ngân hàng thương mại cổ phần sài gòn hà nội shb báo cáo tài chính hợp nhất quý 3 năm 2012 td bảng cân đối kế toán

Chi tieu
A. TAI SAN
I Tien m#t, yang bac, di quy
II Tien ph tai NHNN
III Tien, yang girl tai cac TCTD khac va cho vay cac TCTD khac
1 Tien, yang gfri tai cac TCTD khdc
2 Cho vay cac TCTD khdc
3 Dv phong rid ro cho vay cac TCTD khdc
IV Chungkhoan kinh doanh
1 Chung khan kinh doanh
2 Dv phoang giam gia chimg khan kinh doanh
V Cfic ding ca tai chinh phai sinh NT?' cac tai san tai chinh khac
VI Cho vay khach hang
1
Cho vay khach hang
2 Dv phong rui ro cho vay khdch hang
VII Charng khoan dAu tn.
Chung khan dAu tu sgri sang
a
ban
Chi'mg khan au tir gig
.
den ngay dao han
phong giam gid cluing khoan dau tu
Op vim, dAu trr
dhi
han
Dfiu tu
vao Ong ty con
2 Von Op lien doanh
3 DAu tu vao cling ty lien ket

4 DAu tu dai han khdc
5 Dv phong giam gid dau tu dai han
IX Thi san co dinh
1 Tai sari c6 dinh huu hinh
a
Nguyen gici TSCD hiru hinh
b
Hao mon TSCD halt hinh
2 Tai san c6 dinh thue tai chinh
a
Nguyen gia TSCD
b
Hao mon TSCD
3 Tai san c6 dinh v6 hinh
a
Nguyen gia TSCD v6 hinh
b
Hao mon TSCD vo hinh
X BAt ding san dill tit'
a Nguyen gid BDSDT
b Hao mon BDSDT
XI Thi san CO khac
1 Cdc khan phai thu
2 Cat khan lai, phi phai thu
3 Tai sari thue TNDN hi:An lai
4 Tai san C6 khac
- Trong do: LQI the thwang
5 Cac khan dv phong rui ro cho cac tai san CO nOi bang khde
TONG TAI SAN CO
HANG

CO
"
PHA
'
fi
Ndi
SHB
;K1

ners flexible solutions
NGAN HANG TH1.CONG MAI CO PHAN SAI GON - HA NQI
77 Trail Hung Dao - Quan Han Kiem - Ha NOi
Tel: 04.39423388

Fax: 04.39410942
TD - BANG CAN DOI la TOAN
Bio cao tai chinh hqp nhAt
Quy III tam 2012
MAu Q-Ola
Ma chi Thuyet
tieu

minh
SO cool kST
Dan vi tinh: VND
SO dAu
nam
110
15
656,869,462,476

425,218,979,260
120
16
1,666,848,123,213
35,111,525,637
130
17
26,064,764,559,902
18,845,174,632,855
131
26,064,764,559,902
18,845,174,632,855
132
139
140
18
138,878,102,135
17,804,172,427
141
170,863,556,880
36,165,293,695
149
(31,985,454,745)
(18,361,121,268)
150
19
2,434,936,718
4,035,834,699
160
45,249,713,851,940

28,806,884,090,215
161
20
47,082,254,769,228
29,161,850,639,905
169
21
(1,832,540,917,288)
(354,966,549,690)
170
22
13,512,389,921,384
15,097,394,499,737
171
7,911,063,771,482
12,501,240,153,537
172
5,717,151,754,367
2,610,840,000,000
179
(115,825,604,465)
(14,685,653,800)
210
23
1,264,074,571,909
333,313,240,893
211
212
77,000,000,000
213

214
1,216,818,717,588
334,289,000,000
219
(29,744,145,679)
(975,759,107)
220
3,612,596,741,142
2,254,982,825,323
221
24
391,243,370,640
167,781,341,002
222
673,645,000,121
252,783,546,659
223
(282,401,629,481)
(85,002,205,657)
224
225
226
227
25
3,221,353,370,502
2,087,201,484,321
228
3,293,173,921,165
2,106,146,460,886
229

(71,820,550,663)
(18,944,976,565)
240
70,551,999,441
241
70,551,999,441
241
250
26
11,546,251,980,885
5,169,621,880,976
251
2,890,102,541,064
2,599,670,439,052
252
3,980,705,738,526
1,645,443,688,789
253
254
4,675,443,701,295
924,614,419,802
255
259
(106,666,667)
300
103,785,374,251,145
70,989,541,682,022
Chi tieu
B
NO PHAI TRA VA VON CHI

.
) Sd HirEJ
I Cic khoin nq Chinh phii va NHNN
II Tien giri va vay ciia cac TCTD khic
1 Tien gin cna
cac TCTD khac
2 Vay cac TCTD khac
III Tien giri cua khach hang
IV Cac ding cy tai chinh phii sinh va cac khoin nq tai chinh kink
✓
Vim tai trq, us
,
thac dku fir, cho vay ma TCTD phai chiu riii ro
VI Phat hanh giAy tb
.
c6 gia
VII Cac khan Nq khac
1 Cac khoan lai, phi phai tra
2 Thud TNDN hoan lai phai tra
3 Cac khoan phai tra va cong no khac
4 Dv
phong rdi ro
khac
TOng Nq phai tra
VIII VOn va cac quy
1
Von cua TCTD
a
Van cli"Ju
re

b
Vein clau to XDCB
•
Thang du van ca phan
d Co
phi& qui",
e
Co phi& teu dai
g
rsTkizac
TCTD
7
.
4
)
7q4411 le'ch tSr gid hOi dodi
:41, citkpAch danh gia lai tai san
\ pi Ottan chua phan phOi
4
taieua co dong thieu so
T

int,THAI
TRA VA VON CHU SO HtTU
CAC CHI TIEU NGOAI BANG
I
Nghia vy nq tiem An
1
Bao lanh
vay von

2 Cam ket trong

vo L/C
3
Bao
lanh khac
Nga
-
y 20 thong 10 nom 2012
Tim Giam Dec
Nguyen Kin Le
Nguyen Thi Ngpc Oanh
Ninh Thj Lan Hwang
Lap bieu

Ke Tofin Triro•ng
11
,
1a chi Thuyet
tieu

minh
SO cuoi
ky
se din nom
310
27
800,000,000,000
2,184,953,736,805
320

21,081,403,202,665
15,909,083,396,910
321
28
20,801,403,202,665
15,909,083,396,910
322
280,000,000,000
330
29
65,285,011,664,881
34,785,613,630,406
340
19
350
30
352,547,922,742
226,386,012,419
360
4,268,924,668,602
11,205,239,761,180
370
3,671,031,109,435
847,397,126,601
371
1,577,361,025,420
523,415,242,465
372
373
31

2,000,312,466,200
297,666,941,952
379
31
93,357,617,815
26,314,942,184
400
95,458,918,568,325
65,158,673,664,321
500
32
8,324,164,571,983
5,830,868,017,701
410
8,959,990,898,400
4,908,535,898,400
411
8,865,795,470,000
4,815,795,470,000
412
413
99,455,000,000
98,000,000,000
414
(5,259,571,600)
(5,259,571,600)
415
416
420
517,724,491,381

