Báo cáo tình hình quản trị công ty - Công ty cổ phần Sản xuất Kinh doanh Xuất nhập khẩu Dịch vụ và Đầu tư Tân Bình

so

PHV LVC
05
TINH HINH QUAN TRI CONG TY
15512015m-BTC ngily 06 thang 10 ndm 2015 ctia B9 Tat chinh huang dJn cong b6 thong tin tren thi truang
chung khoan)

sAo cAo

(Ban hant: kerntheo Thong II-( s6

,,?

A

~

CONG TY CO PHAN
SXKD XNK DV&I>T TAN
BINH (TANIMEX)

CQNG HOA xA HQI CHiT NGHiA VIl:T NAM
DQc lip - T1}'do - Hanh phuc
TP.HCM, ngay

sO': /f-S-~ / BCQT-BT&DA

oLJ thang If ndm 2016

BAo cAo TINH HINH QUAN TRJ CONG TY NIEM YET

(6 thang)
Kinh giri: - iTy ban Chung khoan Nha nurrc
- SlYGiao djch Chung khoan
- Ten cong ty niem ySt: CONG TY CO PHAN sAN XUAT KINH DOANH
XUAT NH~P KHAu DICH vu vA DAu TUTAN BINH
- Dia chi tru sa chinh: 325 (s6 cu89) Ly Thirong Kiet, P9, Q.Tan Binh, TPHCM.
- Dien thoai: (84-8) 38686381

Fax: (84-8) 38636584

Email:
- V6n dieu l~: 240.000.000.000 dAng
- Mil chirng khoan: TIX

I. Hoat dQng ciia D~i hQi dAng c3 dong:
Thong tin ve cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hQi dAng c6 dong
(bao gAm ca cac Nghi quyet cua Dai hQi dAng c6 dong duoc thong qua duoi hinh
,
"
thirc lay y kien bang van ban):
Stt
1

S8 Ngh] quy~tl
Quy~t djnh

o 1INQ-DHDCD

Ngay

NQi dung

15/0112016

Nghi quyet D~i hQi dAng c6 dong

II. HQi dAng qmin trj (Bao cao 6 thang):
1. Thong tin ve thanh vien HQi dong quan tfi (HDQT) :
Stt

Thanh
."
vlen
HDQT

.

Chuc vu

Ngay bit
diu/khong
con la thanh

s'<
1.
o b UOi
hQp
HDQT

Ty I~tham

d1}'hQp

Lydo
khong tham
d1}'hQp


1

Ong
Nguyen
Minh

vien HDQT

tham d.,

Chil tich
HDQT

23/01/2015

02

100%

Thanh
."
vien
HDQT

23/01/2015

02

100%

Dim
2

Ong
Trdn
Quang

Truong
3

Ong
Huynh
An
Trung

Thanh
."
vien
HDQT

23/0112015

02

100%

4

BaVG
Thi
Thanh

Thanh
."
vien
HDQT

23/0112015

02

100%

Thanh
."
VI en
HDQT

23/0112015

02

100%

Hong

5

OngLe
Trong
L~p

2. Hoat dQng giam sat cua HDQT d6i voi Ban Giam d6c :
HDQT thuc hien hoat dQng giam sat d6i voi Ban T6ng Giam D6c thong qua
bang phan cong nhiem vu ro rang cu thS, luon theo doi sat sao tinh hinh hoat dQng
cua cong ty, giam sat va co nhfmg chi dao dinh huang va h6 tro kip thai cho Ban
diSu hanh thong qua ban hanh cac nghi quyet, quyet dinh lien quan dSn hoat dQng
san xu~t kinh doanh cua dan vi, t6 chirc bQ may cong ty va cac v~n dS quan trong
khac trong pham vi tham quyen cua HDQT, phil hop voi cac quy che, quy dinh
hien hanh cua cong ty va phap luat.

3. Heat dQng cua cac tiSu ban thuQc HQi d6ng quim tri: khong co
4. Cac Nghi quyet/ Quyet dinh cua HQi dong qmln tri (Bao cao 6 thang):
Stt

sa Nghi quy~tJ

Ngay

NQi dung

Quy~t dinh
1

06/QD-HDQT

06/10/2015

QuySt dinh mua c6 phAn Cong ty c6
phAn SX TM DV Kim Cuang

2

07/QD-HDQT

711012015

QuySt dinh chi luang b6 sung hi~u qua
kinh doanh nam 2014


----------------------------

-

-

3

08/QD-HDQT

19/11/2015

Tarn irng c6 tire dot 1 nam 2015

4

09/QD-HDQT

21112/2015

Quyet dinh b6 nhiem Pho T6ng Giam
Doc

5

10IQD-HDQT

21112/2015

6

111QD-HDQT

21112/2015

Quyet dinh b6 nhiem KS toan tnrong

7

01/QD-HDQT

28/01/2016

Quyet dinh mua c6 phieu Cong ty Bao
bi Vi~t Phat

8

02/QD-HDQT

06/3/2016

Quyet dinh miSn nhiem chirc danh

--

kS

toan tnrong

Quyet dinh ctr can b<) di cong tac tai

My
,

9
10
11

03/QD-HDQT
04/QD- HDQT
05/QD-HDQT

10/3/2016
17/3/2016
24/3/2016

Quyet dinh cir doan can b<)di cong tac
mroc ngoai
Quyet dinh cham dirt hoat d<)ng Chi
nhanh Vilng Tau
Quyet dinh gop v6n thanh l~p cong ty
co phan trong Iinh vue v~n chuyen

12

06IQD-HDQT

25/3/2016

Quyet dinh mua c6 phieu phat hanh
them cua cong ty Vi~t Phat

13

07/QD-HDQT

31/3/2016

Quyet dinh cu can b<)di cong tac mroc
,
ngoai

.

