 ./
651,926,65 /

I
85,580,73

4

s
1,991,287,921S`..
27,888,084,105
3,600,052,147
2,805,330,987
17,744,617,830
(14,939,286,843).
794,721,160
14,029,653,695
(13,234,932,535)
-

CH


Mau sa B01 - CTCK
Ban hanh then TTu. sa 95/2008/TT-BTC
ngay 24 Mang 10 nam 2008 czia Bp Tat chinh

CONG TY CO PHAN CHUNG KHOAN DAU KHI
18 Ly Thu••ng Kigt - Hoan Kiem - HA N(ii

BANG CAN DOI KE TOAN
Tyi ngtly 31 thdng 03 nam 2015

Chi tieu

- Chang khoan nam girt ddn ngay ddo han
4. Dau to dai han khac
5. Du pitting giam gid au to dai han
V. TM san dAi han khac
1. Chi phi tra tnrgc dai han
2. Tai san thud thu nhap han lai
3. Tien nOp quy h6 trg thanh todn
4. Tai san dai han khdc
VI. Lqi the thtrang mfi
TONG CONG TAI SAN (270=100+200)
NGUON VON
A. No' phai tra (300=310+330)
I. No. ngin han
1. Vay va ng ngin han
2. Phdi tra cho nguai ban

3. Ngugi mua tra den trugc
4. Thud va cac khan phai nOp nha nu&
5. Phai tra ngirgi lao dOng
6. Chi phi phai tra
7. Phai tra not NI
8. Cac khoan phai tra., phai Op ngin han khdc
9. Phai tra hoat dOng giao dich chi:mg khodn
10. Phai tra h0 c6 tirc, g6c va Idi trai phidu
11. Phdi tra t6 chirc phat hanh chang khoan
12. Quy khen thtrerng, ph6c Igi
13. Giao dich mua ban lai trai phidu Chinh ph6
14. Doanh thu chua thuc hien ngin han
15. Du phOng phai tra ngan han
II. Ng dai han
1. Phai tra dal hail ngutri ban
2. Phai tra dai han not b0
3. Phai tra dai han khdc
4. Vay va ng dai han
5. Thud' thu nhap hodn lai phai tra
6. Du phong trg cap mat viec lam
7. Du phong phai tra dai han
8. Doanh thu chua thuc hien dai han
9. Quy phat trien khoa hoc va Ong nghe
10. Du phong b6i thugng thiet hai cho nha au ttr
1 1 Von nhan ily thdc dau to dai han
B. VOn chii so' he•u (400=410+430)
.

I. Wm chii se• hum

1. V6'n au to cila ch0 so him
2. Thong du von c0 phAn
3. V6n khac dm chil so' him
4. Co phidu quy
5. Chenh lech danh gia lai tai san
6. Chenh lech ty gia h6i doai
7. Quy dAu to phat tridn
8. Quy du phong tai chinh
9. Quy khdc thuOc von ch6 so hire

MA
/
so
255
258
259
260
261
262
263
268
269
270

Thuyet
minh
V.09

V.03
V.05

300
310
311
312
313
314
315
316
317
319
320
321
322
323
327
328
329
330
331
332
333
334
335
336
337
338
339
359
341

400
410
411
412
413
414
415
416
417
418
419

V.04
V.06
V.07

31/03/2015
24,914,071,729
13,763,887,503
8,303,404,226
2,846,780,000
972,180,565,371
372,623,867,604
372,613,394,862
42,272,788
187,406,645
630,205,665
2,659,593,773
1,164,150,529
73,033,376,793

263,419,402,155
29,977,703,591
291,782,923
1,207,500,000
10,472,742
10,472,742
599,556,697,767
599,556,697,767
598,413,000,000
67,439,970,360
6,740,232,026
-

01/01/2015
24,288,031,958
14,176,804,128
6,264,447,830
3,846,780,000
813,844,326,607
214,861,218,141
214,850,745,399
42,272,788
170,406,645
1,974,164,723
2,772,331,295
1,833,357,592
61,490,100,828
116,561,806,802
30,079,671,803

•
•

(74,217,077)
850,000
10,472,742
10,472,742
-

598,983,108,466
598,983,108,466
598,413,000,000
67,439,970,360
6,740,232,026


Mau s4 B01- CTCK
Ban hanh theo T.Tu. s a 95/2008/TT-BTC
ngay 24 thing 10 nam 2008 cua BO Tat chinh

CONG TY CO PHAN CHUNG KHOAN DAU KHI
18 Ly Tht•?rng Kiet - Hoar] Kiem - Ha NOi

BANG CAN DOI KE TOAN
Tai ngay 31 airing 03 tram 2015

Chi tieu
10. Lai nhuin sau thue chua phan phoi
11. NguOn von au to xay dung xay dung co ban
12. Qu'y ho tip sip x6 doanh nghie:p

C. Lgi ich co dong thieu so
TONG CONG NGUON VON (440=300+400)
CAC CHI TIEU NGOAI BANG CAN DOI KE TOAN
1. Tai san thue ngoai
2. Vat to hang hoi nh'in gift he, nh'i'n gia ding
3. Tai san nh4n ky gi•i
4. Ng MI6 del dfi xti• ly
5. Ngoii to cic loii
6. Chirng khoin lull ky
6.1. Chung khoin giao dich
6.1.1. Chang khoan giao dich cua thanh vien Itru ky
6.1.2. Chang khoan giao dich cua khdch hang trong nutc
6.1.3. Chang khoan giao dich cua khach hang nuac ngoai
6.1.4. Chang khodn giao dich cua t6 chac khdc
6.2. Chirng khoin tam ngi•ng giao dich
6.2.1. Chang khoan tam ngang giao dich cua TVLK
6.2.2. Chang khoan tam ngang giao dich dm KH trong nu&
6.2.3. Chang khodn tam ngimg giao dich cua KH nu& ngoai
6.2.4. Chang khoan tam ling giao dich cua to chac khdc
6.3. Chtimg khoin cam co
6.3.1. Chimg khoan cam co ctia thanh vier' luu ky
6.3.2. Chang khodn cam co dm khdch hang trong nuac
6.3.3. Chang khodn cam co oh khach hang nu& ngoai
6.3.4. Chang khoan cam c6 dia t6 chat khdc
6.4. Chti.ng khoan tam gift.
6.4.1. Chang khoan tam gig. oh thanh vien km q
6.4.2. Chang khoan tam girt cua khach hang trong mak
6.4.3. Chang khodn tam girt cua khach hang nubs ngoai
6.4.4. Chang khoan tam Oa cua t6 chac khdc
6.5. Cht.ing khoin chi thanh toil.'

