bao cao so huu co dong lon0001

Capital

ceNc HoAxA ngr cnt NcniAvrpr NAM
THE SOCULET REPUBLIC OF WETNAM
DQcl$p - Tg do - H4nh phfc
Independence- Freedom- Happiness

S6:oflcv-Mscapital

Hd NQi,ngdy05 thdng0t ndm2017
Hanoi, 05January2017

BAocAovi rnryDor soH0IJcuAco oONcr,on
REPORTON CHANGESIN O'YNERSHIP OF MAJOR SHAREHOLDERS
Kinh gui:

ily ban Chring khofn Nhi nu6c
S&giao dich Chrfrngkhorin Hir NQi
C6ngty C5 phAnDich vg Vgn tii vir Thuong m4i

To:

TheStateSecaritiesCommission
Hanoi StockExchange
Transportationand Trading SemicesJoint Stock Company

1. Th6ngtin vd ti) ch.iicddunl Information on institutional investor:
- T6nt6 chrtcdAutu: CoNG Ty CO PHAN eUAN Lf
eUY DAU TU MB (MB Capital)
Nameof inititutional investors:MB CAPITAL MANAGEMENTJOINT STOCK COM4ANY
(MB Capital)

- Qu6ctich: ViOtNam
Nationality: Vietnam
- Gi6yph6phoatdQng:2||UBCK-GPdo ily banChungkho6nNhd nu6c c6pngdy tS/1U2007
certificate of business registration No. 2I/UBCK-Gp issued by The state securities
Commission
on I5 November2007
- Dia chi tru sd chinh:Tdng8, Tdanhdfr4e,s63 LiSuGiai, Ba Dinh, Hd NQi
Address:&hfloor, MB Building, 3 Lieu Giai Street,Ba Dinh District, Hanoi
- DiQnthoai/Telephone:
(04) 37262808,Fax:(04) 3726Zgt}
Email:'n,
Website: />2. Nguiri c6 li€n quancta t6 chric cliu tu (clangnlm git cirng loai c6 phiiiu): Kh6ng c6
Relatedpersons(cutently holding thesametypesof shares):None
3. Tanc6phiilu sd hilu; C6ngty co phanDlch 4r van td,ivd rhuong mai (Md chimgkho6n:TJC)
Name & code of share certificate owned: Transpofiationand Trading ServicesJoint Stock
Company(Securitycode: TJC)
4. CiLctdi khoan giao dich c6 chimg khoiin n6u tai muc 3/ Trading aciount numberwith shares
mentioned
in paragraph3 above: 101C006368,
005C006868.


5. Si5luqng, tj lQc6 phi6u nim git tru6c khi thyc hiQngiao dicV Number,ownershipproportion
of shareshetd before the transdctioni 852.400c6 phdnlsha'res,tucng duong/ equivalentlyto

9,9r%
6. 56 luqng c6 phi6u dA mua!Numberof sharespurchased: 11,.200c6 phdnlshares
7. 56 luqng, t9 lQc6 phi6u nim git saukhi thlrc hiQngiaodicV Number,ownershipproportion of
eqilivatentty
to l0,04%o

sharesholdafterthetransactioni863.600ci5phAn/shares,t:uongduongl
8. Sr5luqng, f' l0 c6 phitiu nguoi c6 li6n quandangnim gift Kh6ng c6
Number,ownershipproportion of sharescurrentlyheld by the relatedperson: None
9. 56 luqng, ti lQc6 phiiiu cungnguoi c6 li€n quannim giil saukhi giao dich/Number,ownership
proportion of shares held by organization investor together with relate persons afier the
transaction:863.600c6 phdn/shares,tuong duon! equivalentlyto 10,04o/o
10.Lf do thay d6i sd hiru: co c6udanhmpc dAutu
portfolio
Reasons
for changein ownership:restructureinvestment
1I . Ngdy giao dich lim thay d6i ry le sd htru/Date of changein ownership:30/12/2016
12.Cricthayd6i quantrengkhric(n6uc6): Kh6ngc6
Othersignificant changes(if any): None

C6ngty C6

Qunn|f Qui DAutu MB
Joint StockCompany

MB

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o \ o u Ys A

:X MB

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Thi Thu Hidn

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InternalAuditManager