III. Ban ki~m soat (Bao cao 6 thang):
tin ve thanh vien Ban Kiem soat (BKS):
1. Tong
h
Stt

1

Thanh
.,..
Vlen
BKS

Chuc
V\1

Ngay
b~t
,
ddu/khong
conlathanh
vien BKS

S6 bU6i
hQpBKS
tham dg

Ty l~ tham
dg hQp

Ly do khong

BaLe Thi
Thanh
Phuong

TruOng
BKS

23/0112015

01102

50%

Thoi dam
nhi~m chuc
V\1truang
BKStu

15/01/2016

tham dg hQp

15/0112016
2

NguySn
Thi Hao

TruOng
BKS

15/01/2016

01102

50%

Dam nhi~m
chuc V\1
truang BKS
tu 15/1/2016

~

.014c

-rt:

'::ONG
cO' PI

:\)~i I(

iiNHi

"'V'"

H•

~
lNHT
~


3

BaTrdn
Thi H~nh

Thanh
'"
vien
BKS

23/0112015

02/02

100%

4

OngV5
Chi
Thanh

Thanh
."
VI en
BKS

23/0112015

02/02

100%

2. Hoat dQng giam sat cua BKS d6i voi HDQT, Ban Giam d6c di@uhanh va c6
dong:
Ban kiem soat cong ty trong 6 thang dAu nam 2016 da thirc hien t5t nhiem vu kiem
soat cua minh, cu th~ nhir sau:
Tham du dAy du t~t ca phien h9P cua HQi d6ng quan tri d~ thea doi va giam sat
hoat dong cua HQi d6ng quan tri cong ty.
Truong Ban kiern scat da chi dao cac kiem soat vien tai cac cong ty thanh vien
bam sat tinh hinh hoat dQng cua dan vi, hang quy thirc hien kiem tra cac dan vi
d~ he; tro cac dan vi thirc hien cong tac hach toan k€ toan dung quy dinh d6ng
thoi thtrc hien dung chinh sach voi nguoi lao dong.
Ki~m tra cac bao cao tM chinh hang thang, quy cua phong tM chinh k€ toan truac
khi trinh hQi d6ng quan trio Giam sat vi~c thlJc thi phap lu~t, ch~p hanh t5t nghla
V\l cua doanh nghi~p thea quy dinh phap lu~t nhu cac nghla V\l thu€, bao hi~m xa
hQi, bao hi~m y t€, bao hi~m th~t nghi~p, va cac nghla Vl) tM chinh khac d5i vai
Nha Nuac cling nhu vai nguai lao dQng.
Ph5i hQ'p vai dan vi ki~m toan dQc l~p A&C thlJc hi~n cong tac ki~m toan bao
cao tai chinh cong ty .

3. S\1'ph6i hgp ho~t dQng giua BKS d6i vai ho~t dQng cua HDQT, Ban Giam d6c
di@uhanh va cac can bQ quim ly khac:
-

Ph6i hgp vai HQi d6ng quim tri cong ty kiSm tra cac v~n d@:

+ Th\1'chi~n cac chi tieu kS ho~ch duQ'cD~i hQi d6ng CD thong qua
+ Cac Nghi quyStl quySt dinh dffban hanh, tiSn dQ th\1'chi~n ....
+ Xem xet, danh gia cac chi tieu kS ho~ch, kip thai chi d~o va dinh huang dS Ban
di@uhanh dS dam bao 6n dinh ho~t dQng cua cong ty
4. Ho~t dQng khac cua BKS (nSu co): khong co

IV. Dao t~o v~ quan tri cong ty
Cac khoa dao t~o v@quan tri cong ty rna cac thanh vien HDQT, thanh vien BKS,


------_---------

-

-

-

- ---

-

- ------------

-----

Giam d6c (T6ng Giam d6c) di~u hanh, cac can b<)quan ly khac va Thu ky cong ty
dfftham gia theo quy dinh v~ quan tri cong ty:
Trong 6 thang d§.u nam, cong ty dff cu 20 luot can b<) tham gia cac khoa dao
tao v~ chuyen nganh, cac khoa v~ ky nang quan ly do cac dan vi co uy tin thuc
hien nhu cong ty kiem toan A&C, Phong thuong mai va cong nghiep Viet Nam
VCC!.

v. Danh

sach v~ ngU'iri co lien quan ella eong ty niem ySt theo quy djnh t\}i
khoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6 thang)
giao djch ella ngU'iri
co lien quan ella eong ty v6i chinh Cdng ty

va

IDnh'h
a sac ve}.nguoi co len quan cua cong ty
STT

Tenta
chti'c/ca
nhan

Tai
khoiin
giao
djch

chti'ng
khoan
(n~u
co)

Chuc V\!
ttJi cong
ty (n~u
co)

sa

Gifty
NSH*, ngay
cdp, noi cdp
NSH

Dja chi tru s()'
chinhl Dja chi
lien h~

Thi)'i
di~m bAt
dAu la
ngu'o'i co
lien quan

Thi)'i
di~m
khOng

con la
ngU'O'i
co lien
quan

Lydo

5B DOng Scm, P.7,
Q. Tan Binh,
TP.HCM

23/01/2015

0112020

BAu Clr nhi~m kY III
(2015-2020)

20 Le Ni~m,
P. PM Th;mh,
Q. Tan PM, TP HCM

23/01/2015

01/2020

BAu Clr nhi~m kY lJl
(2015-2020)

46 TrAn Vl\n Danh,

PhuOng 13, Qu~n Tan
Blnh, TP.HCM

23/01/2015

01/2020

BAu Clr nhi~m ky lJl
(2015-2020)

212/1/35 Tholli
NgQc HAu, P. PM
Thllnh, Q. Tan PM,
TPHCM

23/01/2015

01/2020

BAu Clr nhi~m kY III
(2015-2020)