6.5.1. Chang khodn chi thanh toan cua TVLK
6.5.2. Chang khodn chi thanh town dm KH trong nuac
6.5.3. Chang khoan chi thanh town dm KH nuor ngoai
6.5.4. Chang khoan chi thanh town cua to chac khdc
6.6. Chirng khoin phong toa chi rut
6.6 I. Chang khoan phong toa chi rat dm TVLK
6.6.2. Chang khoan phong toa chi rut dm KH trong nuac
6.6.3. Chang khodn phong toa chi rut dm KH nu& ngoai
6.6.4. Chang khodn phong toa chi rut cua t6 chat khdc
6.7. Chirng khoin chi giao dich
6.7.1. Chang khoan chi giao dich cua thanh vien luu ky
6.7.2. Chang khoan chi giao dich cua KH trong nuac
6.7.3. Chang khodn chi giao dich oh KH nuarc ngoai
6.7.4. Chang khodn chi giao dich dia to chirc khdc
6.8. Chtimg khoin ky quj, dam bio khoan vay
6.8.1. Chang khodn 1(5, quy dam bao khoan vay cua TVLK
6.8.2. CK ky quy dam bao khoan vay cua KH trong ntrac
6.8.3. CK ky quy ddm bao khodn vay cua KH nutc ngoai

Ma
A
so
420
421
422
439
440
001
002
003

004
005
006
007
008
009
010
011
012
013
014
015
016
017
018
019
020
021
022
023
024
025
026
027
028
029
030
031
032
033

034
035
036
037
038
039
040
041
042
043
044
045

Thuyet
minh

31/03/2015
(73,036,504,619)
972,180,565,371
12,711,021,410,000
10,762,621,030,000
8,137,480,000
10,676,765,430,000
77,718,120,000
1,893,937,500,000
1,804,774,500,000
89,163,000,000
17,408,840,000
17,408,840,000
34,022,250,000

34,022,250,000
3,031,790,000
3,031,790,000
-

01/01/2015
(73,610,093,920)
813,844,326,607
12,241,614,990,000
10,365,445,110,000
135,170,000
10,287,591,820,000
77,718,120,000
1,835,841,300,000
1,746,678,300,000
89,163,000,000
20,000,000,000
20,000,000,000 TV
- A
- _ SQ
-

oi

19,068,470,000
19,068,470,000
1,260,110,000
50,000
1,260,060,000
-

Mau 0' B01 - CTCK
Ban hanh theo Trzt so 95/2008/TT-BTC
nigay 24 theing 10 neim 2008 cite, BO Tat chinh

CONIC TV CO PHAN CHUNG KHOAN DAU KHI
18 Ly Tht•eing Ki'et - Hoan Kiem - Ha NCii

BANG CAN DOI KE TOAN
Tyi ngdy 31 Mang 03 nail, 2015
MA
A
so

Chi tieu

Thuyet
minh

01/01/2015

31/03/2015

046

-

-

6.9. Chtimg khoan sika Itli giao dich
7. Chung khoan lull 4 cong ty dai chung chtra niem yet
7.1. Chi•ng khoin giao dich

047
050
051

173,058,020,000
173,048,020,000

180,773,780,000
180,748,780,000

7.1.1. Chang khoan giao dich cua thanh vien Itru Icy
7.1.2. Chang khodn giao dich cua khdch hang trong mac
7.1.3. Chang khoan giao dich dia khdch hang nu& ngoai
7.1.4. Chang khoan giao dich dm t.6 chac khac

052
053
054
055

3,400,000
173,044,620,000
-

7.2. Chti.ng khoan tam ngirng giao dich

056

10,000,000

7.2.1. Chang khodn tam ngimg giao dich cua TVLK
7.2.2. CK tam ngirng giao dich dia. KH trong nu&
7.2.3. CK tam ngimg giao dich dm KH nuorc ngoai
7.2.4. Chang khoan tam rymg giao dich cua to chic khac

057
058
059
060

10,000,000
-

7.3. Chung khoan am co

061

-

7.3.1. Chang khodn cam di' dm thanh vien Lau ky
7.3.2. Chung khoan cam c6 dm khdch hang trong nu&
7.3.3. Chang khodn cam co cua khach hang ntrac ngoai
7.3.4. Chang khoan cam co oh CO chirc khac

062
063

064
065

-

7.4. Chthig khoan tam gia .

066

-

7.4.1. Chang khodn tam gia oh thanh vien Itru ky
7.4.2. Chang khodn tam gia cua khach hang trong mrac
7.4.3. Chang khoan tam gia cua khach hang mac ngoai
7.4.4. Chang khoan tam gia dm to chirc khac

067
068
069
070

-

7.5. Chang khoan ch& thanh toan

071

-

7.5.1. Chang khoan eh& thanh toan cua thanh vien Lau ky

7.5.2. Chang khoan char thanh toan cua KH trong nu&
7.5.3. Chang khoan char thanh toan oh KH nurac ngoai
7.5.4. Ching khoan char thanh toan cua Co chic khac

072
073
074
075

-

7.6. Chung khoan phong too eh• rut

076

-

7.6.1. Chang khodn phong too char rat cua TVLK
7.6.2. Chang khoan phong too chi rut dm KH trong nu&
7.6.3. Chang khoan phong too char rat cua KH nuac ngoai
7.6.4. Chang khoan phong too char rat cua to chac khac
7.7. Chang khoan st•a kli giao dich

077
078
079
080

-

.-,3
'C) lt-

081
082
083
084

-

-

6.8.4. CK

ks, quy dam boo khoan vay cua to chic khdc

8. Chang khoan chtra Inv ky cua khach hang
9. Cht"rng khoan chtra itru ks, cua cong ty chti•ng khoan
10. Chtimg khoan nhan uy thac (ILI gia

4,200,000
180,744,580,000
25,000,000

25,000,000
-

-

,

-

Ngety 20 thong 04 nam 2015
NGU.61 LAP BIEU

KE TOAN TRUONG

01 HONG QUAN TRI
Am DOc

CHU

..-----„:„,.

1

0....

C'EnitG Tr 0

qG ti AP4
.. K
4.V C 4VNG
OA
Nguyen Nguyet Minh

Dinh Thi Lan Phu•ng

-

Hai Anh


Mau so B02 - CTCK
Ban hanh then T.Tu- so 95/2008/7T-BTC
ngay 24 thang 10 na'm 2008 cua BO Tai chinh

