ngân hàng thương mại cổ phần sài gòn hà nội shb báo cáo tài chính riêng lẻ quý 1 năm 2014 td bảng cân đối kế toán

SHB
Solid

sofution,
NGAN HANG THCONG MAI CO PHAN SAI Gem - HA NOI
77 'Fran Hung Dao - Quart Hoen Kim - Ha NOi
Tel: 04.39423388

Fax: 04.39410942
Bao cao tai chinh rieng le
Quy I nAm 2014
MAu Q-Ola
TD - BANG CAN DOI Kt TOAN
Chi tieu
MA chi Thuyet
Heti

minh
So cuoi
ky
Dan vi tinh: VND
SO
du nAm
A. TAI SAN
I

Tien met, yang bac, da quy
110
15
618,382,632,325
540,822,500,029

II

Tien gtri tai NHNN
120
16
1,112,568,768,422
1,981,051,619,577
HI Tien, vitng gfri tai cac TCTD khac va cho vay cac TCTD khac
130
17
11,349,783,167,135
30,236,333,422,001
1

Tidn, yang gni tai cac TCTD khac
131
8,284,597,167,135
17,600,305,422,001
2

Cho vay cac TCTD khac
132
3,065,186,000,000
12,636,028,000,000
3

Dkr phong rtii ro cho vay cac TCTD khac
139
IV Chting khoan kinh doanh
140

1

Chimg khoan kinh doanh
141
2

Du phOng giam gia chimg khoan kinh doanh
149
V

Cac cong c4 tai chinh phai sinh va cac tai san tai chinh khac
150
18
6,715,301,827
VI Cho vay khach hang
160
81,265,991,220,651
75,308,499,432,976
1

Cho vay khach hang
161
19
82,214,818,791,135
76,496,120,149,443
2

Dv phong rirj ro cho vay khach hang
169
20

(948,827,570,484)
(1,187,620,716,467)
VII Chtimg khoan dau tu
170
21
15,762,873,936,778
18,655,008,569,730
1

Ching khoan au tu san sang de ban
171
7,019,421,518,431
8,101,621,921,206
2

Ching khoan
au tu
gift an ngay dao han
172
8,750,947,509,064
10,562,229,371,141
3

Dv phong giam gia chimg khoan dau
tu
179
(7,495,090,717) (8,842,722,617)
VIII Gap von, dau to dai hen
210
22

476,393,611,905 497,595,611,905
Dau ttr vao cOng ty con
211
167,710,070,000
167,710,070,000
2

Von Op lien doanh
212
31,798,000,000
3

Dau tu vao cong ty lien kdt
213
4

Dau tu dai han khac
214
332,427,625,375 385,427,625,375
5

Dkr ph6ng giam gia
au to
dai han
219
(55,542,083,470) (55,542,083,470)
IX Tai san co djnh
220
4,135,297,339,608
4,144,916,076,241

I

Tai san e6 dinh him hinh
221
23
385,471,057,485
401,875,158,413
a

Nguyen gici TSCD him hinh
222
711,439,434,350
706,580,542,517
b

Hao mon TSCD halt hinh
223
(325,968,376,865) (304,705,384,104)
2

Tai san c6 dinh thud tat chinh
224
a
Nguyen WO' TSCD
225
b
Hao mon TSCD
226
3


Tai san co dinh v6 hinh
227
24
3,749,826,282,123
3,743,040,917,828
a

Nguyen gia TSCD vo hinh
228
3,870,832,393,646 3,855,676,881,146
b
Hao mon TSCD vo hinh
229
(121,006,111,523) (112,635,963,318)
X

Bat Ong san dau tir
240
a

Nguyen gia BDSDT
241
b Hao mon BDSDT
241
XI Tai san CO khac
250
25
12,640,058,809,549
11,660,338,935,914
1


Cac khoan phai thu
251
2,150,022,241,954
2,143,489,196,575
2

Cac khoan lai, phi phai thu
252
6,006,632,147,222
5,674,985,695,767
3

Tai san thud TNDN hoan lai
253
4

Tai san C6 khac
254
4,672,692,705,240
4,031,124,881,458
- Trong

Lai the thuang mai
255
5

Cac khoan du phOng rui ro cho cac tai san CO nOi bang khac
259
(189,288,284,867) (189,260,837,886)

TONG TAI SAN CO
300
127,368,064,788,200
143,024,566,168,373
Chi tieu
B
NQ PHAI TRA VA VON CH(1 SO HUU
I Clic khan ny• Chinh phu vi NHNN
II Tien gin va vay cua cac TCTD kink
1 Tien girl cua cac TCTD khac
2 Vay cac TCTD khac
III Tien giri cda khach hang
IV Cac ding cy tai chinh phai sinh va cac khoan ny• tai chinh khac
✓
Vin tai try., uy thac clan tu, cho vay ma TCTD phai chju rui ro
VI Phat hanh
giAy
t?r co gia
VII Clic khan Ny. khac
1
Cac khoan lai, phi phai tra
2 Thue TNDN hoan 1ai phai tra
3 Cac khoan phai tra va cong ncy khac
4 Du phOng rui ro khac
TOng Ny. phai tra
VIII Von va cac guy
1
Von cua TCTD
a Van didu
b

Van dclu tuXDCB
c
Thing du- win ca phdn
d
Co
phau guy
e
Co phiiu uu cic7i
g Van Mac
2
Qu5/
' cua TCTD
3
Chenh tech ty gia hOi dodi
4
Chenh tech danh gia lai tai san
5
Lgi nhuan chua phan phi
VIII Lyi ich cua co do
ting thieu
s6
NG
TONG Nci
PHAI TRA VA VON CHU SO 111fU
THUG
CAC CHI TIEU NGOAI BANG
sit GC,

Nghia vy ncrtiem
An

Bao lanh vay von
2
Cam
kel trong nghiep vu L/C
3 Bao lanh khac
Lap bieu

Re Toan Triro'ng/44/4/
Ngdy

thing nam 2014
Wing Clam DOc
eirgetyLi Van cre4
Nguyin Thay Trang
Ma chi Thuyet
tieu

minh
SO cuOi
ky
SO dau nam
310
26
502,840,842,178
2,119,144,618,490
320
3,180,794,191,652
20,685,380,967,956
321
27

2,481,428,191,652
12,155,602,567,956
322
699,366,000,000
8,529,778,400,000
330
28
98,284,672,743,890
90,879,258,823,425
340
18
6,271,815,107
350
29
493,409,210,978
476,390,065,077
360
12,357,205,900,018
16,909,574,923,018
370
1,999,806,820,460
1,640,758,750,626
371
1,587,598,836,863
1,351,130,182,721
372
323,842,812
373
30
343,692,182,429

231,426,725,093
379
30
68,515,801,168
57,878,000,000
400
116,818,729,709,176
132,716,779,963,699
500
31
10,549,335,079,024
10,307,786,204,674
410
8,962,251,608,400 8,962,251,608,400
411
8,865,795,470,000
8,865,795,470,000
412
413
101,715,710,000 101,715,710,000
414
(5,259,571,600)
(5,259,571,600)
415
416
420
602,160,967,601
602,160,967,601
430
5,092,155,219

440
450
979,830,347,804
743,373,628,673
700
31
800
127,368,064,788,200
143,024,566,168,373
910
40
10,342,135,127,495
8,338,670,362,999
911
486,724,000,000
486,276,000,000
912
2,495,837,962,854
1,774,825,693,042
913
7,359,573,164,641
6,077,568,669,957
Ke tan Truieng
/
44
,
,,
Nin
ThE
Lan