18/550 Nguy~n Cfru
Van, P. 17, Q. Blnh
ThllOh, TPHCM

23/01/2015

01/2020

BAu Clr nhiem kY III
(2015-2020)

308/21 Hoang Vl\n
Th\), P.4, Q. Tan
Binh,
TP.HCM

23101/2015

15/01/2016

BAu Clr nhiem kY lJl
(2015-2020)

50/6 Ba Van, P. 14,

15101/2016

0112020

BAu Clr nhi~m kY lJl
(2015-2020)

Ngu'O'jnQi bQ ciia cong ty
I

Nguyen
Minh Tam

CM tjch
HDQT

020159970
10101/2002
CATPHCM

2

LeTr~mg
L~p

Thanh vien
HDQT

020525024
16/11/2000
CATPHCM

3

TrAn
Quang
TruOng

Thanh vien
HDQT,
TOD

022073389

05/06/2002
CATPHCM

4

Huynh An
Trung

Thanh vien
HDQT

022320425
211712006
CATPHCM

5

ViiThj
Thanh
H6ng

Thanh vien
HDQT

023146311
17/02/2009
CATPHCM

6

LeThj
Thanh
Phucmg

Trucrng BKS

023011955
30103/2009
CATPHCM

7

Nguy~n Thj
Hflo

Trucrng BKS

020233021
06/12/2005
CA.TPHCM

Q. Tan Binh,
TP.HCM

'.\-


8

ve cu

Thanh

9

Trftn Thl
Hanh

Thanh vien
BKS

2310112015

01/2020

BAu eir nhiem ky 1I1
(2015-2020)

CATPHCM

308/39 Hoang van
Th\l, P.4, Q. Too
Binh,
TP.HCM

022907167

xa PM

23/0112015

0112020

BAu eir nhiern ky 1I1
(2015-2020)

020159954
20104/2010

Thanh vien

sxs

27/02/2006

My Hung,
Huyen ce Chi,
TPHCM

CATPHCM
10

Nguyen Thi
Hao

Ke toan
tnrong

020233021
06/12/2005

50/6 Ba vsn, P. 14,
Q. Too Binh,
TP.HCM

31112/2015

CATPHCM
11

Ha Thj Thu
Thao

K~ toan
tnrong

024796662
11112/2010

100Al10 Duong Ba
Trac, phuong 02,
quan 8, TP. HCM

01101/2016

B5 nhiem

55111 Pham Van Chi,
Phuong 7, Quan 6,
TPHCM

0114/2014

B5 nhiem

CATPHCM
12

13

La Ngoc
Thong

Nguyen
DinhMinh
Triet

Ph6TGD

020525021

Ngiroi UQ
CBTT

15/10/2009

01/12/2014

CATPHCM
023330300
26/11/2014

CATPHCM

5B Dong Son,
Phuong 7, Quan Tan
Binh, TPHCM

48121000618
27/10/2010
Sa KH&DT Tinh
Binh Thu~n

93/13 Nguyen Hoi,
Phuong PM Tai, TP.
Phan Thiel, Tinh Binh

Ph6TGD

01101/2016

B5 nhiern

Nglfiri co lien quan cua cong ty (ta chirc)
1

Cong ty
C5phftn
DAu tir Du
lich Too
Thang

2

Cong ty
C5 phftn
gi:1yG.P

3

Cong ty
C5 phftn
Xay dung
- Co khi
Too Binh
Tanimex
(Tanieons)
Cong ty

4

5

C5 phftn
Tu van va
Ddu tu
Giatrj

C6ng ty CP
OVGiao
d\le Tri
Dire

3702245743
03/0112014
Sa KH&DT tinh Binh
Duong

L6 J 1 va J4 duong
N2, 01, NI KCN
Nam Tan Uyen,
Phuong Khanh Binh,
Thj xil Tiln Uyen,
Tinh Binh OUOOg

SaKH&DT
TP.HCM
0312910290
29/8/2014
Thay d5i Ian 2
29/12/2014
SaKH&DT
TP.HCM
0303822792
23/5/2005
Thay d5i Ian 14
07/01/2016
SaKH&DT
TP.HCM

43.00%

40.00%

0304592598
03/10/2009

80%

Thuan

TAng tret - s5 4750 Le
Trong Tan, P. Son Ky,
Q.Tiln Phu, TP.HCM

Ldu 2-4750 t.e
Trong TAn, P. Son
Ky, Q.Tiln Phu,
TP.HCM

40.00%

1333A Thol,li Ngoe
Hdu, P. Hoa Thl,lflh,Q.
T 00 PM, TPHCM

37.50%

6

C6ng ty
CPDT&

PT Minh
PMt

0311640972
20103/2012
SaKH&DT
TP.HCM

Ldu 4, S6 4750
DUCrngLe Trong
TAn, P. Soo Ky, Q.
Tan PM

35.00%

7

C6ng ty
C5 phftn
San xm1tOjeh VII

0304563607
25105/2012
SaKH&DT
TP.HCM

Ldu 3-4750 Le
Trong Tan, P. Soo
Ky, Q.Tiln Phu,
TP.HCM

30.00%


--

-

-

-_._

Tiin Binh
Tanimex
(Taniservi
ce)