278,109,196,443
430
8,588,743
440
(23,884,757,469)
450
(1,129,666,060,329)
644,214,334,115
700
2,291,110,837
800
103,785,374,251,145
70,989,541,682,022
910
43
5,882,556,629,604
3,208,805,978,726
911
20,000,000,000
912
302,142,566,287
538,227,852,678
913
5,560,414,063,317
2,670,578,126,048
TD - BAO CAO KET QUA HOAT BONG KIM! DOANII -
QUY
Chi den
Thuyet
Ma chi tieu

mink

Quy III

Nam 2012

Nam 2011
Dan vi tinh: VND
Luy ke
ter dAu nam den cwii QuY III
Nam 2012
Nam 2011
13,077,441,398,220
5,574,885,473,860
11,694,462,329,427
4,195,746,807,255
1,382,979,068,793
1,379,138,666,605
211,936,375,894
119,375,563,116
90,956,303,940
28,696,919,353
120,980,071,954
90,678,643,763
37,900,931,992
54,273,926,043
(357,181,045)
1,793,400,000
(4,423,083,588)
(3,496,896,136)

143,059,093,227
5,741,872,466
37,652,247,848
460,836,353
105,406,845,379
5,281,036,113
5,342,297,945
7,202,904,400
1,646,671,693,021
785,719,108,136
1,157,258,409
749,152,572,652
1,106,423,177,893
41,872,163,694
(1,105,265,919,484)
707,280,408,958
178,288,534
175,019,376,139
178,288,534
175,019,376,139
(1,105,444,208,018)
532,261,032,818
20 Mang 10 nam 2012
Giam diSc
cO'PHA'N
tiatsi.HA 011
guyen Van
Le
L#p bleu


Kt toan Truing
4
/

J
Nguyen Thi Ng9c Oanh

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SHB
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NGAN HANG TMCP SAI GON - HA NO
77 Tra
.
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
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Bao coo tai chinh hqp nhAt
Quy III nam 2012
M8u
A:
Q-02a
1
Thu nhdp to tai va cac khoan thu nhdp tuang to
01
33
8,187,244,970,751
2,
2
Chi phi lai va caz chi phi tucmg to lai

02
34
7,802,353,847,423
1
,
I
Thu nh#p lai than
03
384,891,123,328
3
Thu nhdp tir hog &dug dich vu
04
99,608,059,464
4
Chi phi hog demg dich vu
05
74,585,570,584
II
Lai/I8 thuAn tir hoot ding dich
vu
06
35
25,022,488,880
III
Lai/I8 than tir hoot ding kinh doanh ngooi
hoi
07
36
5,466,802,936
IV

Lai/I8 than tir mua ban cluing khoin kinh doanh
08
37
(2,966,753,398)
V
LIMO than tir mua ban chting khan dAu
trr
09
37
(5,391,549,613)
5
Thu nhdp tit hoat ddng khac
10
27,132,232,212
6
Chi phi twat ddng kliac
11
10,349,859,396
VI
Lai/I8 thuAn tir hoot Ong khic
12
39
16,782,372,816
VII
Thu nh#p tir gap van, mua et) pan
13
38
4,088,913,995
VIII
Chi phi hoot dung

14
40
1,042,531,820,144
IX
Lqi nhu#n than tir hoot Tang kinh doanh trulk
chi phi dy phong rid ro tin (long
15
(614,638,421,200)
X
Chi phi dg phong riii ro tin (long
16
1,092,121,595,446
XI
7
Tang lqi nhu#n try6c thus
Chi phi thud TNDN hidn hanh tam tinh
17
18
(1,706,760,016,646)
9,205,394
8
Chi phi thud TNDN hoan lg
19
XII
Chi phi thus TNDN tom tinh
20
9,205,394
XIII
Lqi nhu#n sau thud
21

(1,706,769,222,040)
XIV
Lqi ich ciia cS thing thieu so
22
XV
Lai co* ban tren co phieu
23
099,162,481,616
519,520,393,465
579,642,088,152
45,597,638,282
17,144,718,762
28,452,919,520
18,063,474,196
(3,148,245,175)
1,270,465,951
278,039,105
992,426,846
775,158,200
303,723,967,427
321,053,854,312
24,629,931,773
296,423,922,539
73,912,191,085
73,912,191,085
222,511,731,454
SHB
Bdo ego tai chinh him nhAt
Q0 III nam 2012
Min s6: Q-03a

Sok: pa
,
Iners, ilex:blo °cautions
NGAN HANG TMCP SA' Gem - HA NOT
77 Trail Hung Dao - Quart Hoan Kim - Ha Nai
Tel: 04.39423388

Fax: 04.39410942
TD - BAO CAO LUt CHUYEN TIEN PPTT - QUY
DVT: VND
I
LU15 CHUYEN TIEN Tir HOAT DQNG KINH DOANH
1 Thu nhap lai va cac khoan thu nhap ttrung tu nhan &me

01
10,774,676,368,707
3,779,756,223,311
2 Chi phi lai va cac chi phi tucmg tu da tra

02
(10,670,980,176,475)
(4,211,197,235,744)
3 Thu nhap tir hoat dOng dich vu nhan &roc

03
120,980,071,954
90,678,643,763
4 Chenh lSch so teen thuc thu/thuc chi ter hoat dOng kinh doanh Chung
04

khoan, yang bac, ngoai t6
27,222,112,422
52,446,458,795
5 Thu nhap khac

05
102,044,772,628
4,391,249,570
6 Tien thu cac khoan no dA ducre xu 1Y xod, bir dap bang ngu6n do
06

phong rai ro
3,120,076,001
987,139,747
7 TiSn chi tra cho nhan vien va boat dOng quan ly, cong vu (*)

07
(1,567,483,372,836)
(761,830,757,502)
8 Tien thus thu nhap thuc n6p trong ky (*)

08
(298,221,285,634)
(218,853,906,844)
Urn chuyen tien thuAn ter hoat dOng kinh doanh trvac nhirng
09

thay

tai

san va von hru Ong
(1,508,641,433,233)
(1,263,622,184,904)
Nhfrng thay doi ve tai san hogt
dgng
9 (Tang)/Giam cac khoan teen, yang giti va cho vay cac TCTD khac

10
(17,532,056,881,197)
(191,260,000,007)
10 (Tang)/Giam the khoan ve kinh doanh chimg khoan

11
(4,839,099,147,944)
(3,286,895,237,388)
1 (Tang)/Giam the cong co tai chinh phai sinh va cac tai san tai chinh
12

khac
1,600,897,981
(8,712,466,848)
(Tang)/Giam the khoan cho vay khach hang

13
(17,920,404,129,323)
(3,891,678,137,914)
3 (TAng)/Giam ngu6n do phong de bn dap ton that cac khoan (tin
14

dung, chimg khoan, du tu ddi han)

14 (Tang)/Giam khac ve tai san boat d6ng

15
(4,218,495,107,676)
(501,009,516,781)
Nhfrng thay doi ve cong ng' hogt &Ong
15 Tang/(Giam) the khoan no Chinh phi' va NHNN

16
(1,384,953,736,805)
1,027,168,228,878
16 Tang/(Giam) cac khoan tien giri, tien vay cac TCTD

17
5,213,966,937,795
8,204,809,896,659
17 Tang/(Giam) tien geri dm khach hang (bao Om ca KBNN)

18
30,499,398,034,475
6,977,254,693,370
18 Tang/(Giam) phut hanh giAy to co gia (ngoai frit giAy ter co gid phat
19

hanh dirgc tinh vao hoat Ong tai chinh)
(6,936,315,092,578)
1,181,740,488,542
19 Tdng/(Giam) von tai trq, uy thac dau tu, cho vay ma TCTD chiu nii
20

ro
126,161,910,323
52,157,748,342
20 Tang/(Giam) cac ding co tai chlnh phai sinh va cac khoan no tai
21

chinh khde
(2,899,590,560)
21 TAng/(Giam) khac ve ding no hoat el6ng

22
2,888,172,376,539
(61,567,818,570)
22 Chi tir cac quy tha TCTD (*)

23
(33,836,049,636)
Luu chuyen tien thuAn Or hoat dOng kinh doanh

24
(15,610,665,371,643)
8,201,650,053,183
H LUU CHUYEN TIEN TV HOAT DQNG DAU TU
.