CONG TV CO PI1AN CHUNG KHOAN DAU Kilt
18 Ly Thirtrng Kiet - Hohn Kiem - HA NOi

BAO CAO KET QUA HOAT DOG KINH DOANH
Qui', I nom 2015

Chi Wen

Ma so

01

1. Doanh thu

Quy 1/2014

Quy 1/2015

Ley ke tir dau nim
den cuoi Quy 1/2015

Lily lie tir dhu nam

den cuoi Quy 1/2014

22,431,758,948

27,251,875,578

22,431,758,948

27,251,875,578

Trong do:
- Doanh thu hoot do, ng moi giai chirng khoan

01.1

2,295,021,824

4,693,470,224

2,295,021,824

4,693,470,224

- Doanh thu hoat dOng dau to chUng khodn, Op von

01.2

990,500

6,996,431,220

990,500

6,996,431,220

- Doanh thu boo lanh phdt hanh chOng khodn

01.3

-

-

-

-

- Doanh thu dai 1j, pilat hanh chting khoan

01.4

-

-

-

-

- Doanh thu hoat dOng to vAn

01.5

2,377,376,387

2,997,535,455

2,377,376,387

2,997,535,455

- Doanh thu Itru ky chimg khodn

01.6

2,659,390,258

723,481,560

2,659,390,258

723,481,560

- Doanh thu hoat dOng uY thac du gift

01.7

-

-

-

-

- Doanh thu cho thud six dung tai san

01.8

-

-

-

-

- Doanh thu khac

01.9

15,098,979,979

11,840,957,119

15,098,979,979

11,840,957,119

2. Cdc khoan giam trir doanh thu

02

-

-

-

-

10

22,431,758,948

27,251,875,578

22,431,758,948

27,251,875,578

4. Chi phi hoat Ong kinh doanh

11

8,524,243,136

21,247,977,083

8,524,243,136

21,247,977,083

5. Lqi nhu#n Op cua hoht clOng kinh doanh (20=10-11)

20

13,907,515,812

6,003,898,495

13,907,515,812

6,003,898,495

6. Chi phi quanljidoanh nghi'ep

25

12,417,715,933

4,866,410,179

12,417,715,933

4,866,410,179

7. Lai nhuiin thuhn tir host Ong kinh doanh (30=20- 25) 30

1,489,799,879

1,137,488,316

1,489,799,879

1,137,488,316

8. Thu nhap khac

31

500

-

500

-

9. Chi phi khdc

32

17,811,078

27,463,994

17,811,078

27,463,994

10. Lqi nhu#n khac (40=31-32)

40

(17,810,578)

(27,463,994)

(17,810,578)

(27,463,994)

11. Tdng Iqi nhu#n ke Man trtrov thud (50=30+40)

50

12. Chi phi thud TNDN hien hanh

3. Doanh thu than

ve

hoht Ong kinh doanh (10=01-02)

1,471,989,301

1,110,024,322

51

-

-

13. Chi phi thud TNDN hoan lai

52

-

-

14. Lqi nhutin sau thud TNDN (60=50-51-52)

60

1,471,989,301

1,110,024,322

14.1. LM nhuan sau thud cua co (long thieu so

61

-

-

14.2.Loi nhuan sau thud cua c6' citing cong ty me

62

-

-

15. Lii co' ban tren co phieu

70

1,471,989,301

1,471,989,301

1,110,024,322

1,110,024,322

ay 20 thdng 04 nam 2015
NOAH LAP Bla

KE TOAN TRU.CiNG

C.

--

/ CONGTV Y

ICH HQI DONG QUAN TRI

G1AM DOC

C CP11 Asti

CFUJNG KHOAN
\, 040 K1-11

Nguyen Nguyet Minh

Dinh Thi Lan Phuang

Hoing Hai A h


Mau so 803 - CTCK
Ban hanh the° T. Tu so 95/2008/TT-BTC
ngay 24 thong 10 nom 2008 cUa Bq Tai chinh

CONG TY CO PHAN CHUNG KHOAN DAU KHI
18 Ly Therng Kiet - Han Kiem - Hi Nei

BAO CAO LUU CHUYEN TIEN

TE

(Theo phucmg phap gian tiep)
Qui) I nam 2015

Chi tieu
I. Lull chuyen tien tir host dOng kinh doanh
I. Lqi nhuan trirerc thue
2. Dieu chinh cho cac khoin

Ma

.,
Thuyet

so

minh

01

Lay ke tir dau nom
den

cad

Quj, 1/2015
1,471,989,301

Lay ke tir dau nom
den cuiii
Quji 1/2014
1,110,024,322

-

-

662,606,751
3,696,921,852
(1,867,233,113)
-

02
03
04
05
06

Khau hao tai san co dinh
- (Hoan nhdp)/Chi phi cly phang
- (Lii)/L6 chinh lech ly gid htSi doai chua thuc hien
- (Lai) tit hoat dOng dAu to
- Chi phi lii vay
-

1,360,558,382
13,875,186,213
(1,109,398,243)
338,798,611
15,575,169,285

08

3,964,284,791

09
10
11
12
13
14
15
16

(93,677,447,613)
(832,284,384)
154,959,293,067
132,063,780,336
1,000,000,000
(134,000,000)

(30,406,879,678)
(1,278,564,573)
83,732,557,037
60,351,753,690
(389,694,444)
(18,950,000)

Luu chuyin tien thuan Or hoat dtinF kinh doanh
II. Luu chuyen tien tir hotit ding du tu•

20

197,343,626,197

-

127,565,391,317

I. Tien chi d mua sam, xay dung TSCD va cac TS dai han khac
2. Tien thu tit thanh Iji, nhugng ban TSCD va cac tai sin dai han khac
3. Tien chi cho vay, mua cic cong ca ng da dun vi khac
4. Tien thu hepi cho vay, ban lai cic cong ca ng cia dun vi khac
5. Tien chi dau to gap von vac) dun vi khdc
6. Tien thu lied dAu to Op von vao dun vi khac
7. Tien thu lii cho vay,co tac va Igi nhudn dugc chia

21
22
23
24
25
26
27

1,598,502,837

(117,297,000)
1,109,398,243

Luu chuyin tien thuan ter hoat Ong du tu .

30

1,598,502,837

992,101,243

-

-

3. Lui nhuan kinh doanh trulfrc thay di von lull dOng

- (Tang)/giam cac khoan phai thu
- (Ting)/giarn hang ton kho
- Tang/(giam) cac khoan phai tra (khong ke Idi vay phai tra, thue TNDN phai nOp)
- (Tang)/giam chi phi tra truerc va tai san ngdn han
- Tien Iii vay di tra
- Thue thu nhdp doanh nghiep di nip
- Tien thu khdc tit hoat dOng kinh doanh
- Tien chi khdc to hoat clemg kinh doanh

111. Luu chuyen tien tir hoot ding tai chinh

Tien thu to phat hanh co phial, nhdn von Op caa chi se, hi .0
2. Tien chi tra von Op cho cac chi sei hill, mua lai CP cia DN di phat hanh
3. Tien vay ngin han, dai han nhdn dugc
4. Tien chi tra ng gOc vay
5. Tien chi tra ng thue tai chinh
6. CO tic, Igi nhudn di tra cho chi sot him

31
32
33

34
35
36

-

70,000,000,000
(50,000,000,000)
-

Luu chuyen tien thuan d• hoat thing tai chinh
Luu chuyin tien thuan tronf ky (20+30+40)

40
50

-

20,000,000,000

Tien vi twang dtr•ng tien dau ky

60

1.