8

0302380816
18/3/2008
Thay dbi IAn7
29/3/2016
S6'KH&DT
TP.HCM

Cong ty CP
Viet Phat

9

Cong ty
CPSX
TMDV
Kim
Cuong

10

Cong ty
CP Luang
thuc Nam
Trung BO

11

Cong ty
CPTM
DVNh\fa
Baobi
Ki8n Dtrc

D,uemg Tam Tan, Ap
Ben Do 2, Tan PM
Trung, Huyen Cit Chi,
TPHCM

25%

0303988156

141712005
S6'KH&DT
TP.HCM

LO 1-12 duong s6
13, KCN TAn Binh,
Phuong San Ky,
Qulin Tan PM,
TPHCM

20.00%

4500243126
S6' KH&DT Tinh
Binh Thuan

76 Trdn Hung Dao,
TP Phan Thiet, Tinh
Binh Thuan

TVHDQT

LAu 1 toa nha
Tanioffice 475D te
Trong TAn, P. San
KY,Q· Tan Phit

12.00%

0312330620

19/6/2013
SaKH&DT
TPHCM

Ghi chu: s6 Gidy NSH*: s6 CMNDIH(J chilu (a6i voi cd nhdn) hoac s6 GCN aang
nghiep, Giay phep hoat dong hoac gidy tirphdp If tuang duong (a6i voi t6 chuc)INSH

kY

doanh

2. Gi~o dich giua cong ty voi nguoi co lien quan cua cong ty; hoac gifra cong ty
,. coAd" ong l'on, nguoi
,. not
""b Q, nguoi co'I''''len quan eua I!f UO'lnoi
A'b'" o.
Val
A

STT

Ten t6
chirc/ca
nhan

M6i quan
M lien
quan voi
cong ty

,.

?

s6
Dia chi
Giay
tru sa
NSH* chinhl
, n~ay Uia chi
cap,
lien h~
nCYi
,
cap

,.

Thai di~m

s6 Nghi
quyet/
Quyet
dinh cua

giao dich
v6icongty

DHDCDI

HUQT ...
tho~g qua
(neu co,
neur5
ngay ban
hanh)

NSH

S61uQ1lg,
ty l~ n~m
gift co
phi~u sau
khi giao
dich

Ohi
chu

Khong
,
co
Ghi chu: s6 Gidy NSH*: s6 CMNDIH(J chiiu (a6i vai cd nhdn) hoi;ic s6 GCN aang kY doanh
nghi?p, Gidy phep hogt a(Jng hoi;icgidy tirphdp If tuang auang (a6i vai t6 chuc)1 NSH*.

3. Giao dieh giua nguai nQi bQ eong ty niern ySt, nguai co lien quan eua nguai nQi
b 9AVal
, . eong
A tv con, eong
A tty d o eong

At' ry mern
A ye"t narn
~ quyen
;, k'lern
A
soa, t
Stt

Nguai
th\lc hi~n
giao dich

Quan h~
v6i
nguai
nQibQ

Chuc
t~i
CTNY
V\l

s6
CMND/HQ

chi~ul
ngay cap,
nCYicdp

Uia

chi

Ten
cong ty
con,
cong ty
do

Thai
di~m
giao
dich

S61uQ1lg,
ty l~ n~m
gift co
phi~u sau
khi giao

Ohi
chu

·1


CTNY
nam,
quyen
kiem
soat

dich

Khong
co

4. Giao dich gitta cong ty voi cac d6i nrong khac

4.1. Giao dich gifra cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban
KiSrn soat, Giam d6c (T6ng Giam d6c) dieu hanh dffva dang la thanh vien sang l~p
hoac thanh vien HDQT, Giam d6c (T6ng Giam d6c) diSu hanh trong thai gian ba
(03) nam tro lai day (tinh tai thai diem l~p bao cao)

4.2. Giao dich giua cong ty voi cong ty rna nguoi co lien quan cua thanh vien
HDQT, thanh vien Ban KiSrn so at, Giam d6c (T6ng Giam d6c) diSu hanh Ia thanh
vien HDQT, Giam d6c (T6ng Giam d6c) diSu hanh

4.3. Cac giao dich khac cua cong ty (nSu co) co thS rnang lai loi Ich v~t ch~t hoac
phi v~t ch~t d6i voi thanh vien HDQT, thanh vien Ban KiSrn soat, Giarn d6c (T6ng
Giarn d6c) diSu hanh.

VI. Giao dieh e6 phi~u ella ngU'OinQi bQ
(Bao eao 6 thang/nam)

va ngU'Oilien

quan ella ngU'OinQi bQ

1 D anh sac
' h nguO'l

,. nQI
"'b'"Qvangum,. co'1'''len_9..uancua ngum
,. nQI
"'b" Q
Stt

HQten

Tai
khoa
n
glao
dich
ch(rn
g
khoa
n
(nSu
co)

Chuc
V\l t~i
cong ty
(nSu
co)

s6
CMND/HQ
chiSu, ngay
dp, nai

Dia chi lien

M

ky

NgU'iYinQi bQ ciia cong ty
1

Nguyen
MinhHm

Chu tich
HDQT

020159970
10101/2002
CATPHCM

s6 c6
phiSu sa
hfru cu6i

5B Dong San, P.7,
Q. HnBinh,
TP.HCM

Tyl~
sahfru

c6
phiSu
cu6i ky

Ghi chu


-----------------

2

Le Trong
L~p

Thanh vien
HDQT

020525024
16/11/2000

20 te Niem,
P. Phil Th!U1h,
Q. Tiin Phu, TP HCM

CATPHCM
3

TrAIlQuang
Truong

Thanh vien
HDQT,
TGD

022073389
05/06/2002

46 Tran van Danh,
Phuong 13, Quan Tan
Binh, TP.HCM

CATPHCM
4

Huynh An
Trung

Thanh vien
HDQT

022320425
211712006
CATPHCM

5

vn ru
Thanh Hong

Thanh vien

HDQT

023146311
17/02/2009

212/1/35 Thoai
Ngoc Hau, P. Phil
Thllnh, Q. Tan Phu,
TPHCM
18/550 Nguyen Cuu
Van, P. 17, Q. Binh
Thimh, TPHCM