.
Plurang
Lap bieu
Nguyjn
Thity
Trang
ay thong nam 2014
ng Giam dOc
szfey
n Vein
ci&
M SHB
Solid partners, flexible sobeions
NGAN HANG TMCP SAI GON - HA NOI
77 Tran Hung Dao - Quan Hoan Kidm - Ha Nei
Tel: 04.39423388

Fax: 04.39410942
Bao coo tai chinh rieng le
Quy I nim 2014
MAu so: Q-02a
TD - BAO CAO KET QUA HOAT DONG KINH DOANH - QU)
.
(
Chi den
MI chi tieu Thuyet minh

QuST I

Dan vi tinh: VND

Lup ke
tir dAu nAm den
cut:4
QuY I
NAm 2014

NAm 2013

NAm 2014

Nam 2013

1
2
Thu nhap tir lai va cac khoan thu nhap tuong to
Chi phi lai va cac chi phi tuang to lai
01
02
32
33
2,258,982,886,332
1,906,888,449,493
2,458,172,172,395
2,027,671,659,935
2,258,982,886,332
1,906,888,449,493
2,458,172,172,395
2,027,671,659,935
I
Thu nhap Ili thuAn

03
352,094,436,839
430,500,512,460
352,094,436,839
430,500,512,460
3
Thu nhap tir hoat Ong dich vp
04
56,530,032,969
39,076,268,735
56,530,032,969
39,076,268,735
4
Chi phi hoat Ong dich vu
05
37,377,582,442
10,786,388,491
37,377,582,442
10,786,388,491
II
Lai/IA than tir hoyt dang dich
vy
06
34
19,152,450,527
28,289,880,244
19,152,450,527
28,289,880,244
III
Lai/IA thuAn tir hoyt dang kinh doanh ngoyi hOi

07
35
5,009,688,259
57,987,275,692
5,009,688,259
57,987,275,692
IV
Lai/IA than tir mua ban cluing khoin kinh doanh
08
(1,909,400,000)
(4,321,828,860)
(1,909,400,000) (4,321,828,860)
V
LAVIA than to mua ban chiing khoin dau tir
09
44,030,475,503
996,731,329
44,030,475,503
996,731,329
5
Thu nhap tir hoat Ong khac
10
8,816,091,376
7,794,656,570
8,816,091,376
7,794,656,570
6
Chi phi hoat &Ong khac
11
1,069,666,386

2,274,772,956
1,069,666,386
2,274,772,956
VI
Lai/IA thuAn tir hot ding khic
12
7,746,424,990
5,519,883,614
7,746,424,990
5,519,883,614
VII
Thu nhap tie Op
von, mua co
phAn
13
36
65,408,000
220,837,200
65,408,000
220,837,200
VIII
Chi phi hoyt Tang
14
37
370,596,119,483
442,671,088,531
370,596,119,483
442,671,088,531
IX
Ltd nhuan than tie hoyt clang kinh doanh tr

►
&
chi phi che [bong riii ro tin ding
15
55,593,364,635
76,522,203,148
55,593,364,635
76,522,203,148
X
Chi phi dv phong riii ro tin d9ng
16
(215,933,787,275)
(141,208,829,718) (215,933,787,275)
(141,208,829,718)
XI
TAng lvi nhuan trithc thud
17
271,527,151,910
217,731,032,866
271,527,151,910
217,731,032,866
7
Chi phi thud TNDN hien hanh tam tinh
18
58,967,560,015
54,594,435,012
58,967,560,015
54,594,435,012
8
Chi phi thud TNDN hoan lai

19
XII
Chi phi thud TNDN tam tinh
20
58,967,560,015
54,594,435,012
58,967,560,015
54,594,435,012
XIII
Lvi nhuan sau thud
21
212,559,591,895
163,136,597,854
212,559,591,895
163,136,597,854
XIV
Lvi ich cua cA (long thieu
so
22
XV
Lai ca ban teen co phieu
23
SHB
Solid baboors, flexible aokitions
NGAN HANG TMCP SAI Of" - HA NQI
77 Trait Hung Dao - Quan Hoan Kiem - Ha INI0i
Tel: 04.39423388

Fax: 04.39410942
BA° esio tai chinh rieng1e

Quy I nag 2014
mAu so: Q-03a
TD - BAO CAO LIXU CHUYEN TIEN TE - PPTT - QUY
MA chi
DVT: VND
ThuyCt

LOy ke fir din narn
den cuiii
guy I
Chi tied
flea
minh

Nam 2014
Nam 2013
I LUU CHUYEN TIEN Tif HOAT DQNG KINH DOANH
1

Thu nhap Ili va cac khoan thu nhap Wang to nhan &roc

01
2

Chi phi Ill va cac chi phi Wang to oil tra

02
3 Thu nhap tir hog dOng dich vo nhan duqc

03

Chenh tech so tien that thu/thuc chi tir hoat dOng kinh doanh 04
4
chimg khoan, yang bac, ngoai te
5 Thu nhap khac

05
Tien thu cac khoan no cla duoc xir ly xoa, bd dap bang nguOn du
6


06
phOng rill ro
7

Tien chi tra cho nhan vien va hoat dOng quail ly, tong vo (*)

07
8 Tien thue thu nhap that n6p trong ky (*) 08
Lim chuyin tien than tir hoot dOng kinh doanh trtrOrc nhErng
09

thay cliii ye thi san va von Iva dOng
Nhftng thay ai 4 tai san
hogt
dOng
9 (Tang)/Giarn cac khoan tien, yang yri va cho vay cac TCTD khac

10
10 (Tang)/Giam cac khoan ve kinh doanh chimg khoan


11
11
(Tang)/Giam cad cong co tai chinh phai sinh va cac tai san tai
12

chinh khac
12 (Tang)/Giam cac khoan cho vay khach hang

13
(Tang)/Giam ngtuin do phOng de

14

bd dap ton that cac khodn (tin
13
(long, chimg khoan, dau tu dai han)
14 (Tang)/Giam khac N
,
6 tai san hoat dOng

15
Nhaitg thay 661
4
cong no
hoot
dOng
15 Tang/(Giam) cac khoan no Chinh phd va NF-INN

16
16 Tang/(Giam) cac khoan tien girl, tien vay cac TCTD


17
17 Tang/(Giam) tien gin dm khach hang (bao vim ca KBNN)

18
Tang/(Giam) O
9

at hanh giay to CO
c6 gia (ngoai trir giay to co
c6 gia phat
18
hanh &roc tinh vao hoat dOng tai chinh)
Tang/(Giam) On tai trq, us
,
that dau ttr, cho vay ma TCTD chiu lid
19


20
ro
Tang/(Giam) cac cong cu tai chinh phai sinh va cac khoan no tai 21
20
chinh khac
21 Tang/(Giam) khac ye cong no hoat dOng

22
22 Chi tir cac quy cda TCTD (*)

23

Lull chuyin tien than tir hoot dOng kinh doanh

24
II LUU CHUYEN TIEN Tif HOAT DQNG DAU TU
.

1

Mua sam tai san c0 dinh

25
2 Tien thu tir thanh ly, nhtrong ban TSCD

26
3

Tien chi Or thanh ly, nhtrong ban TSCD (*)

27
4 Mua sam bat Ong san dau ttr (*)

28
5

Tien thu tir ban, thanh 13% bat dOng sari dau tu

29
6

Tien chi ra do ban, thanh 1Y bat Ong san dau tu (*)