1

Mua aim tai san co dinh

25

(1,804,522,114,807)
(36,631,332,759)
2 Tian thu hr thanh 1y, nhuong ban TSCD

26
241,999,091
181,818,182
3 Tien chi tit thanh 1y, nhuong ban TSCD (*)

27
4 Mua sam bat d6ng san dau tu (*)

28
(70,551,999,441)
5

Tien thu ter ban, thanh 1y bat dOng san dau tu

29
6 Tien chi ra do ban, thank 1y bat dOng san dau to (*)

30
7 Tien chi dau tu, gOp von vao cac don vi khac

31
(959,529,717,588)
(1,243,015,000,000)
8 Tien thu dau tu, gOp von vao cac don vi khac

32

9 Tin thu c6 tirc va loi nhuan dirge Chia tir cac khoan dau tu, gOp von
33

ddi han
4,265,593,345
6,040,978,200
Lvu chuyen tien thuAn tir hog gong dAu fir

34

(2,830,096,239,400)

(1,273,423,536,377)
ngay 20 thcing 10 plain 2012
Ong Giant d6c
/c•D'?
NG AN HANG
c
6 MAI CO PH
rVik
,
.
iih
guyin Van Le
III LUU
CHUYEN TIEN Ttr HO“ DC/NG TAI CHNH
1 Tang von diau

35
Tien thu tir phat hanh giAy t& c6 gia dai hart co da dieu kien tinh vao

36

2
ti,r c6 va cac khoan von vay dai han khac
3
Tian chi thanh town gidy t6 eb gid dai han c6 dit diau kiln tinh vao
37

L
von tkr c6 va cac khoan von vay dai han khac
4 CO Me tra cho co don& lori nhuanda chia (*)

38
5 Tian chi ra mua co phi6u ngdn guy (*)

39
6 Tian thu duce do ban co phieu ngfin quSr
"

40
Lim chuyen tan thuAn tir hoot dung tai chinh

41
IV Ltru chuyen tan thuAn trong ky

42
V Tien va cac khoin trong throng tien tai thei diem dAu ky

43
VI Dieu chinh anh Inthng ciia thay diti ty gia


44
VII Tien va cac khan ttrtrng throng tien tai thOi diem cuOi ky

45
4,053,744,930,000
(248,063,192,315)
3,805,681,737,685
(14,635,079,873,358)
20,213,490,554,419
5,578,410,681,061
1,318,276,400,000
(179,385,600,000)
(220,193,050,420)
-
0
918,697,749,580
7,846,924,266,386
9,502,069,783,250
17,348,994,049,636
Lap bieu

Ke tofin trtrerng4/
Nguyen

392/1/(
Thi Ng9c Oanh

Ninh Thi Lan Phwang
2

THUYET MINH BAO CAO
TAI CHINH
MP
NHAT
Cho Qiiy III nam 2012
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THUYET MINH BAO CAO TA! CHINH KIP NHAT
QUY III 2012
1. Thong tin ve ngfin hang
0041-NH/GP ngay 13 thang 11 nam 1993
Giay phdp hog dOng do Ngan hang Nha nuot Viet Nam cap
Thad han hog deng cua Ngan hang la 40 nam ice tiz ngay cap giay phep
dau tien.
Giiy phep hoat do, ng
HOi tiling Quin tri
Ong De Quang Hien
Ong Nguy& Van Le
Ong Tran Ngoc Linh
Ong Pham Wing Thai
Ong Pham Noe Tuan
Ba Dam Noe Bich
Ong Le Quang Thung
Ban kiem suit
Ong
Pham Hoa Binh
Ong Nguyen Hitu Disc
Ba Hoang Thi Minh

Ong Bui
Thanh Tam
Ban TOng Giim dOc
Ong Nguyen Van Le
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Ong Bill Tin Nghi
Ong Le Ding Khoa
Pham Van Thang
Ng6 Thu Ha
Ninh Thi Lan Phuong
Bui Thi Mai
Chu tich
Uy vien
iJy vien
LTy vien
Uy vien
Uy vien
Thanh vien dee lap
Thanh vien
Thanh vien
Thanh vien
Thanh vien
Tong Giam dee
Ph6 reng Giam dee
Pho Tong Giam dee
Pho Tong Giam dee
Pho Tong Giam dee
Pho Tong Giam dee
Giam
Pho Tong Giam doc

kiem Ice toan tru6ng
Pho Tong Giam dee
Tai be nhiem ngay 05 thang 5 nam 2012
Tai be nhiem ngay 05 thang 5 nam 2012
Tai be nhiem ngay 05 thang 5 nam 2012
B6 nhiem ngay 05 thang 5 nam 2012
B6 nhiem ngay 05 thang 05 nam 2012
Bo nhiem ngay 05 thang 05 nam 2012
B6 nhiem ngay 05 thang 05 nam 2012
Tai b6 nhiem ngay 05 thang 05 nam 2012
Tai be nhiem ngay 05 thang 05 nam 2012
B6 nhiem ngay 05 thang 05 nam 2012
Tai be nhiem ngay 05 thang 5 nam 2012
Tai be nhiem ngay 21 thang 5 nam 2010
B6 nhiem ngay 01 thang 9 nam 2006
B6 nhiem ngay 05 thang 6 nam 2007
B6 nhiem ngay 10 thang 4 nam 2009
B6 nhiem ngay 01 thang 11 nam 2010
B6 nhiem ngay 15 thang 3 nam 2011
B6 nhiem ngay 08 thang 06 nam 2012
B6 nhiem ngay 15 thang 9 nam 2012
Tru so. chinh

S6 77 - Trail Hung Dao - Q.Hoan Kim - TP.Ha Nei - Viet Nam
2. fa'c diem hoat Ong cua to chiic tin dung
Ngan hang Thuang mai Co phan Sai Gen-Ha NOi (du6i day goi tat la "Ngan hang") la met
ngan hang thucmg mai co phan Viet Nam thanh lap tai nuOt COng hoa Xa hOi Chu nghia Viet Nam
voi thad gian hog dOng la 40 nam theo 0041-NH/GP ngay 13 thang 11 nam 1993 dm Ngan hang
SHB
Ngfin hang TMCP Sai Gan — HA