Anh hiremg cia thay dii V gid heii doai quy dOi ngoai
Tien vi twang diro•g tien civil ks, (50+60+61)

to

198,942,129,034
268,890,679,368

61
70

31

148,557,492,560
216,127,072,454

-

-

467,832,808,402

364,684,565,014

Ngdy 20 dieing 04 nom 2015
NGUOI LAP BIEU

Nguyen Nguyet Minh

Kt TOAN TRUONG

Dinh Thi Lan Phiro•g

01 BONG QUAN TR!

1AM DOC

Hoing Hai Anh


Mein so B05 - CTCK

CONG TY CO PHAN CHONG KHOAN DAU KHI
18 LY Thuiyng Kiet - Haan Kiem - Ha NOi

Ban hanh theo T.Tu so 162/2010/7T-BTC
ngay 20 thong 10 nam 2010 crta B6 Tai chinh

BAO CAO TiNH HINH BIEN BONG VON CHU So MX
Qnc, I nam 2015

SO dir dau nam

Nam trithe

Chi tieu

se' hii•u

594,461,113,884

1. VAn dau to dm chn so hint

598,413,000,000

1. Wm cha

5,021,994,582

598,983,108,466

500,000,000
-

-

598,413,000,000

So du• cu6i ky/nam
Nam nay

Nam &i•&

Clam

Tang

Giant

Tang

Nam nay

Nam trinfre

So tang/Vam
Lily ke tie dau nam den eutii guy nam nay
1,471,989,301

898,400,000

598,983,108,466

599,556,697,767

-

-

598,413,000,000

598,413,000,000
67,439,970,360

67,439,970,360

67,439,970,360

-

-

-

-

67,439,970,360
-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

4. Co phieu quy (*)

-

-

-

-

5. Chenh tech danh gia lai tai san

-

-

-

-

-

-

-

-

6. Chenh tech t5, gia hAi dodi

-

-

-

-

-

-

-

-

6,740,232,026

6,740,232,026

-

-

-

-

6,740,232,026

6,740,232,026

-

-

-

2. Thang du von co phAn
3. VAn khac dm chi] ss6him

7. Quy dam to Oat trien
8. Quy chr phOng tai chinh
9. Quy khac thuAc vent chil se( hfru
10. 1,0 nhuan sau thue chua phan phi

(78,132,088,502)

-

-

-

-

-

(73,610,093,920)

5,021,994,582

500,000,000

1,471,989,301

898,400,000

(73,610,093,920)

(73,036,504,619)

Ngity 20 dieing 04 nam 2015

NGU'al LAP BIEU

T y. QI DONG QUAN TR!
i3 G
TK
cC:Ip4

Kt TOAN TRUONG

DOc
CO PHAN

It! * i CHONG KHOA
G'

Nguyin Nguyet Minh

Dinh Thi Lan Phirc•ng

OAl1

Huang Hai


CONG TY CO PHAN CHUNG KHOAN DAU KHI
18 Ly Thirong Kiit - Hoin Mem - Ha NOi

Mau so B09 - CTCK
Ban hitnh theo Trte so 95/2008 /TT -BTC

ngay 24 thcing 10 nam 2008 cua Bi) Tat chinh

BAN THUYET MINH BAO CAO TAI CHiNH
Qu.p I nam 2015
I- Bac diem hoat ding cua Cling ty
1- Hinh thirc sa hau von: Cong ty co phan
2- LTnh vuc kinh doanh: Chung khoan
3- Tong s6 cong nhan vien va nguai lao fling: 151 ngtrai
4- Dic diem hoat deng cua doanh nghiep trong nam tai chinh c6 anh huerng den bao cao tai chinh: Thi twang chung
khoin trong nam 2015 khong tang twang manh nhu nam 2014, tuy nhien, bang cac bien phap tiet ki'em va quail lY hieu
qua chi phi, hoat dong kinh doanh cua Cong ty van co lai
II- Ky ke toan, don vi tien to su dung trong ke toan

1- Nien do ke toan: bit dau tin ngay 01/01, , ket thac ngay 31/12
2- Dom vi tien to sir dung trong ke toan: Dong Viet Nam
III- Chuin more va Che dQ ke toan ap clang
1- Che do ke toan ap dung: Che de ke toan doanh nghiep theo Quyet dinh 15/2006/QD-BTC ngay 20/03/2006, Thong to
95/2008/TT-BTC ngay 24/10/2008 hugng dan the do ke toan ap dung dei vai Cong ty chUng khoan va Thong to
162/2010/TT-BTC ngay 20/10/2010 hugng can sira dei, be sung th6ng to 95/2008/TT-BTC ngay 24/10/2008 ve huang
ding ty chimg khoan dm BO Tai chinh
dan ke toandps dung d6i
2- Tuyen 136 ye viec tuan th0 Chuan muc ke toan va Che dO ke toan: Bao cao tai chinh dugc lap va trinh bay phu hop vgi
cac Chuan muc va Che do ke toan Viet Nam
3- Hinh thirc ke toan ap dung: Nhat kY chung.
IV- Cac chinh sach ke toll] ap dung
1- Nguyen tac ghi nhan cac khoan tien va cac khoan tuang throng tien.
- Cac nghiep vu kinh, to dugc ghi nhan va lap bao cao theo DOng Viet Nam
- Phuong phap chuyen d6i cac &Ong tien khac ra deng tien su dung trong ke toan: Cac deng tien khac phat sinh phai
dugc quy doi ra Wing Viet Nam theo ty gia giao dich thuc to cua nghiep vu kinh to phat sinh, hoc theo gia giao dich
binh quan tren thi trutrng ngoai to lien ngan hang do Ngan hang Nha nuOc Viet Nam cong be tai thai diem phat sinh
nghiep vu kinh
2- Nguyen tic ghi nhan & khiu hao TSCD:
- Nguyen tac ghi nhan TSCD (him hinh, vo hinh): ghi nhan theo nguyen gia TSCD. Trong Bang Can dei ke toan, TSCD
dugc phan anh theo 3 chi tieu: nguyen gia, hao mon luy ke va gia tri con lai.
- Nguyen tic ghi nhan TSCD (thue tai chinh): ghi nhan theo gia thap han cua gia tri hop lY cua tai san thue va gia tri
hien tai cua khoan thanh toan tien thue tei thieu
- Phuang phap khau hao TSCD (hi u hinh, vo hinh, thue tai chinh): theo phuang phap dutmg thing.
3- Nguyen tic ghi nhan cac khoan dau to tai chinh:
- Cac khoan dau to vao cong ty con: Cac khoan dau to dugc phan anh trong bao cao tai chinh rieng cua cong ty theo gia
goc
- Cdc khoan vein g6p lien doanh: cac khoan gop yen lien doanh dugc phan anh trong bao cao tai chinh rieng cua cong ty
theo gia goc
- Cac khoan dau to chimg khodn: dugc ghi nhan theo gia gOc