30
7 Tien chi dau tu, Op On vao cac don vi khac

31
8 Tien thu dau Or, g6p win vao cac don vi khac

32
9

Tien thu co tdc va lqi nhuan &roc chia Or cac khoan dau ttr, gOp
33

On dai han
Lyn chuyin tien thuAn tu
.
hoot dOng din ttr

34
III LUU CHUYEN TIEN Tif HOAT DQNG TAI CHINH
2,000,243,540,448
(1,675,326,894,817)
19,152,450,527
45,783,131,862
7,516,873,802
220,051,166
(341,999,818,367)
(70,862,648,943)
(15,273,314,322)
11,019,727,000,000

2,905,730,691,877
(6,715,301,827)
(5,706,425,577,358)
(12,273,064,334)
(687,521,676,277)
-
(1,616,303,776,312)
(17,504,586,776,304)
7,405,413,920,465
(4,552,369,023,000)
17,019,145,901
(6,271,815,107)
101,679,475,477
-
(8,658,170,091,121)
(20,585,113,876)
9,500,022
-
-
21,202,000,000
65,408,000
691,794,146
2,145,672,194,312
(2,618,311,242,955)
28,289,880,244
53,617,201,261
5,284,570,533
130,334,320
(416,326,272,796)
(211,802,431)

(801,855,137,512)
10,586,643,197,893
2,047,149,582,501
(34,316,754,899)
2,017,010,244,011
(122,604,338,284)
(10,501,479,846,992)
831,209,910,562
(2,198,705,812,072)
38,153,593,980
-
(979,961,420,070)
-
881,243,219,118
(29,733,678,266)
260,482
220,837,200
(29,512,580,584)
1
nai, ngay

thcing nam 2014
Tinig
Giam d6c
L(lp bieu

Ke tan triramg/04/
e/liwye41
'V
an Ye

Nguyln Thity Trang
• Thi Lan Plurang
NG MAI
CO
I
PHEN
Sil Gati•HA
NOI
Chi tieu
Ma chi Thuyet
1 0y ke ter (Ian nam den cuoi qus'
I
tieu

minh
Nam 2014
Nam 2013
1

Tang von co phan tir gOp von vaThoac Oat hanh co phieu

35
2

Tien thu tir phat hanh giay to c6 gia dai han c6 du dieu kien tinh
36

vao von ttr c6 va cac khoan von vay dai han khac
Tien chi thanh town gia'y t6 CO gia dai han cO


dieu kien tinh vao
3

37
von
tu
.
c6 vi cac khoan von vay dai han khac
4

CO tfrc tra cho co dOng, Iqi nhuan da chia (*)
38
(267,676,750)
(294,988,100)
5

Tien chi ra mua co phieu ngan guy (*)
39
6 Tien thu dtrcrc do bin co phieu ngan quy
40
Lyn chuyin teen than tfr hopt d6ng tai chinh
41
(267,676,750)
(294,988,100)
IV Liru chuyen tien than trong ky

-
42
(8,657,745,973,725)
851,435,650,434

V Tien vi cac khan tirang diromg den tai th?ri diem (16114
43
16,150,782,893,744
11,665,810,449,716
VI Dieu chinh anh hiromg cua thay d6i t gia
44
VII Tien vi cac khan twang dirang tien tai thtri diem cuoi kY
45
7,493,036,920,019
12,517,246,100,150
2
THUYET MINH BAO CAO
TAI CHINH RIENG LE
Cho Qui I nam 2014
M SHB
CicARY

(few so1,11on,
Ngfin hang TMCP Sai Gen — Ha NOi
THUYET MINH BAO CAO TAI CHINH RIENG
LE
QuS
,
I nam 2014
1. Thong tin ye ngan hang
GiAy phep hoat Ong
0041-NH/GP ngdy 13 thang 11 nam 1993
GiAy phdp hoat dOng do Ngan hang Nha nuoc Viet Nam
cap
Thai han hoat dOng cua Ngan hang Id 40 nam ke tir ngdy cap gidy phdp

dAu tien.
HOi ding Quin tri
Ong DO Quang Hien
Ong Nguyen Van Le
Ong TrAn Ngoc Linh
Ong Pham Hong Thai
Ong Pham Ngoc Tuan
BA Dam Ngoc Bich
Ong Le Quang Thung
Ban ki4m
soat
Ong Pham Him Binh
Ong Nguyen Hi
-
ru Dire
Ba Hoang Thi Minh
Ong Biri Thanh
Tam
Ban TOng Giam dOc
Ong
Nguyen Van Le
Ong D'a'ng Trung Di
-
mg
Ong Le
Dang
Khoa
Nguyen Huy Tai
Ng8 Thu Ha
Ninh Thi Lan Phtrang

D'ang T6 Loan
Chu tich
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Uy vien
1.1y vien
Uy vien
U
y
vien
Thanh vien d8c lap
Thanh vien
Thanh vien
Thanh vien
Thanh vien
T6ng Giam d6c
PhO
T6ng Giam d6c
PhO T6ng Giam d6c
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PhO Teng Giam
d6c
Tai 1)6 nhiem ngay 5 thang 5 nam 2012
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nhiem ngdy 5 thang 5 nam 2012
Tai 1)6 nhiem ngdy 5 thang 5 nam 2012

136 nhiem ngdy 5 thang 5 nam 2012
136 nhiem ngdy 5 thang 5 /lam 2012
B6 nhiem ngdy 5 thang 5 nam 2012
136 nhiem ngdy 5 thang 5 nam 2012
Tai b6 nhiem ngdy 05 thang 05 nam 2012
Tai b6 nhiem ngdy 05 thang 05 nam 2012
136 nhiem ngdy 05 thang 05 nam 2012
Tai b6 nhiem ngdy 05 thang 5 nam 2012
Tai 1)6 nhiem ngdy 21 thang 5 nam 2010
136 nhiem ngdy 01 thang 9 nam 2006
136 nhiem ngdy 10 thang 4 nam 2009
136 nhiem ngdy 18 thang 02 nam 2013
136 nhiem ngdy 15 thang 3 nam 2011
136 nhiem ngdy 08 thang 06 nam 2012
136 nhiem ngdy 9 thang 10 nam 2012
Tru so' chinh

S6 77
- TrAn Hung Dao - Q.Hoan Kim - TP.Ha NOi - V* Nam
SHB
,Aimnor,

.11.011,
Ngfin hang TMCP Sai Con — HA NOi
2.
Da'c diem hot dOng dm to chtic tin dung
Ngan hang TInrong mai CO phAn Sai GOn - Ha NOi (durgi day goi tat la "Ngan hang") la mot
ngan hang thuong mai co phAn Viet Nam thanh lap tai nude COng h6a Xa hOi Chu nghia Viet Nam
vdi
th6i gian hog dOng la 40 nam theo 0041-NH/GP ngay 13 thang 11 nam 1993 cua Ngan hang