Noi
Nha nude Viet Nam. Ngay 28/08/2012 Ngan hang TMCP Nha Ha Nei (Ten vi& tat: HBB) chinh
thirc sap nhap vao Ngan hang TMCP Sai Gen — Ha Nei ( Ten viet tat : SHB) theo QD 1559/QD —
NHNN, vi vay s6 lieu thuyet minh cho ky nay la s6 lieu hop nhat SHB, HBB, va 2 cong ty con , s6
lieu thuyet minh cho ky truac
la s6 lieu cua
SHB va AMC.
Yen dieu le dm Ngan hang tai ngay 30/09/2012 la 8,865,795,470,000 deng (Tam nghin tam
tram sau lam ty bay tram chin lam trieu ben tram bay muoi nghin deng).
Hei se. chinh cua Ngan hang dSt tai S6 77 - Trail Hung Dao - Q.Hoan Kim - Ha Nei - Viet Nam.
Tai ngay 30/09/2012, Ngan hang c6 4949 nhan vien (Dau nam 2012: 2840 nhan vien) .
3.
Tom tat cac chinh sach ke toan chit y6u
Chun muc va the di) ke than ap dung
Ngan hang trinh bay cac bao cao tai chinh bang deng Viet Nam (VND) theo Lust cac T6
elide Tin dung, Luat sira d6i va be sung met se dieu trong Luat cac T6 chirc Tin dung, cac chuan
muc ke toan Viet Nam va He thong Ke toan cac to chirc tin dung Viet Nam.
Ky
bao cao va don vi tien
to
Ky bao cab cua Ngan hang bat dau tit ngay 01/07/2012 va ket thiic vao ngay 30/09/2012
Don vi tin te sir dung trong ghi die') ke toan la deng Viet Nam (VND).
4.
Nguyen tic ghi nI4n cac nghiep vu bing ngoai to va quy
doi
Theo N thong ke toan cua Ngan hang, tat ca cac nghiep vu phat sinh cua Ngan hang dugc
hach toan theo nguyen te. Tai th6i diem cuei nam, tai san va cong ng co nguen gee ngo41 te dugc
quy dei sang VND theo ty gia quy dinh vao ngay lap bang can d6i k'6 toan. Cac khoan thu nhap va
chi phi bang ngoai te cua Ngan hang dugc h4ch toan bang VND theo ty gia vao ngay phat sinh
thong qua giao dich mua ban ngoai te. Chenh lech ty gia do danh gia 14i cac tai khoan kinh doanh

ngoai te dugc hach toan vao bao cao Ket qua Hoat Ong Kinh doanh va lgi nhuan d 14i. Chenh
lech ty gia phat sinh do quy d6i cac tai san va cong ng khac bang ngoai te sang VND dugc xu
ly
vao doanh se cua cac khoan muc tuong irng tren bang can d6i ke toan vao ngay lap bao cao tai
chinh.
5.
Cluing khoin dau tg gift de'n ngay dao
han
Chirng khoan ng gift den ngay dao han la cac chirng khoan c6 ky han co dinh va cac khoan
thanh toan co dinh hoc c6 the xac dinh dugc va Ban Tong Giam dec co )./ dinh va c6 kha nang gift
den ngay dao han. Ngan hang dang ghi nhan cac chirng khoan nay theo gia gee cong lai du thu trir
lai ch6 phan be. Gia tri phu trei hoSc chi& khau (neu c6) ciing dugc phan anh vao gia tri ghi s6 cua
khoan dau tu. Lai dugc du thu hoSc phan be theo phuang phap duarng thang. Chimg khoan dugc
gill den khi ciao han se dugc xem xet ve kha nang giam gia. Chirng khoan dugc lap du pheng giam
gia khi gia tri thi trueng nh6 hon gia tri ghi se. Du phong giam gia dugc ghi nhan vao bao cap lc&
qua boat &Ong kinh doanh.
2
SHB
$010., pfeUllit3,

41.1,1kM1S
Ngfin hang TMCP Shi Gan — Ha NOi
6.
Chung khofin dAu to sin sang de ban
Chtimg khoan dau tu san sang de ban la cac chimg khoan dugc gift trong th&i gian khong an
dinh truck, c6 the dugc ban de dap Ung nhu cau thanh khoan hoc de img pho vii trung h9p thay
d6i lai suit, ti gia, hoac gia tri chimg khoan. Ngan hang dang ghi nhen cac chimg khoan nay theo
gia g6c cong lai du thu trir lai chi phan b6. Gia tri phu trOi hoc chi& khau (neu co) cling dugc
phan anh vao gia tri ghi s6 cua khoan dau tu. Lai dugc du thu hoc phan b6 theo phucmg phap
du&ng thing. Cac chirng khoan nay dugc danh gia dinh kST theo gia tri thi twang va du phong giam

gia tri se dugc lap khi gia tri thi truong nho han gia tri ghi s6. Du phong giam gia dugc ghi then
vao bao cao ket qua hoat dOng kinh doanh.
7.
Chung khofin kinh doanh
Chimg khoan kith doanh la chimg khoan ban dau dugc mua va nam gift cho muc dich kith
doanh trong ngin han hoc lieu Ban T6ng Giam d6c guy& dinh nhu vay. Ngan hang dang ghi nhen
cac chimg khoan nay theo gia g6c vao ngay giao dich. Trong cac IcST tiep theo, cac chimg khoan tiep
tuc dugc ghi than theo gia g6c. Tuy nhien, gia tri thi truing cua cac chimg khoan van dugc Ngan
hang theo dOi de danh gia ve kha nang giam gia khi gia tri thi truing thap hot gia g6c. Ngoai trir
truOng h9p khong the xac dinh gia tri thi truOng melt ca.& chic chin thi gia tri cua chimg dugc tinh
Oa teen nguyen gia sau khi trix di din that
uOc
tinh (neu co). Lai hoc to tir kinh doanh chimg
khoan dugc ghi than teen bao cap ket qua hoat dung kith doanh theo s6 thuan.
8.
Cfic khofin cho vay
Cac khoan cho vay ngan han c6 ky han duoi 1 nam; cac khoan cho vay va cho thue tai chinh
trung han c6 kST han tir 1 nam den 5 nam va cac khoan cho vay va cho thue tai chinh dai han c6 kST
han teen 5 nam ke tix ngay giai ngan.
Viec phan loci ng va lap du phong rui ro tin dung dugc thuc hien theo Quyet dinh s6
493/2005/QD-NHNN ngay 22 thing 4 nam 2005 va Quyet dinh s6 18/2007/QD-NHNN ngay 25
thing 4 nam 2007 dm Th6ng d6c Ngan hang Nha nuo
.
c Viet Nam. Cac khoan cho vay dugc phan
thanh nam thorn ng can cir vao tinh hinh tra ng va cac yell to dinh tinh nhu sau:
Nhom I:
Na chi tieu chudn
•
Cac khoan ng trong han ma Ngan hang danh gia la co du kha nang thu 116i day du ca
g6c va lai dimg thoi han;

•
Cac khoan ng qua han dual 10 ngay va Ngan hang danh gia la co kha Wang thu h6i
day dii gkic va lai bi qua han va thu 116i day du geic va lai dung thai han con lai;
Nhom 2:
Ng. can chi oi
•
Cac khoan ng qua han tir 10 ngay den 90 ngay;
•
Cac khoan ng dieu chinh kST han tra ng Fan dau;
3
SHB
$.10.7 oneweee,,114KibPa scAtAkvls
Ngfin hang TMCP Sai Gen — HA NOi
•
Cac khan no co cL lai than han tra no trong han theo th6i han duoc co c
l
au
Nhom 3:
Ni chthi tieu chudn
•
Cac khoan no qua han tir 91 den 180 ngay;
•
Cac khoan no co c
l
au lai thai han tra no lan dau, trir cac khan no dieu chinh kST han tra
no lAn Mu phan loai vao nhom 2;
•
Cac khoan no duoc mien ho4c giam lai do khach hang kheng du kha nang tra lai day du
theo hop dong tin dung;
Nh6m 4:

Ncr nghi ngo
.