CA TPHCM
6

te Thi
Thanh

Tnrong BKS

023011955
30103/2009

Phuong

CATPHCM
7

Nguyen Thi

HaD

Tnnmg BKS

020233021
06/12/2005

308121 Hoang van
Th\l, P.4, Q. Tiin
Binh,
TP.HCM
50/6 Ba Viin, P. 14,
Q. TiinBlnh,
TP.HCM

CATPHCM
8

ve cu
Thanh

Thanh vien
BKS

020159954
20104/2010
CATPHCM

9

Trdn Thi
HlInh

Thanh vien
BKS

022907167
27/02/2006

308/39 Hoang van
Th\l, P.4, Q. Tiin
Binh,
TP.HCM
XiI Phil MY Hung,
Huyen CU Chi,
TPHCM

CATPHCM
10

Nguyen Thi
HaD

Ke toan
tnrong

020233021
06/12/2005

50/6 Ba Viin, P. 14,

Q. Tiin Binh,
TP.HCM

CATPHCM
II

Ha Thi Thu
ThaD

Ke toan
tnrong

024796662
11/12/2010

100NI0 Duong Ba
Trllc, phuong 02,
qu~n 8, TP. HCM

CATPHCM
12

13

I

1.1

1.2

La Ngoc
Thong

Nguyen
Dinh Minh
Triet

Ph6TGD

020525021

Niroi UQ
CBTT

15110/2009

Ph6TGD

55111 Pham van Chi,
Phuong 7, Quiin 6,
TPHCM

CATPHCM
023330300
26/11/2014
CATPHCM

5B Dong Son,
Phuong 7, Quan Tan
Binh, TPHCM

NgtrOi c6 Ii~n quan clia ()ng Nguy~n Minh TAm

Xiem

021218346
23/06/1980
CATPHCM

5B Dong Son, P.7,
Q. Tan Binh, TP.HCM

Vrl

Nguyen
Thuy Van
Khanh

023287890
18/03/1995
CATPHCM

5B Dong Son, P.7,
Q. Tan Binh, TP.HCM

Con

Nguyen Thi

-

--

-


1.3

Nguyen
Dinh Minh
Triet

023330300
24/06/1997
CATPHCM

5B D6ng Son, P.7,
Q. Hn Binh, TP.HCM

Con

1.4

Nguyen
Trung Hieu

023638950
05109/1998
CATPHCM

5B Dong Son, P.7,
Q. Hn Binh, TP.HCM

Con

1.5

VOHm
Thanh

Cha
(Dil mAt)

1.6

Nguyen Thj
Thieu

M~
(DilmAt)

1.7

VO Van
Duong

Anh
(Dil mAt)

1.8

VO Thj Hiep

2

NgllOi c6 Ii@nquan cua (}ng TrAn Quang Truong

020204436
08/04/2008
CATPHCM

022488974
05106/2002
CATPHCM

175E Ly Thuong
Kiet, P.8, Q. Tan
Binh,
TP.HCM

Chj

2.1

Phan
Bfeh Van

2.2

TrAn Phan

Khanh Linh

2.3

TrAn
Khiem

024123875
17/08/2003
CATPHCM

E 1 Cu xa Nguyen
van Tr6i, P17,
Q. Phu Nhuan

Cha

2.4

Doan Thi
Thien Nga

021714700
28/05/1999
CA.TPHCM

E 1 Cu xa Nguyen
Van Tr6i, P17,
Q. Ph(! Nhuan

M~

2.5

TrAn
Quang
Trung

022446050
13/08/2003
CATPHCM

20 L6 G, Chung cu
KCNHnBinh,
Q. Tan Ph(!

Em

2.6

TrAn
PhU011g
Chinh

023120375
18/07/2005
CATPHCM

E 1 Cu xa Nguyen
van Tr6i, P17,

Q. Ph(! Nhuan

Em

C6ngtyCP
SXDVHn
Binh
Tanimex
Cong ty
TNHHTu
van Ddu nr
Trdn Phan

0304563607
25105/2012
SoKH&DT
TP.HCM
0305618369
05103/2013
SoKH&DT
TP.HCM
0311640972
20103/2012
SoKH&DT
TP.HCM

LAu 3 - s6 475D U!
Trong Tan, P. Son Ky,
Q.Tan Phu

Chli tich HDQT

46 TrAn Van Danh, P.
13, Q.Tan Binh

Chli tich HDQT

2.7

2.8

2.9

3

3.1

Cong tyCP
DT&PT
Minh Phat

46 Tran Van Danh, P.
13, Q. Tan Binh

Vf/

46 Td.n Van Danh, P.
13, Q.Tan Binh

Con

Lau 4, S6 475D
Duong Le Trong
Ttln, P. Son Ky, Q.
Tan Ph(!

Chli tich HDQT

Nglloi c6 Ii@nquan cua (}ng U Trong L,p

DU011g
Ngoe DaD

021048663
16/11/2000

20

te Niern,

P. Phu

p.

Vf/

Th1mh,
Hn Ph(!, TP HCM

CA.TPHCM

3.2

LeKim
Ngan

024447410
29/12/2005
CATPHCM

00 LeNiem,
P. Ph(! Th1mh,
Hn Phu, TP HCM

R.