- Cac khoan dau to ngin han, dai han khac: dugc ghi nhan theo gia goc
- Phuang phap lap du phong giam gia dau to ngin han, dai han: Theo ThOng to so 228/2009/TT-BTC ngay 7/12/2009
cua BO Tai chinh
4- Nguyen tic ghi nhan va vein hoa cac khoan chi phi khac:
- Chi phi tra trugc: Chi phi tra truck &roc von hoa va phan be dAn vao chi phi hoat deng kinh doanh bao gem chi phi tra
trugc vat lieu, cong cu do dUng va chi phi khac.
- Chi phi khac;
- Phuang phap phan 136 chi phi tra truck: theo phuang Oar) &rang thang
- Phuang phi!) va thai gian phan bo Iii the thuang mai.
5- Nguyen tic ghi nhan chi phi phai tra.
- Cac khoan chi phi chua chi nhung dirge ugc tinh de ghi nhan vao chi phi hoat deng kinh doanh trong kY bao gOm trich
trugc chi phi lai tien vay phai tra trong twang hop vay tra ldi sau; chi phi sira china Ion cua nhang TSCD (lac alit do viec
sira china Ian c6 tinh chu
6- Nguyen tic va phuang phap ghi nhan cac khoan du phong phai tra: Cac khoan du phong phai tra da ghi nhan thoa


CONG TY CO PHAN CHUNG KHOAN DAU KHI
18 14, Thuimg Kiet - Man Kiem - Ha Noi

Mau sa B09 - CTCK
Ban hanh theo T.Tic so 95/2008 /TT -BTC
ngay 24 thong 10 nam 2008 cua BO Tai chinh

BAN THUYET MINH BAO CAO TAI CHiNH
Qq I ndm 2015

man cac dieu kien quy dinh trong ChuAn muc kd toan s6 18 " Cac khoan du phang, tai san va no tiem tang"

7- Nguyen tic ghi nhan von chil sa hau:
- Nguyen tic ghi nhan von dau to cua chti sa hau, thong du von c6 phan, von khac cua chii sa hau.

+ VOn dau to cua chn sa hau: ghi nhan theo se yen thuc gop cua chU sa hau
+ Thong du von co phan: ghi nhan theo so chenh lech lan han ( hoac nho han) giaa gia thuc to Oat hanh va menh gia co
phieu a cac cong ty co phan khi Oat hanh co phieu ran dau, phat hanh be sung hoac tai phat hanh co phieu qu9.
- Nguyen tic ghi nhan chenh lech ty gia: Cac khoan chenh lech ty gia hei doai phan anh tren Bang can dei ke toan la
chenh lech ty gia hei , doai Oat sinh hoac danh gid 14i cu6i ky cua cac khoan muc tien to co goc ngoai to (lai hoac to ty
gia) cua hog dOng dau ttr XDCB ( giai doan truck hog do, ng, chua hoan thanh dau tu)
- Nguyen tic ghi nhan chenh lech danh gia lai tai san.
- Nguyen tic ghi nhan Igi nhuan chua phan phei: lai nhuan sau thud chua phan phi phan anh tren Bang Can ai ke toan
la se lai nhuan (lai hoac 18) to cac hoat citing cua doanh nghiep sau khi trir (-) chi phi thud TNDN cua nam nay va cac
khoan diet' chinh do ap dungh6i to thay doi chinh sach kd toan va dieu chinh h8i to sai sot trong yeu cua cac nam truck.
8- Nguyen tic va phucmg phap ghi nhan doanh thu:
- Viec ghi nhan doanh thucung cap dich vu tuan thil day du 04 dieu kien ghi nhan doanh thu cung cap dich vu quy dinh
tai Chuan muc ice toan se 14 " Doanh thu va thu nhap khac". Phan cong viec da hoan thanh cua dich vu cung cap &roc
xac dinh theo phucmg phap danh gia phan ding viec da hoan thanh.
9- Nguyen tic va phtrong phi!, ghi nhan chi phi thud thu nhap doanh nghiep hien hanh, chi phi thud thu nhap doanh
nghiep hoan 14i.
- Chi phi thud TNDN hien hanh &roc xac dinh tren co sa thu nhap chiu thud va thud suat thud TNDN trong nam hien
hanh. Chi phi thud TNDN hoan lai duoc )(de dinh duo tren co sa se chenh tech tam thai duoc khau trir , se chenh lech
tam thai chiu thud va thud suat thud TNDN; khong bu trir chi phi thug TNDN hien hanh vai chi phi thud TNDN hoan lai.
10- Cac nghiep vu du phang rui ro hei doai.
- Cac khoan muc ngoai to co goc ngoai to cuei ky ducrc danh gia lai theo ty gia giao dich binh quan lien ngan hang do
Ngan hang Nha ntrac Viet Nam cong bo tai thai diem cuai ky.
11- Nguyen tic danh gia chang khoan:
- Nguyen tic danh gia chartg khoan thuang mai va chang khoan dau to dai hart mua vao cua cong ty chang khoan va cua
gia mua cong vai cac
mua vao theo nguyen tic gid goc bao
ngoai uy that dau Ur: Chang khoan thucmg mai
chi phi true tip phat sinh do mua chang khoan to doanh
Tri gia von chang khoan thtrang mai thuc hien theo phuang
- Phtrang phap tinh tri gia yen chang khoan thucmg

phap tinh gia binh quan gia quyen
V- Thong tin bo sung cho cac khoin muc trinh bay trong Bang can doi k'e Wan
1- Tien va cac khoin twang dtro'ng tien
- Tien mat
- Tien gal ngan hang
Trong do: Tien ky guy- cua nha dau to
- Tien dang chuyen
- Tien girl ve ban chang khoan bao lanh phat hanh
- Tien gai thanh toan bil air giao dich CK

Trong do: Ti - il gal cua nha d au to
- Cac khoan tuang duang den
COng
2- Hang ton kho
- Nguyen lieu, vat lieu
- COng cu, dung cu
- Chi phi san xuAt kinh doanh da dang
COng

31/03/2015
438,454,344
371,312,115,737
321,906,388,176
12,982,238,321
12,337,731,794
83,100,000,000

01/01/2015
102,686,219
215,016,476,281

140,664,891,576

467,832,808,402

268,890,679,368

36,471,516,868
35,529,019,608
17,300,000,000

01/01/2015

31/03/2015
175,819,708
3,475,981,409

185,794,674
2,633,722,059

3,651,801,117

2,819,516,733

7,1


CONG TY CO PHAN CHONG KHOAN DAU KHI
18 Ly Thu••ng Kiet - Hoar' Kiem - Ha N(ii

Mau so B09 - CTCK

Ban hanh theo T.Tu. so 95/2008 /TT -BTC
ngety 24 thong 10 nam 2008 cna BO Tat chink

BAN THUYET MINH BAO CAO TAI CHINH
0051 nam 2015
3- Chi phi tra tru•etc dai hgn
- Chi phi tra truoc ye thue hoat &ling TSCD
- Chi phi thanh lap doanh nghiep
- Chi phi nghien dm có gia tri Ion
- Chi phi cho giai doan trien khai kh6ng dU tieu chuan ghi nhan
la TSCD yo hinh
- Chi phi tra truorc dal han khac
ging
4- Thue va clic khoin phai Op nha nuoc
- Thue gia tri gia tang
- Thue thu nhap doanh nghiep
- Thue thu nhap ca. nhan
- Thue tai nguyen
- Thue nha dat ya tien thue dat
- Cac loai thud khac
- Cac khoan phi, le phi ya cac khoan phai nOp khac
Cyng