•
Cac khoan no qua han tir 181 an 360 ngay;
•
Cac khoan no co cL lai thiyi han tra no ILI au qua han duoi 90 ngay theo thoi han
tra no dugc co cAu lai fan dau;
•
Cac khoan no co
.
cAu lai thOri han tra no lAn thir hai;
Nh6m 5:
Na có kha nang mat van
•
Cac khan no qua han ten 360 ngay;
•
Cac khoan no co can lai thai han tra no fan au qua han tir 90 ngay tra len theo th6i
han tra ng duoc co cL fan lan au;
•
Cac khoan no co cL lai thai han tra no ran th* hai qua han theo thai han tra no
dugc co eau lai lan thir hai;
•
Cac khoan no co cL lai thin han tra no lan thir ba ter len, ice ca chua bi qua han
hoac da qua han;
•
Cac khan no khoanh, no chef xir
VT;
Theo Quyet dinh se 493/2005/QD-NHNN ngay 22 thang 4 nam 2005 va Quyet dinh se
18/2007/QD-NHNN ngay 25 thang 4 nam 2007, dei von cac khoan no qua han, to chirc tin dung

phan loai lai vao nhom no c6 run ro thap han khi Ngan hang danh gia la co dir kha nang thu hoi day
du ca gec va

va khach hang co tai lieu, he so chimg minh cac nguyen nhan lam khan no nay
qua han duoc xir ly, khac phuc. Ngan hang chil dOng to guy& dinh phan loai cac khoan no vao cac
nhom no rui ro cao hon tucmg img voi mire de run ro khi xay ra met trong cac truirng hop sau day:
•
Khi CO nhitng din bien bAt loi tir tae deng tieu cue an mei truing kinh doanh va
linh vuc kinh doanh;
•
Cac chi tieu tai chinh cua khach hang hoac kha nang tra no ciia khach hang bi suy giam;
•
Khach hang khong cung cap cho Ngan hang cac thong tin tai chinh kip th6i, day du
va chinh xac de Ngan hang danh gia kha nang tra no cila khach hang.
Dv phong run ro tin clung:
Vic tinh du phong cu the dugc can dr ten de tY le ap dung cho
timg nhom no nhu sau:
4
SHB
4 'rFor,19.xibine 5.1,1 is
Ngfin hang TMCP Sai Gan — Ha NOi
Loai
Ng di' tieu chuan
No can chit
ST
No duai tieu chuan
Ng nghi ngey
Ng
có kha nang mat yen
TS

,
1g
du phong cu the
0%
5%
20%
50%
100%
1
2
3
4
5
9.
Tai san co dinh
Tai san co dinh dugc the hien theo nguyen gia trir di khAu hao luy ke. Nguyen gia bao gem
toan be cac chi phi ma Ngan hang phai bO ra de có dugc tai san co dinh tinh den thai diem dua tai
san do vao tang thai sari sang sir dung. Tai san c6 dinh dugc tinh khdu hao theo phuong phap
du?mg thAng de trir dAn nguyen gia tai san trong suet thoi gian hun dung uoc tinh nhu sau:
- Nha cira, vat hen tritc

10 - 25 nam
- May moc, thiet
bi

03 - 05 nam
- Phuong tien van tai

06- 10 nam
- Dung cu quan

VT
va phAn mem tin hoc

03 - 08 nam
Quyen sir dung dAt dugc khdu hao theo phucmg phap dung thAng phi' hop voi Gidy chimg
nhan quyen sir dung Mt. Quyen sir dung dAt ye th&i han dugc ghi nhan theo gia gec va khong tinh
khAu hao.
10.
Tien va cac khofin twang throng tien
Tien va cac khoan tucmg duang tien bao gem tien mat, yang, da qty, tien gui thanh toan tai
NHNN, tin phieu Chinh phis va cac gidy ter co gia ngOn han dieu kien chit khdu voi NHNN, cac
khoan tien giri thanh toan va tien giri, cho vay tai cac to chirc tin dung khac cif) thai han dao han
khong qua 3 thang ke tir ngay giri.
11.
Cfic cong cu tai chinh phfii sinh
Cac cong cu tai chinh phai sinh dugc ghi than tren bang can del ke toan theo gia tri hop deng
vao ngay giao dich, va sau do dugc danh gia lai theo gia tri hgp
1ST.
Loi nhuan hoac to khi cac cong
cu tai chinh phai sinh dugc thuc hien
dugc
ghi nhan trong bao cao ket qua heat deng kinh doanh.
Lgi nhuan hoac 16 chua thuc hien dugc ghi nhan vao khoan mix chenh Lech danh gia lai cac cong
cu tai chinh phai sinh ten bang can cti ke toan va dugc ket chuyen vao ket qua hoat &ling kinh
doanh vao thoi diem cuei nam.
5
141 SHB
$o
in
,

vanovt,
Ngfin hang TMCP Ski Gen — HA Ni)i
12.
Ghi nh4n thu nh4p/ chi phi
lai
Ngan hang ghi nh4n thu nh4p tir lai va chi phi raj tren bao cap ket qua hot dOng kinh doanh
teen ca soy du thu, du chi.
13.
Ghi nh4n thu nh4p tir phi va hoa hOng dich vu
Ngan hang thu phi tir cac dich vu cung cap cho khach hang. Thu nh4p tir phi c6 the chia thanh
cac nhom sau:
•
Phi thu tie viec cung cap dick vy trong mOt thai gian nhat clink
Phi thu tir viec
cung
cap
dich vu trong mOt thin gian nhAt dinh dugc du thu trong sutit thoi gian do. Phi nay
bao g6m phi quan
1ST,
phi than fly thac, hoa h6ng va cac phi lien quan den cap tin dung,
quan
1.ST
tai san, phi quan
1ST
danh muc va cac chi phi quail
1ST
ding nhu phi to van khac.
•
Phi thu tie viec cung cap dich vy giao dich:
Phi phat sinh tir viec dam phan va tham

gia dam phan cac giao dich cho mOt ben thir ba, vi du nhu dan xep viec mua c6 phAn holac
cac loaf chirng khoan khac hoc mua 14i doanh nghiep , dugc ghi nh6ri khi hoan tAt giao
dich lien quan. Phi hoc mot phAn cua khoan phi nay c6 lien quan den viec thuc hien mot
ding viec nhAt dinh se dugc ghi nh4n khi hoan tAt dieu kien tucmg irng.
6
S HB
r:Art,a1,.

,
A,MiesilS
Ngfin hang TMCP Sai Gan — Ha
NQ"i
14. Thong tin bao cao bo ph4n
- Thong tin bac, cao bO ph4n theo linh vyc kinh doanh:
Tin dung

Dew to

Kinh doanh va
huy clang von
Dich vu

Tang c5ng



Cho giai dogn tir ngay 1 thong 07 d'An ngay 30 thong 9 dam 2012
1. Doanh thu trgc tip
2,582,084,895,903
1,082,446,569,461

16,035,862,912,534
88,038,607,451
19,788,432,985,349
Tgi ngay 30 thong 09 nam 2012
1.
Tai san bcj phan
46,726,434,555,583
18,917,266,787,345
29,011,070,796,792
613,730,726,228
95,268,502,865,948
2.
Tai san phan be)
3,435,733,611,574
45,673,643,212
822,910,889,472
4,212,553,240,940
8,516,871,385,198
50,162,168,167,157
18,962,940,430,557
29,833,981,686,264
4,826,283,967,168
103,785,374,251,146
TOng tai san
(203,084,266,561)
(93,234,494,758,294)
(46,761,068,802)
(93,484,340,093,657)
1.
Ng phai tra b() phan