Nha nude Viet Nam. Von dieu le caa Ngan hang tai ngay 31/03/2014 la 8,865,795,470,000 dOng
(Tam nghin tam tram sau mai lam ty bay tram chin lam trieu bOn tram bay mai nghin ding).
HOi so chinh caa Ngan hang dal tai SO 77 - TrAn Hung Dao - Q.Hoan Kim - Ha Noi - Viet Nam.
Tai ngay 31/03/2014, Ngan hang c6 4.256 nhan vien (DAu nam 2014: 4.922 nhan vien) .
3.
Tom tat cac chinh sach ke than chit yeu
Chuin mire va cite dO ke toan dp dung
Ngan hang trinh bay cac bao cao tai chinh bang d'ong Viet Nam (VND) theo Lug cac TO eh&
Tin dung, Lug sfra d6i va bO sung mot so dieu trong Luat cac To chirc Tin dung, cac chuAn mire ke
toan Viet Nam va He thOng Ke toan cac t6 chirc tin dung Viet Nam.
Kjr bao cao vi don vi tien
to
KY bao cao cua Ngan hang bat dAu tir ngay 01/01/2014 va ket thfic vao ngay 31/03/2014. Dan
vi tien to sir dung trong ghi chep ke toan la dOng Viet Nam (VND).
4.
Nguyen tic ghi nhan cac nghiep vu bing ngoai to vi quy
doi
Theo he thong Ice toan cua Ngan hang, fat ca cac nghiep vu phat sinh caa Ngan hang dtrgc hach
toan theo nguyen te. Tai th6i diem cuOi nam, tai san va cong ng co ngu6n g6c ngoai to dtroc quy
d6i sang VND theo ty gia quy dinh vao ngay lap bang can d6i ke toan. Cac khoan thu nhap va chi
phi bang ngoai to cua Ngan hang dugc hach toan bang VND theo ty gia vao ngay phat sinh thong
qua giao dich mua ban ngoai te. Chenh lech ty gia do danh gia lai cac tai khoan kinh doanh ngoai te
dugc hach toan vao bao cao Ket qua Hoat dOng Kinh doanh va lgi nhuan de lai. Chenh lech ty gia
phat sinh do quy dOi cac tai san va ding ng khac bang ngoai te sang VND dugc xir ly vao doanh so
cua cac khoan muc tuang irng tren bang can d6i ke toan vao ngay lap bao cao tai chinh.
5.
Chimg khoan diu hr gift den ngiy dao ban
Chirng khoan ng gift den ngay dao han la cac chfing khoan co ky han c6 dinh va cac khoan
thanh toan co dinh hoac c6 the xac dinh dugc va Ban TOng Giam d6c coy dinh va co kha Wang gift
den ngay dao han. Ngan hang dang ghi nhan cac chirng khoan nay theo gia gOc Ong lai dg thu trir

lai ch6 phan bo. Gia tri phu tri hoac chit khAu (neu c6) ciing dugc phan anh vao gia tri ghi sei cua
khoan dAu tit. Lai dugc du thu hoac phan 1)6 theo phuang phap &rang thang. Chfrng khoan dugc
gift den khi dao han se dugc xem xet ve kha Wang giam gia. Chung khoan dugc lap dkr phOng giam
gia khi gia tri thi trixOng nho han gia tri ghi so. Dkr phOng giam gia dugc ghi nhan vao bao cao ket
qua hog dOng kinh doanh.
2
SHB
111,xible
Ngfin hang TMCP Sal Gen — HA Ni)i
6.
Chan khoin dau
to san sang
d'e' ban
ChUng khoan dAu to san sang de ban la cac chimg khoan dugc giix trong thi gian kh8ng an
dinh truac, c6 the dugc ban de dap ling nhu cAu thanh khoan hoac de irng pho vai twang hgp thay
d6i lai suAt, ti gia, hoac gia tri chirng khoan. Ngan hang dang ghi nhan cac chung khoan nay theo
gia g6c cOng lai du thu trir !di cho phan 1)6. Gia tri phu tri hoac chi& khAu (neu co) cling dugc
phan anh vao gia tri ghi s6 dia khoan dAu fix. Lai dugc du thu hoac phan b6 theo phuang phap
duong thang. Cac chung khoan nay dugc danh gia dinh kST theo gia tri thi tru6ng va du ph6ng giam
gia tri se dugc lap khi gia tri thi twang nh6 hem gia tri ghi s6. Du phong giam gia duvc ghi nhan
vao bao cao ket qua hoat dOng kinh doanh.
7.
Chirng
khoan kinh doanh
ChUng khoan kinh doanh la chimg khoan ban dAu dugc mua va nam gift cho muc dich kinh
doanh trong ngan han hoac neu Ban T6ng Giam d6c guy& dinh nhu
.
vay. Ngan hang dang ghi nhan
cac chimg khoan nay theo gia g6c vao ngay giao dich. Trong cac kSi tiep theo, cac chimg khoan tiep
tuc dugc ghi nhan theo gia g6c. Tuy nhien, gia tri thi tru6ng cua cac chUng khoan van dugc Ngan

hang theo dOi de danh gia ve kha 'fang giam gia khi gia tri thi truarng thap han gia goc. Ngoai trir
truong hgp kh6ng the xac dinh gia tri thi twang mot cach chac chan thi gia tri ctla chUng dugc tinh
dua teen nguyen gia sau khi frit di ton that trac tinh (neu co). Lai hoac 18 tir kinh doanh chimg
khoan dugc ghi nhan tren bao cao ket qua hoat dOng kinh doanh theo s6 thuAn.
8.
Cac khan cho
vay
Cac khoan cho vay ngan han co kSi han duai 1 nam; cac khoan cho vay va cho thue tai chinh
trung han co kS
,
han tir 1 nam den 5 nam va cac khoan cho vay va cho thue tai chinh dai han co kST
hp teen 5 nam ke tir ngay giai ngan.
Viec phan loci ng va lap du phong rUi ro tin dung dugc thuc hien theo Quyet dinh s6
493/2005/QD-NHNN ngay 22 thang 4 nam 2005 va Quyet dinh s6 18/2007/Qp-NHNN ngay 25
thang 4 nam 2007 dm Th6ng dcic Ngan hang Nha nude Viet Nam. Cac khoan cho vay dugc phan
thanh nam nhom ng can cu vao tinh hinh tra ng va cac yeti to dinh tinh nhu sau:
Nhom 1: No dzi tieu chucin
•
Cac khoan no trong han ma Ngan hang danh gia la co du kha nang thu h6i dAy du ca
g6c va lai dung thi han;
•
Cac khoan no qua han duai 10 ngay va Ngan hang danh gia la co kha nang thu h6i
dAy du g6c va lai bi qua han va thu h6i dAy du g6c va lai dung th6i han con lai;
Nh6m 2: Na can
•
Cac khoan ng qua han tir 10 ngay den 90 ngay;
•
Cac khoan ng dieu chinhkSi han tra no tan dAu;
3
101 SHB

,olvt
■
or.,
Ngfin hang TMCP Sai Gan — Ha NOi
•
Cac khoan ng Ca cL lai thoi han tra no trong han theo thai han dugc co' cAu lai.
Nhom 3: Na du '
gi tieu chudn
•
Cac khoan ng qua han tir 91 den 180 ngay;
•
Cac khoan no' ca cL lai thai han tra ng lAn du, trd cac khoan ng dieu chinh IcS/ han tra
ng lAn dAu phan loaf vao nhOm 2;
•
Cac khoan no dugc mien hoc giam lai do khach hang khong du kha nang tra lai dAy di)
theo hop &mg tin d
u
ng;
Nhom 4:
Na
nghi ngg
•
Cac khoan no qua han tir 181 den 360 ngay;
•
Cac khoan no ca cL lai tiled han tra ng lAn dAu qua han duai 90 ngdy theo tiled han
tra no dugc ca cAu lai lan dAu;
•
Cac khoan no ca cL lai that han tra no lAn thin hai;
Nhom 5: Na c6 kha ?long mat vein
•