31/03/2015
-

01/01/2015
-

-

-

13,763,887,503
13,763,887,503

14,176,804,128
14,176,804,128

31/03/2015
399,120,034
229,799,271
1,286,360
630,205,665

01/01/2015
569,277,352
1,404,887,371
1,974,164,723

05. Tien nt)p Qu'fr hO trq thanh Man
- Tien nOp ban dau
- Tien nOp bo sung
- Tien lai phan bo trong nam
ging

31/03/2015
120,000,000
8,168,977,679
14,426,547

8,303,404,226

01/01/2015
120,000,000
6,130,021,283
14,426,547
6,264,447,830

6- Chi phi phai till
- Trich truck chi phi tien lixemg trong theri gian nghi phep
- Chi phi sira china kin TSCD
- Chi phi trong thbi gian ngUng kinh doanh
- Chi phi phai tra khac

31/03/2015
1,164,150,529
1,164,150,529

01/01/2015
1,833,357,592
1,833,357,592

31/03/2015
1,027,648,903
71,277,700
114,114,589
24,579,263
10,613,149
71,785,143,189
73,033,376,793

01/01/2015
1,027,648,963
69,659,773
29,186,629
9,880,169
4,080,229
60,349,645,065
61,490,100,828

COng
7- Ctic khoan phai tra, phiti Op ngin ban kluic
- Tai san thira ch('cr giai quyet
- Kinh phi cong doan
- Bao hiem xa hOi
- Bao hiem y td
- Bao hiem that nghiep
- Cac khoan phai tra, phai Op khac

ging

8- Gia tri khOi awing giao dich thqc hien trong ky

1.Ciia cong ty chi•ng khoin
- CO phieu
- Trai phial
- Chirng khoin ngan quj,
- Chirng khoin khac (Chang chi quj , dau tu)
2.Ciia ngu••i dau tu.
- Co phieu

- Trai phidu
- Chang khoan khac
Tong Ong

KhOi ltrqng giao dich
thy-c hien Quy 1/2015

Gia tri giao dich thyr
hien QuY 1/2015

-

-

45,844,918
44,844,618
1,000,000
300
45,844,918

825,767,023,500
718,033,233,500
107,731,000,000
2,790,000
825,767,023,500


BAN THUYET MINH BAO CAO TAI CHINH
Qu.0 I nam 2015
09- Tinh hinh diu to tai chinh

So hang
Chi Wen
Diu nam

Cali quy
A. Dan to ngan han
I. Chting kholn thtrang mai
- CO phieu
- Trai phieu
- Chimg chi guy
- Chimg khoan khac
II. Chting kholn din to
1. Ching khoan sin sang de ban
+ Co phieu
+ Trai phieu Chinh phi'
+ Trai phieu C6ng ty
+ Chimg chi guy
+ Chimg khoan khdc
2. Chirng khoan nam gill. den ngay ciao han
+ Trail phieu Chinh phi'
+ Trai phieu Cong ty
+ Chimg chi guy
+ Chimg khodn khdc

Diu nam

Ciiiii quy

Ting gil tri theo gia thi troorng

So veri gia thi trtrorng

Gil tri theo so sach kE toan
Tang
Cuti
Diu
qui,
nam
-

18,495,915

17,695,764

272,494,916,375

18,495,915
18,495,915
-

219,484,434,886
219,484,434,886
-

404,596,329,975
209,642,787,486
209,642,787,486
-

-

17,695,764
17,695,764
-

-

-

-

-

194,953,542,489
-

-

-

53,010,481,489
-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Clam
Cutii quy

Diu nam

CuOi quy

Diu nam

2,331,107,658

2,329,227,408

270,163,808,717

402,267,102,567

2,331,107,658
2,331,107,658
-

2,329,227,408
2,329,227,408
-

207,313,560,078 1
207.313,560.078

-

217,153,327,228
217,153.327,228
-

-

-

-

-

53,010,481,489
-

194,953,542,489
-

-

-

-

-

-

-

III. Diu to Op von
DAu to vao cong ty con
- Dail to vao cong ty lien doanh, lien lc&
-

IV. Diu to tai chinh khac
B. Dau to dai han
I. Diu to gap von
Dau to vao cong ty con
- Dan to vao cong ty lien doanh, lien ke't
- Dau to dai han khac
-

-

-

.
-


Mau

CONG TY CO PHAN CHUNG KHOAN DAU Kilt
18 14 Thtrtrng Kift - Hoin Kiem - Hi N9i

B09 - CTCK

Ban hanh theo T.Tu so 95/2008/TT-BTC
ngay 24 thcing 10 nam 2008 cita BQ Tat chinh

BAN THUYET MINH BAO CAO TAI CHINH
Tai ngay 31 tilting 03 nom 2015
10- Bing ke chi tit chtrng khoin hi gitim gil tai 31/03/2015

Mi CK

ACB
BVS
CTS
DAC
DC4
DCS
DIH
DNY
DXP
EBS
KLS
L62
LCS
LTC
MCO

MKV
ONE
PDC
PFL
PMS
PPG
PVE

PVG
PVL
PVR
PVX
QNC
SD2
SD5
SD6
SDD
SDG
SDP
SHN
SIC
SRB
SSM
STP
TH1
TKC
UNI
V15
VC I
VC2
VC3
VC6
VGS
VHL
VMC
VPC
VTC
VTS

ACL
AGR
BHS
BMC
BVH
DIC
DIG
DPM
EIB
FDC
GMD

Ten cluing khoin
Nh6m chirng khoin sin HNX vi HOSE
Ngan hang Thuong mai C6 phin a Chau
CTCP Chung Khoin Bao Viet
CTCP Cluing Khoan Ngan Hang COng Mimi; VN
CTCP G6m xay dung Dong Anh
COng ty c6 phin DIC so 4
CTCP Dai Chau
COng ty c6 phin Diu to Phat tan Xay dung - Hoi An
COng Ty C6 Phan Thep Dana - 9
Cong ty c6 phin Cang Doan Xii
CTCP SGD tai Tp. HI NOi
CTCP Chung khoin Kim Long
CTCP Lilama 69.2
Cong ty CP Licogi 16.6
CTCP Dien nhe Vien ThOng
CTCP [Mu to va xay dung cling trinh 1
Cling ty c6 phin Diruc Thu 9 Cai Lay

Cong ty c6 phan truyen thong so I
COng ty CP DL diu khi phoang ding
COng ty CP Ba't Ong sin Tai chinh Diu IN
COng ty c6 phin Co Khi Xang Diu
CTCP SXTM dich vu Phid Phong
CTCP To van diu to va Thidt kd Diu khi
COng ty khi hoa long mien bac
CTCP Bat dOng son Dien luc Dau khi Viet Nam
CTCP dich vu cao cap dau khi Viet Nam
T6ng cong ty xay lip chili khi
CTCP Xi mang va Xay dung Quang Ninh
CTCP Song Da 2
CTCP Song Da 5
CTCP Song Da 6
CTCP Diu to va Xay lip Song Da
Cong ty c6 phin SADICO Can Tha
CTCP TM&VT Sang Da
COng ty c6 phiin Diu to T6ng hop Ha NO
CTCP Diu to va phat trien song DI
COng ty CP Sara
Cong ty cO phin chd tan keI cau the!) VNECO
CTCP Bao hi song Da
CTCP Xuat nhap khdu TH1 Viet Nam
COng ty Xay dung vii Kinh doanh dia 6c Tan K9
Cong ty c6 phin Vien Lien
COng ty c6 phan Xay dung s6 15
CTCP Xay dung s6 1
CTCP Xay dung s62
CTCP Di 6p lot cao cap Vinaconex
CTCP Vinaconex 6