2.
Ng phan
b6
(796,551,377,528)
(10,589,122,304)
(190,786,270,619)
(976,651,704,218)
(1,974,578,474,669)
(999,635,644,089)
(10,589,122,304)
(93,425,281,028,913)
(1,023,412,773,020)
(95,458,918,568,326)
'Ding cong my
•
7
ill
SHB
SOX, beflnets, flexible isolvtibbs
Ngfin hang TMCP Ski Gen — Ha Nei
- Th8ng tin
bao ea° be
ph4n theo khu yip dia
1ST
Chi tieu
Nutoc
Tron9 ntrotrc
Teng cong
CN


ngoai
Mien
Bac
Mien Trung
Mien Nam
Thu nhap lai thuAn
5,379,424,575
459,583,489,010
(24,455,607,744)
(55,616,182,513)
384,891,123,327
Lai/ 16
thuAn tix hoat dOng dich
vu
1,663,379,655
14,090,334,169
614,207,391
8,654,567,666
25,022,488,881
Lai/
16 thuAn tix mua ban chi:mg khoan kinh doanh
6,865,864,787
6,865,864,787
Lau 16
thuAn tu
,
hoat dOng kinh doanh ngoai
h6i
84,508,600
1,515,561,182

38,178,923
3,828,554,231
5,466,802,936
Lai/16
thuAn biy mua ban ch0'ng khaki dAu
(5,391,549,613)
(5,391,549,613)
Lai/16 thuAn to' hoat dOng khac
1,850,991,299
13,462,541,435
123,719,383
1,345,123,042
16,782,375,159
Thu nhap tU
,
g6p von
, mua
c6
phAn
4,088,913,995
4,088,913,995
Chi phi hoat dOng
(3,563,708,786)
(878,567,013,766)
(40,339,505,682)
(129,894,210,094)
(1,052,364,438,328)
Lai nhuen thuan tir hoat Ong kinh doanh trwerc
chi phi
du

,
phong rui ro tin dung
5,414,595,343
(384,351,858,801)
(64,019,007,729)
(171,682,147,669)
(614,638,418,856)
Chi phi du' phong rui ro tin dung
(2,363,042,198)
(1,041,481,457,667)
18,475,623,549
(66,752,721,472)
(1,092,121,597,788)
TOng 191 nhuen trutec thus
3,051,553,145
(1,425,833,316,468)
(45,543,384,180)
(238,434,869,141)
(1,706,760,016,644)
8
SHB
Solid pe:Iner,

sOisat,N,
Ngfin hang TMCP Shi Gen — HA NOi
15. Tien mat, yang buc, clá 414
30/09/2012
31/12/2011
VND
VND

Tien mat hang VND
423,776,496,046
293,849,677,377
Ti6n mat bang ngoai to
233,092,966,430
131,369,301,883
656,869,462,476
425,218,979,260
16.
Tien giii tai Ngan hang Nha nuirc
30/09/2012
VND
31/12/2011
VND
Tien giri thanh town tai Ngan hang Nha nuac
1,666,848,123,213
35,111,525,637
Ti61 gui phong toa (n6u co)
Ti6'n giri khac
1,666,848,123,213
35,111,525,637
17.
Tien, yang girl tai cfic to chirc tin dung khac
30/09/2012
31/12/2011
VND
VND
TMn, yang guz khong kj) hgn
3,089,693,095,372
3,158,281,818,025

- Bang VND
2,235,007,654,938
3,071,501,520,334
- Bang ngoai te, yang
854,685,440,434
86,780,297,691
TMn, yang gai có
22,975,071,464,530
15,686,892,814,830
- Bang VND
21,417,137,064,530
14,316,410,414,830
- Bang ngoai te, yang
1,557,934,400,000
1,370,482,400,000
26,064,764,559,902
18,845,174,632,855
9
SHB
Sot
i4pwinerIc
lemAr
o sotot,,o.
NgAn hang TMCP Shi Gen — Hh NOi
18. ChIrng khofin kinh doanh

30/09/2012

31/12/2011


VND

VND
Chung khodn Np'

122,303,000,000
- Chung khoan Chinh phu

122,303,000,000
- Chirng khoan Ng do cac TCTD khac trong nuac
phat hanh
- Chirng khoan Ng do cac TCKT trong nuac Oat
hanh
- Chirng khoan Ng nuac ngoai
Chkng khodn Von

48,560,556,880

36,165,293,695
- Chirng khoan V6n do cac TCTD khac trong nixerc
phat hanh
- Chirng khoan Win do cac TCKT trong nu& Oat
hanh
- Chirng khoan V6n ntrot ngoai
Chung khan kinh doanh khcic
Du. ',hang giam gia chieng khocin kinh doanh

(31,985,454,745)

(18,361,121,268)

138,878,102,135

17,804,172,427
48,560,556,880

36,165,293,695
10
SHB
p.:Inort.
nerteAN
Ngfin hang TMCP Shi Gen — Ha NOi
Thuyet minh ye tinh tr3ng niem yet
cua cac chfrng khofin kinh doanh
30/09/2012
VND
31/12/2011
VND
Chung khodn Ni
122,303,000,000
-
Da niem yet
-
Chua niem yet
122,303,000,000
Chung khodn Van
48,560,556,880
36,165,293,695
-
Da niem yet
48,560,556,880

36,165,293,695
-
Chua niem
ye't
Chung khodn kinh doanh khdc:
-
Da niem yet
-
Chin niem yet
170,863,556,880
36,165,293,695
19. Cac tong cu tai chinh phai sinh va cfic tai sin tai chinh khac
Tdng gia tri clic: hop
ddng (theo

gia ngay
Tdng gia tri ghi sd ke toan
(theo

gici tai ngay
lap
bcio cao)
hieu lyv hop ddng)
Tai scin
Cong no
Tai
nghy 30 thing 09nam 2012
COng cu TC phdi sinh tMn tg
1,320,746,482,210
2,434,936,718

Giao dich IcSrhan tin to
712,663,715,800
3,167,340,435
Giao dich hoan d6i ky han
608,082,766,410
(732,403,717)
Tai
nghy 31 thing 12 nam 2011
Ong cu TC phdi sinh
398,483,360,912
4,035,834,699
Giao ditch ky han teen to
343,538,671,112
4,649,608,299
Giao dich hoan doi ky han
54,944,689,800
(613,773,600)
11
611SHB
071
,
1(V31".
Ngfin hang TMCP Sai Gen — Ha NOi
20. Cho vay khach hang
30/09/2012
VND
31/12/2011
VND
Cho vay cac t6 chirc kinh t6, ca nhan trong nuac
46,249,131,595,481

28,923,417,441,804
Cho vay chit khau thucmg phi6u va cac giAy to có
gia
257,807,906,909
22,168,473,454
Cho thue tai chinh
Cac khoan tra thay khach hang
283,841,675
2,270,922,114
Cho vay hang von tai trg, ity thac d'au to
79,781,322,716
10,718,810,674
Cho vay d61 van cac to chirc, ca nhan nuerc ngoai
474,632,700,416
Cho vay khac
20,617,402,031
203,274,991,859
Ng cho vay dugc khoanh va ng ch6 )(UV/
47,082,254,769,228
29,161,850,639,905
20.1. Phfin tich chat lining nq cho vay
30/09/2012
31/12/2011
VND
VND
Ng &X fiat' chuan
33,785,860,180,824
27,416,800,255,517
Ng can chit
ST

7,069,362,494,832
1,093,637,444,907
Ng duoi tien chuAn
2,350,671,006,018
218,922,396,906
Ng nghi nger
2,206,518,017,594
154,147,495,684
Ng có kha nang mat On
1,669,843,069,960
278,343,046,891
47,082,254,769,228
29,161,850,639,905
20.2. Phfin tich du nq theo thei gian
30/09/2012
31/12/2011
VND
VND
Ng ngAn han
26,824,403,279,165
18,514,229,358,086
Ng trung han
9,638,118,583,988
6,394,821,023,356
Ng dai han
10,619,732,906,075
4,252,800,258,463
47,082,254,769,228
29,161,850,639,905
12