Con


3.3

3.4

te TrfuJ
CMu

20

te Niem,

Con

P, Phu Thill1h,

p, Tan PM, TP HCM

te van Tam

Cha
(DiI mat)

3.5

Nguy~n Thj
D6m

300384474
09/02/1980

XiI Tan Btru, Ben Lire,
Long An

M~

CATPHCM
3,6

te Nho NhiI

Chi
(DiI mAt)

3,7

te Ba

Dinh CIIHoa Ky

Anh

Kh4m
3,8

te BIiChCue

020326664
2610911979

~O Le Niern,

11', Phu Thanh,

Chi

p, Tan PM, TP HCM

CATPHCM
3,9

Le H6ng
Tham

021552381
17/07/1979

14/12 NhAt Chi Mai,
p, 13, Q, TfuJ Binh,
P,HCM'

Chi

CATPHCM
3.10

te Hoang

Vii

022177934
17/08/1984

o LeNiem,
p, Phu Thanh,
TfuJ Phu, TP HCM

Anh

p,

CATPHCM
3.12

Cong tyCP
Xay dung ce khl TfuJ
Binh Tanimex

0304592598
03/10/2009

TOng Giarn dOc

Ngtriril T6 chuc eli li~n quan den Huynh An Trung

4,1

Huynh
rai

4,2

4.3

van

Cha

DiImat

Tnln Thi
Phieu

M~

DiImAt

Huynh Thi
Yen Khanh

Vc!

022566602
131712013
CA TP,HCM

4.4

Huynh Song
Gia HfuJ

Con gai

4.5

Huynh
Thanh Tung

Em

212/1/35 ThOlli
Ngoc HAu, p, PM
Thllnh, Q, Tan PM,

TPHCM
212/1/35 Tholli
Ngoc Hdu, p, PM
Thanh, Q, Tan Phu,
TPHCM

022320357
31101/2013

1I071du 3, 547INI
Thanh Thai, P.l4,
Q,IO

CATP,HCM
4,6

cne tich HDQT

ScrKH&DT
TP,HCM

(Tanicons)

4

trAng tret - sO 4750 Le
~rong TAn, p, Son Ky,
R,TfuJ Phu, TP,HCM

Huynh

Thanh Tra

Em

022598550
16/8/2012
CATP,HCM

EE2 Bach Mil CIIxa
Bac Hai, p, 15, Q, 10


4.7

4.8

Cong ty
TNHH
MTVXNK
&DTCHQ'
Lan
(Cholimex)

TVHDTV,
Ph6 T6ng
Giam d6c

Cong tyC6
phAn thuc
pham

Cholimex

Dai dien
v6n (Ph6
CTHDQT)

0301307933
Lan dAu 06/8/20 I 0

631-633 Nguyen
Trili,PII, Quan 5,
TPHCM

Thay d6i Ian 9 15/12/2014
Sa KHDT
TP.HeM
0304475742
LAn dAu -19/7/2006
Thay d6i IAn2 02/6/2011

L6 C40-4311, C5155111Duong s6 7,
KCN Vinh tee,
Huyen Binh Chanh,
TPHCM

SaKHDT
TP.HCM
4.9

Cong ty Ce

TVHDQT

phan ddu nr

0311461726
Lan dftu
04/01/2012

va Phat trien
Thuy san
Cho Lon

45 Tran Quang
Oieu, PI3, Q3,
TPHCM

Thay dbi IAn2 27/11/2013
SaKHDT
TP.HCM

S

NglfiYil T6 chec co li@nquan d@nVO Thj Thanh HAng

5.1

Vii Dinh
Kh6i

B6 de

023995905
02/05/2002

75/36 Nguyen Cuu
Van, P17, Q.Binh
Thanh

CATPHCM
5.2

MaiThiNit

M~de

023995969
02/05/2002

75/36 Nguyen Ciru
Van, P17, Q.Binh
Th@flh

CA TPHCM
5.3

TrAn Dire
ThAo

Chang

023146310
21/09/2007

18/550 Nguyen Ciru
Van, P.17 Q.BT,TP
HCM

CA TPHCM
5.4

Trdn Due
Manh

Con trai

025100947
26/02/2009

18/550 Nguyen Cuu
Van, P.17 Q.BT,TP
HCM

CA TPHCM
5.5

TrAnKim
Ngan

Con gai

025799231
14/11/2013

18/550 Nguyen Ciru
Van, P.17 Q.BT,TP
HCM

CATPHCM
5.6

TrAn BAo
Ngoc

Con gai

025799230
14/11/2013

18/550 Nguyen Ciru
Van, P.17 Q.BT,TP
HCM

CATPHCM
5.7

ve rm

Chi ruot

Cong hoa Sec
(Czech)

Thanh HAi
5.8

ve rs:
Thanh Mai

Chi ruot

031144615
05/03/1998
CATPHCM

2 Nguyen Binh TP.
Hai Phong


5.9

Vi) Hong
Van

Em ruct

023629420
28/04/1998

75/36 Nguy~n Ciru

Van, P17, Q.Binh
ThlU1h

CATPHCM
5.10

Cong ty CP
D'I'Thuong
mliiSMC

TVHDQT

303522206
19/8/2004
SaKHDT
TP.HCM

396 Ung VlIn
Khiern, P25, Qu~
Binh Thanh,
TPHCM

6

NguiriJ T6 chile co lien quan d~n UThj Thanh Phuong

6.1

Le Van An

020159937
19/0112007
CATP.HCM

758 LIICLong QUaD,
P.9, Q. Tan Binh,
TP.HCM

6.2

Nguy~n Thi
S{lu

020271105
13/12/1997
CATP.HCM

759 LIICLong Quan,
P.9, Q. Tan Binh,
TP.HCM

023335304
21/06/2010
CATP.HCM

760 LIICLong Quan,
P.9, Q. Tan Binh,
TP.HCM

022934885

21104/2009
CATP.HCM

110 Ba Van, P.J4,
Q. Tan Binh,
TP.HCM

6J

Le Phuong
Thanh

6.4

Dang Thanh
Binh

6.5

D~gLe
PhlIang
Minh

110 Ba Van, P.J4,
Q. Tan Binh,
TP.HCM

Dang Le
Minh Khoa

110 Ba Van, P.14,
Q. Tan Binh,
TP.HCM

6.6

6.7

Dang Le
Minh Kh6i

7

NgU'Oi/ T6 chile co lien quan d~n Nguy~n Th] Hao

(

\

H

u

/,

110 Ba Van, P.14,
Q. Tan Binh,
TP.HCM

:<

oj

7.1

Nguyen Van
Chap

7.2

D3Thi G{li

020900535
20104/1979
CATPHCM

420 te VlIn Sy, P.2,
Q. Tan Binh, TP.HCM

MI;:

7.3

Cao Van D~c

020342075
12/11/1994
CATPHCM

50/6 Ba Van, P.14,

Q. Tan Binh,
TP.HCM

Cheng

7.4

Cao Chi
Nhan

024842733
26/11/2007
CATPHCM

50/6 Ba Van, P.14,
Q. Tan Binh, TP.HCM

Con

7.5

Cao Trung
Nghia

025155208
04/07/2009
CATPHCM

50/6 Ba Van, P.14,
Q. Tan Binh,

TP.HCM

Con

7.6

Nguy~n Van
Chieu

020900536
20108/1999
CATPHCM

152 Au Duong Lan,
PJ, Q.8, TP.HCM

Em

7.7

Nguyen Van
Cuong

020900537
21/09/2010
CATPHCM

4/26 Bau C{lt I, P.14,
Q. Tan Binh, TP.HCM

Em

7.8

Nguyen Van
CII
(Cole.
Nguyen)

PP.ort No
487149193
10108/2011
USA

5730N - Willard
AVE
- No 17 San Gabriel
City, California -

Em

Cha


91775

7.9

022464516
22/10/2010

CATPHCM

Nguyen van
Cli

8

NgtrOil T6 chllc co Ii~n quan den Vii Chi Thanh

8.1

Duong Van
Thtiy

020159951
11104/2001
CATPHCM

8.2

V1'JHuyen
Nga

023330287
08/06/1995
CATPHCM

8.3

ve xus»