Cac khoan ng qua han tren 360 ngay;
•
Cac khoan no ca cL lai thai han tra no lan dAu qua han tir 90 ngay tra len theo thOi
han tra no dugc ca cAu lai ran dAu;
•
Cac khoan no ca cL lai thai han tra no 1L thin hai qua han theo thai han tra no
&roc ca cL lai lan thin hai;
•
Cac khoan no ca cau lai thOi han tra ng ran thin ba tra len, ke ca chua bi qua han
hoc da qua han;
•
Cac khoan no khoanh, no chOr xi1.15/;
Theo Quyet dinh s6 493/2005/QD-NHNN ngay 22 thang 4 nam 2005 va Quyet dinh
so
18/2007/QD-NHNN n
g
ay 25 thang 4 nam 2007, d6i vhf cac khoan ng qua h
a
n, t6 chic tin dung
phan loai lai vao nh6m no c6 rdi ro thap han khi Ngan hang danh gia la c6 du kha nang thu h6i dAy
du ca goc va lai; va khach hang c6 tai lieu, h6 sa chirng minh cac nguyen nhan lam khoan no nay
qua han dugc xir ly, khac phuc. Ngan hang chi) dOng to guy& dinh phan loai cac khoan no vao cac
nhOm
ng
rdi ro cao han Wang (mg voi mirc dO rui ro khi xay ra mot trong cac truOng hop sau day:
•
Khi co nhung dien bien bAt lgi tir tac &ling tieu c
i
rc den moi truOng kinh doanh va
linh vu.c kinh doanh;

•
Cac chi tieu tai chinh cua khach hang hoac kha nang tra no cda khach hang bi suy giam;
•
Khach hang khong cung cap cho Ngan hang cac thong tin tai chinh kip that, dAy cid
va chinh xac de Ngan hang danh gia kha nang tra no cda khach hang.
Dv phong rui ro tin dung:
Viec tinh du phOng cu the dugc can cu tren cac t-S, le ap dung cho
tirng nhOm no nhu sau:
4
111SHB
paqn,r,,

,olution,
Ngfin hang TMCP Sai Gan
—
Ha Ni)i
Nh6m
1
Loyi
No di' tieu chuAn
TS/
k
dir phong cy thC"
0%
2
N
g
can chit
ST
5%

3
No clued tieu chuan
20%
4
N
g
n
g
hi n
g
6
50%
5
N
g
co kha Wan
g
mat von
100%
9.
Tai san cif) dinh
Tai san c6 dinh du
g
c the hien theo n
g
uyen
g
ia trir di khAu hao luy ke. N
g
uyen

g
id bao gom
toan b0 cac chi phi ma N
g
an han
g
phai b6 ra de CO &r
o
c tai san c6 dinh tinh den th6i diem dua
tai san dO vao tr
o
n
g
thai san san
g
sir d
u
n
g
. Tai san c6 dinh du
g
c tinh khAu hao theo phuon
g

phap thron
g
thOn
g
de trir dAn n
g

uyen
g
id tai san tron
g
suot thai
g
ian hau d
u
n
g
troc tinh nhu
sau:
- Nha cira, vat kien true

25 nam
- May mOc, thiet bi

03 — 05 nam
- Phuon
g
tien van tai

06 - 10 nam
- Thiet bi van phOn
g

03- 07 nam
-Tai san co dinh hal hinh khdc

04 - 07 nam

-Ph'An mem may tinh

03 — 08 /lam
-Tai san co dinh vo hinh khdc

02 — 20 nam
Quyen sir d
u
n
g
dAt du
g
c khAu hao theo phuon
g
phap du6n
g
thOn
g
phit h
o
p Nit% GiAy chirn
g

nhan
q
uyen sir d
u
n
g
dAt. Quyen sir d

u
n
g
dAt vo th6i h
a
n dir
g
e
g
hi nhan theo
g
id
g
6c va kh6n
g

tinh khAu hao.
10.
Titn vä cac khoan tuang dining tien
Tien va cac khoan tuon
g
duon
g
tien bao
g
om tien mat, yan
g
, da
q
uY, tien

g
in thanh toan t
a
i
NI-INN, tin phieu Chinh phu va cac
g
iAy t6 co
g
ia n
g
On h
a
n di" dieu kien chi& khAu voi NI-INN, cac
khoan den
g
iri thanh toan va den
g
iri, cho vay t
a
i cac to chirc tin d
u
n
g
khac co thai h
a
n ddo h
a
n
kh6n
g q

ua 3 than
g
ke tir n
g
ay
g
iri.
5
SHB
Ngfin hang TMCP Ski Gan — HA NOi
11.
Cac ding cu tai chinh phai sinh
Cac cong cu tai chinh phai sinh dugc ghi nhan tren bang can d6i ke toan theo gia tri hgp d6ng
vao ngay giao dich, va sau dO dugc danh gia 10 theo gia tri hop 1St. Lgi nhuan hoc 10 khi cac cong
cu tai chinh phai sinh dugc thuc hien dugc ghi nhan trong bao cao ket qua hgat d6ng kinh doanh.
Lgi nhuAn hoc 18 chin thuc hien dugc ghi nhan vao khoan muc chenh tech danh gia lai cac cong
cu tai chinh phai sinh teen bang can d6i ice toan va dugc ket chuyen vao ket qua hoat d6ng kinh
doanh vao thOi diem cu6i nam.
12.
Ghi nh'Un thu nh4p/ chi phi
lai
Ngan hang ghi nhan thu nhap tir lai va chi phi lai teen bao cao ket qua hoat d6ng kinh doanh
tren co so
.
du thu, du chi.
13.
Ghi nh4n thu nh4p tir phi va hoa 'ing dich
vu
Ngan hang thu phi tir cac dich vu cung cap cho khach hang. Thu nhap tir phi co the chia thanh
cac nhOm sau:

•
Phi thu tie viec cung cap dich vu trong mot thoi gian What dinh:
Phi thu tir viec
cung cap dich vu trong mot thei gian nhAt dinh dugc du thu trong sueyt tiled gian do. Phi nay
bao g6m phi quan
1ST,
phi nhan uy thac, hoa Wong va cac phi lien quan den cap tin dung,
quan
1ST
tai san, phi quan ly danh muc va cac chi phi quan 1S/ ding nhu phi to van khac.
•
Phi thu tie viec cung cap dich vu giao dich:
Phi phat sinh tir viec dam phan va tham
gia dam phan cac giao dich cho mot ben thin ba, vi du nhu dan 'Cep viec mua co phAn hoc
cac lo4i chimg khoan khac hoc mua lai doanh nghiep , dugc ghi nhan khi hoan tat giao
dich lien quan. Phi hoac mot phAn cua khoan phi nay co lien quan den viec thuc hien mot
cong viec nhAt dinh se dugc ghi nhan khi hoan tat dieu kien tuang irng.
6
Tin dyng
Cho giai dogn to ngay 01 thong 01
din ngay 31 thcing 03 nom 2014
1. Doanh thu trtrc ti6p
1,763,984,753,262
Tai
ngay
31
(hang 03 nom 2014
1.
Tai salt b0 phan
87,639,800,207,730

2.
Tai sin phan 1)6
3,608,356,454,440
Tong tki sin
91,248,156,662,169
1.
Ng phai tra be.) phan
(181,221,327,667)
2.
No phan b6
(149,203,673,377)
Ttnig ding nq
(330,425,001,044)
Diu tte
Kinh doanh va
huy (Ong van
Dich
vu

Cac
bo phOn khdc
Dow vi: VND
Tang Ong
368,627,842,842

239,035,424,534

33,761,426,452

2,405,409,447,090

20,431,985,073,713
11,267,245,911,784
34,673,850,000
119,373,705,043,226
20,662,114,003
2,577,129,128,314
1,788,212,048,218
7,994,359,744,974
20,452,647,187,716
13,844,375,040,098
1,822,885,898,218
127,368,064,788,200
(116,147,204,409,122)
(159,741,331,111)
(116,488,167,067,900)
(854,367,729)
(106,562,956,727)
(73,941,643,443)
(330,562,641,276)
(854,367,729)
(116,253,767,365,850)
(233,682,974,554)
(116,818,729,709,176)
irk
S HB
Ngfin hang TMCP Ski Gen — Ha NOi
14. Thong tin bao cao bo ph4n
- Thong tin bac) cao
bo phan
theo linh vijc kinh doanh