111 SHB
Sow, pwinor rles:No
Ngan hang TMCP Ski Gen — HA Ni5i
20.3. Phan tich du nq cho vay then doi tuvng khich hang va loai hinh doanh nghqp
Cho vay cdc TCKT
Doanh nghi0 Nha nuac thing ucmg
Doanh nghi0 Nha ntrac dia. phucmg
Cong ty TNHH Nha mac
Cong ty TNHH to nhan
Cong ty co plan Nha nuac
C6ng ty c6 plan klac
Cong ty hop danh
Doanh nghie;p to nhan
Doanh nghi0 co von d'au to ntrac ngoai
Kinh t6 tap th6
Cho vay cei nhlin
Cho vay kheic
30/09/2012
triu VND
%
31/12/2011
trigu
VND
35,569,729
75.55
19,951,577
73.02
2,117,399
4.50
791,375

3.55
409,954
0.87
224,399
1.56
2,422,622
5.15
1,063,033
4.78
10,589,309
22.49
6,280,638
21.04
2,480,301
5.27
2,138,144
7.68
16,210,068
34.43
8,575,624
29.08
1,142
0.00
1,319
0.01
768,783
1.63
531,685
2.67
500,501

1.06
328,493
2.56
69,650
0.15
16,867
0.09
11,364,275
24.14
9,079,152
26.48
148,251
0.31
131,121
0.51
47,082,255
100.00
29,161,850
100.00
13
SHB
Se.1 pkvInOrs 10,?>60 .eioe,NM
Ngfin hang TMCP Sai Gen - Ha N'di
20.4. Phan tich du. nq cho vay theo nginh kinh to
30/09/2012
triOu VND
%
31/12/2011
triO VND
N6ng nghiep va lam nghiep va thuy san

6,259,455
13.29
3,478,762
12.30
Khai khoang
3,072,458
6.53
2,676,492
9.53
C6ng nghiep the Nen, the tao
9,835,797
20.89
5,068,777
18.07
San xuAt va phan ph6i dien, khi d6t, nuac
nOng, hoi nuac va dieu has khong khi
1,325,366
2.82
486,452
1.64
Cung cap mac; hog dOng quan ly va xir ly
rac thai, nuOc thai
25,527
0.05
6,195
0.02
Xay dung
4,363,831
9.27
3,301,472

9.24
Ban bag' va ban le; sira chita o to, mo to, xe
may va xe co d6ng ca khac
8,281,046
17.59
5,742,949
21.03
Van tai kho bai
4,181,194
8.88
1,553,418
4.82
Dich Ai Kra tit va an uong
1,251,189
2.66
782,871
3.75
Thong tin va truyen thong
92,558
0.20
28,032
0.10
Hoat dOng tai chinh, ngan hang va bao hiem
319,543
0.68
463,209
1.40
Hoat dOng kinh doanh bat dOng san
1,728,403
3.67

1,395,239
4.45
Hog dOng chuyen mon, khoa h9c va cong
nghe
20,421
0.04
24,458
0.07
Hog dOng hanh chinh va dich vg hi5 trg
56,700
0.12
32,697
0.10
Hoat dOng oh Dang Gang san, t6 chuc chinh
tri - xa hOi, quan ly nha nude, an ninh quoc
4,578
0.01
5,303
0.01
Gido dvc va dao tap
43,634
0.09
13,480
0.04
Y to va hog Ong tra gifip xa h6i
68,885
0.15
45,346
0.14
Nghe thuat, vui chai va giai tri

16,901
0.04
12,709
0.04
Hoat dOng dich vu khac
5,887,120
12.50
3,822,944
12.77
Hoat d6ng lam thue cac cong viec trong cac
h6 gia dinh, san xuAt san phalli vat chat va
dich vu to tieu &mg dm ho gia dlnh
239,980
0.51
185,738
0.44
Hog d6ng oh cac to chirc va ca quan queic
te
.

7,669
0.02
35,307
0.07
Tong du nq
47,082,255
100.00
29,161,850
100.00
14

Ifs
SHB
So id :x.:tlers.114,!*$
Ngfin hang TMCP Sai Gen — HA NOi
Dv phong rui ro trich10 trong k'/ (Hoan nh4p d‘r
ph6ng trong kST)
Dv phong giam do xir
'
1ST
cac khoan ng kho thuhbi
bang ngutm dtr phOng
Dieu
chinh tang/ (giam) khac
SO du. cuOi ky
la truck
SO du dau 14
Du
phOng rui ro trich lap trong kST/ (Hoan nh'Op du
phong trong Icy)
Du phong giam do xir
1ST
cac khoan not kho thu hoi
bang nguon du phong
SO de cuOi ky
Du
phong chung
VND
Du ph6ng cu
the
VND

200,004,430,998
154,962,118,692
138,554,689,039
1,339,019,678,559
338,559,120,037
1,493,981,797,251
164,823,526,714
107,732,171,165
35,180,904,284
47,968,947,527
739,000,000
200,004,430,998
154,962,118,692
21. Da piling rui ro tin dung
IfyLLy
th
SO du
du ick
22. Chting khoin dAu to
22.1. Chung khoin dAu to san sang de bin
15
SHB
3014
Ngfin hang TMCP Sai Gan — HA N(ii
30/09/2012
VND
31/12/2011
VND
Cha-ng khan Ng


7,863,039,867,903
Chung khoan Chinh phii
Ching khoan Nq do cac TCTD khac trong nuac
phat hanh
Chung khoan Nq do cac TCKT trong nuac phat
hanh
Chang khodn Von
Chung khoan V6n do cac TCTD khac trong
nuac phat hanh
Ching khoan Vein do cac TCKT trong nuac phat
hanh
Dg phang giant gid chtkng khodn scin sang di
ban
4,795,610,848,456
375,987,577,267
2,691,441,442,180
48,023,903,579
11,688,790,000
36,335,113,579
(111,945,544,649)
12,480,528,533,537
950,000,000,000
8,430,105,806,501
3,100,422,727,036
20,711,620,000
11,688,790,000
9,022,830,000
(14,685,653,800)
7,799,118,226,833
12,486,554,499,737

22.2. Cluing khoin clan tw gifir den ngay dao h#n
30/09/2012
VND
31/12/2011
VND
Ching khoan Chinh phu
Ching khoan Ng do cac TCTD khac trong nuac
phat hanh
- Ching khoan Nq do cac to chirc kinh to trong
nuOc phat hanh
- Ching khoan Ng nu& ngoai
Du phOng giam gia chimg khoan du tu gift an
ngay dao hail
1,798,945,565,435
2,842,420,000,000
1,075,786,188,932
(3,880,059,816)
1,000,000,000,000
1,610,840,000,000
5,713,271,694,551
2,610,840,000,000
23. GO yen, dAu tu dai
han
Daft tu vao cong ty con
Cac khoan dau tu vao cong ty lien doanh
Cac khoan du tu vao cong ty lien k6t
Cac khoan du tu dai han khac
Du phong giam gia du tu dai han
30/09/2012
VND

31/12/2011
VND
77,000,000,000
1,216,818,717,588
(29,744,145,679)
334,289,000,000
(975,759,107)
1,264,074,571,909
333,313,240,893
16
SHB
Ngfin hang TMCP Sai Gen — Ha Ni
24. Tai san co dinh hiru hinh
- Tang, giam tai san co dinh hiru hinh ky nay
Khofin muc
Nita cira,
Nit kien frac
May moc, thiet bi
Pitmen tien van
2
truyen dan
Dung cu quail 1f
TM san co dinh
khac
Cong
Nguyen gia
So
dtr clan ky
49,170,531,021
54,627,721,416