250235984

Thanh

24/05/1996
CA Urn
D6ng

8.4

V1'JNllrn

021607813
15/12/2005
CATPHCM

420

te Vlln Sy, P.2,

Q. Tiln Binh, TP.HCM

Em

~08/39 Hoang Van
~h\l, P. 4, Q. Tiln
~inh,
~P.HCM

V(1

~08/39 Hoang van
~h\l, P. 4, Q. Tiln
!sinh,
~P.HCM

Con

106A146 Bui Thi
Ixufut,
IP. 1, Bao Loc, Urn
~6ng

Em

~ 117A Duong 494,
~hu ph6 4, P. Hng
NhO'l1PM A, Quan 9,
~P.HCM

Em

Ngtriri/ T6 chire co li~n quan d@nTrin Thj Hanh

9
9.1

Trdn van
Hftng

Cha

021280345

xa Ph6 My Hung,

02/06/2006

Huyen C6 Chi,
TPHCM

CATPHCM
9.2

Nguyen Thi

xe

M~

021280344
02/06/2006

xa PM My Hung,
Huyen ce Chi,
TPHCM

CA TPHCM
9.3

Nguyen
Heng Glang

Cheng

111512195
28/06/2014

Doi 5, x6rn Doai, thj
trdn Tily Dang, Ba
Vi, HaNoi

CAHaNoi
9.4

Trdn Thi
Mu6ng

Chi

021280405
30/07/1993

xa Ph6 My Hung,
Huyen ce Chi,
TPHCM

CATPHCM
9.5

9.6

Trlln Van
Cai

Trdn Thi
Chung

Anh

285588867

CA Binh Phuoc

T6 3- khu ph6 Binh
An, plurong An Lee,
Thi xi!:Binh Long,
tinh Binh Phiroc

022362560

xa Ph6 My Hung,

03/07/2014

Chi

23/06/2008

Huyen co Chi,
TPHCM

CATPHCM
9.7

Trlln Thi
Trinh

Chi

022422158
26/06/2008
CATPHCM

xa Phu My Hung,
Huyen ce Chi,
TPHCM


9.8

TrAIl VlIn
Phuc

023047778

Em

9/10/2013

xa PM

My Hung,
Huyen CU Chi,
TPHCM

CATPHCM
9.9

TrAIl Van
Bang

Em

023191736

xa Phu My Hung,

18/11/2013

Huyen CU Chi,
TPHCM

CATPHCM
10

Nguoi c6 lien quan cua Bil Hll Th] Thu Thilo

10.1

HAXuanKy

DilmAt

Cha ruOt

10.2

Nguyen Thi
Ngoc Anh

DilmAt

M~ ruOt

10.3

HaXuan
Viet

DilmAt

Anh ruOt

10.4

HA Thi MY
Dung

DilmAt

Chi ruOt

10.5

HaThi
Thuy Kieu

76 VO Xan, phuong
Binh Dinh, Thi xil
An Nhon, Tinh Binh
Dinh

Chi ruot

10.6

HAXutin
Thllch

023722361
08/03/2014
CATPHCM

137/61 te Van sy,
PJ3, Quart Phil
Nhuan, TP. HCM

Anh ruOt

10.7

HA ThiMY
HAD

233174654
1417/2009
CA Kon Tum

27 Phung Hung,
phuong Duy Tiln,
TP KonTum, Tinh
Kon Tum

Chi ruOt

10.8

HaThi
Thanh

024919679
25103/2008
CATPHCM

840/43 Huang L65
2, Phuong Binh Tri
Dong A, Q. Binh
Tiln

Chi ruOt

10.9

Nguyen
Viln Dieu

022431618
18/08/2003
CATPHCM

100NIO Duong Ba
Trllc, P.2, Q.8, TP.
HCM

Cheng

10.1
0

Nguyen Ha
BADChau

100NIO Duong 8a
Trac, P.2, Q.8, TP.
HCM

Con

10.1
1

Nguy~n HA
Minh
Khang

100NIO Duong Ba
Trllc, P.2, Q.8, TP.
HCM

Con

11

NgllOi c6 lien quan cua Ong Nguy~n Dlnh Minh Tri~t

11.1

Nguyen
Minh Tarn

58 Dong San, P.7,
Q. Tan Binh,
TP.HCM

Cha ruOt

58 Dong San, P.7,
Q. TtinBinh,

TP.HCM

M~ ruOt

The

210158812
25/04/2014
CA Tinh Binh Dinh

020159970
10/0112002
CA.TPHCM

11.2

Nguyen Thi
Xiem

021218346
23/0611980
CA.TPHCM


11.3

Nguyen
Th\lY Vful
Khanh

023287890
18/03/1995

5B Dong San, P.7,
Q. Tful Binh,
TP.HCM

Chi ruot

5B Dong San, P.7,
Q. TIln Binh,
TP.HCM

Em ruot

12 Nguyen Trili, P3,
Quan S, TPHCM

Vc,

CATPHCM
11.4

Nguy~n
Trung Hieu

023638950
05/09/1998
CATPHCM

11.5

UThi
Minh Thanh

023165675
14/4/2015
CATPHCM

11.6

Nguyen te
Minh Dtrc

5B Dong San, P.7,
Q. Tful Binh,
TP.HCM

Con ru¢t

11.7

Nguyen U
Minh Thuy

5B Dong San, P.7,
Q. TAn Binh,
TP.HCM

Con ru¢t

11.8

Cl3ngtyCP
SX OV TIln
Binh
Tanimex

0304563607
07/03/2013
SaKH&DT
TP.HCM

Ldu 3 Toa nha Tani
- Office 56 4750 U!
Trong Tdn, P. San
Ky, Q. TAn Phu,
TPHCM

TVHDQT

11.9

Cong tyCP
SXTMOV
Kim Cuong

0303988156
141712005
SaKH&DT

TP.HCM

LI31-12 dU011g56
13, KCN Illn Binh,
Phu011g San Ky,
Quan Illn PM,
TPHCM

CTHDQT

11.1
0

Cong tyCP
TMOV
Nhua Bao
bi Kien Duc

0312330620
SaKH&DT
TPHCM

LAu 1 tea nha
Tanioffice 4750 te
Trong Tdn, P. San
Ky, Q. Illn Phu

TVHDQT

11.1

1

Cong tyCP
DT&PT
Minh Phat

0311640972
20/03/2012
SaKH&DT
TP.HCM

LAu4, S64750
DU011gLe Trong
Tdn, P. San Ky, Q.
Tan Phu

TVHDQT

11.1
2

Cong ty Cl'
Luang thuc
Nam Trung
B(\

4500243126
Sa KH&DT Tinh
Binh Thuan

76 Trdn Hung Dao,
TP Phan Thiet, Tinh
Binh Thuan

TVHDQT

12

NgtrOi c6 li@nquan den 6ng La NgQc TMng

12.1

La Van
Quyen

020192791
29/11/2006

55111 Pham van Chf,
Phu011g 7, Quan ti,
TPHCM

Cha

CATPHCM
12.2

12.3

Nguyen Thj

Sang

Trdn Thi
Trung Thu

M~ (dilmdt)
020897232
30/1111993

551/1B Pham Van
Chf, Phu011g 7,
Quan 6, TPHCM

Vc,

551/1B Pham Van
Chi, Phu011g 7,
Quart 6, TPHCM

Con

CATPHCM
12.4

La Ngoc
Dan Thanh

023885658
01/06/2001
CATPHCM

--

------------------------------------

12.5

La Nh~t
Minh

020575253
12/05/2009

-

- --

-----------------------------------

551/18 Pham Van
Chi, Phuong 7,
Qu~6, TPHCM

Con

551/34E Pharn van
Chi, Phuong 7,
Qu~6, TPHCM

Anh

CATPHCM
12.6

La Ngoc
Urn

021934367
1116/2007
CATPHCM

12.7

l'

La Ngoc

207/5/2 Sa Hom,
P13, Quan 6, TPHCM

021934367

San

06107/2005

Anh

CATPHCM

12.8

La Thi
Ngoc Sang

021934396
29/11/2006

551/1 Pham van
Chi, Phuong 7,
Quan 6, TPHCM

Em

32/20 Vucn Chuoi,
P4, Quan 3,
TPHCM

Em

CATPHCM
12.9

La Thi
Ngoc Giau

021934169
17/08/1996
CATPHCM

12.1
0
12.1
I

La Ngoc
Tuan

Em (dllmfit

La Ngoc

022047983

Hi¢p

12/12/1993

551/1 Pharn van
Chi, Phuong 7,
Qu~6, TPHCM

Em

551/1 Pham van
Chi, Phuong 7,
Qu~6, TPHCM

Em

551/1A Pham van
Chi, P. 7, Quan 6,
TPHCM

Em

CATPHCM
12.1
2

La Thi MY
Ngoc

022347296
29/11/2006
CATPHCM

12.1
3

La Ngoc

022801261

Trieu

05/0111994
CATPHCM

2. Giao dich cua ngiroi nQi bQ va nguoi

memye At
Stt

Ngiroi
thirc hien
giao dich

Quan he
voi nguoi

eo lien

S6 c6 phieu sa hiru

dau ky

quan d6i voi

S6 c6 phieu sa htru
cuoi ky

n¢ib¢
S6 c6
phieu

Tyl~

Khong
,

eo

VII. Cac vAn d~ cAn hru

y khac:

khong

co

e6 phieu

S6 c6
phieu

Ty l~

cua cong ty

Ly do tang, giam
(mua, ban,
chuyen d6i,
thuong ...)


CHU TICH HDQT

(Ky len va dong ddu)

Noi nh,n:

- Nhir tren
- LUll: He, DT&DA, AN-06

-re~
.>:

L---