7
SHB
Ngan hang TMCP Sal Gan — Ha Ni
- Thong tin bao cao blo ph4n theo khu vic
dla
IS
,
:
Chi tie u
CN Nit& ngoai
Mien Bc
Trong
Mitt' Trung
Mien Nam
Don

VND
Tong cong
Thu nh4p lai thuAn
Lai/16 thuAn tit hog dOng dich vu
Lai/18 thuAn tit mua ban chimg khoan
kinh doanh
Lai/ 18 thuAn tr hoat Ong kinh doanh
ngoai h6i
Lai/1S thuAn tü mua ban chirng khoan
dAu tu
Lai/k thuAn tir hoat dOng khac
Thu nh'ap tü Op von, mua cO phAn
Chi phi hoat dng
48,349,395,026

(22,815,745,096)
1,110,210,416
28,669,729
(15,802,321,913)
184,859,310,099
31,511,763,375
(1,909,400,000)
534,797,200
44,030,475,503
8,094,708,583
65,408,000
(250,251,596,681)
42,410,786,341
3,497,138,932
116,713,369
(282,583,359)
(31,883,049,028)
76,474,945,373
6,959,293,316
3,247,967,274
(94,369,963)
(72,659,151,861)
352,094,436,839
19,152,450,527
(1,909,400,000)
5,009,688,259
44,030,475,503
7,746,424,990
65,408,000
(370,596,119,483)

Lçi
nhu4n thuAn tir hot dang kinh
doanh truirc chi phi dy phong riii
ro tin dyng
10,870,208,162
16,935,466,079
13,859,006,255
13,928,684,139
55,593,364,635
Hoan Nhap/(Chi phi) du phong rüi ro
tin dung
(1,647,079,954)
193,337,702,272
999,983,350
23,243,181,607
215,933,787,275
Tang lyi nhuOn trir&c thut
9,223,128,208
210,273,168,351
14,858,989,605
37,171,865,746
271,527,151,910
8
SHB
edi,/ pa.
-
trwrr,.

, tztaroly
Ngfin hang TMCP Sai Gen — Ha N(ii

15.
Tien mat, yang b,ac, da quy
31/03/2014
VND
31/12/2013
VND
Tien mat bang VND
423,704,329,535'
310,687,404,000
Tien mat bang ngoai
.
t."
190,767,000,290
224,492,063,029'
Kim loai quy, da qu)"
,

3,911,302,500
5,643,033,000
618,382,632,325
540,822,500,029
16.
Tien ph tai Ngfin hang Nha [link

31/03/2014

31/12/2013

VND


VND
Ti6n giri thanh toan tai Ngan hang Nha nuOt

1,112,568,768,422

1,981,051,619,577
Tien giri phong t6a (n6u co)
Tien giri khac
1,112,568,768,422

1,981,051,619,577
17.
Tien, yang gin tai va cho vay cat to chtk tin dung khac
31/03/2014
VND
31/12/2013
VND
Tidn,
yang gill khong kj, hon
1,583,085,519,272
1,448,108,774,138
- Bang VND
762,188,536,099
815,720,084,633
- Bang ngoai
.
ts, yang
820,896,983,173
632,388,689,505
Tidn, yang girl có kj, hgn

6,701,511,647,863
16,152,196,647,863
- Bang VND
6,701,511,647,863
14,401,511,647,863
- Bang ngoai
-
1", yang
1,750,685,000,000
Cho
vay
3,065,186,000,000
12,636,028,000,000
- Bang VND
2,345,000,000,000
7,945,000,000,000
- Bang ngoai
-
1", yang
720,186,000,000
4,691,028,000,000
11,349,783,167,135
30,236,333,422,001
9
IISHB
SO. plulnvr,, now
Ngfin hang TMCP Sal Gen — Ha Ni
18.
Cac ding ci tai chinh phai sinh vi cac tai sin tai chinh khic
ngay 31 thing 12 nam 2013

Tong gici tri cita hop
Tong gia tri ghi so ke loan
(theo

gici tai ngay
lLp
bao cao)
ding (theo tf, gia ngay
hieu lzec hop dang)
Tai san
Gong no.
Cong cy TC phcii sinh tMn
to
6,248,089,005,625
6,715,301,827
Giao dich ky han ti'en
992,087,058,000
4,393,283,180
Giao dich hoan

han
5,256,001,947,625
2,322,018,647
Ti ngay 31 thing 12 dam 2013
Cong cy TC phdi sinh tin
to
4,001,790,424,255
6,271,815,107.00
Giao dich ky han tin tê
3,079,753,638,950

471,934,831.00
Giao dich hoan

ky han
922,036,785,305
5,799,880,276
19.
Cho vay khach hang
31/03/2014
VND
31/12/2013
VND
Cho vay cac tt) chirc kinh t, ca nhan trong
nude
Cho vay chit khdu thuong phi6u va cac giAy
tY
cO gia
Cho thue tai chinh
Cac khoan tra thay khach hang
Cho vay bang vein tai trg, Cry thac du tu
Cho vay di vOi cac t

chac, cã nhan nu&
ngoai
Cho vay khac
Ng cho vay dugc khoanh va ng ch6 xtr 1Y
,

77,567,371,880,371
6,874,156,000

26,896,493,770
26,453,523,271
3,337,034,987,510
21,603,670,806
1,228,584,079,407
71,880,997,211,601
7,213,156,000
19,581,969,200
19,332,939,529
3,318,403,772,090
22,007,021,616
1,228,584,079,407
82,214,818,791,135
76,496,120,149,443
10
SHB
Ngfin hang TMCP Sai Gan — HA NOi
19.1. Phan tich chit luqng no' cho
vay
31/03/2014
VND
31/12/2013
VND
No dti tieu chuan
74,596,553,827,978
69,811,299,055,641
Ng can chil
2,883,173,705,586
2,352,445,687,051
Na duai tieu chuan

307,792,975,786
144,391,408,890
Ng nghi nger
212,597,167,859
434,849,602,395
co
Nq

kha nang mat von
2,986,117,034,519
2,524,550,316,059
Cac khoan nq cher xfr ly - Vinashin
1,228,584,079,407
1,228,584,079,407
82,214,818,791,135
76,496,120,149,443
19.2. Phan tich dir nq theo thlri gian
31/03/2014
31/12/2013
VND
VND
Ng ngan han
39,915,496,038,185
39,710,172,636,508
Ng trung han
22,041,125,922,266
19,069,977,169,319
Ng dai han
20,258,196,830,684
17,715,970,343,616

82,214,818,791,135
76,496,120,149,443
11
SHB
E.K1
rmrtn&r,, rlerdye
Ngfin hang TMCP Ski Gen - Ha Ni
19.3. Phan tich dir nv cho vay theo di tuvng khach hang NI 100 hinh doanh nghi0
31/03/2014
tiiu
VND
31/12/2013
triu
VND
%
Ong ty Nha nu6c
2,720,547
3.31
3,092,034
4.04
Cong ty TNHH Nha nuOc
5,394,976
6.56
6,880,580
8.99
Cong ty TNHH khac
20,052,816
24.40
15,592,421
20.38

COng ty c6 phan v6n Nha nuac
4,446,157
5.41
4,708,526
6.16
COng ty c6 phan khac
28,975,146
35.25
25,400,736
33.21
Cong ty hop danh
7,924
0.01
5,968
0.01
Doanh nghiep tu than
3,643,045
4.43
1,044,199
1.37
Doanh nghiep CO von clau tu nu6c ngoai
0
0.00
45,684
0.06
Hop tac xa va lien hiep hop tac xa
103,686
0.13
129,239
0.17