CTCP ling thep viet chic VG PIPE
CTCP Viglacera Ha Long
CTCP Co giai Lip may va xay dung
COng ty c6 phan Diu to va Phat then Nang *trig Viet Nam
Cling ty c6 phiin Vien thong VTC
CTCP G6m TO San Viglacera
COng ty CO phin Xuat nhap khdu ThUy son CULL Long A
COng ty c6 phin Chang khoin NH NN & PTNT
COI-1g ty di Olin Duimg Bien HOa
Cong Ty C6 Phan Khoang sari Binh Dinh
Tap down Bao Viet
Cong Ty CO Phan Dau to va. Thuong mai DIC
Tfing CTCP diiii to phat tridn xay dung
CTCP Phan dam va He a chat Diu khi
Ngan hang TMCP Xuat nhap khdu Viet Nam
COng ty CP Ngoai thinmg & Phat tridn Diu to TP. HO Chi Minh
Cong ty c6 phin Dai 19 Lien Hiep Van Chuydn

Ton cued

23
56
39
92
2
29
53
53
45
48

75
50
50
96
28
6
89
88
50
60
50
27
62
14
53
67
88
99
48
54
49
90
96
64
12
89
11
50
62
16

52
50
80
70
79
75
98
146
38
40
10
17
9
4
8
7
5
3
3
7
26
5
4

Dir cunt

465,400
915,700
639,600
4,192,400

24,600
151,100
678,400
608,000
2,376,000
1,256,518
782,100
1,365,000
760,000
1,200,000
296,800
55,800
936,900
998,710
300,000
894,000
230,000
298,400
684,387
146,700
281,200
350,267
900,600
992,200
1,090,200
1,046,300
198,500
2,313,000
1,017,800
634,800

240,900
466,900
279,000
1,360,000
2,085,400
191,800
928,600
585,000
4,992,000
2,052,500
1,445,700
1,317,500
1,285,700
5,219,900
969,100
312,000
220,000
475,300
129,800
24,310
120,560
511,330
211,410
25,330
39,400
237,300
343,060
106,000
115,770

Gil thj
trirerng
16,700
14,000
8,300
6,700
8,200
4,000
9,400
5,400
41,500
8,800
9,800
7,100
5,000
6,900
3,200
9,000
8,900
4,300
1,500
9,100
3,100
9,500
8,400
3,100
3,700
4,500
8,200
7,900

15,100
14,500
3,600
21,000
10,200
3,400
12,100
2,400
10,600
8,000
17,000
10,300
10,200
1,100
14,800
15,500
15,000
7,500
6,000
30,900
19,000
1,700
5,700
8,300
9,800
5,700
10,200
23,600
34,200
8,300

12,000
29,200
13,100
18,100
27,200

Gil trj CK theo
gil thi trultrng
384,100
784,000
323,700
616,400
16,400
116,000
498,200
286,200
1,867,500
422,400
735,000
355,000
250,000
662,400
89,600
54,000
792,100
378,400
75,000
546,000
155,000
256,500

520,800
43,400
196,100
301,500
721,600
782,100
724,800
783,000
176,400
1,890,000
979,200
217,600
145,200
213,600
116,600
400,000
1,054,000
164,800
530,400
55,000
1,184,000
1,085,000
1,185,000
562,500
588,000
4,511,400
722,000
68,000
57,000
141,100

88,200
22,800
81,600
165,200
171,000
24,900
36,000
204,400
340,600
90,500
108,800

Chi m

it

81,300
131,700
315,900
3,576,000
8,200
35,100
180,200
321,800
508,500
834,118
47,100
1,010,000
510,000
537,600

207,200
1,800
144,800
620,310
225,000
348,000
75,000
41,900
163,587
103,300
85,100
48,767
179,000
210,100
365,400
263,300
22,100
423,000
38,600
417,200
95,700
253,300
162,400
960,000
1,031,400
27,000
398,200
530.000
3,808,000
967,500

260,700
755,000
697,700
708,500
247,100
244,000
163,000
334,200
41,600
1,510
38,960
346,130
40,410
430
3,400
32,900
2,460
15,500
6,970


10- Bing ki chi

at chvng khoin b1 giirn gii tai 31/03/2015
'Fen cht"rng khoan

MA CK
HAG
HAP
HAS

HCM
ITA
KDC
LCM
MCG
PET
PGD
PIT
PTL
PVD
PVT
PXL
SEC
SE1
SGT
SJS
SMC
TDH
TLH
TS4
VID
VIP
VMD
VST

Cang ty cad phan Hoang Anh Gia Lai
COng ty cci phan Gigy Hai Phong
Cong ty c6 phan Xay lap Buu lien Ha NOi
Cang ty CC; phan cluing khoin TP, HC Chi Minh
COng ty c6 phan Khu COng nghiep Tan Tao

COng ty c6 plain Kinh DO
Cang ty cii phdn Khai [lic va Chd hien Khoting san Lao Cai
COng ty CP Co dien va xay dung Viet Nam
Tiing Cong ty c6 plain Dich vu T6ng turf) Dau khi
COng ty CP phan phoi khi than ip chit' khi viet nam
CTCP Xugt Nhap Khau Petrolimex
CTCP dau to ha tang va do thi dau khi
COng ty C6 Phan Khoan va. Dich vu khoan &TM khi
CTCP Van Tiii Dau Khi
Cong ty C6 phan Dau to Khu wing nghidp Dau khi - Idico Long S
Cling ty CP Mia disimg Nhiet Dien Gia Lai
COng Ty C6 Phan Dal Ly Van Tai SAFI
CTCP Cling nghe Vin thong Sai Gon
CTCP Dau to Phat tridn DO thi va. KCN Sang Da
Cong ty c6 plain Dau to Thtumg mai SMC
Cang ty c6 phiin Phat Erin Nlat ThU Ditc
COng ty c6 phan Tap down they Tin Len
Cang ty co phan Thu San sa 4
Cang Ty C6 Phan Gigy Vien Dang
COng ty C6 Phan Van tai xang dm VIPCO
Cong ty c6 phan Y Dtroc phdm Vimedimex
CTCP van tai va thud tau bidn Viet Nam
CQNG
Nhom Chfrng khoin san Upcom