81,665,463,587
60,860,925,221
6,458,905,414
252,783,546,659
SO tang trong
ky
139,580,429,606
145,517,890,914
59,456,892,218
61,276,484,421
15,416,514,501
421,248,211,660
- Mua trong kJ)
139,580,429,606
145,517,890,914
59,456,892,218
61,276,484,421
15,416,514,501
421,248,211,660
- Dau tie XDCB hoan thanh
- Tang khac
SO giam trong
ky
109,759,865
95,474,475
26,342,170
142,636,233
12,545,455
386,758,198
- Chuye'n sang BDS a'du to

- Thanh ly, nhuvng ban
- Gicim khac
109,759,865
95,474,475
26,342,170
142,636,233
12,545,455
386,758,198
SO dur cuoi ky
188,641,200,762
200,050,137,855
141,096,013,635
121,994,773,409
21,862,874,460
673,645,000,121
Gia tri hao mon luy
ke
SO du dAu
ky
10,483,561,956
18,895,666,773
24,176,965,291
28,503,409,352
2,942,602,285
85,002,205,657
SO tang trong
ky
22,192,645,300
82,180,817,889
27,602,615,519

55,758,882,273
10,138,392,827
197,873,353,808
-
Khdu hao trong ky
22,192,645,300
82,180,817,889
27,602,615,519
55,758,882,273
10,138,392,827
197,873,353,808
SO gram trong
ky
21,530
169,916,371
223,765,695
59,878,071
20,348,317
473,929,984
- Giam khcic
21,530
169,916,371
223,765,695
59,878,071
20,348,317
473,929,984
SO dir cuOi Icy
32,676,185,726
100,906,568,291
51,555,815,115

84,202,413,554
13,060,646,795
282,401,629,481
Gia tri con lai cna TSCD
Tai
ngay dau ky
38,686,969,065
35,732,054,643
57,488,498,296
32,357,515,869
3,516,303,129
167,781,341,002
Tai
ngay cuoi k'
155,965,015,036
99,143,569,564
89,540,198,520
37,792,359,855
8,802,227,665
391,243,370,640
17
SHB
Ok7,7,3
4
,
Ngfin hang TMCP Sai Gen — Ha NOi
Tang, gram tai san co dinh him hinh ky trirov:
Nha cira, vat Ian
Khan myc
trtic

A
May moc, thiet bi
Pinning den yin tai,
truyen dan
Dung cu quan
ly
Tai san co dinh
khic
ging
Nguyen gia
SO du du ky
47,646,431,991
20,839,992,233
64,644,145,627
39,236,947,502
4,397,959,273
176,765,476,626
SO tang trong
ky
1,524,099,030
33,787,729,183
17,494,639,805
21,781,676,799
2,060,946,141
76,649,090,958
- Mua trong ky
1,524,099,030
6,542,062,564
17,494,639,805
21,781,676,799

2,060,946,141
49,403,424,339
- Delu ttr XDCB hoan thank
27,243,040,619
27,243,040,619
- Tang khac
2,626,000
2,626,000
SO giam trong
ky
473,321,845
157,699,080
631,020,925
- Chuye'n sang BDS clau to
- Thanhlj% nhtrong ban
473,321,845
157,699,080
631,020,925
- Giam khac
SO chr en&
49,170,531,021
54,627,721,416
81,665,463,587
60,860,925,221
6,458,905,414
252,783,546,659
Gia tri hao mon luy
ke
SO chr dAu Icy
7,516,925,385

7,974,046,868
16,156,331,114
16,886,214,888
1,677,560,681
50,211,078,936
SO tang trong icy
2,966,636,571
10,921,619,905
8,220,173,517
11,765,703,754
1,265,041,604
35,139,175,351
- Kheiu hao trong ky
2,966,636,571
10,921,619,905
8,220,173,517
11,765 ,703 ,754
1,265,041,604
35,139,175,351
- Tang khac
SO giant trong
ky
199,539,340
148,509,290
348,048,630
- Chuye'n sang BDS delu to
- Thank ly, nhtrong ban
199,539,340
148,509,290
348,048,630

- Gicim khac
SO dtr cuoi ky
10,483,561,956
18,895,666,773
24,176,965,291
28,503,409,352
2,942,602,285
85,002,205,657
Gia tri con
tai
Tai
ngay du Icy
40,129,506,606
12,865,945,365
48,487,814,513
22,350,732,614
2,720,398,592
126,554,397,690
Tai
ngay cuOi Icy
38,686,969,065
35,732,054,643
57,488,498,296
32,357,515,869
3,516,303,129
167,781,341,002
18
S HB
Ngfin hang TMCP Shi Gon — Ha Ni
25. Tai san do dinh vo hinh

-

Tang, giim tat
Khoin myc
san vi dinh vo hinh ky nay:
Quyen sir dyng at

Plan mem vi tinh
Tai san di dinh
vo hinh khic
Don vi tinh: VND
COng
Nguyen gia
SO du dau ky
2,030,651,354,061
53,512,026,515
21,983,080,310
2,106,146,460,886
SO tang trong ky
1,097,863,192,500
118,068,694,779
439,296,000
1,216,371,183,279
- Mua trong 19)
1,097,863,192,500
118,068,694,779
439,296,000
1,216,371,183,279
SO grim trong
ky

29,343,723,000
29,343,723,000
- Giam khac
29,343,723,000
29,343,723,000
SO du cuoi
ky
3,128,514,546,561
142,236,998,294
22,422,376,310
3,293,173,921,165
Gil tri hao mon 1uy ke
SO du. du ky
631,102,326
14,064,122,632
4,249,751,607
18,944,976,565
SO tang trong
ky
118,358,684
39,629,455,107
13,127,760,307
52,875,574,098
-
Klrau hao trong 1g)
118,358,684
39,629,455,107
13,127,760,307
52,875,574,098
SO gram trong Icy

SO du cuoi ky
749,461,010
53,693,577,739
17,377,511,914
71,820,550,663
Gia
tri con 10i
Tyi ngly du ky
2,030,020,251,735
39,447,903,883
17,733,328,703
2,087,201,484,321
Tai
ngay cuoi ky
3,127,765,085,551
88,543,420,555
5,044,864,396
3,221,353,370,502
-

Ting, giim tai
san co dinh vo hinh ky truirc :
Khoiin myc
Quyen sir dung dit PhAn mem vi tinh
Thi san co dinh

vo
hinh khac
ging
Nguyen gia

SO du dAu
ky
1,380,377,188,421
5,988,310,020
20,000,000,000
1,406,365,498,441
SO tang trong ky
650,274,165,640
47,523,716,495
1,983,080,310
699,780,962,445
- Mua trong ky
4,477,974,000
1,983,080,310
6,461,054,310
SO giam trong ky
SO du cuoi
ky
2,030,651,354,061
53,512,026,515
21,983,080,310
2,106,146,460,886
GM tri hao mon luy
ke
SO du du ky
473,434,736
3,291,957,009
3,000,684,696
6,766,076,441
SO tang trong

ky
157,667,590
10,772,165,623
1,249,066,911
12,178,900,124
- Khciu hao trong 19)
157,667,590
10,772,165,623
1,249,066,911
12,178,900,124
SO giam trong ky
SO du cuoi
ky
631,102,326
14,064,122,632
4,249,751,607
18,944,976,565
Gil tri con lyi
Tai
ngay dau ks
,

1,379,903,753,685
2,696,353,011
16,999,315,304
1,399,599,422,000
Tai
ngay cuoi
ky
2,030,020,251,735

39,447,903,883
17,733,328,703
2,087,201,484,321
19