H6 kinh doanh, ca. nhan
14,702,870,

17.89
17,745,499
23.20
Thanh plan kinh t6 khac
939,068
1.14
622,650
0.81
Cac khoan Repo vai khach hang ctia
cong ty TNHH MTV Quan 1Si ng va khai
tilde tai san SHB
0
0.00
0
0.00
Cac khoan phai thu giao dich chimg
khoan cfia Cong ty CP chirng khoan SHB
0
0.00
0
0.00
Dix
ng ch6
1,201,402
1.46
1,228,584
1.61

82,187,637
100.00
76,496,120
100.00
1
11 SHB
tfofid parto0r, 00,01,0 uoluizons
Ngfin hang TMCP Sai Gan - Ha N(ii
19.4. Phan tich dir no; cho vay theo nganh kinh
to
31/03/2014
triu VND
31/12/2013
triu VND
OA
NOng nghiep va lam nghiep va thily san
Khai khoang
Cong nghiep the bien, the tao
San xudt va phan phi dien, khi Ot, nude
nOn2, hoi nuac va dieu hoa khong khi
Cung cap nude; hog Ong quasi Isi va xf.r
1
,
rac thai, ntrac thai
Xay dung
Ban buon va ban le; sua chtia 6 to, m6 to,
xe may va xe co dOng ca khac
Van tai kho bdi
,
Dich vu ltru till va an

u
ong
Thong tin va truyen thong
Hog Ong tai chinh, ngan hang va bao
hiem
Hog dOng kinh doanh bdt Ong san
Hog Ong chuyen mon, khoa hoc va
ding mite
Hoat dOng hanh chinh va dich vu ho trg
Hoat Ong cu'a Dang COng san, to chirc
chinh tri - xd ha auan 1N'r nha mere. an

Giao duc va dao tao
Y t6 va hoat Ong tra giftp )(A hOi
Nghe thuat, vui chai va giai tri
Hoat Ong dich vu Ichdc
Hoat Ong lam thue cad ding viec trong
cac h0 gia dinh, san xuat san phdm vat
chat va dich vu to tieu diing ctia h0 gia
dinh
Hoat Ong cu'a cac to chirc va co. quan
qu6c to
Cac khoan Repo vai khach hang cila
cong ty TNHH MTV Quan IS/ ng va khai
Cac khoan phai thu giao dich chimg
khoan cua C6ng ty CP chirng khoan SHB '
Du no chit xu. ly
18,726,536
5,184,988
12,222,340

2,727,728
18228
7,563,465
12,493,204
3,788,128
2,092,256
86,411
724,443
4,052,140
17,460
1,804,160
1,177
16,782
105,952
24,706
9,315,838
20,293
1,201,402
22.79
6.31
14.87
3.32
0.02
9.20
15.20
4.61
2.55
0.11
0.88
4.93

0.02
2.20
,

0.00
0.02
0.13
0.03
11.33
0.02
0.00
0 .00
0.00
1.46
0.00

16,523,844
5,061,999
12,568,304
2630,550
19,045
7,134,663
11,718,907
3,864,980
2,101,590
80,742
647,902
3,500,575
52,355
42,081

51,268
93,586
30,490
9,121,126
23,527
1,228,584
21.60
6.62
16.43
3.44
0.02
9.33
15.32
5.05
2.75
0.11
0.85
4.58
0.07
0.06
0.00
0.07
0.12
0.04
11.92
0.03
0.00
0.00
1.61
Tong

dtr nq
82,187,637
100.00
76,496,120
100.00
13
SHB
Ngfin hang TMCP Sai Gen - HA Ni)i
20.
Dv phOng rui ro tin dung
Dv phong chung
VND
Dyr phong cu th6
VND
K_P nay
S6dirdau
ky

476,303,411,330
711,317,305,137
Du phong rui ro trich lap trong

(Hoan nhap dtr phong
trong k5/)
(203,000,524,655)
(35,792,621,328)
Dtr
,
phong giam do 2cCr


cac khoan no kho thu hOi bang
nguon dir phOng
Dieu chinh tang/ (giam) khac
S6 du
.
cutii
ky
273,302,886,675
675,524,683,809
Ki
,
truyk
S6 du
du
ks7
367,415,267,224
907,419,723,637
Du ph6ng rui ro trich rap trong k5// (Hoan nhap dtr ph6ng
trong kS/)
108,888,144,106
(196,102,418,499)
Dtx phong giam do xi( 1 ode khoan ng kho thu hOi bang
nguOn dtr phong
Si;
du. cu6i ky
476,303,411,330
711,317,305,137
21.
Chung khoan d'au
ttr

21.1. Chtrng khoan
du
tte san sang d6 ban
31/03/2014
31/12/2013
VND
VND
Chung khotin Ni
p
Chirng khoan Chinh ph6
Chung khoan Ng do cac TCTD Ichic trong nu&
phat hanh
ChUng khoan Ng( do cac TCKT trong nu& Oat
hanh
Chung khotin Vein
ChUng khoan Nr6n do cac TCTD khic trong nu&
phat hanh
Chirng khoan V6n do cac TCKT trong nubs phat
hanh
Dtr
phong giant giti chung kholin san sang erd
ban
6,971,308,649,114
3,319,214,627,439
57,805,688,364
3,594,288,333,311
48,112,869,317
11,688,790,000
36,424,079,317
(7,495,090,717)

8,053,509,051,889
4,092,467,004,592
58,753,713,984
3,902,288,333,313
48,112,869,317
11,688,790,000
36,424,079,317
(8,842,722,617)
7,011,926,427,714

8,092,779,198,589
14
11 SHB
hoIuVor,
Ngfin hang TMCP Sai Gen — HA NOi
21.2. Chtimg khoan d'au tir gill. den ngay dao h#n
31/03/2014
VND
31/12/2013
VND
Chimg khoan Chinh phu
2,815,355,919,857
4,213,522,288,822
Chfrng khoan Ng do cac TCTD khac trong nu&
phat hanh
3,244,450,000,000
3,656,980,000,000
Clirng khoan Ng do cac TCKT trong ntrac PH
2,691,141,589,207
2,691,727,082,319

Dtr phOng gia'm gia chirng khoan dau to Oa an
ngay dao han
8,750,947,509,064
10,562,229,371,141
22. Gop von,
du
fir dai han
31/03/2014
VND
31/12/2013
VND
DAti to vao cong ty con
167,710,070,000
167,710,070,000
Cac khoan dau to vao cong ty lien doanh
31,798,000,000
Cac khoan d'au to vao cong ty lien ket
Cac khoan dau to dai han khac
332,427,625,375
385,427,625,375
Du phOng giam gia au to dai han
(55,542,083,470)
(55,542,083,470)
476,393,611,905
497,595,611,905
15
Ngan hang TMCP Sal Gen - Ha N(ii
23. TM san c6 dinh him hinh
- Ting, giam tai san c6 dinh hum hinh ky nay
Nha cira,

Nit
kie
n trim
May mac,
thiet bi
Phtrung tien
tai, tru)4n d.4n
Dyng cu
quail ly
Dan vi tinh: triOu cidng
s
a
n c
o
ging
dinh khac
192,365
264,995
145,454
81,838
21,929
706,581
880
904
2,628
784
724
5,919
880
904

2,628
784
724
5,919
566
162
139
192
1,060
;

566
162
139
192
-
1,060
192,679
265,736
147,943
82,429
22,653'
711,440
38,610
130,939
67,564
52,889
14,704
304,706
2,152

8,907
4,470
3,385
3,219
22,133
2,152
8,907
4,470
3,385
3,219
4

22,133
19
18
298
60
477
871
19
18
298
60
477
871
40,744
139,828
71,736
56,215
17,446