CNT
MIC
PVA
S96
VIIII

VSP
VTA

CTCP Xay dung va Kinh doanh vat to
COng ty C6 phan K9 nghe Khoing san Quang Nam
Cong ty C6 plain Thng cong ty Xay lap Dau khi Nghe An
COng ty C6 Olin Song Da 9.06
Cang ty C6 phan Diu to va Xay dung Viwaseen - Hud
Cong ty C6 phan Van tai bidn va hat (tang san Viet Hai
Cong ty C6 phan Vitaly
CQNG
NhOnt cluing khoin din to khsic
CQNG

TONG CQNG

Du cuOi

TOn cuOi
7
2
I
1
8
5
7
5
5
8
5

58
9
10
8
8
6
7
5
2
3
6
13
5
6
9
5

171,900
12,800
16,410
32,240
71,910
255,000
41,300
45,500
103,830
228,800
37,800
265,720
652,500

129,960
31,260
122,600
245,800
90,300
137,500
33,550
64,200
57,500
162,900
31,000
204,000
237,600
64,900

Gig thi
truirng
20,500
6,300
5,900
31,800
6,900
45,000
3,400
6,400
19,600
27,900
7,000
2,500
44,800

12,700
3,200
11,900
28,300
5,000
23,300
9,500
18,100
6,700
9,300
4,600
12,100
19,400
2,200

Gig tri CK theo
gia thi trtrovg
143,500
12,600
5,900
31,800
55,200
225,000
23,800
32,000
98,000
223,200
35,000
145,000
403,200

127,000
25,600
95,200
169,800
35,000
116,500
19,000
54,300
40,200
120,900
23,000
72,600
174,600
11,000

Giam gift
28,400
200
10,510
440
16,710
30,000
17,500
13,500
5,830
5,600
2,800
120,720
249,300
2,960

5,660
27,400
76,000
55,300
21,000
14,550
9,900
17,300
42,000
8,000
131,400
63,000
53,900
25,284,832

10
76
90
20
37
70
60

56 000
3 522 600
I 845 631
665 900
296 000
553 495
462 000

2,000
10,000
2,100
2,100
2,400
1,700
6,000

20,000
760,000
189,000
42,000
88,800
119,000
360,000

36,000
2,762,600
1,656,631
623,900
207,200
434,495
102,000
5,822,826
2,300,000,000

2,331,107,658

•k

Mau so B09 - CTCK
Ban hanh theo T.Tte so 95/2008/TT-BTC

CONG TY CO PHAN CHU'NG KHOAN DAU Kilt
18 Ly Thu•yng Kigt - Man KiOrn - Ha NO

ngay 24 thong 10 nam 2008 cita BO Tai chinh

BAN THUYET MINH BAO CAO TAI CHINH
Qu.p I mint 2015
11 Tinh hinh tang giant Tai san co dinh ham hinh
-

Chi tieu
NGUYEN CIA
Si du. dAu 'tam
- Mua trong ky
- Dau tu XDCB hodn thanh
- Chuyen sang bat dOng san dau tu
- Thanh li, nhugmg ban
- Phan loailai
Si du• cuiii quy
GIA TRI HAO MON LUY KE
SO du• dAu nam
- Khau hao trong kj,
- Chuy6n sang bAt dOng san dAu tu
- Thanh 1j, , nhugng ban
- Phan loci 14i

SO du' cuOi quy
GIA TRI CON LAI
- Ti ngay dAu nam
- Ti ngay cuei quy

Thiet bi, dung cu
quilt I.9

Phurang tin vtin tai,
truyen dAn

TOng cOng

2,896,863,700

14,847,754,130

17,744,617,830

-

-

-

2,896,863,700

14,847,754,130

17,744,617,830

2,022,452,290

12,916,834,553

14,939,286,843

72,115,112
-

478,280,305
-

550,395,417

2,094,567,402

13,395,114,858

15,489,682,260

874,411,410

1,930,919,577

2,805,330,987

802,296,298

1,452,639,272

2,254,935,570

Phtin mem may tinh

TSCD vo hinh khac

12,989,653,695
-

1,040,000,000
-

-

-

-

-

-

-

12,989,653,695
-

1,040,000,000
-

14,029,653,695

12,923,104,578
35,544,666

311,827,957
76,666,668

13,234,932,535
112,211,334

-

-

12,958,649,244
-

388,494,625

13,347,143,869

728,172,043

794,721,160
682,509,826

-

12- Tinh hinh tang giam Tai san co dinh yo hinh
Chi tieu

NGUYEN GIA
SO du. dAu nam
- Mua trong kj/
- Tao ra tix nOi b0 doanh nghi0
- Tang do hop nhat kinh doanh
- Thanh Iy, nhugng ban
- Phan loci 141
SO du• cuOi quy

GIA TRI HAO MON LUY KE
SO du• dAu nam
- Khau hao trong k)'
- Thanh 15i, nhugng bdn
- Phan lo4i lai
SO du. cuOi quy
GIA TRI CON LAI
- Ti ngay dAu Liam
- TO nay cuOi quy

66,549,117
31,004,451

TOng cOng

651,505,375

14,029,653,695

-

-


Mau so` B09 - CTCK
Ban hanh theo TTir so 95/2008/TT-BTC

LONG TV CO PHAN CHUNG KHOAN DAU KHi
18 1.4 Thuirng Kiet - Hoar' Kiem - Ha Noi

ngay 24 thcing 10 nam 2008 clia Bo Tar chinh

BAN THUYET MINH BAO CAO TAI CHINH
Qu.p I nom 2015
13- Cac khoan phai thu

Kho doi

Qua Ilan

TOng sO

1. Phai thu ciia khach hang

81,273,451,419

2. -Fri tome cho ngtroi hitt

372,512,500

3. Phai thu host difing giao dich chtrng khoan

s4 phat sinh toy 0 tir dau nam dCn cuOi quy

SO dau 'tam

Chi tii.0

2.226,938,794

1,090,000

-

-

Clam

Tang

SO cuOi Quy

Qua han

TOng so

508,068,433,392

394,326,426,947

195,015,457,864

892,579,741

668,692,241

596,400,000

9,840,710,000

9,841,090,000

710,000

- Phai thu cua So (Trung tam) GDCK

-

- Phai thu khach hang A.e giao dich chimg khoan

-

9,840,000,000

9,840,000,000

-

710,000

1,090,000

710,000

91,897,992

91,897,992

-

2,982,071,054

2,848,271,600

219,380,193

53,738,682,821

53,738,682,821

7,882,467,603

27,901,803,659

- Phai thu t6 chile phat hanh(bao lanh phat hanh) CK

1,090,000

9,577,361,005

KIM

SO chi phong di lap

din

5,267,044,836

- Phai thu Trung tam luu ky chting khoan
- Phai thu thanh v len khac
4. Thue GTGT clinic khau trir
5. Thue va cac khthin phai thu nha ntrerc

85,580,739

6. Phil thu Mil hO
7. Phai thu khac

29,175,097,835

9,155,761,779

14- Vay va Noy ng a. n han
Khoan vay tai Ngfin hang

So dau nam

Si Oat sinh Ifiv 0. tir (rat] !tam den cuOi quy
Giam

Tang

So cutti Quy

\luc dich