325,968
153,755
134,056
77,890
28,949
7,225
401,875
151,935
125,908
76,207
26,214
5,207
385,472
Khofin
muc
Nguyen gia
SO du din kY
SO tang trong ky
-
Mua trong ky
- Ddu tu. XDCB hoan thanh
-
Tang khac
SO giam trong ky
-
Chuyjn sang BDS ddu tu.
-
Thanh 1y, nhtfong ban
-
Gicim khcic

So
due
mad ky
Gia tri hao mon IMF ke
.
'
SO du clan ky
So tang trong ky
-
Khdu hao trong ky
-
Tang khac
SO giam trong ky
- Chuyjn sang BDS ddu to
-
Thanh 1)5, nhuvrig ban
-
Gicim khcic
SO du cuOi
ky
Gia tri con tai cua TSCD
Tyi ngay du ky
Tyi nay clad ky
16
S HB
Ngfin hang TMCP Sai Gen - HA Ni
- TAng, gram tail sin ct) dinh hint hinh

trtrov:
1Choan muc

Nha cfra,
vat kin true
may mew,
thiet bi
Phwrng tin
van tai,
truyen

dAn
Dung cy
quan ly
Don vi
Tai san
co dinh khac
trieu clijng
Cong
Nguyen gia
SO chr dAu ky
194,729
191,844
146,324
123,222
23,023
679,142
SO tang trong ky
11,126
88,799
3,081
9,373
7,934

120,313
- Mua trong 10)
8,468
88,711
3,028
9,341
1,626
111,174
- Dail ttc XDCB ham thanh
-
- Tarzg khac
2,658
88
53
32
6,308
9,139
SO giam trong ky
13,490
15,648
3,951
50,757
9,028
92,874
- Chuyen sang BDS dau tu-
-
-
-
-
-

- Thanh 1
.
)% nhuong bcin
-
5,752
3,153
6,643
304
15,852
- Gicim khcic
13,490
9,896
798
44,114
8,724
77,022
SO thr
cuOi
ky
192,365
264,995
145,454
81,838
21,929
706,581
Gia tri hao mon luy ke
St) dir
dau ky
34,465
108,009

55,034
75,581
13,308
286,397
Se tang trong ky
10,386
34,188
14,406
10,746
4,774
74,500
- Khciu hao trong kj;
8,911
34,188
14, 406
10,746
380
68,631
Tang do hoan thanh mica
-
-
- -
- Tang khac
I , 4
7'
-
-
4, 394
5,869
SO giam trong ky

6,241
11,258
1,876
33,438
3,378
56,191
- Chuyen sang BDS °tau to
-
-
-
-
- Thanh Iii, nhu-a-ng bcin
-
4,9521
1,209
6.161
- Giam khcic
6,241
6,306
667
33,438
3,378
50,030
SO dtr
cuOi
ky
38,610
130,939
67,564
52,889

14,704
304,706
Gia tri con lui &la TSCD
Tai ngity dâu ky
'160,264
83,835
91,290
47,641
9,715
392,745
Tai
ngay cuOi ky
153,755
134,056
77,890
28,949
7,225
401,875
17
5011 SHB
plVtr.r5.
Ngan hang TMCP Sal Gen - HA Ni
24. Tai san
c6
dinh vo hinh
-

Tang, giam tai san
c6
Khoin myc

dinh
vo
hinh ky nay:
Quyen südyng
(tat
Phfin mem vi
tinh
Tài san
c6
dinh
vo hinh khac
Don vi tinh trieu dOng
gong
Nguyen gia
So
du. &I ky
3,629,594
188,913
37,169
3,855,677
SO tang trong ky
15,156
-
15,156
- Mua trong
15,156
15,156
- Tang khac
SO
giam trong ky

- Thank lj, nhirang ban
- Gicim khcic
SO
du. cad ky
3,629,594
204,069
37,169
3,870,832
Gia tri hao mon luy ke
SO dwdu
ks
,

5,174
96,504
10,959
112,636
SO
tang trong
39
7,178
1,153
8,370
-
Khau hao trong
39
7,178
1,153
8,370
- Tang khac

SO
giam trong
- Thanh 1j, nhtrang ban
- Gicim khac
,
So
thread ky
5,213
103,682
12,112
121,007
Gia tri con lai
Tai ngity
du
ky
3,624,420
92,410
26,211:
3,743,041
Ti
ngity cuOi ky
3,624,381
100,387
25,058
3,749,826
Tang, giam tai san c dinh vo hinh ky truirc :
Phan mem vi
•
Don vi tinh trin clang
Tat san co dinh

Khofin muc
Quyen
sir
dyng
at
tinh
vo hinh khac;
COng;
Nguyen gia
So du. dau
ky
3,611,783
173,386
21,983
3,807,152
A
So tang trong
18,509
22,218
15,186
55,913
Mua trong nam
7,604
18,672
12,999
39,275
Tang do hoan thank mua sant TSCD
10,905
3,375
2,187

16,467
Tang khcic
171
-
171
SO
giam trong kY
698
6,690
.
:
7388
- Thanh

nhtrong ban
1,045
1,045
- Gicim khcic
698
5,645
-
6,343
SO du. cuOi
3,629,594
188,913
37,169:
3,855,677
Gii tri hao mon luy ke
So dir dfiu ky
789

75,973
5,749
82,510
SO tang trong ky
5,084
24,381
5,210
34,675
Khciu hao trong nãm
158
21,352
5,210
26,720
Tang do hoCm th:anh mua sam TSCD
Tang khac
4,926
3,029
-
7
,
955

SO
gifim trong
699
3,850
'
4,549
- Thanh


nhtrang ban
79
_
79
- Giam khcic
699
3,771
-
4,470
SO
du. cuOi ky
5,174
96,504
10,959
112,636
Gia till con lai
Tai
ngay
du
ky
3,610,994
97,413
16,234
3,724,642
Tai ngay cuOi
3,624,420
92,410
26,211
3,743,040
18

SHB
S01,1 r,trvems
Ngfin hang TMCP Sai Gbn — Ha NOi
25.
Tai san Co khac
31/03/2014
VND
31/12/2013
VND
Caz khoan tai, phi phai thu
6,006,632,147,222
5,674,985,695,793
Cac khoan phai thu
2,150,022,241,954
2,143,489,196,575
Dv phong rtli ro cho cac tai san Co khac
(189,288,284,867)
(189,260,837,886)
Tai san Co khac
4,672,692,705,240
4,031,124,881,432
12,640,058,809,549
11,660,338,935,914
26.
Tien, yang gin và vay cac to chtrc tin dung khac
A
-

Tien yang girl ti cac to chin tin dung khac
31/03/2014

VND
31/12/2013
VND
Trdn, yang geri Wong
kj,
hqn
- Bang VND
- Bang yang va. ngoai
752,078,191,652
743,726,978,764
8,351,212,888
771,114,967,956
758,358,314,312
12,756,653,644
TMn, yang pH có kj'
hçin
1,729,350,000,000
11,384,487,600,000
- Bang VND
1,550,000,000,000
10,060,000,000,000
- Bang yang va ngoai
179,350,000,000
1,324,487,600,000
2,481,428,191,652
12,155,602,567,956
A
-

Tien yang vay cac tO char tin dung khac

31/03/2014
31/12/2013
VND
VND
- Bang VND
44,000,000,000
5,387,000,000,000
-
Bang yang va ngoai té
655,366,000,000
3,142,778,400,000
'Ling
699,366,000,000
8,529,778,400,000
TOng Wen, yang gui va vay cac t6 chtrc tin
dung khac
3,180,794,191,652
20,685,380,967,956
19